401k Plan data: PATHWAY 401(K) RETIREMENT PLAN plan

PATHWAY 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	PATHWAY 401(K) RETIREMENT PLAN
Plan identification number	001

PATHWAY 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PATHWAY INVESTMENT COMPANY has sponsored the creation of one or more 401k plans.

Company Name: PATHWAY INVESTMENT COMPANY

Employer identification number (EIN): 382696931

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATHWAY 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2024-01-01 THOMAS B. PETZOLD 2024-11-26
001 2023-01-01 THOMAS B. PETZOLD 2024-07-11
001 2022-01-01 JOANNE RATERING 2023-06-27 THOMAS B. PETZOLD 2023-06-27
001 2021-01-01 THOMAS B. PETZOLD 2022-08-25
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 THOMAS PETZOLD
001 2016-01-01 THOMAS PETZOLD
001 2015-01-01 THOMAS PETZOLD
001 2014-01-01 THOMAS PETZOLD
001 2013-01-01 THOMAS PETZOLD
001 2012-01-01 THOMAS PETZOLD
001 2011-01-01 THOMAS PETZOLD
001 2009-01-01 THOMAS PETZOLD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2024-01-01	THOMAS B. PETZOLD	2024-11-26
001	2023-01-01	THOMAS B. PETZOLD	2024-07-11
001	2022-01-01	JOANNE RATERING	2023-06-27	THOMAS B. PETZOLD	2023-06-27
001	2021-01-01	THOMAS B. PETZOLD	2022-08-25
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	THOMAS PETZOLD
001	2016-01-01	THOMAS PETZOLD
001	2015-01-01	THOMAS PETZOLD
001	2014-01-01	THOMAS PETZOLD
001	2013-01-01	THOMAS PETZOLD
001	2012-01-01	THOMAS PETZOLD
001	2011-01-01	THOMAS PETZOLD
001	2009-01-01	THOMAS PETZOLD

Plan Statistics for PATHWAY 401(K) RETIREMENT PLAN

401k plan membership statisitcs for PATHWAY 401(K) RETIREMENT PLAN

Measure Date Value
2024: PATHWAY 401(K) RETIREMENT PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-11-26 8
Total number of particpants at end of year 2024-11-26 0
Number of Participants With Account Balances 2024-11-26 0
Total number of particpants at beginning of year 2024-07-11 8
Total number of particpants at end of year 2024-07-11 8
Number of Participants With Account Balances 2024-07-11 8
2020: PATHWAY 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 7
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 8
Number of participants with account balances 2020-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: PATHWAY 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 7
Number of retired or separated participants receiving benefits 2019-01-01 1
Total of all active and inactive participants 2019-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 8
Number of participants with account balances 2019-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: PATHWAY 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 6
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 7
Number of participants with account balances 2018-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: PATHWAY 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 7
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 8
Number of participants with account balances 2017-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: PATHWAY 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 7
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 8
Number of participants with account balances 2016-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: PATHWAY 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 7
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 8
Number of participants with account balances 2015-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PATHWAY 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 8
Number of participants with account balances 2014-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PATHWAY 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 8
Number of participants with account balances 2013-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PATHWAY 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PATHWAY 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 8
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: PATHWAY 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 8
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 8
Number of participants with account balances 2009-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2024: PATHWAY 401(K) RETIREMENT PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-11-26	8
Total number of particpants at end of year	2024-11-26	0
Number of Participants With Account Balances	2024-11-26	0
Total number of particpants at beginning of year	2024-07-11	8
Total number of particpants at end of year	2024-07-11	8
Number of Participants With Account Balances	2024-07-11	8
2020: PATHWAY 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	7
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	8
Number of participants with account balances	2020-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: PATHWAY 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	7
Number of retired or separated participants receiving benefits	2019-01-01	1
Total of all active and inactive participants	2019-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	8
Number of participants with account balances	2019-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: PATHWAY 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	6
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	7
Number of participants with account balances	2018-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: PATHWAY 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	7
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	8
Number of participants with account balances	2017-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: PATHWAY 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	7
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	8
Number of participants with account balances	2016-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: PATHWAY 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	7
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	8
Number of participants with account balances	2015-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PATHWAY 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	8
Number of participants with account balances	2014-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PATHWAY 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	8
Number of participants with account balances	2013-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PATHWAY 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PATHWAY 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	8
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: PATHWAY 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	8
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	8
Number of participants with account balances	2009-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on PATHWAY 401(K) RETIREMENT PLAN

Measure	Date	Value
2024 : PATHWAY 401(K) RETIREMENT PLAN 2024 401k financial data
Total liabilities as of the end of the plan year	2024-11-26	0
Total liabilities as of the beginning of the plan year	2024-11-26	0
Total expenses incurred by plan in this plan year	2024-11-26	4425206
Net assets as of the end of the plan year	2024-11-26	0
Total assets as of the beginning of the plan year	2024-11-26	4016507
Value of plan covered by a fidelity bond	2024-11-26	400000
Participant contributions to plan in this plan year	2024-11-26	0
Other contributions to plan in this plan year	2024-11-26	0
Other income to plan in this plan year	2024-11-26	406257
Plan net income in this plan year	2024-11-26	-4016507
Net assets as of the end of the plan year	2024-11-26	0
Net assets as of the beginning of the plan year	2024-11-26	4016507
Employer contributions to plan in this plan year	2024-11-26	2442
Expensese paid to adminstrative service provicers from plan in this plan year	2024-11-26	109
Total liabilities as of the end of the plan year	2024-07-11	0
Total liabilities as of the beginning of the plan year	2024-07-11	0
Total expenses incurred by plan in this plan year	2024-07-11	104
Net assets as of the end of the plan year	2024-07-11	4016507
Total assets as of the beginning of the plan year	2024-07-11	3372947
Value of plan covered by a fidelity bond	2024-07-11	400000
Participant contributions to plan in this plan year	2024-07-11	32100
Other contributions to plan in this plan year	2024-07-11	0
Other income to plan in this plan year	2024-07-11	581426
Plan net income in this plan year	2024-07-11	643560
Net assets as of the end of the plan year	2024-07-11	4016507
Net assets as of the beginning of the plan year	2024-07-11	3372947
Employer contributions to plan in this plan year	2024-07-11	30138
Expensese paid to adminstrative service provicers from plan in this plan year	2024-07-11	104
2020 : PATHWAY 401(K) RETIREMENT PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$416,726
Expenses. Total of all expenses incurred	2020-12-31	$336
Benefits paid (including direct rollovers)	2020-12-31	$0
Total plan assets at end of year	2020-12-31	$3,133,864
Total plan assets at beginning of year	2020-12-31	$2,717,474
Value of fidelity bond covering the plan	2020-12-31	$325,000
Total contributions received or receivable from participants	2020-12-31	$48,794
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Noncash contributions received	2020-12-31	$327,415
Net income (gross income less expenses)	2020-12-31	$416,390
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,133,864
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,717,474
Total contributions received or receivable from employer(s)	2020-12-31	$40,517
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$336
2019 : PATHWAY 401(K) RETIREMENT PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$458
Total income from all sources	2019-12-31	$478,054
Expenses. Total of all expenses incurred	2019-12-31	$427
Benefits paid (including direct rollovers)	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$2,717,474
Total plan assets at beginning of year	2019-12-31	$2,240,305
Value of fidelity bond covering the plan	2019-12-31	$300,000
Total contributions received or receivable from participants	2019-12-31	$29,800
Expenses. Other expenses not covered elsewhere	2019-12-31	$427
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$413,254
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$477,627
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,717,474
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$2,239,847
Total contributions received or receivable from employer(s)	2019-12-31	$35,000
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$0
2018 : PATHWAY 401(K) RETIREMENT PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$458
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-63,106
Expenses. Total of all expenses incurred	2018-12-31	$177
Benefits paid (including direct rollovers)	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$2,240,305
Total plan assets at beginning of year	2018-12-31	$2,303,130
Value of fidelity bond covering the plan	2018-12-31	$250,000
Total contributions received or receivable from participants	2018-12-31	$29,300
Assets. Value of loans (other than to participants)	2018-12-31	$10,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$177
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-134,406
Net income (gross income less expenses)	2018-12-31	$-63,283
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,239,847
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,303,130
Total contributions received or receivable from employer(s)	2018-12-31	$42,000
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
2017 : PATHWAY 401(K) RETIREMENT PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$305,451
Expenses. Total of all expenses incurred	2017-12-31	$323
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$2,303,130
Total plan assets at beginning of year	2017-12-31	$1,998,002
Value of fidelity bond covering the plan	2017-12-31	$250,000
Total contributions received or receivable from participants	2017-12-31	$27,000
Assets. Value of loans (other than to participants)	2017-12-31	$116,304
Expenses. Other expenses not covered elsewhere	2017-12-31	$323
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$224,530
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$305,128
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,303,130
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,998,002
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$0
Total contributions received or receivable from employer(s)	2017-12-31	$53,921
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : PATHWAY 401(K) RETIREMENT PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$230,035
Expenses. Total of all expenses incurred	2016-12-31	$515
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$1,998,002
Total plan assets at beginning of year	2016-12-31	$1,768,482
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$44,000
Assets. Value of loans (other than to participants)	2016-12-31	$125,487
Expenses. Other expenses not covered elsewhere	2016-12-31	$515
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$120,855
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$229,520
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,998,002
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,768,482
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$72,000
Total contributions received or receivable from employer(s)	2016-12-31	$65,180
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
2015 : PATHWAY 401(K) RETIREMENT PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$117,828
Expenses. Total of all expenses incurred	2015-12-31	$192
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$1,768,482
Total plan assets at beginning of year	2015-12-31	$1,650,846
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$48,000
Assets. Value of loans (other than to participants)	2015-12-31	$133,662
Expenses. Other expenses not covered elsewhere	2015-12-31	$192
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$4,828
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$117,636
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,768,482
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,650,846
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$72,000
Total contributions received or receivable from employer(s)	2015-12-31	$65,000
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : PATHWAY 401(K) RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$151,702
Expenses. Total of all expenses incurred	2014-12-31	$48
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$1,650,846
Total plan assets at beginning of year	2014-12-31	$1,499,192
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$32,000
Assets. Value of loans (other than to participants)	2014-12-31	$124,981
Expenses. Other expenses not covered elsewhere	2014-12-31	$48
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$49,702
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$151,654
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,650,846
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,499,192
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$67,680
Total contributions received or receivable from employer(s)	2014-12-31	$70,000
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
2013 : PATHWAY 401(K) RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$276,577
Expenses. Total of all expenses incurred	2013-12-31	$65
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$1,499,192
Total plan assets at beginning of year	2013-12-31	$1,222,680
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$35,000
Assets. Value of loans (other than to participants)	2013-12-31	$146,224
Expenses. Other expenses not covered elsewhere	2013-12-31	$65
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$171,577
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$276,512
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,499,192
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,222,680
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$67,680
Total contributions received or receivable from employer(s)	2013-12-31	$70,000
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : PATHWAY 401(K) RETIREMENT PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$229,371
Expenses. Total of all expenses incurred	2012-12-31	$348
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$1,222,680
Total plan assets at beginning of year	2012-12-31	$993,657
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$34,000
Assets. Value of loans (other than to participants)	2012-12-31	$20,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$348
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$135,070
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$229,023
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,222,680
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$993,657
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$67,680
Total contributions received or receivable from employer(s)	2012-12-31	$60,301
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : PATHWAY 401(K) RETIREMENT PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$97,320
Expenses. Total of all expenses incurred	2011-12-31	$194
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$993,657
Total plan assets at beginning of year	2011-12-31	$896,531
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$33,000
Assets. Value of loans (other than to participants)	2011-12-31	$20,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$194
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-6,676
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$97,126
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$993,657
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$896,531
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$66,240
Assets. Value of real-estate (other than employer real property)	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$70,996
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : PATHWAY 401(K) RETIREMENT PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$145,514
Expenses. Total of all expenses incurred	2010-12-31	$490
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$896,531
Total plan assets at beginning of year	2010-12-31	$751,507
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$33,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$490
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$46,710
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$145,024
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$896,531
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$751,507
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$61,920
Assets. Value of real-estate (other than employer real property)	2010-12-31	$110,000
Total contributions received or receivable from employer(s)	2010-12-31	$65,804
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for PATHWAY 401(K) RETIREMENT PLAN

2020: PATHWAY 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PATHWAY 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PATHWAY 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PATHWAY 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PATHWAY 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PATHWAY 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PATHWAY 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PATHWAY 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PATHWAY 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PATHWAY 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PATHWAY 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

PATHWAY 401(K) PLAN [EIN = 813009747]

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Company Name:	PATHWAY INVESTMENT COMPANY
Employer identification number (EIN):	382696931
NAIC Classification:	523120
NAIC Description:	Securities Brokerage