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401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 401k Plan overview

Plan Name401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES
Plan identification number 001

401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

LINCOLN BEHAVIORAL SERVICES has sponsored the creation of one or more 401k plans.

Company Name:LINCOLN BEHAVIORAL SERVICES
Employer identification number (EIN):382833497
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Additional information about LINCOLN BEHAVIORAL SERVICES

Jurisdiction of Incorporation: Michigan Department of Licensing & Regulatory Affairs
Incorporation Date:
Company Identification Number: 735204

More information about LINCOLN BEHAVIORAL SERVICES

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-10-01
0012017-10-01
0012016-10-01MARY JANE URBANIAK
0012015-10-01MARY JANE URBANIAK
0012014-10-01MARY JANE URBANIAK
0012013-10-01MARY JANE URBANIAK
0012012-10-01MARY JANE URBANIAK2014-03-27
0012012-01-01MARY JANE URBANIAK2013-06-20
0012011-10-01MARY JANE URBANIAK2013-03-27
0012011-01-01MARY JANE URBANIAK2012-05-22
0012010-01-01MARY JANE URBANIAK2011-06-17
0012009-10-01MARY JANE URBANIAK

Plan Statistics for 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES

401k plan membership statisitcs for 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES

Measure Date Value
2018: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2018 401k membership
Total participants, beginning-of-year2018-10-01123
Total number of active participants reported on line 7a of the Form 55002018-10-010
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-010
Total of all active and inactive participants2018-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-010
Number of participants with account balances2018-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2017 401k membership
Total participants, beginning-of-year2017-10-01125
Total number of active participants reported on line 7a of the Form 55002017-10-01112
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0111
Total of all active and inactive participants2017-10-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01123
Number of participants with account balances2017-10-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-013
2016: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2016 401k membership
Total participants, beginning-of-year2016-10-01109
Total number of active participants reported on line 7a of the Form 55002016-10-01110
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0114
Total of all active and inactive participants2016-10-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-011
Total participants2016-10-01125
Number of participants with account balances2016-10-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-015
2015: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2015 401k membership
Total participants, beginning-of-year2015-10-01121
Total number of active participants reported on line 7a of the Form 55002015-10-01100
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-019
Total of all active and inactive participants2015-10-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01109
Number of participants with account balances2015-10-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-012
2014: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2014 401k membership
Total participants, beginning-of-year2014-10-01132
Total number of active participants reported on line 7a of the Form 55002014-10-01114
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-016
Total of all active and inactive participants2014-10-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-011
Total participants2014-10-01121
Number of participants with account balances2014-10-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-017
2013: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2013 401k membership
Total participants, beginning-of-year2013-10-01118
Total number of active participants reported on line 7a of the Form 55002013-10-01110
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-016
Total of all active and inactive participants2013-10-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01116
Number of participants with account balances2013-10-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2009: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2009 401k membership
Total participants, beginning-of-year2009-10-0183
Total number of active participants reported on line 7a of the Form 55002009-10-0176
Number of retired or separated participants receiving benefits2009-10-010
Total of all active and inactive participants2009-10-0176
Total participants2009-10-0176
Number of participants with account balances2009-10-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-012

Financial Data on 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES

Measure Date Value
2018 : 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-24,142
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,685,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,685,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$1,709,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18
Total interest from all sources2018-12-31$69
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$0
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$18,516
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Administrative expenses (other) incurred2018-12-31$18
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,709,895
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,709,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,051,453
Interest earned on other investments2018-12-31$69
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$267,398
Net investment gain/loss from pooled separate accounts2018-12-31$-24,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$0
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$372,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,685,735
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31YEO & YEO P.C.
Accountancy firm EIN2018-12-31382706146
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$482,251
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$83,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$81,262
Expenses. Certain deemed distributions of participant loans2018-09-30$1,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$373,969
Value of total assets at end of year2018-09-30$1,709,895
Value of total assets at beginning of year2018-09-30$1,311,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$963
Total interest from all sources2018-09-30$3,572
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$1,000,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$0
Participant contributions at end of year2018-09-30$18,516
Participant contributions at beginning of year2018-09-30$20,012
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$1,441
Other income not declared elsewhere2018-09-30$0
Administrative expenses (other) incurred2018-09-30$963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$398,868
Value of net assets at end of year (total assets less liabilities)2018-09-30$1,709,895
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$1,311,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$1,051,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$671,852
Interest on participant loans2018-09-30$830
Interest earned on other investments2018-09-30$2,742
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$267,398
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$181,042
Expenses. Payments to insurance carriers foe the provision of benefits2018-09-30$0
Net investment gain/loss from pooled separate accounts2018-09-30$104,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$372,528
Employer contributions (assets) at end of year2018-09-30$372,528
Employer contributions (assets) at beginning of year2018-09-30$438,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$81,262
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30YEO & YEO P.C.
Accountancy firm EIN2018-09-30382706146
2017 : 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$526,306
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$53,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$52,640
Expenses. Certain deemed distributions of participant loans2017-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$438,099
Value of total assets at end of year2017-09-30$1,311,027
Value of total assets at beginning of year2017-09-30$838,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$937
Total interest from all sources2017-09-30$2,569
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$0
Participant contributions at end of year2017-09-30$20,012
Participant contributions at beginning of year2017-09-30$15,669
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$0
Administrative expenses (other) incurred2017-09-30$937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$472,729
Value of net assets at end of year (total assets less liabilities)2017-09-30$1,311,027
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$838,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$671,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$528,842
Interest on participant loans2017-09-30$569
Interest earned on other investments2017-09-30$2,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$181,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$163,013
Expenses. Payments to insurance carriers foe the provision of benefits2017-09-30$0
Net investment gain/loss from pooled separate accounts2017-09-30$85,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$438,099
Employer contributions (assets) at end of year2017-09-30$438,121
Employer contributions (assets) at beginning of year2017-09-30$130,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$52,640
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30YEO & YEO P.C.
Accountancy firm EIN2017-09-30382706146
2016 : 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$183,129
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$5,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$4,234
Expenses. Certain deemed distributions of participant loans2016-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$130,774
Value of total assets at end of year2016-09-30$838,298
Value of total assets at beginning of year2016-09-30$660,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$819
Total interest from all sources2016-09-30$2,119
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$1,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$0
Participant contributions at end of year2016-09-30$15,669
Participant contributions at beginning of year2016-09-30$12,796
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$0
Other income not declared elsewhere2016-09-30$4
Administrative expenses (other) incurred2016-09-30$819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$178,076
Value of net assets at end of year (total assets less liabilities)2016-09-30$838,298
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$660,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$528,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$485,125
Interest on participant loans2016-09-30$506
Interest earned on other investments2016-09-30$1,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$163,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$162,301
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Net investment gain/loss from pooled separate accounts2016-09-30$50,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30Yes
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$130,774
Employer contributions (assets) at end of year2016-09-30$130,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$4,234
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30YEO&YEO PC
Accountancy firm EIN2016-09-30382706146
2015 : 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$-6,099
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$56,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$55,764
Expenses. Certain deemed distributions of participant loans2015-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$0
Value of total assets at end of year2015-09-30$660,222
Value of total assets at beginning of year2015-09-30$723,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$998
Total interest from all sources2015-09-30$2,291
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$1,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$0
Participant contributions at end of year2015-09-30$12,796
Participant contributions at beginning of year2015-09-30$18,127
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$0
Administrative expenses (other) incurred2015-09-30$998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-62,861
Value of net assets at end of year (total assets less liabilities)2015-09-30$660,222
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$723,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$485,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$532,767
Interest on participant loans2015-09-30$640
Interest earned on other investments2015-09-30$1,651
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$162,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$172,189
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Net investment gain/loss from pooled separate accounts2015-09-30$-8,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30Yes
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$55,764
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30YEO & YEO P.C.
Accountancy firm EIN2015-09-30382706146
2014 : 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2014 401k financial data
Total income from all sources2014-09-30$171,837
Expenses. Total of all expenses incurred2014-09-30$37,331
Benefits paid (including direct rollovers)2014-09-30$30,496
Total plan assets at end of year2014-09-30$723,083
Total plan assets at beginning of year2014-09-30$588,577
Value of fidelity bond covering the plan2014-09-30$100,000
Total contributions received or receivable from participants2014-09-30$0
Expenses. Other expenses not covered elsewhere2014-09-30$6,835
Contributions received from other sources (not participants or employers)2014-09-30$6,083
Other income received2014-09-30$53,627
Net income (gross income less expenses)2014-09-30$134,506
Net plan assets at end of year (total assets less liabilities)2014-09-30$723,083
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$588,577
Assets. Value of participant loans2014-09-30$18,127
Total contributions received or receivable from employer(s)2014-09-30$112,127
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
2011 : 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2011 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0

Form 5500 Responses for 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES

2018: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingYes
2018-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan benefit arrangement – InsuranceYes
2017: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan benefit arrangement – InsuranceYes
2016: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2015: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2014: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2013: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2009: 401(A) THRIFT PLAN OF LINCOLN BEHAVIORAL SERVICES 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01First time form 5500 has been submittedYes
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – General assets of the sponsorYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement – General assets of the sponsorYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015177D
Policy instance 1
Insurance contract or identification number015177D
Number of Individuals Covered0
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015177D
Policy instance 1
Insurance contract or identification number015177D
Number of Individuals Covered123
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $484
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015177D
Policy instance 1
Insurance contract or identification number015177D
Number of Individuals Covered109
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameSOUTHFIELD REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015177D
Policy instance 1
Insurance contract or identification number015177D
Number of Individuals Covered121
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $175
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees175
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameSOUTHFIELD REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015177D
Policy instance 1
Insurance contract or identification number015177D
Number of Individuals Covered116
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $101
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees101
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameSOUTHFIELD REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number015177-D
Policy instance 1
Insurance contract or identification number015177-D
Number of Individuals Covered74
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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