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ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 401k Plan overview

Plan NameALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST
Plan identification number 002

ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALIXPARTNERS, LLP has sponsored the creation of one or more 401k plans.

Company Name:ALIXPARTNERS, LLP
Employer identification number (EIN):383637158
NAIC Classification:541600

Additional information about ALIXPARTNERS, LLP

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2004-09-16
Company Identification Number: 1489826
Legal Registered Office Address: 1300 EAST NINTH STREET
-
CLEVELAND
United States of America (USA)
44114

More information about ALIXPARTNERS, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01CARALYNN BOCKHAUSEN
0022016-01-01CARALYNN BOCKHAUSEN
0022015-01-01CARALYNN BOCKHAUSEN
0022014-01-01CARALYNN BOCKHAUSEN
0022013-01-01CARALYNN BOCKHAUSEN
0022012-01-01BRETT ZOROYA
0022011-01-01MELVIN CHRISTIANSEN
0022009-01-01MELVIN CHRISTIANSEN

Plan Statistics for ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST

401k plan membership statisitcs for ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST

Measure Date Value
2020: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-011,435
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0129
2019: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-011,266
Total number of active participants reported on line 7a of the Form 55002019-01-011,096
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01214
Total of all active and inactive participants2019-01-011,311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,312
Number of participants with account balances2019-01-011,308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0155
2018: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-011,112
Total number of active participants reported on line 7a of the Form 55002018-01-01997
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01192
Total of all active and inactive participants2018-01-011,190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,190
Number of participants with account balances2018-01-011,182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0142
2017: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01984
Total number of active participants reported on line 7a of the Form 55002017-01-01817
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01194
Total of all active and inactive participants2017-01-011,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,012
Number of participants with account balances2017-01-011,012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0133
2016: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01922
Total number of active participants reported on line 7a of the Form 55002016-01-01734
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01186
Total of all active and inactive participants2016-01-01921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01921
Number of participants with account balances2016-01-01918
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0130
2015: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01858
Total number of active participants reported on line 7a of the Form 55002015-01-01674
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01176
Total of all active and inactive participants2015-01-01853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01853
Number of participants with account balances2015-01-01849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0157
2014: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01748
Total number of active participants reported on line 7a of the Form 55002014-01-01647
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01145
Total of all active and inactive participants2014-01-01795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01795
Number of participants with account balances2014-01-01791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0127
2013: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01694
Total number of active participants reported on line 7a of the Form 55002013-01-01562
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01125
Total of all active and inactive participants2013-01-01687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01687
Number of participants with account balances2013-01-01683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01646
Total number of active participants reported on line 7a of the Form 55002012-01-01516
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01119
Total of all active and inactive participants2012-01-01636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01636
Number of participants with account balances2012-01-01630
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0130
2011: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01659
Total number of active participants reported on line 7a of the Form 55002011-01-01525
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01101
Total of all active and inactive participants2011-01-01626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01626
Number of participants with account balances2011-01-01621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0133
2009: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01523
Total number of active participants reported on line 7a of the Form 55002009-01-01470
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0189
Total of all active and inactive participants2009-01-01559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01559
Number of participants with account balances2009-01-01559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST

Measure Date Value
2020 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-25$0
Total transfer of assets from this plan2020-09-25$89,267,630
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-25$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-25$17,454
Total income from all sources (including contributions)2020-09-25$-2,784,818
Total loss/gain on sale of assets2020-09-25$0
Total of all expenses incurred2020-09-25$1,685,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-25$1,616,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-25$9,999
Value of total assets at end of year2020-09-25$0
Value of total assets at beginning of year2020-09-25$93,755,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-25$69,117
Total interest from all sources2020-09-25$0
Total dividends received (eg from common stock, registered investment company shares)2020-09-25$798,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-25Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-09-25$0
Total dividends received from registered investment company shares (eg mutual funds)2020-09-25$798,472
Administrative expenses professional fees incurred2020-09-25$8,318
Was this plan covered by a fidelity bond2020-09-25Yes
Value of fidelity bond cover2020-09-25$5,000,000
If this is an individual account plan, was there a blackout period2020-09-25No
Were there any nonexempt tranactions with any party-in-interest2020-09-25No
Administrative expenses (other) incurred2020-09-25$87
Liabilities. Value of operating payables at end of year2020-09-25$0
Liabilities. Value of operating payables at beginning of year2020-09-25$17,454
Total non interest bearing cash at end of year2020-09-25$0
Total non interest bearing cash at beginning of year2020-09-25$64,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-25No
Value of net income/loss2020-09-25$-4,470,023
Value of net assets at end of year (total assets less liabilities)2020-09-25$0
Value of net assets at beginning of year (total assets less liabilities)2020-09-25$93,737,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-25No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-25No
Were any leases to which the plan was party in default or uncollectible2020-09-25No
Investment advisory and management fees2020-09-25$60,712
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-25$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-25$82,741,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-25$-3,593,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-25No
Was there a failure to transmit to the plan any participant contributions2020-09-25No
Has the plan failed to provide any benefit when due under the plan2020-09-25No
Contributions received in cash from employer2020-09-25$9,999
Employer contributions (assets) at end of year2020-09-25$0
Employer contributions (assets) at beginning of year2020-09-25$10,949,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-25$1,616,088
Did the plan have assets held for investment2020-09-25No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-25No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-25Yes
Opinion of an independent qualified public accountant for this plan2020-09-25Unqualified
Accountancy firm name2020-09-25UHY LLP
Accountancy firm EIN2020-09-25200694403
2019 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$17,454
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$42,084
Total income from all sources (including contributions)2019-12-31$24,170,210
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,797,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,685,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,949,009
Value of total assets at end of year2019-12-31$93,755,107
Value of total assets at beginning of year2019-12-31$72,407,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$112,323
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,661,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,661,001
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$5,706
Liabilities. Value of operating payables at end of year2019-12-31$17,454
Liabilities. Value of operating payables at beginning of year2019-12-31$42,084
Total non interest bearing cash at end of year2019-12-31$64,933
Total non interest bearing cash at beginning of year2019-12-31$79,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$21,372,327
Value of net assets at end of year (total assets less liabilities)2019-12-31$93,737,653
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$72,365,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$112,323
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$82,741,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$63,183,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,560,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$10,949,009
Employer contributions (assets) at end of year2019-12-31$10,949,009
Employer contributions (assets) at beginning of year2019-12-31$9,138,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,685,560
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31UHY LLP
Accountancy firm EIN2019-12-31200694403
2018 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$42,084
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$994
Total income from all sources (including contributions)2018-12-31$4,957,514
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,063,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,939,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,138,468
Value of total assets at end of year2018-12-31$72,407,410
Value of total assets at beginning of year2018-12-31$72,472,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$124,113
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,424,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,424,574
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$5,706
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,144
Other income not declared elsewhere2018-12-31$168
Administrative expenses (other) incurred2018-12-31$19
Liabilities. Value of operating payables at end of year2018-12-31$42,084
Liabilities. Value of operating payables at beginning of year2018-12-31$994
Total non interest bearing cash at end of year2018-12-31$79,258
Total non interest bearing cash at beginning of year2018-12-31$212,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-105,759
Value of net assets at end of year (total assets less liabilities)2018-12-31$72,365,326
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$72,471,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$124,094
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$63,183,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$64,582,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,605,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$9,138,468
Employer contributions (assets) at end of year2018-12-31$9,138,468
Employer contributions (assets) at beginning of year2018-12-31$7,675,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,939,160
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31UHY LLP
Accountancy firm EIN2018-12-31200694403
2017 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$994
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,773,627
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,550,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,431,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,675,740
Value of total assets at end of year2017-12-31$72,472,079
Value of total assets at beginning of year2017-12-31$59,248,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$119,036
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,615,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,615,093
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$864
Liabilities. Value of operating payables at end of year2017-12-31$994
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$212,425
Total non interest bearing cash at beginning of year2017-12-31$125,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$13,222,735
Value of net assets at end of year (total assets less liabilities)2017-12-31$72,471,085
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$59,248,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$119,036
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$64,582,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$52,259,409
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,482,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31Yes
Contributions received in cash from employer2017-12-31$7,675,740
Employer contributions (assets) at end of year2017-12-31$7,675,740
Employer contributions (assets) at beginning of year2017-12-31$6,863,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,431,856
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31UHY LLP
Accountancy firm EIN2017-12-31200694403
2016 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,370,150
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,218,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,117,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,873,361
Value of total assets at end of year2016-12-31$59,248,350
Value of total assets at beginning of year2016-12-31$51,096,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$101,332
Total interest from all sources2016-12-31$126
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,264,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,264,524
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$864
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$801
Total non interest bearing cash at end of year2016-12-31$125,025
Total non interest bearing cash at beginning of year2016-12-31$76,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,151,415
Value of net assets at end of year (total assets less liabilities)2016-12-31$59,248,350
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$51,096,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$101,332
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$52,259,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$44,603,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$239,505
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$239,505
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,232,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,873,361
Employer contributions (assets) at end of year2016-12-31$6,863,052
Employer contributions (assets) at beginning of year2016-12-31$6,177,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,117,403
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31UHY LLP
Accountancy firm EIN2016-12-31200694403
2015 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,679,236
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,165,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,070,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,194,263
Value of total assets at end of year2015-12-31$51,096,935
Value of total assets at beginning of year2015-12-31$49,583,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$94,629
Total interest from all sources2015-12-31$39
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,532,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,532,772
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$801
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,403
Total non interest bearing cash at end of year2015-12-31$76,473
Total non interest bearing cash at beginning of year2015-12-31$59,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,513,654
Value of net assets at end of year (total assets less liabilities)2015-12-31$51,096,935
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$49,583,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$94,629
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$44,603,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$43,918,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$239,505
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$243,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$243,358
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$39
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,047,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,194,263
Employer contributions (assets) at end of year2015-12-31$6,177,141
Employer contributions (assets) at beginning of year2015-12-31$5,359,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,070,953
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31UHY LLP
Accountancy firm EIN2015-12-31200694403
2014 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$11,419
Total income from all sources (including contributions)2014-12-31$8,392,922
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,636,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,544,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,442,013
Value of total assets at end of year2014-12-31$49,583,281
Value of total assets at beginning of year2014-12-31$44,838,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$92,064
Total interest from all sources2014-12-31$45
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,522,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,522,342
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31Yes
Amount of non-exempt transactions with any party-in-interest2014-12-31$314,992
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,403
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$10,755
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$11,419
Total non interest bearing cash at end of year2014-12-31$59,740
Total non interest bearing cash at beginning of year2014-12-31$12,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,756,470
Value of net assets at end of year (total assets less liabilities)2014-12-31$49,583,281
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$44,826,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$92,064
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$43,918,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$39,386,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$243,358
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$226,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$226,105
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$45
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,428,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,442,013
Employer contributions (assets) at end of year2014-12-31$5,359,878
Employer contributions (assets) at beginning of year2014-12-31$5,202,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,544,388
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2014-12-31410746749
2013 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,419
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,943
Total income from all sources (including contributions)2013-12-31$10,906,524
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,727,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,652,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,202,458
Value of total assets at end of year2013-12-31$44,838,230
Value of total assets at beginning of year2013-12-31$35,649,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$75,387
Total interest from all sources2013-12-31$75
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$889,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$889,177
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31Yes
Amount of non-exempt transactions with any party-in-interest2013-12-31$311,510
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$10,755
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$187
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$11,419
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,943
Other income not declared elsewhere2013-12-31$1,291
Total non interest bearing cash at end of year2013-12-31$12,636
Total non interest bearing cash at beginning of year2013-12-31$1,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,178,905
Value of net assets at end of year (total assets less liabilities)2013-12-31$44,826,811
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$35,647,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$75,387
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$39,386,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$29,813,044
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$226,105
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$901,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$901,244
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$75
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,813,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,202,458
Employer contributions (assets) at end of year2013-12-31$5,202,458
Employer contributions (assets) at beginning of year2013-12-31$4,933,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,652,232
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2013-12-31410746749
2012 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,943
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,943
Total income from all sources (including contributions)2012-12-31$8,217,500
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,638,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,575,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,933,505
Value of total assets at end of year2012-12-31$35,649,849
Value of total assets at beginning of year2012-12-31$29,071,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$63,404
Total interest from all sources2012-12-31$58
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$851,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$851,058
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$187
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$187
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,943
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,943
Administrative expenses (other) incurred2012-12-31$100
Total non interest bearing cash at end of year2012-12-31$1,869
Total non interest bearing cash at beginning of year2012-12-31$1,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,578,592
Value of net assets at end of year (total assets less liabilities)2012-12-31$35,647,906
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$29,069,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$63,304
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$29,813,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$24,515,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$901,244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$71,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$71,768
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$58
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,432,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,933,505
Employer contributions (assets) at end of year2012-12-31$4,933,505
Employer contributions (assets) at beginning of year2012-12-31$4,481,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,575,504
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2012-12-31410746749
2011 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,943
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,300
Total income from all sources (including contributions)2011-12-31$4,140,347
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,689,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,635,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,481,405
Value of total assets at end of year2011-12-31$29,071,257
Value of total assets at beginning of year2011-12-31$26,623,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$54,580
Total interest from all sources2011-12-31$105
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$768,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$586,560
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$187
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$565
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,943
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,300
Administrative expenses (other) incurred2011-12-31$54,580
Total non interest bearing cash at end of year2011-12-31$1,968
Total non interest bearing cash at beginning of year2011-12-31$2,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,450,538
Value of net assets at end of year (total assets less liabilities)2011-12-31$29,069,314
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,618,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$24,515,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$20,558,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$71,768
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$81,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$81,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,109,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,481,405
Employer contributions (assets) at end of year2011-12-31$4,481,405
Employer contributions (assets) at beginning of year2011-12-31$4,493,382
Income. Dividends from common stock2011-12-31$181,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,635,229
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,486,757
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2011-12-31410746749
2010 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,300
Total income from all sources (including contributions)2010-12-31$7,152,064
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,677,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,634,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,493,382
Value of total assets at end of year2010-12-31$26,623,076
Value of total assets at beginning of year2010-12-31$21,148,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$42,480
Total interest from all sources2010-12-31$684
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$582,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$543,641
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$565
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$8,398
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$4,300
Administrative expenses (other) incurred2010-12-31$42,480
Total non interest bearing cash at end of year2010-12-31$2,068
Total non interest bearing cash at beginning of year2010-12-31$1,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,474,947
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,618,776
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,143,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$20,558,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$15,227,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$81,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$361,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$361,359
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$684
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,075,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,493,382
Employer contributions (assets) at end of year2010-12-31$4,493,382
Employer contributions (assets) at beginning of year2010-12-31$4,225,530
Income. Dividends from common stock2010-12-31$39,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,634,637
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,486,757
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,324,260
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CLIFTON GUNDERSON LLP
Accountancy firm EIN2010-12-31370802863

Form 5500 Responses for ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST

2020: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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