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ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 401k Plan overview

Plan NameALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST
Plan identification number 001

ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALTA LIFT TRUCK SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALTA LIFT TRUCK SERVICES, INC.
Employer identification number (EIN):382519310
NAIC Classification:484200
NAIC Description: Specialized Freight Trucking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01ANTHONY COLUCCI
0012015-01-01ANTHONY COLUCCI
0012014-01-01ANTHONY COLUCCI
0012013-01-01THEODORE SCHAFER
0012012-01-01THEODORE SCHAFER
0012011-01-01THEODORE SCHAFER
0012010-01-01THEODORE SCHAFER
0012009-01-01THEODORE M. SCHAFER THEODORE M. SCHAFER2010-10-14

Plan Statistics for ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST

401k plan membership statisitcs for ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST

Measure Date Value
2016: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01692
Total number of active participants reported on line 7a of the Form 55002016-01-01668
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0173
Total of all active and inactive participants2016-01-01743
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01743
Number of participants with account balances2016-01-01731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0143
2015: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01571
Total number of active participants reported on line 7a of the Form 55002015-01-01540
Number of retired or separated participants receiving benefits2015-01-0119
Number of other retired or separated participants entitled to future benefits2015-01-0154
Total of all active and inactive participants2015-01-01613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01613
Number of participants with account balances2015-01-01597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0145
2014: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01544
Total number of active participants reported on line 7a of the Form 55002014-01-01486
Number of retired or separated participants receiving benefits2014-01-0148
Number of other retired or separated participants entitled to future benefits2014-01-0132
Total of all active and inactive participants2014-01-01566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01566
Number of participants with account balances2014-01-01548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0133
2013: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01419
Total number of active participants reported on line 7a of the Form 55002013-01-01461
Number of retired or separated participants receiving benefits2013-01-0126
Number of other retired or separated participants entitled to future benefits2013-01-0141
Total of all active and inactive participants2013-01-01528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01528
Number of participants with account balances2013-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0132
2012: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01392
Total number of active participants reported on line 7a of the Form 55002012-01-01365
Number of retired or separated participants receiving benefits2012-01-0114
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01405
Number of participants with account balances2012-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01380
Total number of active participants reported on line 7a of the Form 55002011-01-01344
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0124
Total of all active and inactive participants2011-01-01371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01371
Number of participants with account balances2011-01-01356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2010: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01359
Total number of active participants reported on line 7a of the Form 55002010-01-01348
Number of retired or separated participants receiving benefits2010-01-014
Number of other retired or separated participants entitled to future benefits2010-01-0127
Total of all active and inactive participants2010-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01379
Number of participants with account balances2010-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01241
Total number of active participants reported on line 7a of the Form 55002009-01-01184
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0125
Total of all active and inactive participants2009-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01210
Number of participants with account balances2009-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0118

Financial Data on ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST

Measure Date Value
2016 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$190
Total income from all sources (including contributions)2016-12-31$5,015,167
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,674,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,594,080
Value of total corrective distributions2016-12-31$15,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,357,991
Value of total assets at end of year2016-12-31$22,661,889
Value of total assets at beginning of year2016-12-31$20,321,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$64,765
Total interest from all sources2016-12-31$27,552
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,459,189
Participant contributions at end of year2016-12-31$657,824
Participant contributions at beginning of year2016-12-31$455,706
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$141,536
Total non interest bearing cash at end of year2016-12-31$66,447
Total non interest bearing cash at beginning of year2016-12-31$82,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,340,855
Value of net assets at end of year (total assets less liabilities)2016-12-31$22,661,699
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$20,320,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$64,765
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,143,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,977,131
Interest on participant loans2016-12-31$27,552
Value of interest in common/collective trusts at end of year2016-12-31$1,794,096
Value of interest in common/collective trusts at beginning of year2016-12-31$1,805,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,629,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$757,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,594,080
Liabilities. Value of benefit claims payable at end of year2016-12-31$190
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$190
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DOEREN MAYHEW
Accountancy firm EIN2016-12-31382492570
2015 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$34,839
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$190
Total income from all sources (including contributions)2015-12-31$2,454,104
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,991,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,928,425
Value of total corrective distributions2015-12-31$6,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,823,979
Value of total assets at end of year2015-12-31$20,321,034
Value of total assets at beginning of year2015-12-31$19,823,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$56,583
Total interest from all sources2015-12-31$24,728
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,951,981
Participant contributions at end of year2015-12-31$455,706
Participant contributions at beginning of year2015-12-31$427,456
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$56,262
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$303,963
Total non interest bearing cash at end of year2015-12-31$82,835
Total non interest bearing cash at beginning of year2015-12-31$1,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$462,875
Value of net assets at end of year (total assets less liabilities)2015-12-31$20,320,844
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,823,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$56,583
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,977,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,688,362
Interest on participant loans2015-12-31$24,728
Value of interest in common/collective trusts at end of year2015-12-31$1,805,362
Value of interest in common/collective trusts at beginning of year2015-12-31$1,636,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-394,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$568,035
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$13,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,928,425
Liabilities. Value of benefit claims payable at end of year2015-12-31$190
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$190
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DOEREN MAYHEW
Accountancy firm EIN2015-12-31382492570
2014 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$15,927
Total income from all sources (including contributions)2014-12-31$3,875,407
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,098,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,036,809
Value of total corrective distributions2014-12-31$9,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,577,977
Value of total assets at end of year2014-12-31$19,823,320
Value of total assets at beginning of year2014-12-31$17,061,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$51,563
Total interest from all sources2014-12-31$23,851
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,581,506
Participant contributions at end of year2014-12-31$427,456
Participant contributions at beginning of year2014-12-31$509,182
Participant contributions at end of year2014-12-31$56,262
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$433,350
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$1,396
Total non interest bearing cash at beginning of year2014-12-31$69,824
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,777,078
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,823,130
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,046,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$51,563
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,688,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,988,296
Interest on participant loans2014-12-31$23,851
Value of interest in common/collective trusts at end of year2014-12-31$1,636,082
Value of interest in common/collective trusts at beginning of year2014-12-31$1,494,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,273,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$563,121
Employer contributions (assets) at end of year2014-12-31$13,762
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,036,809
Liabilities. Value of benefit claims payable at end of year2014-12-31$190
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$15,927
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DOEREN MAYHEW
Accountancy firm EIN2014-12-31382492570
2013 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$15,927
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,190
Total income from all sources (including contributions)2013-12-31$4,432,742
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$583,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$527,662
Expenses. Certain deemed distributions of participant loans2013-12-31$11,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,814,622
Value of total assets at end of year2013-12-31$17,061,979
Value of total assets at beginning of year2013-12-31$13,199,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$44,451
Total interest from all sources2013-12-31$26,098
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,257,610
Participant contributions at end of year2013-12-31$509,182
Participant contributions at beginning of year2013-12-31$485,593
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$87,116
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,000
Total non interest bearing cash at end of year2013-12-31$69,824
Total non interest bearing cash at beginning of year2013-12-31$38,106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,849,597
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,046,052
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,196,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$44,451
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,988,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,573,507
Interest on participant loans2013-12-31$26,098
Value of interest in common/collective trusts at end of year2013-12-31$1,494,677
Value of interest in common/collective trusts at beginning of year2013-12-31$3,102,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,592,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$469,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$527,662
Liabilities. Value of benefit claims payable at end of year2013-12-31$15,927
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$190
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DOEREN MAYHEW
Accountancy firm EIN2013-12-31382492570
2012 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$190
Total income from all sources (including contributions)2012-12-31$3,071,131
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$391,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$353,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,671,011
Value of total assets at end of year2012-12-31$13,199,645
Value of total assets at beginning of year2012-12-31$10,517,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,753
Total interest from all sources2012-12-31$21,291
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,021,601
Participant contributions at end of year2012-12-31$485,593
Participant contributions at beginning of year2012-12-31$317,423
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$19,701
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$275,607
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$1,378,829
Total non interest bearing cash at end of year2012-12-31$38,106
Total non interest bearing cash at beginning of year2012-12-31$1,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,679,406
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,196,455
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,517,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$37,753
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,573,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,848,496
Interest on participant loans2012-12-31$21,291
Value of interest in common/collective trusts at end of year2012-12-31$3,102,439
Value of interest in common/collective trusts at beginning of year2012-12-31$2,324,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$373,803
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$5,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$353,972
Liabilities. Value of benefit claims payable at end of year2012-12-31$190
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$190
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DOEREN MAYHEW
Accountancy firm EIN2012-12-31382492570
2011 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$190
Total income from all sources (including contributions)2011-12-31$816,322
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$402,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$369,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,321,506
Value of total assets at end of year2011-12-31$10,517,239
Value of total assets at beginning of year2011-12-31$10,103,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$32,869
Total interest from all sources2011-12-31$16,808
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$919,284
Participant contributions at end of year2011-12-31$317,423
Participant contributions at beginning of year2011-12-31$307,639
Participant contributions at end of year2011-12-31$19,701
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$127,602
Total non interest bearing cash at end of year2011-12-31$1,167
Total non interest bearing cash at beginning of year2011-12-31$941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$413,598
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,517,049
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,103,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$32,869
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,848,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,073,680
Interest on participant loans2011-12-31$16,808
Value of interest in common/collective trusts at end of year2011-12-31$2,324,556
Value of interest in common/collective trusts at beginning of year2011-12-31$1,721,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-521,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$274,620
Employer contributions (assets) at end of year2011-12-31$5,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$369,855
Liabilities. Value of benefit claims payable at end of year2011-12-31$190
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$190
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DOEREN MAYHEW
Accountancy firm EIN2011-12-31382492570
2010 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,210,586
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$190
Total income from all sources (including contributions)2010-12-31$2,641,843
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$598,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$569,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,456,148
Value of total assets at end of year2010-12-31$10,103,641
Value of total assets at beginning of year2010-12-31$6,849,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$29,051
Total interest from all sources2010-12-31$15,130
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$805,743
Participant contributions at end of year2010-12-31$307,639
Participant contributions at beginning of year2010-12-31$224,225
Participant contributions at beginning of year2010-12-31$8,072
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$402,970
Total non interest bearing cash at end of year2010-12-31$941
Total non interest bearing cash at beginning of year2010-12-31$13,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,043,642
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,103,451
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,849,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$29,051
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,073,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,835,474
Interest on participant loans2010-12-31$15,130
Value of interest in common/collective trusts at end of year2010-12-31$1,721,381
Value of interest in common/collective trusts at beginning of year2010-12-31$765,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,170,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$247,435
Employer contributions (assets) at beginning of year2010-12-31$2,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$569,150
Liabilities. Value of benefit claims payable at end of year2010-12-31$190
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$190
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DOEREN MAYHEW
Accountancy firm EIN2010-12-31382492570
2009 : ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST

2016: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ALTA EQUIPMENT COMPANY 401(K) PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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