JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN
401k plan membership statisitcs for JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN
| Measure | Date | Value |
|---|
| 2022 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $2,996,575 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,953,143 |
| Total income from all sources (including contributions) | 2022-12-31 | $-3,004,434 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $8,392,831 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $8,230,060 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,640,412 |
| Value of total assets at end of year | 2022-12-31 | $27,887,384 |
| Value of total assets at beginning of year | 2022-12-31 | $38,241,217 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $162,771 |
| Total interest from all sources | 2022-12-31 | $10,820 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $162,771 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,640,412 |
| Participant contributions at end of year | 2022-12-31 | $833,523 |
| Participant contributions at beginning of year | 2022-12-31 | $261,979 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $744,250 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $7,380,034 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $368,070 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $368,070 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $125,757 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $201,545 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-11,397,265 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $24,890,809 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $36,288,074 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $25,560,637 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $27,861,008 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $748,974 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $2,738,196 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $2,738,196 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $10,820 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $608,422 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-5,655,666 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $7,621,638 |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $2,502,748 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $1,383,528 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2022-12-31 | 390758449 |
| 2021 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,953,143 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $940,595 |
| Total income from all sources (including contributions) | 2021-12-31 | $6,362,722 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $6,921,069 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $6,764,501 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,149,175 |
| Value of total assets at end of year | 2021-12-31 | $38,241,217 |
| Value of total assets at beginning of year | 2021-12-31 | $37,787,016 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $156,568 |
| Total interest from all sources | 2021-12-31 | $513 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $156,568 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $3,149,175 |
| Participant contributions at end of year | 2021-12-31 | $261,979 |
| Participant contributions at beginning of year | 2021-12-31 | $260,923 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $7,380,034 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $239,990 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $368,070 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $201,545 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $185,082 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-558,347 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $36,288,074 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $36,846,421 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $27,861,008 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $37,286,103 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $2,738,196 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $513 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $597,043 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,213,034 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $6,167,458 |
| Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $1,383,528 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $755,513 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2021-12-31 | 390758449 |
| 2020 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $940,595 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $2,452,773 |
| Total income from all sources (including contributions) | 2020-12-31 | $5,989,144 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $7,603,909 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $7,417,816 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,565,483 |
| Value of total assets at end of year | 2020-12-31 | $37,787,016 |
| Value of total assets at beginning of year | 2020-12-31 | $40,913,959 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $186,093 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $5,994 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $5,994 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $3,565,483 |
| Participant contributions at end of year | 2020-12-31 | $260,923 |
| Participant contributions at beginning of year | 2020-12-31 | $387,431 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $239,990 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $648,907 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $185,082 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $255,388 |
| Total non interest bearing cash at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-1,614,765 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $36,846,421 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $38,461,186 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $37,286,103 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $39,877,621 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $609,127 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,417,667 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,808,689 |
| Contract administrator fees | 2020-12-31 | $186,093 |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $755,513 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $2,197,385 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2020-12-31 | 390758449 |
| 2019 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets from this plan | 2019-12-31 | $3,950,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $2,452,773 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $786,924 |
| Total income from all sources (including contributions) | 2019-12-31 | $10,939,490 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $11,727,483 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $10,910,848 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $5,004,572 |
| Value of total assets at end of year | 2019-12-31 | $40,913,959 |
| Value of total assets at beginning of year | 2019-12-31 | $43,986,103 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $816,635 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $70,278 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $70,278 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $5,004,572 |
| Participant contributions at end of year | 2019-12-31 | $387,431 |
| Participant contributions at beginning of year | 2019-12-31 | $374,947 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $648,907 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $2,344 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $255,388 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $133,074 |
| Total non interest bearing cash at end of year | 2019-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $2,150,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $-787,993 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $38,461,186 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $43,199,179 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $39,877,621 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $41,458,812 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $614,542 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,864,640 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $10,296,306 |
| Contract administrator fees | 2019-12-31 | $816,635 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $2,197,385 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $653,850 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2019-12-31 | 390758449 |
| 2018 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $786,924 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,094,194 |
| Total income from all sources (including contributions) | 2018-12-31 | $4,678,913 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $11,434,940 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $10,707,286 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $6,791,191 |
| Value of total assets at end of year | 2018-12-31 | $43,986,103 |
| Value of total assets at beginning of year | 2018-12-31 | $51,049,400 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $727,654 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $20,452 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $20,452 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $5,232,114 |
| Participant contributions at end of year | 2018-12-31 | $374,947 |
| Participant contributions at beginning of year | 2018-12-31 | $5,156,139 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $2,344 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $1,449 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $133,074 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $106,407 |
| Total non interest bearing cash at end of year | 2018-12-31 | $2,150,000 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-6,756,027 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $43,199,179 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $49,955,206 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $41,458,812 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $45,891,812 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $613,124 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,132,730 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,559,077 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $10,094,162 |
| Contract administrator fees | 2018-12-31 | $727,654 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $653,850 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $987,787 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2018-12-31 | 390758449 |
| 2017 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,094,194 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $720,116 |
| Total income from all sources (including contributions) | 2017-12-31 | $10,902,347 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $9,811,792 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $9,014,048 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,656,139 |
| Value of total assets at end of year | 2017-12-31 | $51,049,400 |
| Value of total assets at beginning of year | 2017-12-31 | $49,584,767 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $797,744 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $23,405 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $23,405 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $5,156,139 |
| Participant contributions at end of year | 2017-12-31 | $5,156,139 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $1,449 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,823 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $106,407 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $69,283 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,090,555 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $49,955,206 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $48,864,651 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $45,891,812 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $49,582,944 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $702,439 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,222,803 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $8,311,609 |
| Contract administrator fees | 2017-12-31 | $797,744 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $987,787 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $650,833 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | WIPFLI LLP |
| Accountancy firm EIN | 2017-12-31 | 390758449 |
| 2016 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $4,746,304 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $4,746,304 |
| Total transfer of assets from this plan | 2016-12-31 | $11,781,510 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $720,116 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,250,789 |
| Total income from all sources (including contributions) | 2016-12-31 | $9,297,976 |
| Total of all expenses incurred | 2016-12-31 | $11,030,699 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $10,231,271 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,551,672 |
| Value of total assets at end of year | 2016-12-31 | $49,584,767 |
| Value of total assets at beginning of year | 2016-12-31 | $63,629,673 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $799,428 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,823 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $18 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $69,283 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $106,967 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-1,732,723 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $48,864,651 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $62,378,884 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $49,582,944 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $63,629,655 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $689,475 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $4,551,672 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $9,541,796 |
| Contract administrator fees | 2016-12-31 | $799,428 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $650,833 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $1,143,822 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | COLEMAN & WILLIAMS LTD. |
| Accountancy firm EIN | 2016-12-31 | 391658905 |
| 2015 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-2,327,614 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-2,327,614 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,250,789 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $814,323 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,967,049 |
| Total of all expenses incurred | 2015-12-31 | $12,220,817 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $11,244,214 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,294,663 |
| Value of total assets at end of year | 2015-12-31 | $63,629,673 |
| Value of total assets at beginning of year | 2015-12-31 | $72,446,975 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $976,603 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $18 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $106,967 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $74,014 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-9,253,768 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $62,378,884 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $71,632,652 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $63,629,655 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $72,446,973 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $686,531 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $5,294,663 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $10,557,683 |
| Contract administrator fees | 2015-12-31 | $976,603 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $1,143,822 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $740,309 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2015-12-31 | 391658905 |
| 2014 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $2,540,548 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $2,540,548 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $814,323 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $872,344 |
| Total income from all sources (including contributions) | 2014-12-31 | $8,409,496 |
| Total of all expenses incurred | 2014-12-31 | $11,169,466 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $10,236,533 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,868,948 |
| Value of total assets at end of year | 2014-12-31 | $72,446,975 |
| Value of total assets at beginning of year | 2014-12-31 | $75,264,966 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $932,933 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $3 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $74,014 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $77,613 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-2,759,970 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $71,632,652 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $74,392,622 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $72,446,973 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $75,264,963 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $664,522 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $5,868,948 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $9,572,011 |
| Contract administrator fees | 2014-12-31 | $932,933 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $740,309 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $794,731 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2014-12-31 | 391658905 |
| 2013 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $4,999,864 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $4,999,864 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $872,344 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $727,987 |
| Total income from all sources (including contributions) | 2013-12-31 | $10,037,816 |
| Total of all expenses incurred | 2013-12-31 | $12,169,575 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $11,136,755 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,037,952 |
| Value of total assets at end of year | 2013-12-31 | $75,264,966 |
| Value of total assets at beginning of year | 2013-12-31 | $77,252,368 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,032,820 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $3 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $7 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $77,613 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $59,949 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-2,131,759 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $74,392,622 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $76,524,381 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $75,264,963 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $77,252,361 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $11,136,755 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $5,037,952 |
| Contract administrator fees | 2013-12-31 | $1,032,820 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $794,731 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $668,038 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | COLEMAN & WILLIAMS, LTD. |
| Accountancy firm EIN | 2013-12-31 | 391658905 |
| 2012 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $8,099,793 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $8,099,793 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $727,987 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $978,496 |
| Total income from all sources (including contributions) | 2012-12-31 | $13,532,113 |
| Total of all expenses incurred | 2012-12-31 | $11,821,062 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $10,993,422 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $5,432,100 |
| Value of total assets at end of year | 2012-12-31 | $77,252,351 |
| Value of total assets at beginning of year | 2012-12-31 | $75,791,826 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $827,640 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $65,316 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $7 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $23 |
| Other income not declared elsewhere | 2012-12-31 | $220 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $59,949 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $77,204 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,711,051 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $76,524,364 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $74,813,330 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $77,252,344 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $75,791,803 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $10,993,422 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $5,432,100 |
| Contract administrator fees | 2012-12-31 | $762,324 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $668,038 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $901,292 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2012-12-31 | 391658905 |
| 2011 : JOHNSON CONTROLS, INC. NON-UNION RETIREE WELFARE PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $776,447 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $776,447 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $978,496 |
| Total income from all sources (including contributions) | 2011-12-31 | $78,566,748 |
| Total of all expenses incurred | 2011-12-31 | $3,753,418 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,648,294 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $77,789,779 |
| Value of total assets at end of year | 2011-12-31 | $75,791,826 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $105,124 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,418,545 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $23 |
| Other income not declared elsewhere | 2011-12-31 | $522 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $77,204 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $74,813,330 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $74,813,330 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $75,791,803 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $3,648,294 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $76,371,234 |
| Contract administrator fees | 2011-12-31 | $105,124 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $901,292 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2011-12-31 | 391658905 |
