401k Plan data: KASCO CAPRICORN 401(K) PLAN plan

KASCO CAPRICORN 401(K) PLAN 401k Plan overview

Plan Name	KASCO CAPRICORN 401(K) PLAN
Plan identification number	001

KASCO CAPRICORN 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KASCO, LLC has sponsored the creation of one or more 401k plans.

Company Name: KASCO, LLC

Employer identification number (EIN): 382864831

NAIC Classification: 236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KASCO CAPRICORN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 DAVID KASSAB 2023-09-19
001 2021-01-01 DAVID KASSAB 2022-09-14
001 2020-01-01 DAVID KASSAB 2021-09-16
001 2019-01-01 DAVID KASSAB 2020-09-15
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 DAVID KASSAB 2015-06-11
001 2013-01-01 JACQUELINE ALLISON 2014-07-30 JACQUELINE ALLISON 2014-07-30
001 2012-01-01 JACQUELINE ALLISON 2013-06-14 JACQUELINE ALLISON 2013-06-14
001 2011-01-01 JACQUELINE ALLISON 2012-04-27 JACQUELINE ALLISON 2012-04-27
001 2010-01-01 JACQUELINE ALLISON 2011-05-17 JACQUELINE ALLISON 2011-05-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	DAVID KASSAB	2023-09-19
001	2021-01-01	DAVID KASSAB	2022-09-14
001	2020-01-01	DAVID KASSAB	2021-09-16
001	2019-01-01	DAVID KASSAB	2020-09-15
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	DAVID KASSAB	2015-06-11
001	2013-01-01	JACQUELINE ALLISON	2014-07-30	JACQUELINE ALLISON	2014-07-30
001	2012-01-01	JACQUELINE ALLISON	2013-06-14	JACQUELINE ALLISON	2013-06-14
001	2011-01-01	JACQUELINE ALLISON	2012-04-27	JACQUELINE ALLISON	2012-04-27
001	2010-01-01	JACQUELINE ALLISON	2011-05-17	JACQUELINE ALLISON	2011-05-17

Plan Statistics for KASCO CAPRICORN 401(K) PLAN

401k plan membership statisitcs for KASCO CAPRICORN 401(K) PLAN

Measure Date Value
2022: KASCO CAPRICORN 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 124
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 25
Total of all active and inactive participants 2022-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 149
Number of participants with account balances 2022-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3
2021: KASCO CAPRICORN 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 116
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 28
Total of all active and inactive participants 2021-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 144
Number of participants with account balances 2021-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: KASCO CAPRICORN 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 100
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 131
Number of participants with account balances 2020-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 15
2019: KASCO CAPRICORN 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 114
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 12
Total of all active and inactive participants 2019-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 127
Number of participants with account balances 2019-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2022: KASCO CAPRICORN 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	124
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	25
Total of all active and inactive participants	2022-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	149
Number of participants with account balances	2022-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3
2021: KASCO CAPRICORN 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	116
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	28
Total of all active and inactive participants	2021-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	144
Number of participants with account balances	2021-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: KASCO CAPRICORN 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	100
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	131
Number of participants with account balances	2020-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	15
2019: KASCO CAPRICORN 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	114
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	12
Total of all active and inactive participants	2019-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	127
Number of participants with account balances	2019-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on KASCO CAPRICORN 401(K) PLAN

Measure	Date	Value
2022 : KASCO CAPRICORN 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$645,532
Total of all expenses incurred	2022-12-31	$586,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$500,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,418,245
Value of total assets at end of year	2022-12-31	$16,295,483
Value of total assets at beginning of year	2022-12-31	$16,236,884
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$86,794
Total interest from all sources	2022-12-31	$13,835
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$477,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$477,084
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$869,536
Participant contributions at end of year	2022-12-31	$176,186
Participant contributions at beginning of year	2022-12-31	$172,426
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,877,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$58,599
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$16,295,483
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$16,236,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$15,144,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$15,500,746
Interest on participant loans	2022-12-31	$8,738
Interest earned on other investments	2022-12-31	$5,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$718,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$299,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,263,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$671,110
Employer contributions (assets) at end of year	2022-12-31	$255,554
Employer contributions (assets) at beginning of year	2022-12-31	$263,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$500,139
Contract administrator fees	2022-12-31	$86,794
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MANER COSTERISAN
Accountancy firm EIN	2022-12-31	382157642
2021 : KASCO CAPRICORN 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$3,063,062
Total of all expenses incurred	2021-12-31	$1,038,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$963,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,392,012
Value of total assets at end of year	2021-12-31	$16,236,884
Value of total assets at beginning of year	2021-12-31	$14,212,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$75,037
Total interest from all sources	2021-12-31	$13,503
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$566,140
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$566,140
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$756,292
Participant contributions at end of year	2021-12-31	$172,426
Participant contributions at beginning of year	2021-12-31	$228,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,024,476
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$16,236,884
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$14,212,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$15,500,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$13,150,916
Interest on participant loans	2021-12-31	$10,590
Interest earned on other investments	2021-12-31	$2,913
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$299,946
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$649,144
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,091,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$635,720
Employer contributions (assets) at end of year	2021-12-31	$263,766
Employer contributions (assets) at beginning of year	2021-12-31	$184,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$963,549
Contract administrator fees	2021-12-31	$75,037
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MANER COSTERISAN
Accountancy firm EIN	2021-12-31	382157642
2020 : KASCO CAPRICORN 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$3,182,269
Total of all expenses incurred	2020-12-31	$476,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$415,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,390,951
Value of total assets at end of year	2020-12-31	$14,212,408
Value of total assets at beginning of year	2020-12-31	$11,506,478
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$60,955
Total interest from all sources	2020-12-31	$19,709
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$280,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$280,778
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$654,094
Participant contributions at end of year	2020-12-31	$228,185
Participant contributions at beginning of year	2020-12-31	$262,452
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$17,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,705,930
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$14,212,408
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$11,506,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$13,150,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$10,760,726
Interest on participant loans	2020-12-31	$15,071
Interest earned on other investments	2020-12-31	$4,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$649,144
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$130,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,490,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$718,957
Employer contributions (assets) at end of year	2020-12-31	$184,163
Employer contributions (assets) at beginning of year	2020-12-31	$353,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$415,384
Contract administrator fees	2020-12-31	$60,955
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MANER COSTERISAN
Accountancy firm EIN	2020-12-31	382157642
2019 : KASCO CAPRICORN 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$3,350,485
Total of all expenses incurred	2019-12-31	$742,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$688,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,418,160
Value of total assets at end of year	2019-12-31	$11,506,478
Value of total assets at beginning of year	2019-12-31	$8,898,595
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$53,752
Total interest from all sources	2019-12-31	$14,657
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$254,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$254,988
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$664,674
Participant contributions at end of year	2019-12-31	$262,452
Participant contributions at beginning of year	2019-12-31	$228,622
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$81,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,607,883
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$11,506,478
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$8,898,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$10,760,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$8,459,448
Interest on participant loans	2019-12-31	$13,524
Interest earned on other investments	2019-12-31	$1,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$130,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$56,880
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,662,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$671,890
Employer contributions (assets) at end of year	2019-12-31	$353,133
Employer contributions (assets) at beginning of year	2019-12-31	$153,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$688,850
Contract administrator fees	2019-12-31	$53,752
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MANER COSTERISAN
Accountancy firm EIN	2019-12-31	382157642

Form 5500 Responses for KASCO CAPRICORN 401(K) PLAN

2022: KASCO CAPRICORN 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: KASCO CAPRICORN 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: KASCO CAPRICORN 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: KASCO CAPRICORN 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

503683-01

Policy instance

Insurance contract or identification number	503683-01
Number of Individuals Covered	22
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $1,740
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,683
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

503683-01

Policy instance

Insurance contract or identification number	503683-01
Number of Individuals Covered	19
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $696
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $680
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

503683-01

Policy instance

Insurance contract or identification number	503683-01
Number of Individuals Covered	13
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $1,361
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,310
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

503683-01

Policy instance

Insurance contract or identification number	503683-01
Number of Individuals Covered	6
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $291
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $196
Insurance broker organization code?	3

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Company Name:	KASCO, LLC
Employer identification number (EIN):	382864831
NAIC Classification:	236200