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ASCENSIA SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameASCENSIA SAVINGS AND RETIREMENT PLAN
Plan identification number 001

ASCENSIA SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ASCENSIA DIABETES CARE US, INC. has sponsored the creation of one or more 401k plans.

Company Name:ASCENSIA DIABETES CARE US, INC.
Employer identification number (EIN):383977425
NAIC Classification:325410

Additional information about ASCENSIA DIABETES CARE US, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-12-07
Company Identification Number: 0802344559
Legal Registered Office Address: 5 WOODHOLLOW RD ATTN: FINANCE DEPT

PARSIPPANY
United States of America (USA)
07054

More information about ASCENSIA DIABETES CARE US, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASCENSIA SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DOUG OLSEN
0012016-01-05DOUG OLSEN
0012016-01-05DOUG OLSEN

Plan Statistics for ASCENSIA SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for ASCENSIA SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: ASCENSIA SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01429
Total number of active participants reported on line 7a of the Form 55002022-01-01234
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-01202
Total of all active and inactive participants2022-01-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01444
Number of participants with account balances2022-01-01438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0125
2021: ASCENSIA SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01442
Total number of active participants reported on line 7a of the Form 55002021-01-01235
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01189
Total of all active and inactive participants2021-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01429
Number of participants with account balances2021-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0122
2020: ASCENSIA SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01453
Total number of active participants reported on line 7a of the Form 55002020-01-01292
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01145
Total of all active and inactive participants2020-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01442
Number of participants with account balances2020-01-01436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0129
2019: ASCENSIA SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01454
Total number of active participants reported on line 7a of the Form 55002019-01-01326
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01122
Total of all active and inactive participants2019-01-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01453
Number of participants with account balances2019-01-01446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0119
2018: ASCENSIA SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01450
Total number of active participants reported on line 7a of the Form 55002018-01-01360
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0191
Total of all active and inactive participants2018-01-01454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01454
Number of participants with account balances2018-01-01447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: ASCENSIA SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01382
Total number of active participants reported on line 7a of the Form 55002017-01-01387
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0162
Total of all active and inactive participants2017-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01450
Number of participants with account balances2017-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: ASCENSIA SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-050
Total number of active participants reported on line 7a of the Form 55002016-01-05356
Number of retired or separated participants receiving benefits2016-01-051
Number of other retired or separated participants entitled to future benefits2016-01-0525
Total of all active and inactive participants2016-01-05382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-050
Total participants2016-01-05382
Number of participants with account balances2016-01-05380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0513

Financial Data on ASCENSIA SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : ASCENSIA SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-10,453,677
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,964,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,912,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,247,599
Value of total assets at end of year2022-12-31$86,773,436
Value of total assets at beginning of year2022-12-31$107,191,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$51,585
Total interest from all sources2022-12-31$19,408
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$723,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$723,811
Was this plan covered by a fidelity bond2022-12-31No
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,159,730
Participant contributions at end of year2022-12-31$542,217
Participant contributions at beginning of year2022-12-31$579,149
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$198,280
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$288
Other income not declared elsewhere2022-12-31$1,050
Administrative expenses (other) incurred2022-12-31$51,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-20,418,153
Value of net assets at end of year (total assets less liabilities)2022-12-31$86,773,436
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$107,191,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$20,838,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$103,679,825
Interest on participant loans2022-12-31$19,408
Value of interest in common/collective trusts at end of year2022-12-31$65,108,452
Value of interest in common/collective trusts at beginning of year2022-12-31$2,932,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,203,742
Net investment gain or loss from common/collective trusts2022-12-31$-9,241,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,889,589
Employer contributions (assets) at end of year2022-12-31$284,406
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,912,603
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SIKICH LLP
Accountancy firm EIN2022-12-31363168081
2021 : ASCENSIA SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$22,165,172
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$13,213,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$13,160,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,267,315
Value of total assets at end of year2021-12-31$107,191,589
Value of total assets at beginning of year2021-12-31$98,239,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$53,181
Total interest from all sources2021-12-31$21,632
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,472,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,472,540
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,993,420
Participant contributions at end of year2021-12-31$579,149
Participant contributions at beginning of year2021-12-31$590,491
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,144,242
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$330
Other income not declared elsewhere2021-12-31$8,350
Administrative expenses (other) incurred2021-12-31$53,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,951,925
Value of net assets at end of year (total assets less liabilities)2021-12-31$107,191,589
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$98,239,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$103,679,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$93,826,963
Interest on participant loans2021-12-31$21,632
Value of interest in common/collective trusts at end of year2021-12-31$2,932,615
Value of interest in common/collective trusts at beginning of year2021-12-31$3,498,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,349,704
Net investment gain or loss from common/collective trusts2021-12-31$45,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,129,653
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$323,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$13,159,736
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA LLP
Accountancy firm EIN2021-12-31135381590
2020 : ASCENSIA SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$22,316,022
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,224,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,160,222
Value of total corrective distributions2020-12-31$2,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,687,022
Value of total assets at end of year2020-12-31$98,239,664
Value of total assets at beginning of year2020-12-31$85,147,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$61,562
Total interest from all sources2020-12-31$32,089
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,380,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,380,799
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,329,256
Participant contributions at end of year2020-12-31$590,491
Participant contributions at beginning of year2020-12-31$685,525
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$125,234
Administrative expenses (other) incurred2020-12-31$61,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,092,007
Value of net assets at end of year (total assets less liabilities)2020-12-31$98,239,664
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$85,147,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$93,826,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$81,242,095
Interest on participant loans2020-12-31$32,089
Value of interest in common/collective trusts at end of year2020-12-31$3,498,498
Value of interest in common/collective trusts at beginning of year2020-12-31$3,174,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,116,584
Net investment gain or loss from common/collective trusts2020-12-31$99,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,232,532
Employer contributions (assets) at end of year2020-12-31$323,712
Employer contributions (assets) at beginning of year2020-12-31$45,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,160,222
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA LLP
Accountancy firm EIN2020-12-31135381590
2019 : ASCENSIA SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$24,649,901
Total income from all sources (including contributions)2019-12-31$24,649,901
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,943,202
Total of all expenses incurred2019-12-31$9,943,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,841,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,841,859
Value of total corrective distributions2019-12-31$26,867
Value of total corrective distributions2019-12-31$26,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,787,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,787,965
Value of total assets at end of year2019-12-31$85,147,657
Value of total assets at end of year2019-12-31$85,147,657
Value of total assets at beginning of year2019-12-31$70,440,958
Value of total assets at beginning of year2019-12-31$70,440,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$74,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$74,476
Total interest from all sources2019-12-31$29,255
Total interest from all sources2019-12-31$29,255
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,188,386
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,188,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,188,386
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,188,386
Was this plan covered by a fidelity bond2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,487,114
Contributions received from participants2019-12-31$4,487,114
Participant contributions at end of year2019-12-31$685,525
Participant contributions at end of year2019-12-31$685,525
Participant contributions at beginning of year2019-12-31$598,675
Participant contributions at beginning of year2019-12-31$598,675
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$122,326
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$122,326
Administrative expenses (other) incurred2019-12-31$74,476
Administrative expenses (other) incurred2019-12-31$74,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$14,706,699
Value of net income/loss2019-12-31$14,706,699
Value of net assets at end of year (total assets less liabilities)2019-12-31$85,147,657
Value of net assets at end of year (total assets less liabilities)2019-12-31$85,147,657
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$70,440,958
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$70,440,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$81,242,095
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$81,242,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$67,046,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$67,046,544
Interest on participant loans2019-12-31$29,255
Interest on participant loans2019-12-31$29,255
Value of interest in common/collective trusts at end of year2019-12-31$3,174,434
Value of interest in common/collective trusts at end of year2019-12-31$3,174,434
Value of interest in common/collective trusts at beginning of year2019-12-31$2,500,739
Value of interest in common/collective trusts at beginning of year2019-12-31$2,500,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,570,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,570,611
Net investment gain or loss from common/collective trusts2019-12-31$73,684
Net investment gain or loss from common/collective trusts2019-12-31$73,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,178,525
Contributions received in cash from employer2019-12-31$5,178,525
Employer contributions (assets) at end of year2019-12-31$45,603
Employer contributions (assets) at end of year2019-12-31$45,603
Employer contributions (assets) at beginning of year2019-12-31$295,000
Employer contributions (assets) at beginning of year2019-12-31$295,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,841,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,841,859
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : ASCENSIA SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$8,368,474
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,520,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,437,867
Value of total corrective distributions2018-12-31$7,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,466,524
Value of total assets at end of year2018-12-31$70,440,958
Value of total assets at beginning of year2018-12-31$69,593,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$75,648
Total interest from all sources2018-12-31$26,685
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,153,885
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,153,885
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,006,277
Participant contributions at end of year2018-12-31$598,675
Participant contributions at beginning of year2018-12-31$677,256
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,108,670
Administrative expenses (other) incurred2018-12-31$75,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$847,549
Value of net assets at end of year (total assets less liabilities)2018-12-31$70,440,958
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$69,593,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$67,046,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$66,807,132
Interest on participant loans2018-12-31$26,685
Value of interest in common/collective trusts at end of year2018-12-31$2,500,739
Value of interest in common/collective trusts at beginning of year2018-12-31$1,905,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,327,870
Net investment gain or loss from common/collective trusts2018-12-31$49,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$6,351,577
Employer contributions (assets) at end of year2018-12-31$295,000
Employer contributions (assets) at beginning of year2018-12-31$203,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,437,867
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : ASCENSIA SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,814,446
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,897,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,812,127
Value of total corrective distributions2017-12-31$17,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,263,656
Value of total assets at end of year2017-12-31$69,593,409
Value of total assets at beginning of year2017-12-31$51,676,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$68,142
Total interest from all sources2017-12-31$26,767
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,597,875
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,597,875
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,462,777
Participant contributions at end of year2017-12-31$677,256
Participant contributions at beginning of year2017-12-31$842,548
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$820,985
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Other income not declared elsewhere2017-12-31$2,337
Administrative expenses (other) incurred2017-12-31$68,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$17,916,990
Value of net assets at end of year (total assets less liabilities)2017-12-31$69,593,409
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$51,676,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$66,807,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$49,831,857
Interest on participant loans2017-12-31$26,767
Value of interest in common/collective trusts at end of year2017-12-31$1,905,731
Value of interest in common/collective trusts at beginning of year2017-12-31$1,002,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,901,727
Net investment gain or loss from common/collective trusts2017-12-31$22,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,979,894
Employer contributions (assets) at end of year2017-12-31$203,290
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,812,127
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : ASCENSIA SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$658,695
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$52,166,091
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,148,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,050,760
Value of total corrective distributions2016-12-31$38,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$46,994,758
Value of total assets at end of year2016-12-31$51,676,419
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$59,161
Total interest from all sources2016-12-31$19,356
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,013,640
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,013,640
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,806,095
Participant contributions at end of year2016-12-31$842,548
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$38,475,588
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$1,281
Administrative expenses (other) incurred2016-12-31$59,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$51,017,724
Value of net assets at end of year (total assets less liabilities)2016-12-31$51,676,419
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$49,831,857
Interest on participant loans2016-12-31$19,356
Value of interest in common/collective trusts at end of year2016-12-31$1,002,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,120,545
Net investment gain or loss from common/collective trusts2016-12-31$17,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,713,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,049,479
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590

Form 5500 Responses for ASCENSIA SAVINGS AND RETIREMENT PLAN

2022: ASCENSIA SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASCENSIA SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASCENSIA SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASCENSIA SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASCENSIA SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASCENSIA SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASCENSIA SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-05Type of plan entitySingle employer plan
2016-01-05First time form 5500 has been submittedYes
2016-01-05Submission has been amendedNo
2016-01-05This submission is the final filingNo
2016-01-05This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-05Plan is a collectively bargained planNo
2016-01-05Plan funding arrangement – TrustYes
2016-01-05Plan benefit arrangement - TrustYes

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