401k Plan data: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN plan

LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 401k Plan overview

Plan Name	LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN
Plan identification number	001

LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

LAWRENCE UNIVERSITY OF WISCONSIN has sponsored the creation of one or more 401k plans.

Company Name: LAWRENCE UNIVERSITY OF WISCONSIN

Employer identification number (EIN): 390806297

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 CHRISTOPHER LEE
001 2017-01-01 CHRISTOPHER LEE
001 2016-01-01 CHRISTOPHER LEE
001 2015-07-01 CHRISTOPHER LEE CHRISTOPHER LEE 2016-10-14
001 2014-07-01 CHRISTOPHER LEE CHRISTOPHER LEE 2016-02-04
001 2013-07-01 SANDY ISSELMANN SANDY ISSELMANN 2015-01-30
001 2012-07-01 SANDY ISSELMANN SANDY ISSELMANN 2014-01-31
001 2011-07-01 DAWN ROST DAWN ROST 2013-02-26
001 2010-07-01 DAWN ROST DAWN ROST 2012-03-29
001 2009-07-01 DAWN ROST DAWN ROST 2011-04-15
001 2009-01-01 JASON SCHMUDLACH

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	CHRISTOPHER LEE
001	2017-01-01	CHRISTOPHER LEE
001	2016-01-01	CHRISTOPHER LEE
001	2015-07-01	CHRISTOPHER LEE	CHRISTOPHER LEE	2016-10-14
001	2014-07-01	CHRISTOPHER LEE	CHRISTOPHER LEE	2016-02-04
001	2013-07-01	SANDY ISSELMANN	SANDY ISSELMANN	2015-01-30
001	2012-07-01	SANDY ISSELMANN	SANDY ISSELMANN	2014-01-31
001	2011-07-01	DAWN ROST	DAWN ROST	2013-02-26
001	2010-07-01	DAWN ROST	DAWN ROST	2012-03-29
001	2009-07-01	DAWN ROST	DAWN ROST	2011-04-15
001	2009-01-01	JASON SCHMUDLACH

Plan Statistics for LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN

401k plan membership statisitcs for LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN

Measure Date Value
2018: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,214
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,162
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 682
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 531
Total of all active and inactive participants 2017-01-01 1,214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,214
Number of participants with account balances 2017-01-01 1,093
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,201
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 639
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 519
Total of all active and inactive participants 2016-01-01 1,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 1,161
Number of participants with account balances 2016-01-01 918
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 1,161
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 608
Number of retired or separated participants receiving benefits 2015-07-01 129
Number of other retired or separated participants entitled to future benefits 2015-07-01 456
Total of all active and inactive participants 2015-07-01 1,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 7
Total participants 2015-07-01 1,200
Number of participants with account balances 2015-07-01 1,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 1,183
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 598
Number of retired or separated participants receiving benefits 2014-07-01 174
Number of other retired or separated participants entitled to future benefits 2014-07-01 386
Total of all active and inactive participants 2014-07-01 1,158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 3
Total participants 2014-07-01 1,161
Number of participants with account balances 2014-07-01 975
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 1,179
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 596
Number of retired or separated participants receiving benefits 2013-07-01 172
Number of other retired or separated participants entitled to future benefits 2013-07-01 412
Total of all active and inactive participants 2013-07-01 1,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 3
Total participants 2013-07-01 1,183
Number of participants with account balances 2013-07-01 985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 1,164
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 583
Number of retired or separated participants receiving benefits 2012-07-01 164
Number of other retired or separated participants entitled to future benefits 2012-07-01 426
Total of all active and inactive participants 2012-07-01 1,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 6
Total participants 2012-07-01 1,179
Number of participants with account balances 2012-07-01 977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 1,175
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 588
Number of retired or separated participants receiving benefits 2011-07-01 154
Number of other retired or separated participants entitled to future benefits 2011-07-01 418
Total of all active and inactive participants 2011-07-01 1,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 4
Total participants 2011-07-01 1,164
Number of participants with account balances 2011-07-01 961
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 1,084
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 583
Number of retired or separated participants receiving benefits 2010-07-01 144
Number of other retired or separated participants entitled to future benefits 2010-07-01 443
Total of all active and inactive participants 2010-07-01 1,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 5
Total participants 2010-07-01 1,175
Number of participants with account balances 2010-07-01 934
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 978
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 486
Number of retired or separated participants receiving benefits 2009-07-01 144
Number of other retired or separated participants entitled to future benefits 2009-07-01 450
Total of all active and inactive participants 2009-07-01 1,080
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 4
Total participants 2009-07-01 1,084
Number of participants with account balances 2009-07-01 942
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0
Total participants, beginning-of-year 2009-01-01 988
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 385
Number of retired or separated participants receiving benefits 2009-01-01 89
Number of other retired or separated participants entitled to future benefits 2009-01-01 504
Total of all active and inactive participants 2009-01-01 978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 978
Number of participants with account balances 2009-01-01 946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,214
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,162
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	682
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	531
Total of all active and inactive participants	2017-01-01	1,214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,214
Number of participants with account balances	2017-01-01	1,093
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,201
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	639
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	519
Total of all active and inactive participants	2016-01-01	1,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	1,161
Number of participants with account balances	2016-01-01	918
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	1,161
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	608
Number of retired or separated participants receiving benefits	2015-07-01	129
Number of other retired or separated participants entitled to future benefits	2015-07-01	456
Total of all active and inactive participants	2015-07-01	1,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	7
Total participants	2015-07-01	1,200
Number of participants with account balances	2015-07-01	1,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	1,183
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	598
Number of retired or separated participants receiving benefits	2014-07-01	174
Number of other retired or separated participants entitled to future benefits	2014-07-01	386
Total of all active and inactive participants	2014-07-01	1,158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	3
Total participants	2014-07-01	1,161
Number of participants with account balances	2014-07-01	975
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	1,179
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	596
Number of retired or separated participants receiving benefits	2013-07-01	172
Number of other retired or separated participants entitled to future benefits	2013-07-01	412
Total of all active and inactive participants	2013-07-01	1,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	3
Total participants	2013-07-01	1,183
Number of participants with account balances	2013-07-01	985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	1,164
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	583
Number of retired or separated participants receiving benefits	2012-07-01	164
Number of other retired or separated participants entitled to future benefits	2012-07-01	426
Total of all active and inactive participants	2012-07-01	1,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	6
Total participants	2012-07-01	1,179
Number of participants with account balances	2012-07-01	977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	1,175
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	588
Number of retired or separated participants receiving benefits	2011-07-01	154
Number of other retired or separated participants entitled to future benefits	2011-07-01	418
Total of all active and inactive participants	2011-07-01	1,160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	4
Total participants	2011-07-01	1,164
Number of participants with account balances	2011-07-01	961
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	1,084
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	583
Number of retired or separated participants receiving benefits	2010-07-01	144
Number of other retired or separated participants entitled to future benefits	2010-07-01	443
Total of all active and inactive participants	2010-07-01	1,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	5
Total participants	2010-07-01	1,175
Number of participants with account balances	2010-07-01	934
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	978
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	486
Number of retired or separated participants receiving benefits	2009-07-01	144
Number of other retired or separated participants entitled to future benefits	2009-07-01	450
Total of all active and inactive participants	2009-07-01	1,080
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	4
Total participants	2009-07-01	1,084
Number of participants with account balances	2009-07-01	942
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0
Total participants, beginning-of-year	2009-01-01	988
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	385
Number of retired or separated participants receiving benefits	2009-01-01	89
Number of other retired or separated participants entitled to future benefits	2009-01-01	504
Total of all active and inactive participants	2009-01-01	978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	978
Number of participants with account balances	2009-01-01	946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN

Measure	Date	Value
2018 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2018 401k financial data
Total transfer of assets to this plan	2018-05-31	$805,370
Total transfer of assets from this plan	2018-05-31	$114,056,801
Total income from all sources (including contributions)	2018-05-31	$3,587,385
Total of all expenses incurred	2018-05-31	$4,515,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-05-31	$4,473,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-05-31	$1,783,813
Value of total assets at end of year	2018-05-31	$0
Value of total assets at beginning of year	2018-05-31	$114,179,718
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-05-31	$42,580
Total interest from all sources	2018-05-31	$477,362
Total dividends received (eg from common stock, registered investment company shares)	2018-05-31	$224,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-05-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-05-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-05-31	$224,401
Was this plan covered by a fidelity bond	2018-05-31	Yes
Value of fidelity bond cover	2018-05-31	$500,000
If this is an individual account plan, was there a blackout period	2018-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-05-31	No
Contributions received from participants	2018-05-31	$1,013,244
Participant contributions at end of year	2018-05-31	$0
Participant contributions at beginning of year	2018-05-31	$19,236
Assets. Other investments not covered elsewhere at end of year	2018-05-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-05-31	$284,902
Income. Received or receivable in cash from other sources (including rollovers)	2018-05-31	$22,718
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-05-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-05-31	$25
Other income not declared elsewhere	2018-05-31	$-481
Administrative expenses (other) incurred	2018-05-31	$24,580
Total non interest bearing cash at end of year	2018-05-31	$0
Total non interest bearing cash at beginning of year	2018-05-31	$4,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-05-31	No
Value of net income/loss	2018-05-31	$-928,287
Value of net assets at end of year (total assets less liabilities)	2018-05-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-05-31	$114,179,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-05-31	No
Were any leases to which the plan was party in default or uncollectible	2018-05-31	No
Investment advisory and management fees	2018-05-31	$18,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-05-31	$80,815,332
Value of interest in pooled separate accounts at end of year	2018-05-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-05-31	$2,865,714
Interest on participant loans	2018-05-31	$306
Interest earned on other investments	2018-05-31	$472,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-05-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-05-31	$772,583
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-05-31	$772,583
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-05-31	$4,134
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-05-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-05-31	$29,417,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-05-31	$1,046,928
Net investment gain/loss from pooled separate accounts	2018-05-31	$55,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-05-31	No
Was there a failure to transmit to the plan any participant contributions	2018-05-31	No
Has the plan failed to provide any benefit when due under the plan	2018-05-31	No
Contributions received in cash from employer	2018-05-31	$747,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-05-31	$4,473,092
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-05-31	No
Did the plan have assets held for investment	2018-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-05-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-05-31	Disclaimer
Accountancy firm name	2018-05-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2018-05-31	390859910
2017 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$19,619,359
Total of all expenses incurred	2017-12-31	$5,785,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,700,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$5,457,416
Value of total assets at end of year	2017-12-31	$114,179,718
Value of total assets at beginning of year	2017-12-31	$100,345,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$84,595
Total interest from all sources	2017-12-31	$1,116,707
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,421,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,421,027
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,434,346
Participant contributions at end of year	2017-12-31	$19,236
Participant contributions at beginning of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$109
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$284,902
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$229,693
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,042,468
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$25
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$57
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$23,723
Other income not declared elsewhere	2017-12-31	$39,355
Administrative expenses (other) incurred	2017-12-31	$48,595
Total non interest bearing cash at end of year	2017-12-31	$4,787
Total non interest bearing cash at beginning of year	2017-12-31	$4,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$13,834,161
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$114,179,718
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$100,345,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$36,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$80,815,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$68,046,557
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,865,714
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,573,655
Interest on participant loans	2017-12-31	$912
Interest earned on other investments	2017-12-31	$1,112,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$772,583
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$615,239
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$615,239
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$3,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$29,417,139
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$28,851,311
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$500,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$11,466,478
Net investment gain/loss from pooled separate accounts	2017-12-31	$118,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,980,602
Employer contributions (assets) at beginning of year	2017-12-31	$434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,200,464
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2017-12-31	390859910
2016 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$10,882,134
Total of all expenses incurred	2016-12-31	$8,062,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,988,023
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,530,282
Value of total assets at end of year	2016-12-31	$100,345,557
Value of total assets at beginning of year	2016-12-31	$97,525,821
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$73,047
Total interest from all sources	2016-12-31	$1,218,876
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,018,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,018,601
Administrative expenses professional fees incurred	2016-12-31	$2,201
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,216,836
Participant contributions at end of year	2016-12-31	$109
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$229,693
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$286,380
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$57
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$23,723
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$14,313
Administrative expenses (other) incurred	2016-12-31	$43,846
Total non interest bearing cash at end of year	2016-12-31	$4,779
Total non interest bearing cash at beginning of year	2016-12-31	$382,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,819,736
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$100,345,557
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$97,525,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$68,046,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$64,909,549
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,573,655
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$3,327,304
Interest on participant loans	2016-12-31	$566
Interest earned on other investments	2016-12-31	$1,216,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$615,239
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,505,556
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,505,556
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$28,851,311
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$27,400,915
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,971,143
Net investment gain/loss from pooled separate accounts	2016-12-31	$128,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,027,066
Employer contributions (assets) at end of year	2016-12-31	$434
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,988,023
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$18,376,458
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$296,525
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,606,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,598,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,362,246
Value of total assets at end of year	2015-12-31	$97,525,821
Value of total assets at beginning of year	2015-12-31	$81,459,831
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$8,239
Total interest from all sources	2015-12-31	$495,290
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$960,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$960,937
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$376,643
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$22,549
Other income not declared elsewhere	2015-12-31	$5,202
Administrative expenses (other) incurred	2015-12-31	$8,239
Total non interest bearing cash at end of year	2015-12-31	$382,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-2,310,468
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$97,525,821
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$81,459,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$64,909,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$55,267,675
Value of interest in pooled separate accounts at end of year	2015-12-31	$3,327,304
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,138,304
Interest earned on other investments	2015-12-31	$495,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,505,556
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$657,391
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$657,391
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$27,400,915
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$23,396,461
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$779
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,607,265
Net investment gain/loss from pooled separate accounts	2015-12-31	$80,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$963,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,597,975
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-12-31	390859910
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$6,184,781
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$10,190,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$10,180,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$2,639,991
Value of total assets at end of year	2015-06-30	$81,459,831
Value of total assets at beginning of year	2015-06-30	$85,465,538
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$10,011
Total interest from all sources	2015-06-30	$1,010,155
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$1,143,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$1,143,547
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$500,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$770,089
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$7,494
Other income not declared elsewhere	2015-06-30	$7,509
Administrative expenses (other) incurred	2015-06-30	$10,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-4,005,707
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$81,459,831
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$85,465,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$55,267,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$58,803,170
Value of interest in pooled separate accounts at end of year	2015-06-30	$2,138,304
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$1,899,915
Interest earned on other investments	2015-06-30	$1,010,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$657,391
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$658,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$658,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$63
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$23,396,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$24,103,479
Expenses. Payments to insurance carriers foe the provision of benefits	2015-06-30	$177,703
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$1,177,330
Net investment gain/loss from pooled separate accounts	2015-06-30	$206,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$1,862,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$10,002,774
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-06-30	390859910
2014 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total transfer of assets from this plan	2014-06-30	$34,144
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$14,179,530
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$3,466,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$3,462,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$2,643,209
Value of total assets at end of year	2014-06-30	$85,465,538
Value of total assets at beginning of year	2014-06-30	$74,787,024
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$4,285
Total interest from all sources	2014-06-30	$1,024,476
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$943,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$943,529
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$753,478
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$65,415
Other income not declared elsewhere	2014-06-30	$1,834
Administrative expenses (other) incurred	2014-06-30	$4,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$10,712,658
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$85,465,538
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$74,787,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$58,803,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$48,678,888
Value of interest in pooled separate accounts at end of year	2014-06-30	$1,899,915
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$1,602,880
Interest earned on other investments	2014-06-30	$1,024,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$658,974
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$605,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$605,756
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$79
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$24,103,479
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$23,899,500
Expenses. Payments to insurance carriers foe the provision of benefits	2014-06-30	$208,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$9,383,064
Net investment gain/loss from pooled separate accounts	2014-06-30	$183,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$1,824,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$3,253,914
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2014-06-30	390859910
2013 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total transfer of assets to this plan	2013-06-30	$73,815
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$10,071,856
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$3,961,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$3,958,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$2,496,759
Value of total assets at end of year	2013-06-30	$74,787,024
Value of total assets at beginning of year	2013-06-30	$68,603,208
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$3,019
Total interest from all sources	2013-06-30	$976,095
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$349,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$349,604
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$712,236
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$18,364
Administrative expenses (other) incurred	2013-06-30	$3,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$6,110,001
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$74,787,024
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$68,603,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$48,678,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$42,855,285
Value of interest in pooled separate accounts at end of year	2013-06-30	$1,602,880
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$1,442,478
Interest earned on other investments	2013-06-30	$976,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$605,756
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$432,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$432,617
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$58
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$23,899,500
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$23,872,828
Expenses. Payments to insurance carriers foe the provision of benefits	2013-06-30	$354,728
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$6,125,428
Net investment gain/loss from pooled separate accounts	2013-06-30	$123,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$1,766,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$3,604,108
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2013-06-30	390859910
2012 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total transfer of assets from this plan	2012-06-30	$37,087
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$3,097,943
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$4,345,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$4,341,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$2,384,648
Value of total assets at end of year	2012-06-30	$68,603,208
Value of total assets at beginning of year	2012-06-30	$69,888,089
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$4,010
Total interest from all sources	2012-06-30	$976,660
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$239,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$239,863
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$665,565
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$111,667
Administrative expenses (other) incurred	2012-06-30	$2,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-1,247,794
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$68,603,208
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$69,888,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$42,855,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$44,005,313
Value of interest in pooled separate accounts at end of year	2012-06-30	$1,442,478
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$1,353,517
Interest earned on other investments	2012-06-30	$976,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$432,617
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$355,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$355,708
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$94
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$23,872,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$24,173,551
Expenses. Payments to insurance carriers foe the provision of benefits	2012-06-30	$967,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-650,579
Net investment gain/loss from pooled separate accounts	2012-06-30	$147,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$1,607,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$3,374,692
Contract administrator fees	2012-06-30	$1,061
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2012-06-30	390859910
2011 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$12,849,072
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$4,014,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$4,010,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$2,219,718
Value of total assets at end of year	2011-06-30	$69,888,089
Value of total assets at beginning of year	2011-06-30	$61,053,244
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$4,037
Total interest from all sources	2011-06-30	$925,161
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$195,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$195,733
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$628,299
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$65,527
Administrative expenses (other) incurred	2011-06-30	$2,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$8,834,845
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$69,888,089
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$61,053,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$44,005,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$36,315,384
Value of interest in pooled separate accounts at end of year	2011-06-30	$1,353,517
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$948,652
Interest earned on other investments	2011-06-30	$925,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$355,708
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$300,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$300,930
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$24,173,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$23,488,278
Expenses. Payments to insurance carriers foe the provision of benefits	2011-06-30	$406,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$9,311,443
Net investment gain/loss from pooled separate accounts	2011-06-30	$197,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$1,525,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$3,603,804
Contract administrator fees	2011-06-30	$1,170
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2011-06-30	390859910
2010 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0
2009 : LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-06-30	$0

Form 5500 Responses for LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN

2018: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: LAWRENCE UNIVERSITY RETIREMENT READINESS PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

TA069806

Policy instance

Insurance contract or identification number	TA069806
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

TA069806

Policy instance

Insurance contract or identification number	TA069806
Number of Individuals Covered	554
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	589
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	LAWRENCE UNIVERSITY OF WISCONSIN
Employer identification number (EIN):	390806297
NAIC Classification:	611000