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THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • The employer maintaining this ESOP is an S Corporation
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

NORTHPOINTE BANK has sponsored the creation of one or more 401k plans.

Company Name:NORTHPOINTE BANK
Employer identification number (EIN):383448372
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHERI LYNN DUCHEMIN
0012016-01-01SHERI LYNN DUCHEMIN
0012015-01-01SHERI LYNN DUCHEMIN
0012014-01-01SHERI LYNN DUCHEMIN
0012013-01-01SHERI LYNN DUCHEMIN
0012012-01-01SHERI LYNN DUCHEMIN
0012011-01-01SHERI LYNN DUCHEMIN
0012009-01-01CHARLES WILLIAMS CHARLES WILLIAMS2010-10-12

Plan Statistics for THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,336
Total number of active participants reported on line 7a of the Form 55002022-01-01935
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01483
Total of all active and inactive participants2022-01-011,418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-011,419
Number of participants with account balances2022-01-011,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011,198
2021: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,077
Total number of active participants reported on line 7a of the Form 55002021-01-011,075
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01261
Total of all active and inactive participants2021-01-011,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,336
Number of participants with account balances2021-01-011,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01105
2020: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01814
Total number of active participants reported on line 7a of the Form 55002020-01-01880
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01197
Total of all active and inactive participants2020-01-011,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,077
Number of participants with account balances2020-01-011,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0192
2019: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01570
Total number of active participants reported on line 7a of the Form 55002019-01-01689
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01125
Total of all active and inactive participants2019-01-01814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01814
Number of participants with account balances2019-01-01790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01169
2018: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01474
Total number of active participants reported on line 7a of the Form 55002018-01-01486
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0184
Total of all active and inactive participants2018-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01570
Number of participants with account balances2018-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0152
2017: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01315
Total number of active participants reported on line 7a of the Form 55002017-01-01442
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0131
Total of all active and inactive participants2017-01-01473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01474
Number of participants with account balances2017-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01206
Total number of active participants reported on line 7a of the Form 55002016-01-01287
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0128
Total of all active and inactive participants2016-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01315
Number of participants with account balances2016-01-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01148
Total number of active participants reported on line 7a of the Form 55002015-01-01175
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0131
Total of all active and inactive participants2015-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01206
Number of participants with account balances2015-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01102
Total number of active participants reported on line 7a of the Form 55002014-01-01133
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01148
Number of participants with account balances2014-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0175
Total number of active participants reported on line 7a of the Form 55002013-01-0194
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01102
Number of participants with account balances2013-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0184
Total number of active participants reported on line 7a of the Form 55002012-01-0166
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-0175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0175
Number of participants with account balances2012-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0175
Total number of active participants reported on line 7a of the Form 55002011-01-0170
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0184
Number of participants with account balances2011-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2009: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0187
Total number of active participants reported on line 7a of the Form 55002009-01-0165
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0186
Number of participants with account balances2009-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$347,119
Total unrealized appreciation/depreciation of assets2022-12-31$347,119
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$415,989
Total loss/gain on sale of assets2022-12-31$-1,175,413
Total of all expenses incurred2022-12-31$6,662,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,111,428
Expenses. Certain deemed distributions of participant loans2022-12-31$246,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,520,441
Value of total assets at end of year2022-12-31$59,677,805
Value of total assets at beginning of year2022-12-31$65,923,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$304,107
Total interest from all sources2022-12-31$366,462
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$24,964
Administrative expenses professional fees incurred2022-12-31$304,107
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,856,447
Participant contributions at end of year2022-12-31$1,152,989
Participant contributions at beginning of year2022-12-31$925,872
Participant contributions at end of year2022-12-31$122,700
Participant contributions at beginning of year2022-12-31$137,910
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$826,746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,246,117
Value of net assets at end of year (total assets less liabilities)2022-12-31$59,677,805
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$65,923,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,461,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$38,802
Value of interest in common/collective trusts at end of year2022-12-31$43,818,408
Value of interest in common/collective trusts at beginning of year2022-12-31$48,848,834
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$327,660
Net investment gain or loss from common/collective trusts2022-12-31$-9,667,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$13,063,600
Assets. Invements in employer securities at beginning of year2022-12-31$15,947,360
Contributions received in cash from employer2022-12-31$2,837,248
Employer contributions (assets) at end of year2022-12-31$58,501
Employer contributions (assets) at beginning of year2022-12-31$63,946
Income. Dividends from preferred stock2022-12-31$24,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,111,428
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$-1,175,413
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE MORAN
Accountancy firm EIN2022-12-31381357951
2021 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,407,120
Total unrealized appreciation/depreciation of assets2021-12-31$1,407,120
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$19,348,557
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,588,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,293,989
Expenses. Certain deemed distributions of participant loans2021-12-31$25,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$11,288,169
Value of total assets at end of year2021-12-31$65,923,922
Value of total assets at beginning of year2021-12-31$49,163,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$268,438
Total interest from all sources2021-12-31$35,646
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$513,813
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$513,717
Administrative expenses professional fees incurred2021-12-31$268,438
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,879,010
Participant contributions at end of year2021-12-31$925,872
Participant contributions at beginning of year2021-12-31$663,356
Participant contributions at end of year2021-12-31$137,910
Participant contributions at beginning of year2021-12-31$128,008
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,222,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,760,165
Value of net assets at end of year (total assets less liabilities)2021-12-31$65,923,922
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$49,163,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest on participant loans2021-12-31$35,646
Value of interest in common/collective trusts at end of year2021-12-31$48,848,834
Value of interest in common/collective trusts at beginning of year2021-12-31$34,083,026
Net investment gain or loss from common/collective trusts2021-12-31$6,103,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$15,947,360
Assets. Invements in employer securities at beginning of year2021-12-31$13,833,440
Contributions received in cash from employer2021-12-31$3,186,579
Employer contributions (assets) at end of year2021-12-31$63,946
Employer contributions (assets) at beginning of year2021-12-31$455,927
Income. Dividends from common stock2021-12-31$96
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,293,989
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PLANTE MORAN
Accountancy firm EIN2021-12-31381357951
2020 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$7,593,041
Total unrealized appreciation/depreciation of assets2020-12-31$7,593,041
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$23,304,568
Total loss/gain on sale of assets2020-12-31$1,297
Total of all expenses incurred2020-12-31$2,041,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,863,341
Expenses. Certain deemed distributions of participant loans2020-12-31$4,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$10,211,770
Value of total assets at end of year2020-12-31$49,163,757
Value of total assets at beginning of year2020-12-31$27,900,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$173,488
Total interest from all sources2020-12-31$32,332
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$311,638
Administrative expenses professional fees incurred2020-12-31$173,488
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,707,338
Participant contributions at end of year2020-12-31$663,356
Participant contributions at beginning of year2020-12-31$643,779
Participant contributions at end of year2020-12-31$128,008
Participant contributions at beginning of year2020-12-31$87,180
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,435,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$21,262,845
Value of net assets at end of year (total assets less liabilities)2020-12-31$49,163,757
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$27,900,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest on participant loans2020-12-31$32,332
Value of interest in common/collective trusts at end of year2020-12-31$34,083,026
Value of interest in common/collective trusts at beginning of year2020-12-31$21,016,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$452,821
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$452,821
Net investment gain or loss from common/collective trusts2020-12-31$5,154,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$13,833,440
Assets. Invements in employer securities at beginning of year2020-12-31$5,406,719
Contributions received in cash from employer2020-12-31$3,068,451
Employer contributions (assets) at end of year2020-12-31$455,927
Employer contributions (assets) at beginning of year2020-12-31$293,951
Income. Dividends from common stock2020-12-31$311,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,863,341
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,297
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PLANTE MORAN
Accountancy firm EIN2020-12-31381357951
2019 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$463,488
Total unrealized appreciation/depreciation of assets2019-12-31$463,488
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$10,373,632
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,730,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,532,158
Expenses. Certain deemed distributions of participant loans2019-12-31$70,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,048,988
Value of total assets at end of year2019-12-31$27,900,912
Value of total assets at beginning of year2019-12-31$19,258,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$127,787
Total interest from all sources2019-12-31$39,932
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$339,043
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$18,580
Administrative expenses professional fees incurred2019-12-31$127,787
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,654,289
Participant contributions at end of year2019-12-31$643,779
Participant contributions at beginning of year2019-12-31$669,402
Participant contributions at end of year2019-12-31$87,180
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$567,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,642,755
Value of net assets at end of year (total assets less liabilities)2019-12-31$27,900,912
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,258,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$31,925
Value of interest in common/collective trusts at end of year2019-12-31$21,016,462
Value of interest in common/collective trusts at beginning of year2019-12-31$12,676,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$452,821
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,370,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,370,281
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$8,007
Net investment gain or loss from common/collective trusts2019-12-31$3,482,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$5,406,719
Assets. Invements in employer securities at beginning of year2019-12-31$4,431,872
Contributions received in cash from employer2019-12-31$1,827,363
Employer contributions (assets) at end of year2019-12-31$293,951
Employer contributions (assets) at beginning of year2019-12-31$110,000
Income. Dividends from common stock2019-12-31$320,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,532,158
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PLANTE MORAN
Accountancy firm EIN2019-12-31381357951
2018 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$1,402,272
Total unrealized appreciation/depreciation of assets2018-12-31$1,402,272
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,059,720
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$890,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$797,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,230,385
Value of total assets at end of year2018-12-31$19,258,157
Value of total assets at beginning of year2018-12-31$15,089,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$93,767
Total interest from all sources2018-12-31$52,660
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$244,099
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,339,902
Participant contributions at end of year2018-12-31$669,402
Participant contributions at beginning of year2018-12-31$549,148
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$52,756
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$660,043
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$214
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$4,168,749
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,258,157
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,089,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$32,541
Value of interest in common/collective trusts at end of year2018-12-31$12,676,602
Value of interest in common/collective trusts at beginning of year2018-12-31$10,619,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,370,281
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$691,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$691,573
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$20,119
Net investment gain or loss from common/collective trusts2018-12-31$-869,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$4,431,872
Assets. Invements in employer securities at beginning of year2018-12-31$3,029,600
Contributions received in cash from employer2018-12-31$1,230,440
Employer contributions (assets) at end of year2018-12-31$110,000
Employer contributions (assets) at beginning of year2018-12-31$146,429
Income. Dividends from common stock2018-12-31$244,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$797,204
Contract administrator fees2018-12-31$93,767
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE MORAN
Accountancy firm EIN2018-12-31381357951
2017 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$773,430
Total unrealized appreciation/depreciation of assets2017-12-31$773,430
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,515,489
Total loss/gain on sale of assets2017-12-31$642
Total of all expenses incurred2017-12-31$285,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$208,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,992,343
Value of total assets at end of year2017-12-31$15,089,408
Value of total assets at beginning of year2017-12-31$9,859,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$77,905
Total interest from all sources2017-12-31$20,506
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$299,979
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,804,559
Participant contributions at end of year2017-12-31$549,148
Participant contributions at beginning of year2017-12-31$253,695
Participant contributions at end of year2017-12-31$52,756
Participant contributions at beginning of year2017-12-31$35,694
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$302,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$77,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,229,516
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,089,408
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,859,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$17,924
Value of interest in common/collective trusts at end of year2017-12-31$10,619,902
Value of interest in common/collective trusts at beginning of year2017-12-31$7,168,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$691,573
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$379,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$379,729
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,582
Net investment gain or loss from common/collective trusts2017-12-31$1,428,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$3,029,600
Assets. Invements in employer securities at beginning of year2017-12-31$1,804,670
Contributions received in cash from employer2017-12-31$885,624
Employer contributions (assets) at end of year2017-12-31$146,429
Employer contributions (assets) at beginning of year2017-12-31$217,572
Income. Dividends from common stock2017-12-31$299,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$208,068
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$179,095
Aggregate carrying amount (costs) on sale of assets2017-12-31$178,453
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE MORAN
Accountancy firm EIN2017-12-31381357951
2016 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$642,600
Total unrealized appreciation/depreciation of assets2016-12-31$642,600
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$28
Total income from all sources (including contributions)2016-12-31$3,717,931
Total loss/gain on sale of assets2016-12-31$6,410
Total of all expenses incurred2016-12-31$293,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$201,664
Value of total corrective distributions2016-12-31$37,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,313,737
Value of total assets at end of year2016-12-31$9,859,892
Value of total assets at beginning of year2016-12-31$6,435,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$54,886
Total interest from all sources2016-12-31$8,897
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$211,587
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,125,037
Participant contributions at end of year2016-12-31$253,695
Participant contributions at beginning of year2016-12-31$213,156
Participant contributions at end of year2016-12-31$35,694
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$477,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$28
Other income not declared elsewhere2016-12-31$-6,453
Administrative expenses (other) incurred2016-12-31$54,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,424,183
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,859,892
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,435,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$7,924
Value of interest in common/collective trusts at end of year2016-12-31$7,168,532
Value of interest in common/collective trusts at beginning of year2016-12-31$4,866,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$379,729
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$182,271
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$182,271
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$973
Net investment gain or loss from common/collective trusts2016-12-31$541,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$1,804,670
Assets. Invements in employer securities at beginning of year2016-12-31$1,023,400
Contributions received in cash from employer2016-12-31$711,234
Employer contributions (assets) at end of year2016-12-31$217,572
Employer contributions (assets) at beginning of year2016-12-31$150,000
Income. Dividends from preferred stock2016-12-31$210,800
Income. Dividends from common stock2016-12-31$787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$201,664
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$59,492
Aggregate carrying amount (costs) on sale of assets2016-12-31$53,082
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE MORAN
Accountancy firm EIN2016-12-31381357951
2015 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$629,818
Total unrealized appreciation/depreciation of assets2015-12-31$629,818
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$28
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8
Total income from all sources (including contributions)2015-12-31$2,107,635
Total loss/gain on sale of assets2015-12-31$46,883
Total of all expenses incurred2015-12-31$332,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$282,283
Value of total corrective distributions2015-12-31$9,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,421,096
Value of total assets at end of year2015-12-31$6,435,737
Value of total assets at beginning of year2015-12-31$4,660,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$40,681
Total interest from all sources2015-12-31$9,574
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$264
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$264
Administrative expenses professional fees incurred2015-12-31$35,364
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$840,451
Participant contributions at end of year2015-12-31$213,156
Participant contributions at beginning of year2015-12-31$166,433
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$14,337
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$67,391
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$28
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$8
Administrative expenses (other) incurred2015-12-31$5,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,775,083
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,435,709
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,660,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$7,876
Interest earned on other investments2015-12-31$1,698
Value of interest in common/collective trusts at end of year2015-12-31$4,866,910
Value of interest in common/collective trusts at beginning of year2015-12-31$3,684,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$182,271
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$288,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$288,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$1,023,400
Assets. Invements in employer securities at beginning of year2015-12-31$403,200
Contributions received in cash from employer2015-12-31$513,254
Employer contributions (assets) at end of year2015-12-31$150,000
Employer contributions (assets) at beginning of year2015-12-31$103,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$282,283
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,070,002
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,023,119
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE MORAN
Accountancy firm EIN2015-12-31381357951
2014 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total income from all sources2014-12-31$1,534,028
Expenses. Total of all expenses incurred2014-12-31$159,434
Benefits paid (including direct rollovers)2014-12-31$116,363
Total plan assets at end of year2014-12-31$4,542,412
Total plan assets at beginning of year2014-12-31$3,167,818
Value of fidelity bond covering the plan2014-12-31$2,000,000
Total contributions received or receivable from participants2014-12-31$544,275
Expenses. Other expenses not covered elsewhere2014-12-31$2,768
Contributions received from other sources (not participants or employers)2014-12-31$361,046
Other income received2014-12-31$379,052
Net income (gross income less expenses)2014-12-31$1,374,594
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,542,412
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,167,818
Assets. Value of participant loans2014-12-31$166,433
Assets. Value of employer securities2014-12-31$403,200
Total contributions received or receivable from employer(s)2014-12-31$249,655
Value of corrective distributions2014-12-31$12,939
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$27,364
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,092,571
Expenses. Total of all expenses incurred2013-12-31$115,577
Benefits paid (including direct rollovers)2013-12-31$92,060
Total plan assets at end of year2013-12-31$3,167,818
Total plan assets at beginning of year2013-12-31$2,190,824
Value of fidelity bond covering the plan2013-12-31$2,000,000
Total contributions received or receivable from participants2013-12-31$321,939
Expenses. Other expenses not covered elsewhere2013-12-31$1,078
Contributions received from other sources (not participants or employers)2013-12-31$43,318
Other income received2013-12-31$641,881
Net income (gross income less expenses)2013-12-31$976,994
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,167,818
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,190,824
Assets. Value of participant loans2013-12-31$82,455
Assets. Value of employer securities2013-12-31$327,600
Total contributions received or receivable from employer(s)2013-12-31$85,433
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$22,439
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources2012-12-31$603,262
Expenses. Total of all expenses incurred2012-12-31$209,154
Benefits paid (including direct rollovers)2012-12-31$190,900
Total plan assets at end of year2012-12-31$2,190,824
Total plan assets at beginning of year2012-12-31$1,796,716
Value of fidelity bond covering the plan2012-12-31$2,000,000
Total contributions received or receivable from participants2012-12-31$228,020
Expenses. Other expenses not covered elsewhere2012-12-31$1,092
Other income received2012-12-31$264,735
Net income (gross income less expenses)2012-12-31$394,108
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,190,824
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,796,716
Assets. Value of participant loans2012-12-31$91,701
Assets. Value of employer securities2012-12-31$84,960
Total contributions received or receivable from employer(s)2012-12-31$110,507
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$17,162
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources2011-12-31$305,491
Expenses. Total of all expenses incurred2011-12-31$359,840
Benefits paid (including direct rollovers)2011-12-31$335,344
Total plan assets at end of year2011-12-31$1,796,716
Total plan assets at beginning of year2011-12-31$1,851,065
Value of fidelity bond covering the plan2011-12-31$3,000,000
Total contributions received or receivable from participants2011-12-31$149,231
Expenses. Other expenses not covered elsewhere2011-12-31$1,166
Contributions received from other sources (not participants or employers)2011-12-31$54,641
Other income received2011-12-31$28,042
Net income (gross income less expenses)2011-12-31$-54,349
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,796,716
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,851,065
Assets. Value of participant loans2011-12-31$112,520
Assets. Value of employer securities2011-12-31$14,400
Total contributions received or receivable from employer(s)2011-12-31$73,577
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$23,330
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total income from all sources2010-12-31$228,017
Expenses. Total of all expenses incurred2010-12-31$403,556
Benefits paid (including direct rollovers)2010-12-31$392,496
Total plan assets at end of year2010-12-31$1,851,065
Total plan assets at beginning of year2010-12-31$2,026,604
Value of fidelity bond covering the plan2010-12-31$3,000,000
Total contributions received or receivable from participants2010-12-31$138,373
Expenses. Other expenses not covered elsewhere2010-12-31$886
Other income received2010-12-31$16,914
Net income (gross income less expenses)2010-12-31$-175,539
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,851,065
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,026,604
Assets. Value of participant loans2010-12-31$104,764
Assets. Value of employer securities2010-12-31$7,920
Total contributions received or receivable from employer(s)2010-12-31$72,730
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$10,174
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE NORTHPOINTE BANCSHARES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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