JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2019: JOHNSON CONTROLS PENSION PLAN 2019 401k membership |
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Total participants, beginning-of-year | 2019-01-01 | 32,841 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
Total of all active and inactive participants | 2019-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 0 |
2018: JOHNSON CONTROLS PENSION PLAN 2018 401k membership |
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Market value of plan assets | 2018-12-31 | 1,867,088,195 |
Acturial value of plan assets | 2018-12-31 | 1,867,088,195 |
Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 538,247,517 |
Number of terminated vested participants | 2018-12-31 | 6,815 |
Fundng target for terminated vested participants | 2018-12-31 | 439,878,798 |
Active participant vested funding target | 2018-12-31 | 448,745,551 |
Number of active participants | 2018-12-31 | 3,625 |
Total funding liabilities for active participants | 2018-12-31 | 489,863,455 |
Total participant count | 2018-12-31 | 16,326 |
Total funding target for all participants | 2018-12-31 | 1,467,989,770 |
Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 260,751,768 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
Amount remaining of carryover balance | 2018-12-31 | 0 |
Amount remaining of prefunding balance | 2018-12-31 | 260,751,768 |
Present value of excess contributions | 2018-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
Balance of prefunding at beginning of current year | 2018-12-31 | 303,541,133 |
Total employer contributions | 2018-12-31 | 0 |
Total employee contributions | 2018-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2018-12-31 | 2,479,130 |
Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
Waiver amortization installment | 2018-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 0 |
Additional cash requirement | 2018-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 0 |
Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
Total participants, beginning-of-year | 2018-01-01 | 16,326 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 6,626 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 13,671 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 9,507 |
Total of all active and inactive participants | 2018-01-01 | 29,804 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 3,037 |
Total participants | 2018-01-01 | 32,841 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: JOHNSON CONTROLS PENSION PLAN 2017 401k membership |
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Market value of plan assets | 2017-12-31 | 1,762,075,255 |
Acturial value of plan assets | 2017-12-31 | 1,762,075,255 |
Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 526,696,559 |
Number of terminated vested participants | 2017-12-31 | 7,151 |
Fundng target for terminated vested participants | 2017-12-31 | 422,301,041 |
Active participant vested funding target | 2017-12-31 | 455,237,008 |
Number of active participants | 2017-12-31 | 4,005 |
Total funding liabilities for active participants | 2017-12-31 | 516,175,022 |
Total participant count | 2017-12-31 | 17,063 |
Total funding target for all participants | 2017-12-31 | 1,465,172,622 |
Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 292,202,867 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
Amount remaining of carryover balance | 2017-12-31 | 0 |
Amount remaining of prefunding balance | 2017-12-31 | 292,202,867 |
Present value of excess contributions | 2017-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 58,100,000 |
Balance of carryovers at beginning of current year | 2017-12-31 | 0 |
Balance of prefunding at beginning of current year | 2017-12-31 | 260,751,768 |
Total employer contributions | 2017-12-31 | 0 |
Total employee contributions | 2017-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2017-12-31 | 3,240,339 |
Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
Waiver amortization installment | 2017-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 0 |
Carryover balance elected to use to offset funding requirement | 2017-12-31 | 0 |
Prefunding balance elected to use to offset funding requirement | 2017-12-31 | 0 |
Additional cash requirement | 2017-12-31 | 0 |
Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 0 |
Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
Total participants, beginning-of-year | 2017-01-01 | 17,063 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 3,625 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 5,025 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 6,599 |
Total of all active and inactive participants | 2017-01-01 | 15,249 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 1,077 |
Total participants | 2017-01-01 | 16,326 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 46 |
2016: JOHNSON CONTROLS PENSION PLAN 2016 401k membership |
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Market value of plan assets | 2016-12-31 | 1,898,355,184 |
Acturial value of plan assets | 2016-12-31 | 1,898,355,184 |
Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 498,390,548 |
Number of terminated vested participants | 2016-12-31 | 7,200 |
Fundng target for terminated vested participants | 2016-12-31 | 313,101,352 |
Active participant vested funding target | 2016-12-31 | 666,917,580 |
Number of active participants | 2016-12-31 | 7,399 |
Total funding liabilities for active participants | 2016-12-31 | 743,826,012 |
Total participant count | 2016-12-31 | 20,412 |
Total funding target for all participants | 2016-12-31 | 1,555,317,912 |
Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 632,948,625 |
Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 26,115,879 |
Amount remaining of prefunding balance | 2016-12-31 | 606,832,746 |
Present value of excess contributions | 2016-12-31 | 0 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 310,200,000 |
Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
Balance of prefunding at beginning of current year | 2016-12-31 | 292,202,867 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 0 |
Liquidity shortfalls end of Q1 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2016-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2016-12-31 | 2,576,161 |
Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
Total participants, beginning-of-year | 2016-01-01 | 20,412 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 4,005 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 5,085 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 6,931 |
Total of all active and inactive participants | 2016-01-01 | 16,021 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 1,042 |
Total participants | 2016-01-01 | 17,063 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 2 |
2015: JOHNSON CONTROLS PENSION PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 21,062 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 7,399 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 5,006 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 6,999 |
Total of all active and inactive participants | 2015-01-01 | 19,404 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 1,008 |
Total participants | 2015-01-01 | 20,412 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 5 |
2014: JOHNSON CONTROLS PENSION PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 23,819 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 8,329 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 4,993 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 6,751 |
Total of all active and inactive participants | 2014-01-01 | 20,073 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 989 |
Total participants | 2014-01-01 | 21,062 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 4 |
Number of participants with account balances | 2014-01-01 | 0 |
2013: JOHNSON CONTROLS PENSION PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 34,271 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 9,326 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 6,956 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 6,311 |
Total of all active and inactive participants | 2013-01-01 | 22,593 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 1,226 |
Total participants | 2013-01-01 | 23,819 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 31 |
2012: JOHNSON CONTROLS PENSION PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 34,271 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 10,129 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 6,759 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 15,488 |
Total of all active and inactive participants | 2012-01-01 | 32,376 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 1,205 |
Total participants | 2012-01-01 | 33,581 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 32 |
2011: JOHNSON CONTROLS PENSION PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 35,454 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 10,771 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 6,693 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 15,702 |
Total of all active and inactive participants | 2011-01-01 | 33,166 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1,105 |
Total participants | 2011-01-01 | 34,271 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 41 |
2010: JOHNSON CONTROLS PENSION PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-01-01 | 36,047 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 11,987 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 6,644 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 15,922 |
Total of all active and inactive participants | 2010-01-01 | 34,553 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 901 |
Total participants | 2010-01-01 | 35,454 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 129 |
2009: JOHNSON CONTROLS PENSION PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 37,321 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 13,498 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 6,518 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 15,165 |
Total of all active and inactive participants | 2009-01-01 | 35,181 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 866 |
Total participants | 2009-01-01 | 36,047 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 323 |
Measure | Date | Value |
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2019 : JOHNSON CONTROLS PENSION PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-01-01 | $0 |
Total transfer of assets from this plan | 2019-01-01 | $2,339,656,338 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-01-01 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-01-01 | $940,476 |
Total income from all sources (including contributions) | 2019-01-01 | $0 |
Total loss/gain on sale of assets | 2019-01-01 | $0 |
Total of all expenses incurred | 2019-01-01 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-01-01 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-01-01 | $0 |
Value of total assets at end of year | 2019-01-01 | $0 |
Value of total assets at beginning of year | 2019-01-01 | $2,340,596,814 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-01-01 | $0 |
Total interest from all sources | 2019-01-01 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-01-01 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-01-01 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-01-01 | $0 |
Was this plan covered by a fidelity bond | 2019-01-01 | Yes |
Value of fidelity bond cover | 2019-01-01 | $50,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-01-01 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-01-01 | No |
Liabilities. Value of operating payables at end of year | 2019-01-01 | $0 |
Liabilities. Value of operating payables at beginning of year | 2019-01-01 | $940,476 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-01-01 | No |
Value of net income/loss | 2019-01-01 | $0 |
Value of net assets at end of year (total assets less liabilities) | 2019-01-01 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-01-01 | $2,339,656,338 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-01-01 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-01-01 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-01-01 | No |
Value of interest in master investment trust accounts at end of year | 2019-01-01 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2019-01-01 | $2,340,596,814 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-01-01 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-01-01 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-01-01 | No |
Did the plan have assets held for investment | 2019-01-01 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-01-01 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-01-01 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-01-01 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-01-01 | Disclaimer |
Accountancy firm name | 2019-01-01 | WIPFLI LLP |
Accountancy firm EIN | 2019-01-01 | 390758449 |
2018 : JOHNSON CONTROLS PENSION PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $705,783,689 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $940,476 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $109,072 |
Total income from all sources (including contributions) | 2018-12-31 | $-75,948,542 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $157,267,004 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $154,654,138 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
Value of total assets at end of year | 2018-12-31 | $2,340,596,814 |
Value of total assets at beginning of year | 2018-12-31 | $1,867,197,267 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $2,612,866 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Administrative expenses professional fees incurred | 2018-12-31 | $1,404,742 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Administrative expenses (other) incurred | 2018-12-31 | $1,208,124 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $940,476 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $109,072 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-233,215,546 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,339,656,338 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,867,088,195 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2018-12-31 | $2,340,596,814 |
Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $1,867,197,267 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $154,654,138 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | WIPFLI LLP |
Accountancy firm EIN | 2018-12-31 | 390758449 |
2017 : JOHNSON CONTROLS PENSION PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $109,072 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $379,489 |
Total income from all sources (including contributions) | 2017-12-31 | $275,239,783 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $170,226,843 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $167,747,713 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
Value of total assets at end of year | 2017-12-31 | $1,867,197,267 |
Value of total assets at beginning of year | 2017-12-31 | $1,762,454,744 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,479,130 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Administrative expenses professional fees incurred | 2017-12-31 | $1,301,783 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Administrative expenses (other) incurred | 2017-12-31 | $1,177,347 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $109,072 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $379,489 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $105,012,940 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,867,088,195 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,762,075,255 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2017-12-31 | $1,867,197,267 |
Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $1,762,454,744 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $167,747,713 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | WIPFLI LLP |
Accountancy firm EIN | 2017-12-31 | 390758449 |
2016 : JOHNSON CONTROLS PENSION PLAN 2016 401k financial data |
---|
Total transfer of assets from this plan | 2016-12-31 | $186 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $379,489 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $326,020 |
Total income from all sources (including contributions) | 2016-12-31 | $159,936,647 |
Total of all expenses incurred | 2016-12-31 | $296,216,390 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $292,976,051 |
Value of total assets at end of year | 2016-12-31 | $1,762,454,744 |
Value of total assets at beginning of year | 2016-12-31 | $1,898,681,204 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,240,339 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Administrative expenses professional fees incurred | 2016-12-31 | $1,929,929 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Administrative expenses (other) incurred | 2016-12-31 | $1,310,410 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $379,489 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $326,020 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-136,279,743 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,762,075,255 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,898,355,184 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2016-12-31 | $1,762,454,744 |
Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $1,898,681,204 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $292,976,051 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | COLEMAN & WILLIAMS, LTD. |
Accountancy firm EIN | 2016-12-31 | 391658905 |
2015 : JOHNSON CONTROLS PENSION PLAN 2015 401k financial data |
---|
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $326,020 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $332,123 |
Total income from all sources (including contributions) | 2015-12-31 | $-13,479,615 |
Total of all expenses incurred | 2015-12-31 | $151,118,400 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $148,542,279 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
Value of total assets at end of year | 2015-12-31 | $1,898,681,204 |
Value of total assets at beginning of year | 2015-12-31 | $2,063,285,322 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,576,121 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $1,375,538 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Administrative expenses (other) incurred | 2015-12-31 | $1,200,583 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $326,020 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $332,123 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-164,598,015 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,898,355,184 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,062,953,199 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2015-12-31 | $1,898,681,204 |
Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $1,812,566,717 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | Yes |
Contributions received in cash from employer | 2015-12-31 | $0 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $250,718,605 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $148,542,279 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | COLEMAN & WILLIAMS, LTD. |
Accountancy firm EIN | 2015-12-31 | 391658905 |
2014 : JOHNSON CONTROLS PENSION PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $167,582,317 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $324,871 |
Total income from all sources (including contributions) | 2014-12-31 | $20,749,125 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $26,596,930 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $26,047,721 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,828,000 |
Value of total assets at end of year | 2014-12-31 | $0 |
Value of total assets at beginning of year | 2014-12-31 | $173,754,993 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $549,209 |
Total interest from all sources | 2014-12-31 | $127,420 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $6,770,467 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $6,770,467 |
Administrative expenses professional fees incurred | 2014-12-31 | $47,050 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $5,120,398 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $3,189,274 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $16,424 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $245,834 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $249,004 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $74,590 |
Administrative expenses (other) incurred | 2014-12-31 | $1,138,151 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $70,538 |
Total non interest bearing cash at end of year | 2014-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $17,269 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-5,847,805 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $173,430,122 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $161,672 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $122,861,366 |
Interest on participant loans | 2014-12-31 | $127,420 |
Value of interest in master investment trust accounts at end of year | 2014-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $46,735,346 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,873,775 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,149,463 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $5,461,768 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $686,310 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $26,047,721 |
Contract administrator fees | 2014-12-31 | $340,487 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $179,743 |
Did the plan have assets held for investment | 2014-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | ANTON COLLINS MITCHELL LLP |
Accountancy firm EIN | 2014-12-31 | 010724563 |
2013 : JOHNSON CONTROLS PENSION PLAN 2013 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $364,460 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $398,527 |
Total income from all sources (including contributions) | 2013-12-31 | $246,295,331 |
Total of all expenses incurred | 2013-12-31 | $501,848,511 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $498,389,300 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,027,189 |
Value of total assets at end of year | 2013-12-31 | $1,920,545,145 |
Value of total assets at beginning of year | 2013-12-31 | $2,176,132,392 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,459,211 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $1,907,879 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Administrative expenses (other) incurred | 2013-12-31 | $1,551,332 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $364,460 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $398,527 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $-255,553,180 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,920,180,685 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,175,733,865 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2013-12-31 | $1,920,545,145 |
Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $2,176,132,392 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,027,189 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $498,389,300 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | COLEMAN & WILLIAMS, LTD |
Accountancy firm EIN | 2013-12-31 | 391658905 |
2012 : JOHNSON CONTROLS PENSION PLAN 2012 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $398,527 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $408,339 |
Total income from all sources (including contributions) | 2012-12-31 | $299,940,764 |
Total of all expenses incurred | 2012-12-31 | $113,248,576 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $110,236,807 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $977,724 |
Value of total assets at end of year | 2012-12-31 | $2,176,132,392 |
Value of total assets at beginning of year | 2012-12-31 | $1,989,450,016 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,011,769 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $1,781,374 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Administrative expenses (other) incurred | 2012-12-31 | $1,230,395 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $398,527 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $408,339 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $186,692,188 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,175,733,865 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,989,041,677 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $2,176,132,392 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $1,989,450,016 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $977,724 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $110,236,807 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | COLEMAN & WILLIAMS, LTD |
Accountancy firm EIN | 2012-12-31 | 391658905 |
2011 : JOHNSON CONTROLS PENSION PLAN 2011 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $408,339 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $167,443 |
Total income from all sources (including contributions) | 2011-12-31 | $247,560,681 |
Total of all expenses incurred | 2011-12-31 | $109,742,998 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $106,837,477 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $217,050,000 |
Value of total assets at end of year | 2011-12-31 | $1,989,450,016 |
Value of total assets at beginning of year | 2011-12-31 | $1,851,391,437 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,905,521 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $1,754,951 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $108,365 |
Administrative expenses (other) incurred | 2011-12-31 | $1,150,570 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $408,339 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $167,443 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $137,817,683 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,989,041,677 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,851,223,994 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $1,989,450,016 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $1,851,283,072 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $217,050,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $106,837,477 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | COLEMAN & WILLIAMS, LTD |
Accountancy firm EIN | 2011-12-31 | 391658905 |
2010 : JOHNSON CONTROLS PENSION PLAN 2010 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $167,443 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $393,504 |
Total income from all sources (including contributions) | 2010-12-31 | $443,243,619 |
Total of all expenses incurred | 2010-12-31 | $92,376,753 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $89,101,700 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $250,900,000 |
Value of total assets at end of year | 2010-12-31 | $1,851,391,437 |
Value of total assets at beginning of year | 2010-12-31 | $1,500,750,632 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,275,053 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $1,958,143 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $108,365 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $13,777 |
Administrative expenses (other) incurred | 2010-12-31 | $1,316,910 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $167,443 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $393,504 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $350,866,866 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,851,223,994 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,500,357,128 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $1,851,283,072 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $1,364,736,855 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $250,900,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $136,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $89,101,700 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | COLEMAN & WILLIAMS, LTD. |
Accountancy firm EIN | 2010-12-31 | 391658905 |