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THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 401k Plan overview

Plan NameTHE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN
Plan identification number 003

THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Other welfare benefit cover

401k Sponsoring company profile

NORTHWESTERN MUTUAL LIFE INS. CO. has sponsored the creation of one or more 401k plans.

Company Name:NORTHWESTERN MUTUAL LIFE INS. CO.
Employer identification number (EIN):390509570
NAIC Classification:524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01TODD SMASAL
0032016-01-01TODD SMASAL
0032015-01-01TODD W SMASAL DAVID E WILLERT DIRECTOR FED TAX2016-10-12
0032014-01-01TODD W SMASAL DAVID E WILLERT DIRECTOR FED TAX2015-10-14
0032013-01-01TODD W SMASAL DAVID E WILLERT DIRECTOR FED TAX2014-11-14
0032012-01-01TODD W SMASAL JASON T ANDERSON ASST DIRECTOR-TAX2013-10-14
0032011-01-01TODD W SMASAL JASON T ANDERSON ASST DIRECTOR-TAX2012-11-13
0032009-01-01TODD W SMASAL JASON T ANDERSON ASST DIRECTOR-TAX2011-01-06
0032009-01-01TODD W SMASAL JASON T ANDERSON ASST DIRECTOR-TAX2010-10-15

Plan Statistics for THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN

401k plan membership statisitcs for THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN

Measure Date Value
2022: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-12-314,012,184,347
Acturial value of plan assets2022-12-313,819,419,849
Funding target for retired participants and beneficiaries receiving payment2022-12-311,504,086,982
Number of terminated vested participants2022-12-312,083
Fundng target for terminated vested participants2022-12-31271,265,564
Active participant vested funding target2022-12-31525,867,146
Number of active participants2022-12-317,379
Total funding liabilities for active participants2022-12-31539,257,131
Total participant count2022-12-3113,191
Total funding target for all participants2022-12-312,314,609,677
Balance at beginning of prior year after applicable adjustments2022-12-31590,470,042
Prefunding balance at beginning of prior year after applicable adjustments2022-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-31590,470,042
Amount remaining of prefunding balance2022-12-310
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-31640,128,573
Balance of prefunding at beginning of current year2022-12-310
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-3180,003,732
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-0113,066
Total number of active participants reported on line 7a of the Form 55002022-01-018,348
Number of retired or separated participants receiving benefits2022-01-013,496
Number of other retired or separated participants entitled to future benefits2022-01-012,094
Total of all active and inactive participants2022-01-0113,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01279
Total participants2022-01-0114,217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01608
2021: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2021 401k membership
Market value of plan assets2021-12-313,807,178,879
Acturial value of plan assets2021-12-313,431,269,264
Funding target for retired participants and beneficiaries receiving payment2021-12-311,378,902,447
Number of terminated vested participants2021-12-312,044
Fundng target for terminated vested participants2021-12-31267,464,801
Active participant vested funding target2021-12-31673,910,632
Number of active participants2021-12-316,661
Total funding liabilities for active participants2021-12-31680,248,612
Total participant count2021-12-3112,040
Total funding target for all participants2021-12-312,326,615,860
Balance at beginning of prior year after applicable adjustments2021-12-31509,684,974
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-31509,684,974
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-31590,470,042
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3162,512,047
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-0111,922
Total number of active participants reported on line 7a of the Form 55002021-01-017,377
Number of retired or separated participants receiving benefits2021-01-013,439
Number of other retired or separated participants entitled to future benefits2021-01-011,990
Total of all active and inactive participants2021-01-0112,806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01260
Total participants2021-01-0113,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01363
2020: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2020 401k membership
Market value of plan assets2020-12-313,379,378,836
Acturial value of plan assets2020-12-313,192,942,122
Funding target for retired participants and beneficiaries receiving payment2020-12-311,287,591,326
Number of terminated vested participants2020-12-312,048
Fundng target for terminated vested participants2020-12-31246,583,575
Active participant vested funding target2020-12-31644,027,794
Number of active participants2020-12-316,011
Total funding liabilities for active participants2020-12-31649,826,107
Total participant count2020-12-3111,253
Total funding target for all participants2020-12-312,184,001,008
Balance at beginning of prior year after applicable adjustments2020-12-31418,666,810
Amount remaining of carryover balance2020-12-31418,666,810
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-31509,684,974
Minimum required contributions for current year target normal cost2020-12-3138,426,329
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-0111,128
Total number of active participants reported on line 7a of the Form 55002020-01-016,661
Number of retired or separated participants receiving benefits2020-01-013,051
Number of other retired or separated participants entitled to future benefits2020-01-011,954
Total of all active and inactive participants2020-01-0111,666
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01256
Total participants2020-01-0111,922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01185
2019: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2019 401k membership
Market value of plan assets2019-12-312,865,192,709
Acturial value of plan assets2019-12-313,006,440,513
Funding target for retired participants and beneficiaries receiving payment2019-12-311,210,581,240
Number of terminated vested participants2019-12-311,927
Fundng target for terminated vested participants2019-12-31226,530,673
Active participant vested funding target2019-12-31641,255,495
Number of active participants2019-12-315,882
Total funding liabilities for active participants2019-12-31644,781,913
Total participant count2019-12-3110,816
Total funding target for all participants2019-12-312,081,893,826
Balance at beginning of prior year after applicable adjustments2019-12-31441,026,872
Amount remaining of carryover balance2019-12-31441,026,872
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-31418,666,810
Minimum required contributions for current year target normal cost2019-12-3132,896,006
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-0110,722
Total number of active participants reported on line 7a of the Form 55002019-01-016,011
Number of retired or separated participants receiving benefits2019-01-012,916
Number of other retired or separated participants entitled to future benefits2019-01-011,963
Total of all active and inactive participants2019-01-0110,890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01238
Total participants2019-01-0111,128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01268
2018: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2018 401k membership
Market value of plan assets2018-12-313,113,447,083
Acturial value of plan assets2018-12-312,908,845,618
Funding target for retired participants and beneficiaries receiving payment2018-12-311,073,460,028
Number of terminated vested participants2018-12-312,505
Fundng target for terminated vested participants2018-12-31196,930,873
Active participant vested funding target2018-12-31642,189,813
Number of active participants2018-12-316,597
Total funding liabilities for active participants2018-12-31646,228,617
Total participant count2018-12-3112,207
Total funding target for all participants2018-12-311,916,619,518
Balance at beginning of prior year after applicable adjustments2018-12-31381,643,191
Amount remaining of carryover balance2018-12-31381,643,191
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-31441,026,872
Unpaid minimum required contributions for all prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3132,079,135
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-0110,117
Total number of active participants reported on line 7a of the Form 55002018-01-015,884
Number of retired or separated participants receiving benefits2018-01-012,753
Number of other retired or separated participants entitled to future benefits2018-01-011,863
Total of all active and inactive participants2018-01-0110,500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01222
Total participants2018-01-0110,722
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01216
2017: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2017 401k membership
Market value of plan assets2017-12-312,774,189,959
Acturial value of plan assets2017-12-312,759,364,583
Funding target for retired participants and beneficiaries receiving payment2017-12-31819,005,520
Number of terminated vested participants2017-12-311,569
Fundng target for terminated vested participants2017-12-31152,438,471
Active participant vested funding target2017-12-31717,762,123
Number of active participants2017-12-315,900
Total funding liabilities for active participants2017-12-31723,424,740
Total participant count2017-12-319,964
Total funding target for all participants2017-12-311,694,868,731
Balance at beginning of prior year after applicable adjustments2017-12-31345,628,682
Amount remaining of carryover balance2017-12-31345,628,682
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-31381,643,191
Unpaid minimum required contributions for all prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3132,069,079
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-019,886
Total number of active participants reported on line 7a of the Form 55002017-01-015,518
Number of retired or separated participants receiving benefits2017-01-012,597
Number of other retired or separated participants entitled to future benefits2017-01-011,793
Total of all active and inactive participants2017-01-019,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01209
Total participants2017-01-0110,117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01308
2016: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2016 401k membership
Market value of plan assets2016-12-312,579,730,485
Acturial value of plan assets2016-12-312,654,115,318
Funding target for retired participants and beneficiaries receiving payment2016-12-31805,034,609
Number of terminated vested participants2016-12-311,456
Fundng target for terminated vested participants2016-12-31135,821,602
Active participant vested funding target2016-12-31720,507,166
Number of active participants2016-12-315,646
Total funding liabilities for active participants2016-12-31726,202,788
Total participant count2016-12-319,409
Total funding target for all participants2016-12-311,667,058,999
Balance at beginning of prior year after applicable adjustments2016-12-31345,974,657
Amount remaining of carryover balance2016-12-31345,974,657
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-31345,628,682
Unpaid minimum required contributions for all prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3125,445,511
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-019,327
Total number of active participants reported on line 7a of the Form 55002016-01-015,900
Number of retired or separated participants receiving benefits2016-01-012,256
Number of other retired or separated participants entitled to future benefits2016-01-011,524
Total of all active and inactive participants2016-01-019,680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01206
Total participants2016-01-019,886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01154
2015: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-018,775
Total number of active participants reported on line 7a of the Form 55002015-01-015,646
Number of retired or separated participants receiving benefits2015-01-012,072
Number of other retired or separated participants entitled to future benefits2015-01-011,410
Total of all active and inactive participants2015-01-019,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01199
Total participants2015-01-019,327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0188
2014: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018,285
Total number of active participants reported on line 7a of the Form 55002014-01-015,281
Number of retired or separated participants receiving benefits2014-01-011,919
Number of other retired or separated participants entitled to future benefits2014-01-011,375
Total of all active and inactive participants2014-01-018,575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01200
Total participants2014-01-018,775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0160
2013: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018,079
Total number of active participants reported on line 7a of the Form 55002013-01-015,054
Number of retired or separated participants receiving benefits2013-01-011,820
Number of other retired or separated participants entitled to future benefits2013-01-011,248
Total of all active and inactive participants2013-01-018,122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01163
Total participants2013-01-018,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0165
2012: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017,849
Total number of active participants reported on line 7a of the Form 55002012-01-014,989
Number of retired or separated participants receiving benefits2012-01-011,717
Number of other retired or separated participants entitled to future benefits2012-01-011,216
Total of all active and inactive participants2012-01-017,922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01157
Total participants2012-01-018,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0146
2011: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017,684
Total number of active participants reported on line 7a of the Form 55002011-01-014,886
Number of retired or separated participants receiving benefits2011-01-011,631
Number of other retired or separated participants entitled to future benefits2011-01-011,182
Total of all active and inactive participants2011-01-017,699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01150
Total participants2011-01-017,849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0154
2009: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,590
Total number of active participants reported on line 7a of the Form 55002009-01-014,901
Number of retired or separated participants receiving benefits2009-01-011,441
Number of other retired or separated participants entitled to future benefits2009-01-011,144
Total of all active and inactive participants2009-01-017,486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01139
Total participants2009-01-017,625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0148

Financial Data on THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN

Measure Date Value
2022 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-963,544,572
Total unrealized appreciation/depreciation of assets2022-12-31$-963,544,572
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,652,853
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$26,436,510
Total income from all sources (including contributions)2022-12-31$-805,566,551
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$136,062,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$131,197,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$3,074,208,374
Value of total assets at beginning of year2022-12-31$4,038,620,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,865,050
Total interest from all sources2022-12-31$157,978,021
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$26,421,020
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$29,543,339
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$95,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$97,622,510
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$53,819,639
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$3,652,853
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$26,436,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-941,628,826
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,070,555,521
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$4,012,184,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2022-12-31$3,476,828
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$354,839,825
Assets. partnership/joint venture interests at beginning of year2022-12-31$356,235,521
Investment advisory and management fees2022-12-31$4,865,050
Interest earned on other investments2022-12-31$157,978,021
Asset value of US Government securities at end of year2022-12-31$299,619,148
Asset value of US Government securities at beginning of year2022-12-31$399,385,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$131,197,225
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$1,563,431,826
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$2,181,146,210
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$732,274,045
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$1,018,491,063
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$131,210,118
Total unrealized appreciation/depreciation of assets2021-12-31$131,210,118
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$26,436,510
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$4,298,864
Total income from all sources (including contributions)2021-12-31$322,187,151
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$117,181,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$110,469,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$4,038,620,857
Value of total assets at beginning of year2021-12-31$3,811,477,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$6,712,378
Total interest from all sources2021-12-31$190,977,033
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$29,543,339
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$22,940,936
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$95,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$53,819,639
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$135,534,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$26,436,510
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$4,298,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$205,005,468
Value of net assets at end of year (total assets less liabilities)2021-12-31$4,012,184,347
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,807,178,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$356,235,521
Assets. partnership/joint venture interests at beginning of year2021-12-31$329,970,061
Investment advisory and management fees2021-12-31$6,712,378
Interest earned on other investments2021-12-31$190,977,033
Asset value of US Government securities at end of year2021-12-31$399,385,085
Asset value of US Government securities at beginning of year2021-12-31$322,680,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$110,469,305
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$2,181,146,210
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$1,890,687,139
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$1,018,491,063
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$1,109,664,926
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$395,728,323
Total unrealized appreciation/depreciation of assets2020-12-31$395,728,323
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,298,864
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,947,149
Total income from all sources (including contributions)2020-12-31$534,253,861
Total of all expenses incurred2020-12-31$106,412,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$100,208,992
Value of total assets at end of year2020-12-31$3,811,477,743
Value of total assets at beginning of year2020-12-31$3,385,284,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,203,198
Total interest from all sources2020-12-31$138,525,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$22,940,936
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$18,754,973
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$135,534,217
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$85,267,262
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$4,298,864
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$5,947,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$427,841,671
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,807,178,879
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,379,337,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$332,854
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$329,970,061
Assets. partnership/joint venture interests at beginning of year2020-12-31$273,123,884
Investment advisory and management fees2020-12-31$6,203,198
Interest earned on other investments2020-12-31$138,525,538
Asset value of US Government securities at end of year2020-12-31$322,680,464
Asset value of US Government securities at beginning of year2020-12-31$273,504,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$100,208,992
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$1,890,687,139
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$1,769,002,438
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$1,109,664,926
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$965,630,993
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$482,782,484
Total unrealized appreciation/depreciation of assets2019-12-31$482,782,484
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$5,947,149
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$56,100,239
Total income from all sources (including contributions)2019-12-31$619,050,251
Total of all expenses incurred2019-12-31$104,905,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$98,502,663
Value of total assets at end of year2019-12-31$3,385,284,357
Value of total assets at beginning of year2019-12-31$2,921,292,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,403,089
Total interest from all sources2019-12-31$136,267,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$18,754,973
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$15,323,617
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$85,267,262
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$40,835,070
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$5,947,149
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$56,100,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$514,144,499
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,379,337,208
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,865,192,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$296,079
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$273,123,884
Assets. partnership/joint venture interests at beginning of year2019-12-31$232,855,603
Investment advisory and management fees2019-12-31$6,403,089
Interest earned on other investments2019-12-31$136,267,767
Asset value of US Government securities at end of year2019-12-31$273,504,807
Asset value of US Government securities at beginning of year2019-12-31$270,946,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$98,502,663
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$1,769,002,438
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$1,347,981,331
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$965,630,993
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,013,350,547
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
2018 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-276,928,684
Total unrealized appreciation/depreciation of assets2018-12-31$-276,928,684
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$56,100,239
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$23,755,224
Total income from all sources (including contributions)2018-12-31$-150,362,018
Total of all expenses incurred2018-12-31$97,892,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$92,920,789
Value of total assets at end of year2018-12-31$2,921,292,948
Value of total assets at beginning of year2018-12-31$3,137,202,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,971,567
Total interest from all sources2018-12-31$126,566,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$15,323,617
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$9,619,502
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$40,835,070
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$49,350,075
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$56,100,239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$23,755,224
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-248,254,374
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,865,192,709
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,113,447,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$1,680,958
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$232,855,603
Assets. partnership/joint venture interests at beginning of year2018-12-31$192,117,263
Investment advisory and management fees2018-12-31$4,971,567
Interest earned on other investments2018-12-31$126,566,666
Asset value of US Government securities at end of year2018-12-31$270,946,780
Asset value of US Government securities at beginning of year2018-12-31$292,533,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$92,920,789
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$1,347,981,331
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$1,609,489,370
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,013,350,547
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$984,092,274
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI, LLP
Accountancy firm EIN2018-12-31390758449
2017 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$307,054,860
Total unrealized appreciation/depreciation of assets2017-12-31$307,054,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$23,755,224
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$22,817,203
Total income from all sources (including contributions)2017-12-31$430,157,624
Total of all expenses incurred2017-12-31$90,900,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$85,976,252
Value of total assets at end of year2017-12-31$3,137,202,307
Value of total assets at beginning of year2017-12-31$2,797,007,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,924,248
Total interest from all sources2017-12-31$123,102,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$9,619,502
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$4,899,965
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$49,350,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$69,271,039
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$23,755,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$22,817,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$339,257,124
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,113,447,083
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,774,189,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$1,653,093
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$192,117,263
Assets. partnership/joint venture interests at beginning of year2017-12-31$157,978,503
Interest earned on other investments2017-12-31$123,102,764
Asset value of US Government securities at end of year2017-12-31$292,533,823
Asset value of US Government securities at beginning of year2017-12-31$150,361,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$85,976,252
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$1,609,489,370
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$1,435,278,033
Contract administrator fees2017-12-31$4,924,248
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$984,092,274
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$979,218,150
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI, LLP
Accountancy firm EIN2017-12-31390758449
2016 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$153,749,963
Total unrealized appreciation/depreciation of assets2016-12-31$153,749,963
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$22,817,203
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$31,005,348
Total income from all sources (including contributions)2016-12-31$270,284,539
Total of all expenses incurred2016-12-31$75,825,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$70,731,636
Value of total assets at end of year2016-12-31$2,797,007,162
Value of total assets at beginning of year2016-12-31$2,610,735,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,093,428
Total interest from all sources2016-12-31$116,534,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$4,899,965
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$5,314,673
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$69,271,039
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$47,376,059
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$22,817,203
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$31,005,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$194,459,475
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,774,189,959
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,579,730,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$5,006,402
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$157,978,503
Assets. partnership/joint venture interests at beginning of year2016-12-31$161,915,772
Investment advisory and management fees2016-12-31$5,093,428
Interest earned on other investments2016-12-31$116,534,576
Asset value of US Government securities at end of year2016-12-31$150,361,472
Asset value of US Government securities at beginning of year2016-12-31$127,867,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$70,731,636
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$1,435,278,033
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$1,283,743,017
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$979,218,150
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$984,519,169
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WIPFLI, LLP
Accountancy firm EIN2016-12-31390758449
2015 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-128,074,271
Total unrealized appreciation/depreciation of assets2015-12-31$-128,074,271
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$31,005,348
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$19,827,924
Total income from all sources (including contributions)2015-12-31$49,490
Total of all expenses incurred2015-12-31$68,409,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$65,873,075
Value of total assets at end of year2015-12-31$2,610,735,832
Value of total assets at beginning of year2015-12-31$2,667,918,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,536,644
Total interest from all sources2015-12-31$128,123,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$5,314,673
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$7,688,724
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$47,376,059
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$42,692,163
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$31,005,348
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$19,827,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-68,360,229
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,579,730,484
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,648,090,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$1,095,770
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$161,915,772
Assets. partnership/joint venture interests at beginning of year2015-12-31$169,013,889
Investment advisory and management fees2015-12-31$2,536,644
Interest earned on other investments2015-12-31$128,123,761
Asset value of US Government securities at end of year2015-12-31$127,867,142
Asset value of US Government securities at beginning of year2015-12-31$163,608,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$65,873,075
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$1,283,743,017
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$1,357,723,864
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$984,519,169
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$927,191,873
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WIPFLI, LLP
Accountancy firm EIN2015-12-31390758449
2014 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$171,112,283
Total unrealized appreciation/depreciation of assets2014-12-31$171,112,283
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$19,827,924
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$47,693,473
Total income from all sources (including contributions)2014-12-31$272,678,918
Total of all expenses incurred2014-12-31$62,824,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$60,108,088
Value of total assets at end of year2014-12-31$2,667,918,637
Value of total assets at beginning of year2014-12-31$2,485,930,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,716,712
Total interest from all sources2014-12-31$101,566,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$7,688,724
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$7,363,481
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$42,692,163
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$71,274,415
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$19,827,924
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$47,693,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$209,854,118
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,648,090,713
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,438,236,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$364,307
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$169,013,889
Assets. partnership/joint venture interests at beginning of year2014-12-31$156,476,699
Investment advisory and management fees2014-12-31$2,716,712
Interest earned on other investments2014-12-31$101,566,635
Asset value of US Government securities at end of year2014-12-31$163,608,124
Asset value of US Government securities at beginning of year2014-12-31$129,142,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$60,108,088
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$1,357,723,864
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$1,168,563,097
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$927,191,873
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$953,109,655
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WIPFLI, LLP
Accountancy firm EIN2014-12-31390758449
2013 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$202,601,891
Total unrealized appreciation/depreciation of assets2013-12-31$202,601,891
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$47,693,473
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,292,395
Total income from all sources (including contributions)2013-12-31$284,864,504
Total of all expenses incurred2013-12-31$56,826,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$54,252,426
Value of total assets at end of year2013-12-31$2,485,930,068
Value of total assets at beginning of year2013-12-31$2,214,491,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,574,201
Total interest from all sources2013-12-31$82,262,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$7,363,481
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$7,858,643
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$71,274,415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$23,239,566
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$47,693,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$4,292,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$228,037,877
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,438,236,595
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,210,198,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$397,640
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$156,476,699
Assets. partnership/joint venture interests at beginning of year2013-12-31$141,062,426
Investment advisory and management fees2013-12-31$2,574,201
Interest earned on other investments2013-12-31$82,262,613
Asset value of US Government securities at end of year2013-12-31$129,142,721
Asset value of US Government securities at beginning of year2013-12-31$87,481,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$54,252,426
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$1,168,563,097
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$800,122,509
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$953,109,655
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,154,726,204
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WIPFLI, LLP
Accountancy firm EIN2013-12-31390758449
2012 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$180,327,248
Total unrealized appreciation/depreciation of assets2012-12-31$180,327,248
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,292,395
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$7,507,939
Total income from all sources (including contributions)2012-12-31$293,396,024
Total of all expenses incurred2012-12-31$53,365,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$50,864,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$40,000,000
Value of total assets at end of year2012-12-31$2,214,491,113
Value of total assets at beginning of year2012-12-31$1,977,676,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,501,340
Total interest from all sources2012-12-31$73,068,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$7,858,643
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$9,723,029
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$95,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$23,239,566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$13,908,946
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$4,292,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$7,507,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$240,030,237
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,210,198,718
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,970,168,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$1,408,775
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$141,062,426
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Investment advisory and management fees2012-12-31$2,501,340
Interest earned on other investments2012-12-31$73,068,776
Asset value of US Government securities at end of year2012-12-31$87,481,765
Asset value of US Government securities at beginning of year2012-12-31$72,281,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$40,000,000
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$90,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$50,864,447
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$800,122,509
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$678,538,751
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,154,726,204
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,113,224,377
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WIPFLI, LLP
Accountancy firm EIN2012-12-31390758449
2011 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$-52,766,494
Total unrealized appreciation/depreciation of assets2011-12-31$-52,766,494
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,507,939
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,068,966
Total income from all sources (including contributions)2011-12-31$249,717,106
Total of all expenses incurred2011-12-31$49,856,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$46,968,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$235,000,000
Value of total assets at end of year2011-12-31$1,977,676,420
Value of total assets at beginning of year2011-12-31$1,771,377,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,888,289
Total interest from all sources2011-12-31$67,483,600
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$9,723,029
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$8,985,718
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$95,000,000
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$13,908,946
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$9,124,409
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$7,507,939
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,068,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$199,860,219
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,970,168,481
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,770,308,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$1,759,304
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$2,888,289
Interest earned on other investments2011-12-31$67,483,600
Asset value of US Government securities at end of year2011-12-31$72,281,317
Asset value of US Government securities at beginning of year2011-12-31$68,169,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$235,000,000
Employer contributions (assets) at end of year2011-12-31$90,000,000
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$46,968,598
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$678,538,751
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$645,903,049
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,113,224,377
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,039,194,859
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WIPFLI, LLP
Accountancy firm EIN2011-12-31390758449
2010 : THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$142,494,699
Total unrealized appreciation/depreciation of assets2010-12-31$142,494,699
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,068,966
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$33,764,030
Total income from all sources (including contributions)2010-12-31$405,972,676
Total of all expenses incurred2010-12-31$45,052,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$43,183,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$200,000,000
Value of total assets at end of year2010-12-31$1,771,377,228
Value of total assets at beginning of year2010-12-31$1,443,152,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,868,804
Total interest from all sources2010-12-31$63,477,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$8,985,718
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$2,892,161
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$75,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$9,124,409
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$32,646,748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,068,966
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$33,764,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$360,920,168
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,770,308,262
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,409,388,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$2,317,979
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,868,804
Interest earned on other investments2010-12-31$63,477,977
Asset value of US Government securities at end of year2010-12-31$68,169,193
Asset value of US Government securities at beginning of year2010-12-31$79,023,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$200,000,000
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$75,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$43,183,704
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$645,903,049
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$611,776,939
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,039,194,859
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$641,812,585
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WIPFLI, LLP
Accountancy firm EIN2010-12-31390758449

Form 5500 Responses for THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN

2022: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE NORTHWESTERN MUTUAL EMPLOYEE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered14217
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered13066
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered11128
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered10722
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered10117
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered9327
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered8775
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered8285
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered8079
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Number of Individuals Covered7849
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract numberGA002
Policy instance 1
Insurance contract or identification numberGA002
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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