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JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 401k Plan overview

Plan NameJOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN
Plan identification number 123

JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHNSON CONTROLS, INC.
Employer identification number (EIN):390380010
NAIC Classification:336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
1232015-01-01KAARE A LEIN KAARE A LEIN2016-09-19
1232014-01-01SHERRY WEINBERG SHERRY WEINBERG2015-07-16
1232013-01-01SHERRY WEINBERG SHERRY WEINBERG2014-07-28
1232012-01-01SHERRY WEINBERG SHERRY WEINBERG2013-07-30
1232011-01-01SHERRY WEINBERG SHERRY WEINBERG2012-07-26
1232009-01-01SHERRY WEINBERG SHERRY WEINBERG2010-08-22

Plan Statistics for JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

401k plan membership statisitcs for JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

Measure Date Value
2015: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,509
Total number of active participants reported on line 7a of the Form 55002015-01-011,122
Number of other retired or separated participants entitled to future benefits2015-01-01196
Total of all active and inactive participants2015-01-011,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,322
Number of participants with account balances2015-01-011,021
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01134
2014: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,561
Total number of active participants reported on line 7a of the Form 55002014-01-011,404
Number of other retired or separated participants entitled to future benefits2014-01-01104
Total of all active and inactive participants2014-01-011,508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-011,509
Number of participants with account balances2014-01-011,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01129
2013: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,630
Total number of active participants reported on line 7a of the Form 55002013-01-011,426
Number of other retired or separated participants entitled to future benefits2013-01-01134
Total of all active and inactive participants2013-01-011,560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,561
Number of participants with account balances2013-01-01987
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01104
2012: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,244
Total number of active participants reported on line 7a of the Form 55002012-01-011,518
Number of other retired or separated participants entitled to future benefits2012-01-01112
Total of all active and inactive participants2012-01-011,630
Total participants2012-01-011,630
Number of participants with account balances2012-01-01515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,016
Total number of active participants reported on line 7a of the Form 55002011-01-011,158
Number of other retired or separated participants entitled to future benefits2011-01-0185
Total of all active and inactive participants2011-01-011,243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,244
Number of participants with account balances2011-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2009: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,379
Total number of active participants reported on line 7a of the Form 55002009-01-011,433
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-011,468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0134
Total participants2009-01-011,502
Number of participants with account balances2009-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

Measure Date Value
2015 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-293,932
Total unrealized appreciation/depreciation of assets2015-12-31$-293,932
Total transfer of assets from this plan2015-12-31$872,083
Total income from all sources (including contributions)2015-12-31$2,320,081
Total of all expenses incurred2015-12-31$570,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$513,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,533,759
Value of total assets at end of year2015-12-31$10,876,532
Value of total assets at beginning of year2015-12-31$9,998,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$57,153
Total interest from all sources2015-12-31$19,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,029,748
Participant contributions at end of year2015-12-31$692,319
Participant contributions at beginning of year2015-12-31$587,179
Participant contributions at end of year2015-12-31$13,927
Participant contributions at beginning of year2015-12-31$27,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,749,776
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,876,532
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,998,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$57,153
Interest on participant loans2015-12-31$19,595
Value of interest in master investment trust accounts at end of year2015-12-31$8,724,562
Value of interest in master investment trust accounts at beginning of year2015-12-31$8,142,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,504,011
Employer contributions (assets) at end of year2015-12-31$1,445,724
Employer contributions (assets) at beginning of year2015-12-31$1,241,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$513,152
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN2015-12-31391658905
2014 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$280,879
Total unrealized appreciation/depreciation of assets2014-12-31$280,879
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$12,122
Total income from all sources (including contributions)2014-12-31$2,657,476
Total of all expenses incurred2014-12-31$570,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$470,666
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,296,179
Value of total assets at end of year2014-12-31$9,998,839
Value of total assets at beginning of year2014-12-31$7,924,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$100,251
Total interest from all sources2014-12-31$14,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$933,180
Participant contributions at end of year2014-12-31$587,179
Participant contributions at beginning of year2014-12-31$454,263
Participant contributions at end of year2014-12-31$27,577
Participant contributions at beginning of year2014-12-31$18,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,086,559
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,998,839
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,924,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$100,251
Interest on participant loans2014-12-31$14,230
Value of interest in master investment trust accounts at end of year2014-12-31$8,142,187
Value of interest in master investment trust accounts at beginning of year2014-12-31$6,281,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,362,999
Employer contributions (assets) at end of year2014-12-31$1,241,896
Employer contributions (assets) at beginning of year2014-12-31$1,170,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$470,666
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN2014-12-31391658905
2013 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$925,122
Total unrealized appreciation/depreciation of assets2013-12-31$925,122
Total transfer of assets to this plan2013-12-31$878
Total transfer of assets from this plan2013-12-31$8,312
Total income from all sources (including contributions)2013-12-31$3,231,698
Total of all expenses incurred2013-12-31$677,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$618,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,252,020
Value of total assets at end of year2013-12-31$7,924,402
Value of total assets at beginning of year2013-12-31$5,377,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$59,096
Total interest from all sources2013-12-31$11,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$988,982
Participant contributions at end of year2013-12-31$454,263
Participant contributions at beginning of year2013-12-31$308,379
Participant contributions at end of year2013-12-31$18,176
Participant contributions at beginning of year2013-12-31$11,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,554,421
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,924,402
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,377,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$59,096
Interest on participant loans2013-12-31$11,303
Value of interest in master investment trust accounts at end of year2013-12-31$6,281,883
Value of interest in master investment trust accounts at beginning of year2013-12-31$4,182,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,263,038
Employer contributions (assets) at end of year2013-12-31$1,170,080
Employer contributions (assets) at beginning of year2013-12-31$875,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$618,181
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31COLEMAN AND WILLIAMS, LTD.
Accountancy firm EIN2013-12-31391658905
2012 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$238,892
Total unrealized appreciation/depreciation of assets2012-12-31$238,892
Total transfer of assets to this plan2012-12-31$65,651
Total transfer of assets from this plan2012-12-31$50,128
Total income from all sources (including contributions)2012-12-31$2,331,641
Total of all expenses incurred2012-12-31$669,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$633,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,038,807
Value of total assets at end of year2012-12-31$5,377,415
Value of total assets at beginning of year2012-12-31$3,699,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,464
Total interest from all sources2012-12-31$10,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,078,137
Participant contributions at end of year2012-12-31$308,379
Participant contributions at beginning of year2012-12-31$292,919
Participant contributions at end of year2012-12-31$11,147
Participant contributions at beginning of year2012-12-31$10,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,662,425
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,377,415
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,699,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$35,464
Interest on participant loans2012-12-31$10,138
Value of interest in master investment trust accounts at end of year2012-12-31$4,182,336
Value of interest in master investment trust accounts at beginning of year2012-12-31$3,252,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$960,670
Employer contributions (assets) at end of year2012-12-31$875,553
Employer contributions (assets) at beginning of year2012-12-31$143,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$633,752
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31COLEMAN AND WILLIAMS, LTD
Accountancy firm EIN2012-12-31391658605
2011 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-149,876
Total unrealized appreciation/depreciation of assets2011-12-31$-149,876
Total transfer of assets to this plan2011-12-31$312
Total transfer of assets from this plan2011-12-31$330
Total income from all sources (including contributions)2011-12-31$668,401
Total of all expenses incurred2011-12-31$481,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$455,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$775,415
Value of total assets at end of year2011-12-31$3,699,467
Value of total assets at beginning of year2011-12-31$3,512,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,221
Total interest from all sources2011-12-31$8,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$598,146
Participant contributions at end of year2011-12-31$292,919
Participant contributions at beginning of year2011-12-31$217,366
Participant contributions at end of year2011-12-31$10,963
Participant contributions at beginning of year2011-12-31$6,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$187,174
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,699,467
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,512,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$26,221
Interest on participant loans2011-12-31$8,267
Value of interest in master investment trust accounts at end of year2011-12-31$3,252,381
Value of interest in master investment trust accounts at beginning of year2011-12-31$3,233,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$177,269
Employer contributions (assets) at end of year2011-12-31$143,204
Employer contributions (assets) at beginning of year2011-12-31$55,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$455,006
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31COLEMAN & WILLIAMS, LTD
Accountancy firm EIN2011-12-31391658905
2010 : JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$405,318
Total unrealized appreciation/depreciation of assets2010-12-31$405,318
Total transfer of assets to this plan2010-12-31$6
Total income from all sources (including contributions)2010-12-31$873,055
Total of all expenses incurred2010-12-31$630,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$598,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$411,088
Value of total assets at end of year2010-12-31$3,512,311
Value of total assets at beginning of year2010-12-31$3,269,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,639
Total interest from all sources2010-12-31$9,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$341,291
Participant contributions at end of year2010-12-31$217,366
Participant contributions at beginning of year2010-12-31$197,415
Participant contributions at end of year2010-12-31$6,107
Participant contributions at beginning of year2010-12-31$2,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$242,640
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,512,311
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,269,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$31,639
Interest on participant loans2010-12-31$9,584
Value of interest in master investment trust accounts at end of year2010-12-31$3,233,797
Value of interest in master investment trust accounts at beginning of year2010-12-31$3,042,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$69,797
Employer contributions (assets) at end of year2010-12-31$55,041
Employer contributions (assets) at beginning of year2010-12-31$27,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$598,776
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31COLEMAN & WILLIAMS, LTD
Accountancy firm EIN2010-12-31391658905

Form 5500 Responses for JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN

2015: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: JOHNSON CONTROLS AUTOMOTIVE EXPERIENCE PRODUCTION EMPLOYEES SAVINGS AND INVESTMENT (401K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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