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Plan Name | ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ALIXPARTNERS, LLP |
Employer identification number (EIN): | 383637158 |
NAIC Classification: | 541600 |
Additional information about ALIXPARTNERS, LLP
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 2004-09-16 |
Company Identification Number: | 1489826 |
Legal Registered Office Address: |
1300 EAST NINTH STREET - CLEVELAND United States of America (USA) 44114 |
More information about ALIXPARTNERS, LLP
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | CARALYNN BOCKHAUSEN | |||
002 | 2016-01-01 | CARALYNN BOCKHAUSEN | |||
002 | 2015-01-01 | CARALYNN BOCKHAUSEN | |||
002 | 2014-01-01 | CARALYNN BOCKHAUSEN | |||
002 | 2013-01-01 | CARALYNN BOCKHAUSEN | |||
002 | 2012-01-01 | BRETT ZOROYA | |||
002 | 2011-01-01 | MELVIN CHRISTIANSEN | |||
002 | 2009-01-01 | MELVIN CHRISTIANSEN |
Measure | Date | Value |
---|---|---|
2020: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 1,435 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
Total of all active and inactive participants | 2020-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 0 |
Number of participants with account balances | 2020-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 29 |
2019: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 1,266 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1,096 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 214 |
Total of all active and inactive participants | 2019-01-01 | 1,311 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 1,312 |
Number of participants with account balances | 2019-01-01 | 1,308 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 55 |
2018: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 1,112 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 997 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 192 |
Total of all active and inactive participants | 2018-01-01 | 1,190 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 1,190 |
Number of participants with account balances | 2018-01-01 | 1,182 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 42 |
2017: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 984 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 817 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 194 |
Total of all active and inactive participants | 2017-01-01 | 1,012 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 1,012 |
Number of participants with account balances | 2017-01-01 | 1,012 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 33 |
2016: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 922 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 734 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 186 |
Total of all active and inactive participants | 2016-01-01 | 921 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 921 |
Number of participants with account balances | 2016-01-01 | 918 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 30 |
2015: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 858 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 674 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 176 |
Total of all active and inactive participants | 2015-01-01 | 853 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 853 |
Number of participants with account balances | 2015-01-01 | 849 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 57 |
2014: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 748 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 647 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 145 |
Total of all active and inactive participants | 2014-01-01 | 795 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 795 |
Number of participants with account balances | 2014-01-01 | 791 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 27 |
2013: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 694 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 562 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 125 |
Total of all active and inactive participants | 2013-01-01 | 687 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 687 |
Number of participants with account balances | 2013-01-01 | 683 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 31 |
2012: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 646 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 516 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 119 |
Total of all active and inactive participants | 2012-01-01 | 636 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 636 |
Number of participants with account balances | 2012-01-01 | 630 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 30 |
2011: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 659 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 525 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 101 |
Total of all active and inactive participants | 2011-01-01 | 626 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 626 |
Number of participants with account balances | 2011-01-01 | 621 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 33 |
2009: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 523 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 470 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 89 |
Total of all active and inactive participants | 2009-01-01 | 559 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 559 |
Number of participants with account balances | 2009-01-01 | 559 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 19 |
Measure | Date | Value |
---|---|---|
2020 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-09-25 | $0 |
Total transfer of assets from this plan | 2020-09-25 | $89,267,630 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-25 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-25 | $17,454 |
Total income from all sources (including contributions) | 2020-09-25 | $-2,784,818 |
Total loss/gain on sale of assets | 2020-09-25 | $0 |
Total of all expenses incurred | 2020-09-25 | $1,685,205 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-25 | $1,616,088 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-25 | $9,999 |
Value of total assets at end of year | 2020-09-25 | $0 |
Value of total assets at beginning of year | 2020-09-25 | $93,755,107 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-25 | $69,117 |
Total interest from all sources | 2020-09-25 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-25 | $798,472 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-25 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-09-25 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-25 | $798,472 |
Administrative expenses professional fees incurred | 2020-09-25 | $8,318 |
Was this plan covered by a fidelity bond | 2020-09-25 | Yes |
Value of fidelity bond cover | 2020-09-25 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-09-25 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-25 | No |
Administrative expenses (other) incurred | 2020-09-25 | $87 |
Liabilities. Value of operating payables at end of year | 2020-09-25 | $0 |
Liabilities. Value of operating payables at beginning of year | 2020-09-25 | $17,454 |
Total non interest bearing cash at end of year | 2020-09-25 | $0 |
Total non interest bearing cash at beginning of year | 2020-09-25 | $64,933 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-25 | No |
Value of net income/loss | 2020-09-25 | $-4,470,023 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-25 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-25 | $93,737,653 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-25 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-25 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-25 | No |
Investment advisory and management fees | 2020-09-25 | $60,712 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-25 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-25 | $82,741,165 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-25 | $-3,593,289 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-25 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-09-25 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-25 | No |
Contributions received in cash from employer | 2020-09-25 | $9,999 |
Employer contributions (assets) at end of year | 2020-09-25 | $0 |
Employer contributions (assets) at beginning of year | 2020-09-25 | $10,949,009 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-25 | $1,616,088 |
Did the plan have assets held for investment | 2020-09-25 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-25 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-25 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-25 | Unqualified |
Accountancy firm name | 2020-09-25 | UHY LLP |
Accountancy firm EIN | 2020-09-25 | 200694403 |
2019 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $17,454 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $42,084 |
Total income from all sources (including contributions) | 2019-12-31 | $24,170,210 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,797,883 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,685,560 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $10,949,009 |
Value of total assets at end of year | 2019-12-31 | $93,755,107 |
Value of total assets at beginning of year | 2019-12-31 | $72,407,410 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $112,323 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,661,001 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,661,001 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $5,706 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $17,454 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $42,084 |
Total non interest bearing cash at end of year | 2019-12-31 | $64,933 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $79,258 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $21,372,327 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $93,737,653 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $72,365,326 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $112,323 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $82,741,165 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $63,183,978 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,560,200 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $10,949,009 |
Employer contributions (assets) at end of year | 2019-12-31 | $10,949,009 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $9,138,468 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,685,560 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | UHY LLP |
Accountancy firm EIN | 2019-12-31 | 200694403 |
2018 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $42,084 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $994 |
Total income from all sources (including contributions) | 2018-12-31 | $4,957,514 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,063,273 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $4,939,160 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $9,138,468 |
Value of total assets at end of year | 2018-12-31 | $72,407,410 |
Value of total assets at beginning of year | 2018-12-31 | $72,472,079 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $124,113 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,424,574 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,424,574 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $5,706 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $1,144 |
Other income not declared elsewhere | 2018-12-31 | $168 |
Administrative expenses (other) incurred | 2018-12-31 | $19 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $42,084 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $994 |
Total non interest bearing cash at end of year | 2018-12-31 | $79,258 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $212,425 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-105,759 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $72,365,326 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $72,471,085 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $124,094 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $63,183,978 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $64,582,770 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,605,696 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $9,138,468 |
Employer contributions (assets) at end of year | 2018-12-31 | $9,138,468 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $7,675,740 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $4,939,160 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | UHY LLP |
Accountancy firm EIN | 2018-12-31 | 200694403 |
2017 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $994 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $15,773,627 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,550,892 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,431,856 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $7,675,740 |
Value of total assets at end of year | 2017-12-31 | $72,472,079 |
Value of total assets at beginning of year | 2017-12-31 | $59,248,350 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $119,036 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,615,093 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,615,093 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $1,144 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $864 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $994 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $0 |
Total non interest bearing cash at end of year | 2017-12-31 | $212,425 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $125,025 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $13,222,735 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $72,471,085 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $59,248,350 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $119,036 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $64,582,770 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $52,259,409 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $6,482,794 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | Yes |
Contributions received in cash from employer | 2017-12-31 | $7,675,740 |
Employer contributions (assets) at end of year | 2017-12-31 | $7,675,740 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $6,863,052 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,431,856 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | UHY LLP |
Accountancy firm EIN | 2017-12-31 | 200694403 |
2016 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $11,370,150 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $3,218,735 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,117,403 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $6,873,361 |
Value of total assets at end of year | 2016-12-31 | $59,248,350 |
Value of total assets at beginning of year | 2016-12-31 | $51,096,935 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $101,332 |
Total interest from all sources | 2016-12-31 | $126 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,264,524 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,264,524 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $864 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $801 |
Total non interest bearing cash at end of year | 2016-12-31 | $125,025 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $76,473 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $8,151,415 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $59,248,350 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $51,096,935 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $101,332 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $52,259,409 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $44,603,015 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $239,505 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $239,505 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $126 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,232,139 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $6,873,361 |
Employer contributions (assets) at end of year | 2016-12-31 | $6,863,052 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $6,177,141 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,117,403 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | UHY LLP |
Accountancy firm EIN | 2016-12-31 | 200694403 |
2015 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $5,679,236 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $4,165,582 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,070,953 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $6,194,263 |
Value of total assets at end of year | 2015-12-31 | $51,096,935 |
Value of total assets at beginning of year | 2015-12-31 | $49,583,281 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $94,629 |
Total interest from all sources | 2015-12-31 | $39 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,532,772 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,532,772 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $801 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $1,403 |
Total non interest bearing cash at end of year | 2015-12-31 | $76,473 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $59,740 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,513,654 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $51,096,935 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $49,583,281 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $94,629 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $44,603,015 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $43,918,902 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $239,505 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $243,358 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $243,358 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $39 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,047,838 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $6,194,263 |
Employer contributions (assets) at end of year | 2015-12-31 | $6,177,141 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $5,359,878 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,070,953 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | UHY LLP |
Accountancy firm EIN | 2015-12-31 | 200694403 |
2014 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $11,419 |
Total income from all sources (including contributions) | 2014-12-31 | $8,392,922 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,636,452 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,544,388 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,442,013 |
Value of total assets at end of year | 2014-12-31 | $49,583,281 |
Value of total assets at beginning of year | 2014-12-31 | $44,838,230 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $92,064 |
Total interest from all sources | 2014-12-31 | $45 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,522,342 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,522,342 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | Yes |
Amount of non-exempt transactions with any party-in-interest | 2014-12-31 | $314,992 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $1,403 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $10,755 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $11,419 |
Total non interest bearing cash at end of year | 2014-12-31 | $59,740 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $12,636 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $4,756,470 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $49,583,281 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $44,826,811 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $92,064 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $43,918,902 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $39,386,276 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $243,358 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $226,105 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $226,105 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $45 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,428,522 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $5,442,013 |
Employer contributions (assets) at end of year | 2014-12-31 | $5,359,878 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $5,202,458 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,544,388 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2014-12-31 | 410746749 |
2013 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $11,419 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,943 |
Total income from all sources (including contributions) | 2013-12-31 | $10,906,524 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,727,619 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,652,232 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,202,458 |
Value of total assets at end of year | 2013-12-31 | $44,838,230 |
Value of total assets at beginning of year | 2013-12-31 | $35,649,849 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $75,387 |
Total interest from all sources | 2013-12-31 | $75 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $889,177 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $889,177 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | Yes |
Amount of non-exempt transactions with any party-in-interest | 2013-12-31 | $311,510 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $10,755 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $187 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $11,419 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $1,943 |
Other income not declared elsewhere | 2013-12-31 | $1,291 |
Total non interest bearing cash at end of year | 2013-12-31 | $12,636 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $1,869 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $9,178,905 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $44,826,811 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $35,647,906 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $75,387 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $39,386,276 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $29,813,044 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $226,105 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $901,244 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $901,244 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $75 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,813,523 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $5,202,458 |
Employer contributions (assets) at end of year | 2013-12-31 | $5,202,458 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $4,933,505 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,652,232 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2013-12-31 | 410746749 |
2012 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,943 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,943 |
Total income from all sources (including contributions) | 2012-12-31 | $8,217,500 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,638,908 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,575,504 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,933,505 |
Value of total assets at end of year | 2012-12-31 | $35,649,849 |
Value of total assets at beginning of year | 2012-12-31 | $29,071,257 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $63,404 |
Total interest from all sources | 2012-12-31 | $58 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $851,058 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $851,058 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $187 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $187 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $1,943 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $1,943 |
Administrative expenses (other) incurred | 2012-12-31 | $100 |
Total non interest bearing cash at end of year | 2012-12-31 | $1,869 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $1,968 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $6,578,592 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $35,647,906 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $29,069,314 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $63,304 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $29,813,044 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $24,515,929 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $901,244 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $71,768 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $71,768 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $58 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,432,879 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,933,505 |
Employer contributions (assets) at end of year | 2012-12-31 | $4,933,505 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $4,481,405 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,575,504 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $0 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2012-12-31 | 410746749 |
2011 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,943 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $4,300 |
Total income from all sources (including contributions) | 2011-12-31 | $4,140,347 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,689,809 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,635,229 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,481,405 |
Value of total assets at end of year | 2011-12-31 | $29,071,257 |
Value of total assets at beginning of year | 2011-12-31 | $26,623,076 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $54,580 |
Total interest from all sources | 2011-12-31 | $105 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $768,034 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $586,560 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $187 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $565 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,943 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $4,300 |
Administrative expenses (other) incurred | 2011-12-31 | $54,580 |
Total non interest bearing cash at end of year | 2011-12-31 | $1,968 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $2,068 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,450,538 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $29,069,314 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $26,618,776 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $24,515,929 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $20,558,623 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $71,768 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $81,681 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $81,681 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $105 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,109,197 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $4,481,405 |
Employer contributions (assets) at end of year | 2011-12-31 | $4,481,405 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $4,493,382 |
Income. Dividends from common stock | 2011-12-31 | $181,474 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,635,229 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $1,486,757 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2011-12-31 | 410746749 |
2010 : ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,300 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,300 |
Total income from all sources (including contributions) | 2010-12-31 | $7,152,064 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,677,117 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,634,637 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,493,382 |
Value of total assets at end of year | 2010-12-31 | $26,623,076 |
Value of total assets at beginning of year | 2010-12-31 | $21,148,129 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $42,480 |
Total interest from all sources | 2010-12-31 | $684 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $582,984 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $543,641 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $565 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $8,398 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $4,300 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $4,300 |
Administrative expenses (other) incurred | 2010-12-31 | $42,480 |
Total non interest bearing cash at end of year | 2010-12-31 | $2,068 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $1,312 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $5,474,947 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $26,618,776 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $21,143,829 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $20,558,623 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $15,227,270 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $81,681 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $361,359 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $361,359 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $684 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,075,014 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $4,493,382 |
Employer contributions (assets) at end of year | 2010-12-31 | $4,493,382 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $4,225,530 |
Income. Dividends from common stock | 2010-12-31 | $39,343 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,634,637 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $1,486,757 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,324,260 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | CLIFTON GUNDERSON LLP |
Accountancy firm EIN | 2010-12-31 | 370802863 |
2020: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2020 form 5500 responses | ||
---|---|---|
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | Yes |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ALIXPARTNERS, LLP DEFINED CONTRIBUTION PLAN & TRUST 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |