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ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 401k Plan overview

Plan NameZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN
Plan identification number 001

ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ZINGEN & BRAUN INSURANCE AGENCY INC has sponsored the creation of one or more 401k plans.

Company Name:ZINGEN & BRAUN INSURANCE AGENCY INC
Employer identification number (EIN):390728730
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01MICHAEL NUGENT
0012017-01-01MICHAEL NUGENT
0012016-01-01MICHAEL NUGENT
0012015-07-01MICHAEL NUGENT
0012014-07-01MICHAEL NUGENT
0012013-07-01MICHAEL NUGENT
0012012-07-01MICHAEL NUGENT
0012011-07-01MICHAEL NUGENT
0012009-07-01MICHAEL NUGENT
0012009-07-01MICHAEL NUGENT

Plan Statistics for ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN

401k plan membership statisitcs for ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN

Measure Date Value
2019: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0112
Total number of active participants reported on line 7a of the Form 55002019-01-0111
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011
Total of all active and inactive participants2019-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0112
Number of participants with account balances2019-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0112
Total number of active participants reported on line 7a of the Form 55002018-01-0111
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0112
Number of participants with account balances2018-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0112
Total number of active participants reported on line 7a of the Form 55002017-01-019
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0111
Number of participants with account balances2017-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016
Total number of active participants reported on line 7a of the Form 55002016-01-0110
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011
Total of all active and inactive participants2016-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0111
Number of participants with account balances2016-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-0110
Total number of active participants reported on line 7a of the Form 55002015-07-015
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-011
Total of all active and inactive participants2015-07-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-016
Number of participants with account balances2015-07-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-011
2014: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-0112
Total number of active participants reported on line 7a of the Form 55002014-07-018
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-012
Total of all active and inactive participants2014-07-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-0110
Number of participants with account balances2014-07-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-012
2013: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-0111
Total number of active participants reported on line 7a of the Form 55002013-07-0111
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-011
Total of all active and inactive participants2013-07-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-0112
Number of participants with account balances2013-07-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-011
2012: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-0112
Total number of active participants reported on line 7a of the Form 55002012-07-0110
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-011
Total of all active and inactive participants2012-07-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-0111
Number of participants with account balances2012-07-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-0113
Total number of active participants reported on line 7a of the Form 55002011-07-0111
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-011
Total of all active and inactive participants2011-07-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-0112
Number of participants with account balances2011-07-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-0120
Total number of active participants reported on line 7a of the Form 55002009-07-0112
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-011
Total of all active and inactive participants2009-07-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-0113
Number of participants with account balances2009-07-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN

Measure Date Value
2019 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2019 401k financial data
Total income from all sources2019-12-31$172,587
Expenses. Total of all expenses incurred2019-12-31$3,009
Total plan assets at end of year2019-12-31$477,120
Total plan assets at beginning of year2019-12-31$307,542
Value of fidelity bond covering the plan2019-12-31$60,000
Total contributions received or receivable from participants2019-12-31$20,671
Other income received2019-12-31$57,410
Net income (gross income less expenses)2019-12-31$169,578
Net plan assets at end of year (total assets less liabilities)2019-12-31$477,120
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$307,542
Assets. Value of participant loans2019-12-31$26,900
Total contributions received or receivable from employer(s)2019-12-31$94,506
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$3,009
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2018 401k financial data
Total income from all sources2018-12-31$965
Expenses. Total of all expenses incurred2018-12-31$74,974
Benefits paid (including direct rollovers)2018-12-31$71,778
Total plan assets at end of year2018-12-31$307,542
Total plan assets at beginning of year2018-12-31$381,551
Value of fidelity bond covering the plan2018-12-31$60,000
Total contributions received or receivable from participants2018-12-31$19,420
Other income received2018-12-31$-20,003
Net income (gross income less expenses)2018-12-31$-74,009
Net plan assets at end of year (total assets less liabilities)2018-12-31$307,542
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$381,551
Assets. Value of participant loans2018-12-31$29,810
Total contributions received or receivable from employer(s)2018-12-31$1,548
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$3,196
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2017 401k financial data
Total income from all sources2017-12-31$72,075
Expenses. Total of all expenses incurred2017-12-31$153,431
Benefits paid (including direct rollovers)2017-12-31$149,568
Total plan assets at end of year2017-12-31$381,551
Total plan assets at beginning of year2017-12-31$462,907
Value of fidelity bond covering the plan2017-12-31$60,000
Total contributions received or receivable from participants2017-12-31$20,229
Other income received2017-12-31$48,438
Net income (gross income less expenses)2017-12-31$-81,356
Net plan assets at end of year (total assets less liabilities)2017-12-31$381,551
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$462,907
Assets. Value of participant loans2017-12-31$4,600
Total contributions received or receivable from employer(s)2017-12-31$3,408
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$3,863
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2016 401k financial data
Total income from all sources2016-12-31$127,973
Expenses. Total of all expenses incurred2016-12-31$103,853
Benefits paid (including direct rollovers)2016-12-31$99,500
Total plan assets at end of year2016-12-31$462,907
Total plan assets at beginning of year2016-12-31$438,787
Value of fidelity bond covering the plan2016-12-31$60,000
Total contributions received or receivable from participants2016-12-31$23,954
Contributions received from other sources (not participants or employers)2016-12-31$74,562
Other income received2016-12-31$25,869
Net income (gross income less expenses)2016-12-31$24,120
Net plan assets at end of year (total assets less liabilities)2016-12-31$462,907
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$438,787
Assets. Value of participant loans2016-12-31$57,228
Total contributions received or receivable from employer(s)2016-12-31$3,588
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,353
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2015 401k financial data
Total income from all sources2015-12-31$780
Expenses. Total of all expenses incurred2015-12-31$116,836
Benefits paid (including direct rollovers)2015-12-31$114,469
Total plan assets at end of year2015-12-31$438,787
Total plan assets at beginning of year2015-12-31$554,843
Value of fidelity bond covering the plan2015-12-31$60,000
Total contributions received or receivable from participants2015-12-31$12,822
Other income received2015-12-31$-13,883
Net income (gross income less expenses)2015-12-31$-116,056
Net plan assets at end of year (total assets less liabilities)2015-12-31$438,787
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$554,843
Assets. Value of participant loans2015-12-31$48,401
Total contributions received or receivable from employer(s)2015-12-31$1,841
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,367
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Total income from all sources2015-06-30$61,146
Expenses. Total of all expenses incurred2015-06-30$18,245
Benefits paid (including direct rollovers)2015-06-30$13,594
Total plan assets at end of year2015-06-30$554,843
Total plan assets at beginning of year2015-06-30$511,942
Value of fidelity bond covering the plan2015-06-30$60,000
Total contributions received or receivable from participants2015-06-30$33,338
Contributions received from other sources (not participants or employers)2015-06-30$18,300
Other income received2015-06-30$4,962
Net income (gross income less expenses)2015-06-30$42,901
Net plan assets at end of year (total assets less liabilities)2015-06-30$554,843
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$511,942
Assets. Value of participant loans2015-06-30$50,257
Total contributions received or receivable from employer(s)2015-06-30$4,546
Expenses. Administrative service providers (salaries,fees and commissions)2015-06-30$4,651
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
2014 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2014 401k financial data
Total income from all sources2014-06-30$91,491
Expenses. Total of all expenses incurred2014-06-30$4,291
Total plan assets at end of year2014-06-30$511,942
Total plan assets at beginning of year2014-06-30$424,742
Value of fidelity bond covering the plan2014-06-30$50,000
Total contributions received or receivable from participants2014-06-30$30,471
Other income received2014-06-30$56,832
Net income (gross income less expenses)2014-06-30$87,200
Net plan assets at end of year (total assets less liabilities)2014-06-30$511,942
Net plan assets at beginning of year (total assets less liabilities)2014-06-30$424,742
Assets. Value of participant loans2014-06-30$53,101
Total contributions received or receivable from employer(s)2014-06-30$4,188
Expenses. Administrative service providers (salaries,fees and commissions)2014-06-30$4,291
2013 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2013 401k financial data
Total income from all sources2013-06-30$74,004
Expenses. Total of all expenses incurred2013-06-30$65,292
Benefits paid (including direct rollovers)2013-06-30$61,526
Total plan assets at end of year2013-06-30$424,742
Total plan assets at beginning of year2013-06-30$416,030
Value of fidelity bond covering the plan2013-06-30$50,000
Total contributions received or receivable from participants2013-06-30$28,318
Contributions received from other sources (not participants or employers)2013-06-30$4,836
Other income received2013-06-30$36,862
Net income (gross income less expenses)2013-06-30$8,712
Net plan assets at end of year (total assets less liabilities)2013-06-30$424,742
Net plan assets at beginning of year (total assets less liabilities)2013-06-30$416,030
Assets. Value of participant loans2013-06-30$48,845
Total contributions received or receivable from employer(s)2013-06-30$3,988
Expenses. Administrative service providers (salaries,fees and commissions)2013-06-30$3,766
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
2012 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2012 401k financial data
Total income from all sources2012-06-30$43,823
Expenses. Total of all expenses incurred2012-06-30$17,982
Benefits paid (including direct rollovers)2012-06-30$14,342
Total plan assets at end of year2012-06-30$416,030
Total plan assets at beginning of year2012-06-30$390,189
Value of fidelity bond covering the plan2012-06-30$50,000
Total contributions received or receivable from participants2012-06-30$34,936
Other income received2012-06-30$4,863
Net income (gross income less expenses)2012-06-30$25,841
Net plan assets at end of year (total assets less liabilities)2012-06-30$416,030
Net plan assets at beginning of year (total assets less liabilities)2012-06-30$390,189
Assets. Value of participant loans2012-06-30$42,157
Total contributions received or receivable from employer(s)2012-06-30$4,024
Expenses. Administrative service providers (salaries,fees and commissions)2012-06-30$3,640
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
2011 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2011 401k financial data
Total income from all sources2011-06-30$99,770
Expenses. Total of all expenses incurred2011-06-30$56,081
Benefits paid (including direct rollovers)2011-06-30$52,435
Total plan assets at end of year2011-06-30$390,189
Total plan assets at beginning of year2011-06-30$346,500
Value of fidelity bond covering the plan2011-06-30$50,000
Total contributions received or receivable from participants2011-06-30$35,844
Contributions received from other sources (not participants or employers)2011-06-30$1,632
Other income received2011-06-30$57,519
Net income (gross income less expenses)2011-06-30$43,689
Net plan assets at end of year (total assets less liabilities)2011-06-30$390,189
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$346,500
Assets. Value of participant loans2011-06-30$37,542
Total contributions received or receivable from employer(s)2011-06-30$4,775
Expenses. Administrative service providers (salaries,fees and commissions)2011-06-30$3,646
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
2010 : ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN

2019: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: ZINGEN & BRAUN INSURANCE AGENCY INC 401K PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered10
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,254
Total amount of fees paid to insurance companyUSD $1,235
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,254
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered9
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,227
Total amount of fees paid to insurance companyUSD $1,438
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1438
Additional information about fees paid to insurance brokerTPA COMPENSATION/FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,227
Insurance broker nameLPL FINANCIAL
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered9
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,504
Total amount of fees paid to insurance companyUSD $1,822
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1822
Additional information about fees paid to insurance brokerTPA COMPENSATION/FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,504
Insurance broker nameLPL FINANCIAL
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered7
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $950
Total amount of fees paid to insurance companyUSD $1,279
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1279
Additional information about fees paid to insurance brokerTPA COMPENSATION/FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $950
Insurance broker nameLPL FINANCIAL
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered10
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $1,914
Total amount of fees paid to insurance companyUSD $2,320
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2320
Additional information about fees paid to insurance brokerTPA COMPENSATION/FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,914
Insurance broker nameLPL FINANCIAL
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered10
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $1,512
Total amount of fees paid to insurance companyUSD $2,071
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2071
Additional information about fees paid to insurance brokerTPA COMPENSATION/FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,512
Insurance broker nameAMERITAS INVESTMENT CORP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered10
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $1,443
Total amount of fees paid to insurance companyUSD $1,853
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1853
Additional information about fees paid to insurance brokerTPA COMPENSATION/FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,443
Insurance broker nameAMERITAS INVESTMENT CORP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered10
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $1,690
Total amount of fees paid to insurance companyUSD $1,877
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number87959
Policy instance 1
Insurance contract or identification number87959
Number of Individuals Covered12
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $1,563
Total amount of fees paid to insurance companyUSD $1,808
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,563
Insurance broker organization code?7
Amount paid for insurance broker fees1808
Additional information about fees paid to insurance brokerTPA COMPENSATION/FEES
Insurance broker namePPG RETIREMENT PLAN SERVICES

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