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GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 401k Plan overview

Plan NameGOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN
Plan identification number 002

GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. has sponsored the creation of one or more 401k plans.

Company Name:GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC.
Employer identification number (EIN):390808491
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01TAMARA T. JUNG
0022016-01-01TAMARA T. JUNG
0022015-01-01TAMARA T. JUNG
0022014-01-01TAMARA T. JUNG
0022013-01-01TAMARA T. JUNG
0022012-01-01CHARLES J. STADLER
0022011-01-01CHARLES J. STADLER
0022009-01-01CHARLES J. STADLER
0022009-01-01LAUREN JANSEN

Plan Statistics for GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN

401k plan membership statisitcs for GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN

Measure Date Value
2022: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,628
Total number of active participants reported on line 7a of the Form 55002022-01-019,997
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01143
Total of all active and inactive participants2022-01-0110,144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-0110,146
Number of participants with account balances2022-01-01803
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-018,485
Total number of active participants reported on line 7a of the Form 55002021-01-016,479
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-01143
Total of all active and inactive participants2021-01-016,626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-016,628
Number of participants with account balances2021-01-01795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,275
Total number of active participants reported on line 7a of the Form 55002020-01-018,287
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01185
Total of all active and inactive participants2020-01-018,474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-018,477
Number of participants with account balances2020-01-01843
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,669
Total number of active participants reported on line 7a of the Form 55002019-01-016,133
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01134
Total of all active and inactive participants2019-01-016,271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-016,274
Number of participants with account balances2019-01-01863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,865
Total number of active participants reported on line 7a of the Form 55002018-01-016,527
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01133
Total of all active and inactive participants2018-01-016,663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-016,665
Number of participants with account balances2018-01-01825
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015,409
Total number of active participants reported on line 7a of the Form 55002017-01-015,485
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01235
Total of all active and inactive participants2017-01-015,723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-015,724
Number of participants with account balances2017-01-01971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,411
Total number of active participants reported on line 7a of the Form 55002016-01-015,200
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01204
Total of all active and inactive participants2016-01-015,404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-015,405
Number of participants with account balances2016-01-01886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,181
Total number of active participants reported on line 7a of the Form 55002015-01-015,277
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01131
Total of all active and inactive participants2015-01-015,408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-015,409
Number of participants with account balances2015-01-01725
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,054
Total number of active participants reported on line 7a of the Form 55002014-01-015,028
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01151
Total of all active and inactive participants2014-01-015,179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-015,180
Number of participants with account balances2014-01-01768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,909
Total number of active participants reported on line 7a of the Form 55002013-01-014,992
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0160
Total of all active and inactive participants2013-01-015,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015,052
Number of participants with account balances2013-01-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01346
Total number of active participants reported on line 7a of the Form 55002012-01-014,869
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0138
Total of all active and inactive participants2012-01-014,907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014,907
Number of participants with account balances2012-01-01502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01314
Total number of active participants reported on line 7a of the Form 55002011-01-01313
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01346
Number of participants with account balances2011-01-01340
2009: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,339
Total number of active participants reported on line 7a of the Form 55002009-01-013,375
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-013,377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,377
Number of participants with account balances2009-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN

Measure Date Value
2022 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-802,211
Total of all expenses incurred2022-12-31$1,825,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,738,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,155,373
Value of total assets at end of year2022-12-31$21,924,098
Value of total assets at beginning of year2022-12-31$24,552,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$86,881
Total interest from all sources2022-12-31$73,367
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$381,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$381,265
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,986,741
Participant contributions at end of year2022-12-31$377,534
Participant contributions at beginning of year2022-12-31$319,832
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$168,632
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$459
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$309
Administrative expenses (other) incurred2022-12-31$71,357
Total non interest bearing cash at end of year2022-12-31$3,658
Total non interest bearing cash at beginning of year2022-12-31$12,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,628,037
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,924,098
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$24,552,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$15,524
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$18,079,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$20,006,143
Value of interest in pooled separate accounts at end of year2022-12-31$1,476,356
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,899,599
Interest on participant loans2022-12-31$17,297
Interest earned on other investments2022-12-31$56,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,986,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,313,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,005,303
Net investment gain/loss from pooled separate accounts2022-12-31$-406,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,738,945
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$5,607,201
Total of all expenses incurred2021-12-31$5,198,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,094,803
Expenses. Certain deemed distributions of participant loans2021-12-31$205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,641,916
Value of total assets at end of year2021-12-31$24,552,135
Value of total assets at beginning of year2021-12-31$24,143,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$103,564
Total interest from all sources2021-12-31$87,186
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$505,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$505,807
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,568,055
Participant contributions at end of year2021-12-31$319,832
Participant contributions at beginning of year2021-12-31$340,276
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$77,464
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$73,861
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$309
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,271
Administrative expenses (other) incurred2021-12-31$80,452
Total non interest bearing cash at end of year2021-12-31$12,381
Total non interest bearing cash at beginning of year2021-12-31$13,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$408,629
Value of net assets at end of year (total assets less liabilities)2021-12-31$24,552,135
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,143,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$23,112
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$20,006,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$19,292,492
Value of interest in pooled separate accounts at end of year2021-12-31$1,899,599
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,606,520
Interest on participant loans2021-12-31$14,802
Interest earned on other investments2021-12-31$72,384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,313,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,811,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,064,146
Net investment gain/loss from pooled separate accounts2021-12-31$308,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,094,803
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$5,670,004
Total of all expenses incurred2020-12-31$3,559,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,463,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,850,880
Value of total assets at end of year2020-12-31$24,143,506
Value of total assets at beginning of year2020-12-31$22,033,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$96,400
Total interest from all sources2020-12-31$92,710
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$323,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$323,613
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,585,580
Participant contributions at end of year2020-12-31$340,276
Participant contributions at beginning of year2020-12-31$311,914
Participant contributions at end of year2020-12-31$77,464
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$265,300
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,271
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$334
Administrative expenses (other) incurred2020-12-31$76,872
Total non interest bearing cash at end of year2020-12-31$13,803
Total non interest bearing cash at beginning of year2020-12-31$7,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,110,200
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,143,506
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$22,033,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$19,528
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$19,292,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$17,908,093
Value of interest in pooled separate accounts at end of year2020-12-31$1,606,520
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,532,109
Interest on participant loans2020-12-31$16,556
Interest earned on other investments2020-12-31$76,154
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,811,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,273,422
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,146,010
Net investment gain/loss from pooled separate accounts2020-12-31$256,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,463,404
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$6,475,064
Total of all expenses incurred2019-12-31$1,966,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,850,877
Expenses. Certain deemed distributions of participant loans2019-12-31$3,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,793,719
Value of total assets at end of year2019-12-31$22,033,306
Value of total assets at beginning of year2019-12-31$17,524,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$111,852
Total interest from all sources2019-12-31$74,049
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$379,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$379,222
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,692,494
Participant contributions at end of year2019-12-31$311,914
Participant contributions at beginning of year2019-12-31$345,025
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$101,225
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$334
Administrative expenses (other) incurred2019-12-31$93,955
Total non interest bearing cash at end of year2019-12-31$7,434
Total non interest bearing cash at beginning of year2019-12-31$8,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,508,733
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,033,306
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,524,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$17,897
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$17,908,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,504,490
Value of interest in pooled separate accounts at end of year2019-12-31$1,532,109
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,281,470
Interest on participant loans2019-12-31$17,095
Interest earned on other investments2019-12-31$56,954
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,273,422
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,385,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,915,910
Net investment gain/loss from pooled separate accounts2019-12-31$312,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,850,877
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$6,446
Total income from all sources (including contributions)2018-12-31$1,792,268
Total of all expenses incurred2018-12-31$2,736,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,643,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,821,741
Value of total assets at end of year2018-12-31$17,524,573
Value of total assets at beginning of year2018-12-31$18,462,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$92,629
Total interest from all sources2018-12-31$71,413
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$296,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$296,392
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,535,392
Participant contributions at end of year2018-12-31$345,025
Participant contributions at beginning of year2018-12-31$362,031
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$286,349
Administrative expenses (other) incurred2018-12-31$75,443
Total non interest bearing cash at end of year2018-12-31$8,378
Total non interest bearing cash at beginning of year2018-12-31$8,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-944,008
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,524,573
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,462,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$17,186
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,504,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,845,710
Value of interest in pooled separate accounts at end of year2018-12-31$1,281,470
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,771,280
Interest on participant loans2018-12-31$15,647
Interest earned on other investments2018-12-31$55,766
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,385,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,474,810
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,269,292
Net investment gain/loss from pooled separate accounts2018-12-31$-127,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,643,647
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$5,202,912
Total of all expenses incurred2017-12-31$2,080,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,015,568
Expenses. Certain deemed distributions of participant loans2017-12-31$201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,667,278
Value of total assets at end of year2017-12-31$18,462,135
Value of total assets at beginning of year2017-12-31$15,339,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$64,252
Total interest from all sources2017-12-31$68,111
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$229,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$229,253
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,339,093
Participant contributions at end of year2017-12-31$362,031
Participant contributions at beginning of year2017-12-31$256,187
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$328,185
Administrative expenses (other) incurred2017-12-31$46,453
Total non interest bearing cash at end of year2017-12-31$8,304
Total non interest bearing cash at beginning of year2017-12-31$4,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,122,891
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,462,135
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,339,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$17,799
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,845,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,177,341
Value of interest in pooled separate accounts at end of year2017-12-31$1,771,280
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,584,042
Interest on participant loans2017-12-31$11,683
Interest earned on other investments2017-12-31$56,428
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,474,810
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,317,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,977,487
Net investment gain/loss from pooled separate accounts2017-12-31$260,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,015,568
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHENCK SC
Accountancy firm EIN2017-12-31391173131
2016 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,263,452
Total of all expenses incurred2016-12-31$1,331,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,272,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,375,525
Value of total assets at end of year2016-12-31$15,339,244
Value of total assets at beginning of year2016-12-31$13,407,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$58,510
Total interest from all sources2016-12-31$56,329
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$188,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$188,221
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,165,791
Participant contributions at end of year2016-12-31$256,187
Participant contributions at beginning of year2016-12-31$198,449
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$209,734
Administrative expenses (other) incurred2016-12-31$43,442
Total non interest bearing cash at end of year2016-12-31$4,632
Total non interest bearing cash at beginning of year2016-12-31$4,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,932,081
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,339,244
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,407,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$15,068
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,177,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,158,966
Value of interest in pooled separate accounts at end of year2016-12-31$1,584,042
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,605,119
Interest on participant loans2016-12-31$8,960
Interest earned on other investments2016-12-31$47,369
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,317,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,440,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$520,358
Net investment gain/loss from pooled separate accounts2016-12-31$123,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,272,861
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHENCK SC
Accountancy firm EIN2016-12-31391173131
2015 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,371,342
Total of all expenses incurred2015-12-31$1,559,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,504,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,391,179
Value of total assets at end of year2015-12-31$13,407,163
Value of total assets at beginning of year2015-12-31$12,595,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$55,601
Total interest from all sources2015-12-31$55,085
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$166,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$166,406
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,840,250
Participant contributions at end of year2015-12-31$198,449
Participant contributions at beginning of year2015-12-31$167,811
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$550,929
Administrative expenses (other) incurred2015-12-31$41,792
Total non interest bearing cash at end of year2015-12-31$4,464
Total non interest bearing cash at beginning of year2015-12-31$7,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$811,504
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,407,163
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,595,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$13,809
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,158,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,632,369
Value of interest in pooled separate accounts at end of year2015-12-31$1,605,119
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,325,744
Interest on participant loans2015-12-31$7,374
Interest earned on other investments2015-12-31$47,711
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,440,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,462,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-224,768
Net investment gain/loss from pooled separate accounts2015-12-31$-16,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,504,237
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHENCK SC
Accountancy firm EIN2015-12-31391173131
2014 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,544,674
Total of all expenses incurred2014-12-31$1,479,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,445,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,830,766
Value of total assets at end of year2014-12-31$12,595,659
Value of total assets at beginning of year2014-12-31$11,530,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$34,558
Total interest from all sources2014-12-31$61,592
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$140,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$140,244
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,673,842
Participant contributions at end of year2014-12-31$167,811
Participant contributions at beginning of year2014-12-31$114,049
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$156,924
Administrative expenses (other) incurred2014-12-31$22,462
Total non interest bearing cash at end of year2014-12-31$7,179
Total non interest bearing cash at beginning of year2014-12-31$3,572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,065,096
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,595,659
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,530,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$12,096
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,632,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,156,123
Value of interest in pooled separate accounts at end of year2014-12-31$2,325,744
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,634,453
Interest on participant loans2014-12-31$4,383
Interest earned on other investments2014-12-31$57,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,462,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,622,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$346,899
Net investment gain/loss from pooled separate accounts2014-12-31$165,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,445,020
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHENCK SC
Accountancy firm EIN2014-12-31391173131
2013 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,481,490
Total of all expenses incurred2013-12-31$1,048,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,031,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,972,665
Value of total assets at end of year2013-12-31$11,530,563
Value of total assets at beginning of year2013-12-31$9,097,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$16,525
Total interest from all sources2013-12-31$62,251
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$85,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$85,792
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,612,950
Participant contributions at end of year2013-12-31$114,049
Participant contributions at beginning of year2013-12-31$110,680
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$359,715
Administrative expenses (other) incurred2013-12-31$2,847
Total non interest bearing cash at end of year2013-12-31$3,572
Total non interest bearing cash at beginning of year2013-12-31$3,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,433,337
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,530,563
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,097,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$11,953
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,156,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,328,905
Value of interest in pooled separate accounts at end of year2013-12-31$2,634,453
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,442,075
Interest on participant loans2013-12-31$3,491
Interest earned on other investments2013-12-31$58,760
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,622,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,211,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$820,273
Net investment gain/loss from pooled separate accounts2013-12-31$540,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,031,628
Contract administrator fees2013-12-31$1,725
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHENCK SC
Accountancy firm EIN2013-12-31391173131
2012 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,372,188
Total of all expenses incurred2012-12-31$579,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$570,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,604,661
Value of total assets at end of year2012-12-31$9,097,226
Value of total assets at beginning of year2012-12-31$7,304,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,316
Total interest from all sources2012-12-31$82,765
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$50,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$50,311
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,401,533
Participant contributions at end of year2012-12-31$110,680
Participant contributions at beginning of year2012-12-31$113,552
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$203,128
Administrative expenses (other) incurred2012-12-31$914
Total non interest bearing cash at end of year2012-12-31$3,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,792,699
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,097,226
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,304,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$6,392
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,328,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,836,805
Value of interest in pooled separate accounts at end of year2012-12-31$2,442,075
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,966,375
Interest on participant loans2012-12-31$4,373
Interest earned on other investments2012-12-31$78,392
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,211,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,387,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$316,593
Net investment gain/loss from pooled separate accounts2012-12-31$317,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$570,173
Contract administrator fees2012-12-31$2,010
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHENCK SC
Accountancy firm EIN2012-12-31391173131
2011 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,098,950
Total of all expenses incurred2011-12-31$509,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$506,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,211,151
Value of total assets at end of year2011-12-31$7,304,527
Value of total assets at beginning of year2011-12-31$6,715,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,470
Total interest from all sources2011-12-31$8,287
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$21,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$21,722
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,021,792
Participant contributions at end of year2011-12-31$113,552
Participant contributions at beginning of year2011-12-31$72,706
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$189,359
Other income not declared elsewhere2011-12-31$30,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$589,396
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,304,527
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,715,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$3,470
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,836,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,474,111
Value of interest in pooled separate accounts at end of year2011-12-31$2,966,375
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,068,243
Interest on participant loans2011-12-31$2,715
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,387,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,100,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-119,017
Net investment gain/loss from pooled separate accounts2011-12-31$-54,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$506,084
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHENCK SC
Accountancy firm EIN2011-12-31391173131
2010 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$1,822,511
Total of all expenses incurred2010-12-31$812,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$810,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,229,607
Value of total assets at end of year2010-12-31$6,715,131
Value of total assets at beginning of year2010-12-31$5,705,510
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,772
Total interest from all sources2010-12-31$8,520
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$13,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$13,973
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$962,223
Participant contributions at end of year2010-12-31$72,706
Participant contributions at beginning of year2010-12-31$93,307
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$267,384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$15,098
Other income not declared elsewhere2010-12-31$53,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,009,621
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,715,131
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,705,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$2,772
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,474,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,050,351
Value of interest in pooled separate accounts at end of year2010-12-31$3,068,243
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,489,390
Interest on participant loans2010-12-31$2,575
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$5,945
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,100,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,057,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$153,296
Net investment gain/loss from pooled separate accounts2010-12-31$363,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$810,118
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCHENCK SC
Accountancy firm EIN2010-12-31391173131
2009 : GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN

2022: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: GOODWILL INDUSTRIES OF SOUTHEASTERN WISCONSIN, INC. 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberTT069452
Policy instance 4
Insurance contract or identification numberTT069452
Number of Individuals Covered739
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 3
Insurance contract or identification number815941 001
Number of Individuals Covered15
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number913853
Policy instance 2
Insurance contract or identification number913853
Number of Individuals Covered33
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered26
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 3
Insurance contract or identification number815941 001
Number of Individuals Covered15
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered28
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered35
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberTT069452
Policy instance 4
Insurance contract or identification numberTT069452
Number of Individuals Covered738
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered36
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered29
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberTT069452
Policy instance 4
Insurance contract or identification numberTT069452
Number of Individuals Covered783
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 3
Insurance contract or identification number815941 001
Number of Individuals Covered15
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered32
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberTT069452
Policy instance 5
Insurance contract or identification numberTT069452
Number of Individuals Covered812
Insurance policy start date2020-06-05
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered39
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered17
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberTA069452
Policy instance 3
Insurance contract or identification numberTA069452
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-06-05
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 3
Insurance contract or identification number039810
Number of Individuals Covered755
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered19
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered67
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered34
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered19
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered35
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered68
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 3
Insurance contract or identification number039810
Number of Individuals Covered896
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941
Policy instance 5
Insurance contract or identification number815941
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered20
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 3
Insurance contract or identification number039810
Number of Individuals Covered725
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered75
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered37
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered41
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered81
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered24
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941
Policy instance 5
Insurance contract or identification number815941
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 3
Insurance contract or identification number039810
Number of Individuals Covered654
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941
Policy instance 5
Insurance contract or identification number815941
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered83
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $39
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39
Insurance broker organization code?3
Insurance broker nameMILWAUKEE REGIONAL OFFICE
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered43
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 3
Insurance contract or identification number039810
Number of Individuals Covered567
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered27
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 3
Insurance contract or identification number039810
Number of Individuals Covered502
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered29
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941
Policy instance 5
Insurance contract or identification number815941
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 2
Insurance contract or identification number389019-C
Number of Individuals Covered87
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $295
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees136
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameJUSTIN KONECK
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered50
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 3
Insurance contract or identification number389019-C
Number of Individuals Covered114
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,642
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered57
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 2
Insurance contract or identification number039810
Number of Individuals Covered136
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered34
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039810
Policy instance 2
Insurance contract or identification number039810
Number of Individuals Covered105
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number389019-C
Policy instance 3
Insurance contract or identification number389019-C
Number of Individuals Covered109
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $411
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees154
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameJOHN LANDVATTER
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number815941 001
Policy instance 4
Insurance contract or identification number815941 001
Number of Individuals Covered35
Insurance policy start date2010-03-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number703219 001
Policy instance 1
Insurance contract or identification number703219 001
Number of Individuals Covered64
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,388
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,320
Insurance broker organization code?3
Insurance broker nameK. COSENTINO

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