401k Plan data: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN plan

LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 401k Plan overview

Plan Name	LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN
Plan identification number	002

LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

LAWRENCE UNIVERSITY OF WISCONSIN has sponsored the creation of one or more 401k plans.

Company Name: LAWRENCE UNIVERSITY OF WISCONSIN

Employer identification number (EIN): 390806297

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-07-01 CHRISTOPHER LEE CHRISTOPHER LEE 2016-10-14
002 2014-07-01 CHRISTOPHER LEE CHRISTOPHER LEE 2016-02-04
002 2013-07-01 SANDY ISSELMANN SANDY ISSELMANN 2015-01-30
002 2012-07-01 SANDY ISSELMANN SANDY ISSELMANN 2014-01-31
002 2011-07-01 DAWN ROST DAWN ROST 2013-02-26
002 2010-07-01 DAWN ROST DAWN ROST 2012-03-23
002 2009-07-01 DAWN ROST DAWN ROST 2011-04-15
002 2009-01-01 JASON SCHMUDLACH

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-07-01	CHRISTOPHER LEE	CHRISTOPHER LEE	2016-10-14
002	2014-07-01	CHRISTOPHER LEE	CHRISTOPHER LEE	2016-02-04
002	2013-07-01	SANDY ISSELMANN	SANDY ISSELMANN	2015-01-30
002	2012-07-01	SANDY ISSELMANN	SANDY ISSELMANN	2014-01-31
002	2011-07-01	DAWN ROST	DAWN ROST	2013-02-26
002	2010-07-01	DAWN ROST	DAWN ROST	2012-03-23
002	2009-07-01	DAWN ROST	DAWN ROST	2011-04-15
002	2009-01-01	JASON SCHMUDLACH

Plan Statistics for LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN

401k plan membership statisitcs for LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN

Measure Date Value
2015: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 754
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 0
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 0
Number of participants with account balances 2015-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 762
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 598
Number of retired or separated participants receiving benefits 2014-07-01 21
Number of other retired or separated participants entitled to future benefits 2014-07-01 134
Total of all active and inactive participants 2014-07-01 753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 1
Total participants 2014-07-01 754
Number of participants with account balances 2014-07-01 348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 739
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 596
Number of retired or separated participants receiving benefits 2013-07-01 25
Number of other retired or separated participants entitled to future benefits 2013-07-01 140
Total of all active and inactive participants 2013-07-01 761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 1
Total participants 2013-07-01 762
Number of participants with account balances 2013-07-01 336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 739
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 583
Number of retired or separated participants receiving benefits 2012-07-01 24
Number of other retired or separated participants entitled to future benefits 2012-07-01 132
Total of all active and inactive participants 2012-07-01 739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 739
Number of participants with account balances 2012-07-01 321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 735
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 588
Number of retired or separated participants receiving benefits 2011-07-01 21
Number of other retired or separated participants entitled to future benefits 2011-07-01 130
Total of all active and inactive participants 2011-07-01 739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 739
Number of participants with account balances 2011-07-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 632
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 583
Number of retired or separated participants receiving benefits 2010-07-01 16
Number of other retired or separated participants entitled to future benefits 2010-07-01 136
Total of all active and inactive participants 2010-07-01 735
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 735
Number of participants with account balances 2010-07-01 289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 533
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 486
Number of retired or separated participants receiving benefits 2009-07-01 11
Number of other retired or separated participants entitled to future benefits 2009-07-01 135
Total of all active and inactive participants 2009-07-01 632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 632
Number of participants with account balances 2009-07-01 287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0
Total participants, beginning-of-year 2009-01-01 537
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 385
Number of retired or separated participants receiving benefits 2009-01-01 10
Number of other retired or separated participants entitled to future benefits 2009-01-01 138
Total of all active and inactive participants 2009-01-01 533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 533
Number of participants with account balances 2009-01-01 291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	754
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	0
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	0
Number of participants with account balances	2015-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	762
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	598
Number of retired or separated participants receiving benefits	2014-07-01	21
Number of other retired or separated participants entitled to future benefits	2014-07-01	134
Total of all active and inactive participants	2014-07-01	753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	1
Total participants	2014-07-01	754
Number of participants with account balances	2014-07-01	348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	739
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	596
Number of retired or separated participants receiving benefits	2013-07-01	25
Number of other retired or separated participants entitled to future benefits	2013-07-01	140
Total of all active and inactive participants	2013-07-01	761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	1
Total participants	2013-07-01	762
Number of participants with account balances	2013-07-01	336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	739
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	583
Number of retired or separated participants receiving benefits	2012-07-01	24
Number of other retired or separated participants entitled to future benefits	2012-07-01	132
Total of all active and inactive participants	2012-07-01	739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	739
Number of participants with account balances	2012-07-01	321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	735
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	588
Number of retired or separated participants receiving benefits	2011-07-01	21
Number of other retired or separated participants entitled to future benefits	2011-07-01	130
Total of all active and inactive participants	2011-07-01	739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	739
Number of participants with account balances	2011-07-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	632
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	583
Number of retired or separated participants receiving benefits	2010-07-01	16
Number of other retired or separated participants entitled to future benefits	2010-07-01	136
Total of all active and inactive participants	2010-07-01	735
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	735
Number of participants with account balances	2010-07-01	289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	533
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	486
Number of retired or separated participants receiving benefits	2009-07-01	11
Number of other retired or separated participants entitled to future benefits	2009-07-01	135
Total of all active and inactive participants	2009-07-01	632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	632
Number of participants with account balances	2009-07-01	287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0
Total participants, beginning-of-year	2009-01-01	537
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	385
Number of retired or separated participants receiving benefits	2009-01-01	10
Number of other retired or separated participants entitled to future benefits	2009-01-01	138
Total of all active and inactive participants	2009-01-01	533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	533
Number of participants with account balances	2009-01-01	291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN

Measure	Date	Value
2015 : LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$18,376,458
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$538,611
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$392,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$391,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$809,136
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$18,230,001
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$567
Total interest from all sources	2015-12-31	$63,037
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$352,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$352,997
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$522,713
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$286,423
Administrative expenses (other) incurred	2015-12-31	$567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$146,457
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$18,230,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$13,289,461
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$918,596
Interest earned on other investments	2015-12-31	$62,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$346,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$346,102
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$98
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$3,675,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-720,972
Net investment gain/loss from pooled separate accounts	2015-12-31	$34,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$391,587
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-12-31	390859910
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$1,987,693
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$2,376,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$2,375,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$1,122,917
Value of total assets at end of year	2015-06-30	$18,230,001
Value of total assets at beginning of year	2015-06-30	$18,618,553
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$705
Total interest from all sources	2015-06-30	$132,073
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$415,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$415,043
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$500,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$929,899
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$193,018
Administrative expenses (other) incurred	2015-06-30	$705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-388,552
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$18,230,001
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$18,618,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$13,289,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$13,496,400
Value of interest in pooled separate accounts at end of year	2015-06-30	$918,596
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$672,505
Interest earned on other investments	2015-06-30	$132,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$346,102
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$335,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$335,340
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$32
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$3,675,842
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$4,114,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$239,278
Net investment gain/loss from pooled separate accounts	2015-06-30	$78,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$2,375,540
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-06-30	390859910
2014 : LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total transfer of assets to this plan	2014-06-30	$34,144
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$3,609,853
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$671,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$669,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$984,500
Value of total assets at end of year	2014-06-30	$18,618,553
Value of total assets at beginning of year	2014-06-30	$15,645,835
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$1,826
Total interest from all sources	2014-06-30	$142,535
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$356,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$356,208
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$863,546
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$120,954
Administrative expenses (other) incurred	2014-06-30	$1,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$2,938,574
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$18,618,553
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$15,645,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$13,496,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$10,998,283
Value of interest in pooled separate accounts at end of year	2014-06-30	$672,505
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$523,928
Interest earned on other investments	2014-06-30	$142,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$335,340
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$159,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$159,381
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$4,114,308
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$3,964,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$2,063,881
Net investment gain/loss from pooled separate accounts	2014-06-30	$62,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$669,453
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2014-06-30	390859910
2013 : LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total transfer of assets from this plan	2013-06-30	$73,815
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$2,541,791
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$1,055,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$1,055,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$901,550
Value of total assets at end of year	2013-06-30	$15,645,835
Value of total assets at beginning of year	2013-06-30	$14,233,223
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$38
Total interest from all sources	2013-06-30	$125,939
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$118,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$118,900
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$795,915
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$105,635
Administrative expenses (other) incurred	2013-06-30	$38
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$1,486,427
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$15,645,835
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$14,233,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$10,998,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$9,929,207
Value of interest in pooled separate accounts at end of year	2013-06-30	$523,928
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$471,846
Interest earned on other investments	2013-06-30	$125,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$159,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$86,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$86,675
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$3,964,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$3,745,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$1,354,296
Net investment gain/loss from pooled separate accounts	2013-06-30	$41,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$1,055,326
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2013-06-30	390859910
2012 : LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total transfer of assets to this plan	2012-06-30	$37,087
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$1,239,193
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$681,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$681,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$1,126,103
Value of total assets at end of year	2012-06-30	$14,233,223
Value of total assets at beginning of year	2012-06-30	$13,638,678
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$2
Total interest from all sources	2012-06-30	$128,879
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$92,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$92,098
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$668,901
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$457,202
Administrative expenses (other) incurred	2012-06-30	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$557,458
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$14,233,223
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$13,638,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$9,929,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$9,538,166
Value of interest in pooled separate accounts at end of year	2012-06-30	$471,846
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$379,048
Interest earned on other investments	2012-06-30	$128,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$86,675
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$87,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$87,254
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$3,745,495
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$3,634,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-151,907
Net investment gain/loss from pooled separate accounts	2012-06-30	$44,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$681,733
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2012-06-30	390859910
2011 : LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$2,959,772
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$228,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$228,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$729,411
Value of total assets at end of year	2011-06-30	$13,638,678
Value of total assets at beginning of year	2011-06-30	$10,907,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$200
Total interest from all sources	2011-06-30	$110,427
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$45,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$45,608
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$704,726
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$24,685
Administrative expenses (other) incurred	2011-06-30	$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$2,731,071
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$13,638,678
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$10,907,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$9,538,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$7,264,731
Value of interest in pooled separate accounts at end of year	2011-06-30	$379,048
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$275,173
Interest earned on other investments	2011-06-30	$110,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$87,254
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$90,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$90,057
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$3,634,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$3,277,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$2,018,624
Net investment gain/loss from pooled separate accounts	2011-06-30	$55,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$228,501
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2011-06-30	390859910
2010 : LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0
2009 : LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-06-30	$0

Form 5500 Responses for LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN

2015: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	Yes
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: LAWRENCE UNIVERSITY TAX-DEFERRED SAVINGS PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	0
Insurance policy start date	2015-07-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	193
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	201
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	251
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	236
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104592

Policy instance

Insurance contract or identification number	104592
Number of Individuals Covered	223
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	LAWRENCE UNIVERSITY OF WISCONSIN
Employer identification number (EIN):	390806297
NAIC Classification:	611000