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CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NameCARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN
Plan identification number 001

CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARLSON TOOL & MANUFACTURING CORP. has sponsored the creation of one or more 401k plans.

Company Name:CARLSON TOOL & MANUFACTURING CORP.
Employer identification number (EIN):390973406
NAIC Classification:333900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012017-10-01
0012016-10-01MARK G DUNDON MARK G. DUNDON2018-07-16
0012015-10-01STEPHEN P. ANDERSON STEPHEN P. ANDERSON2017-07-14
0012014-10-01STEPHEN P. ANDERSON
0012013-10-01STEPHEN P. ANDERSON
0012012-10-01STEPHEN ANDERSON STEPHEN ANDERSON2014-07-15
0012011-10-01ROBERT DRIES ROBERT DRIES2013-07-12
0012010-10-01ROBERT DRIES ROBERT DRIES2012-07-05
0012009-10-01ROBERT DRIES

Plan Statistics for CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2021: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01192
Total number of active participants reported on line 7a of the Form 55002021-10-01112
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-0155
Total of all active and inactive participants2021-10-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-012
Total participants2021-10-01169
Number of participants with account balances2021-10-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-013
2020: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01204
Total number of active participants reported on line 7a of the Form 55002020-10-01125
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-0157
Total of all active and inactive participants2020-10-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01182
Number of participants with account balances2020-10-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-014
2019: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01235
Total number of active participants reported on line 7a of the Form 55002019-10-01139
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-0158
Total of all active and inactive participants2019-10-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01197
Number of participants with account balances2019-10-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01234
Total number of active participants reported on line 7a of the Form 55002018-10-01158
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-0177
Total of all active and inactive participants2018-10-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01235
Number of participants with account balances2018-10-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-011
2017: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01194
Total number of active participants reported on line 7a of the Form 55002017-10-01155
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0178
Total of all active and inactive participants2017-10-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-011
Total participants2017-10-01234
Number of participants with account balances2017-10-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-011
2016: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01200
Total number of active participants reported on line 7a of the Form 55002016-10-01135
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0158
Total of all active and inactive participants2016-10-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-011
Total participants2016-10-01194
Number of participants with account balances2016-10-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-016
2015: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01217
Total number of active participants reported on line 7a of the Form 55002015-10-01135
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0163
Total of all active and inactive participants2015-10-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-011
Total participants2015-10-01199
Number of participants with account balances2015-10-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-014
2014: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01203
Total number of active participants reported on line 7a of the Form 55002014-10-01141
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0168
Total of all active and inactive participants2014-10-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01209
Number of participants with account balances2014-10-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0112
2013: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01194
Total number of active participants reported on line 7a of the Form 55002013-10-01134
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0158
Total of all active and inactive participants2013-10-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01192
Number of participants with account balances2013-10-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-017
2012: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01178
Total number of active participants reported on line 7a of the Form 55002012-10-01134
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0150
Total of all active and inactive participants2012-10-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01184
Number of participants with account balances2012-10-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0112
2011: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01170
Total number of active participants reported on line 7a of the Form 55002011-10-01140
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0138
Total of all active and inactive participants2011-10-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01178
Number of participants with account balances2011-10-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-014
2010: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01162
Total number of active participants reported on line 7a of the Form 55002010-10-01136
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0134
Total of all active and inactive participants2010-10-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01170
Number of participants with account balances2010-10-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-013
2009: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01162
Total number of active participants reported on line 7a of the Form 55002009-10-01124
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0138
Total of all active and inactive participants2009-10-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01162
Number of participants with account balances2009-10-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2022 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-2,824,061
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$1,381,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$1,308,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,306,653
Value of total assets at end of year2022-09-30$19,542,849
Value of total assets at beginning of year2022-09-30$23,748,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$72,635
Total interest from all sources2022-09-30$5,691
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$401,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$401,187
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$749,841
Participant contributions at end of year2022-09-30$164,966
Participant contributions at beginning of year2022-09-30$149,434
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$346,035
Other income not declared elsewhere2022-09-30$4,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-4,205,434
Value of net assets at end of year (total assets less liabilities)2022-09-30$19,542,849
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$23,748,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$39,612
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$19,377,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$23,598,849
Interest on participant loans2022-09-30$5,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-4,542,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$210,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$1,308,738
Contract administrator fees2022-09-30$33,023
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30SIKICH LLP
Accountancy firm EIN2022-09-30363168081
2021 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$5,451,797
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,410,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,336,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,126,822
Value of total assets at end of year2021-09-30$23,748,283
Value of total assets at beginning of year2021-09-30$19,707,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$74,004
Total interest from all sources2021-09-30$6,206
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$313,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$313,699
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$675,895
Participant contributions at end of year2021-09-30$149,434
Participant contributions at beginning of year2021-09-30$111,873
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$272,057
Other income not declared elsewhere2021-09-30$2,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$4,040,974
Value of net assets at end of year (total assets less liabilities)2021-09-30$23,748,283
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$19,707,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$37,444
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$23,598,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$19,424,043
Interest on participant loans2021-09-30$6,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$4,002,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$178,870
Employer contributions (assets) at beginning of year2021-09-30$171,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,336,819
Contract administrator fees2021-09-30$36,560
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-09-30Yes
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30SIKICH LLP
Accountancy firm EIN2021-09-30363168081
2020 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$0
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total transfer of assets to this plan2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Expenses. Interest paid2020-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-09-30$0
Total income from all sources (including contributions)2020-09-30$2,883,598
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$580,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$514,516
Expenses. Certain deemed distributions of participant loans2020-09-30$0
Value of total corrective distributions2020-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,126,459
Value of total assets at end of year2020-09-30$19,707,309
Value of total assets at beginning of year2020-09-30$17,403,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$65,722
Total income from rents2020-09-30$0
Total interest from all sources2020-09-30$5,015
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$362,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$362,620
Administrative expenses professional fees incurred2020-09-30$0
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Amount of non-exempt transactions with any party-in-interest2020-09-30$0
Contributions received from participants2020-09-30$688,151
Participant contributions at end of year2020-09-30$111,873
Participant contributions at beginning of year2020-09-30$88,565
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$69,011
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$0
Other income not declared elsewhere2020-09-30$13
Administrative expenses (other) incurred2020-09-30$65,722
Liabilities. Value of operating payables at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Income. Non cash contributions2020-09-30$0
Value of net income/loss2020-09-30$2,303,360
Value of net assets at end of year (total assets less liabilities)2020-09-30$19,707,309
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$17,403,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-09-30$0
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-09-30$0
Investment advisory and management fees2020-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$19,424,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$17,315,384
Interest on participant loans2020-09-30$5,015
Income. Interest from loans (other than to participants)2020-09-30$0
Interest earned on other investments2020-09-30$0
Income. Interest from US Government securities2020-09-30$0
Income. Interest from corporate debt instruments2020-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$1,389,491
Net investment gain/loss from pooled separate accounts2020-09-30$0
Net investment gain or loss from common/collective trusts2020-09-30$0
Net gain/loss from 103.12 investment entities2020-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$369,297
Employer contributions (assets) at end of year2020-09-30$171,393
Employer contributions (assets) at beginning of year2020-09-30$0
Income. Dividends from preferred stock2020-09-30$0
Income. Dividends from common stock2020-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$514,516
Contract administrator fees2020-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2020-09-30$0
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Aggregate proceeds on sale of assets2020-09-30$0
Aggregate carrying amount (costs) on sale of assets2020-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30SIKICH LLP
Accountancy firm EIN2020-09-30390973406
2019 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$1,490,494
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$1,415,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$1,344,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,010,186
Value of total assets at end of year2019-09-30$17,403,949
Value of total assets at beginning of year2019-09-30$17,329,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$71,255
Total interest from all sources2019-09-30$4,476
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$338,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$338,601
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$775,835
Participant contributions at end of year2019-09-30$88,565
Participant contributions at beginning of year2019-09-30$83,903
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$5,662
Other income not declared elsewhere2019-09-30$15
Administrative expenses (other) incurred2019-09-30$71,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$74,882
Value of net assets at end of year (total assets less liabilities)2019-09-30$17,403,949
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$17,329,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$17,315,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$17,245,164
Interest on participant loans2019-09-30$4,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$137,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$228,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$1,344,357
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30SIKICH, LLP
Accountancy firm EIN2019-09-30363198081
2018 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$2,477,105
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$979,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$929,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$968,363
Value of total assets at end of year2018-09-30$17,329,067
Value of total assets at beginning of year2018-09-30$15,831,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$49,446
Total interest from all sources2018-09-30$3,398
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$289,041
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$289,041
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$726,164
Participant contributions at end of year2018-09-30$83,903
Participant contributions at beginning of year2018-09-30$51,322
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$23,120
Other income not declared elsewhere2018-09-30$2,783
Administrative expenses (other) incurred2018-09-30$49,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$1,497,970
Value of net assets at end of year (total assets less liabilities)2018-09-30$17,329,067
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$15,831,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$17,245,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$15,779,775
Interest on participant loans2018-09-30$3,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$1,213,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$219,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$929,689
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30SIKICH, LLP
Accountancy firm EIN2018-09-30363198081
2017 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$2,979,264
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$500,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$441,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$913,741
Value of total assets at end of year2017-09-30$15,831,097
Value of total assets at beginning of year2017-09-30$13,352,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$58,909
Total interest from all sources2017-09-30$2,516
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$248,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$248,951
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$631,767
Participant contributions at end of year2017-09-30$51,322
Participant contributions at beginning of year2017-09-30$43,430
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$99,628
Other income not declared elsewhere2017-09-30$122
Administrative expenses (other) incurred2017-09-30$58,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$2,478,759
Value of net assets at end of year (total assets less liabilities)2017-09-30$15,831,097
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$13,352,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$15,779,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$13,308,908
Interest on participant loans2017-09-30$2,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$1,813,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$182,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$441,596
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30SIKICH LLP
Accountancy firm EIN2017-09-30363168081
2016 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$2,209,352
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$844,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$798,425
Value of total corrective distributions2016-09-30$4
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$935,583
Value of total assets at end of year2016-09-30$13,352,338
Value of total assets at beginning of year2016-09-30$11,987,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$45,676
Total interest from all sources2016-09-30$3,292
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$203,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$203,246
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$594,835
Participant contributions at end of year2016-09-30$43,430
Participant contributions at beginning of year2016-09-30$79,698
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$199,224
Other income not declared elsewhere2016-09-30$6,328
Administrative expenses (other) incurred2016-09-30$45,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$1,365,247
Value of net assets at end of year (total assets less liabilities)2016-09-30$13,352,338
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$11,987,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$13,308,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$11,905,461
Interest on participant loans2016-09-30$3,292
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$1,932
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$1,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$1,060,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$141,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$798,425
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30SIKICH LLP
Accountancy firm EIN2016-09-30363168081
2015 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$390,028
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$329,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$273,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$691,719
Value of total assets at end of year2015-09-30$11,987,091
Value of total assets at beginning of year2015-09-30$11,926,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$56,658
Total interest from all sources2015-09-30$4,517
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$797,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$797,047
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$478,094
Participant contributions at end of year2015-09-30$79,698
Participant contributions at beginning of year2015-09-30$71,056
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$63,625
Administrative expenses (other) incurred2015-09-30$56,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$60,280
Value of net assets at end of year (total assets less liabilities)2015-09-30$11,987,091
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$11,926,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$11,905,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$11,852,752
Interest on participant loans2015-09-30$4,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$1,932
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$3,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$3,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-1,103,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$273,090
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30SIKICH LLP
Accountancy firm EIN2015-09-30363168081
2014 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$2,069,396
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$4,313,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$4,225,734
Value of total corrective distributions2014-09-30$14,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$500,755
Value of total assets at end of year2014-09-30$11,926,811
Value of total assets at beginning of year2014-09-30$14,171,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$73,439
Total interest from all sources2014-09-30$4,438
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$784,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$784,957
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$464,588
Participant contributions at end of year2014-09-30$71,056
Participant contributions at beginning of year2014-09-30$92,308
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$36,167
Other income not declared elsewhere2014-09-30$-1
Administrative expenses (other) incurred2014-09-30$73,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$-2,244,190
Value of net assets at end of year (total assets less liabilities)2014-09-30$11,926,811
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$14,171,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$11,852,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$14,078,693
Interest on participant loans2014-09-30$4,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$3,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$779,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$4,225,734
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$172,826
Aggregate carrying amount (costs) on sale of assets2014-09-30$172,826
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30SIKICH LLP
Accountancy firm EIN2014-09-30363168081
2013 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$3,156,094
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$1,480,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$1,413,970
Value of total corrective distributions2013-09-30$1,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$592,469
Value of total assets at end of year2013-09-30$14,171,001
Value of total assets at beginning of year2013-09-30$12,495,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$65,233
Total interest from all sources2013-09-30$4,696
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$432,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$432,737
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$431,951
Participant contributions at end of year2013-09-30$92,308
Participant contributions at beginning of year2013-09-30$81,535
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$60,518
Other income not declared elsewhere2013-09-30$-2
Administrative expenses (other) incurred2013-09-30$65,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$1,675,445
Value of net assets at end of year (total assets less liabilities)2013-09-30$14,171,001
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$12,495,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$14,078,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$12,414,021
Interest on participant loans2013-09-30$4,666
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$30
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$2,126,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$1,413,970
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$684,087
Aggregate carrying amount (costs) on sale of assets2013-09-30$684,087
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30SIKICH LLP
Accountancy firm EIN2013-09-30363168081
2012 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$3,470,362
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$868,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$813,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,090,707
Value of total assets at end of year2012-09-30$12,495,556
Value of total assets at beginning of year2012-09-30$9,893,792
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$54,665
Total interest from all sources2012-09-30$4,704
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$145,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$145,962
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$497,263
Participant contributions at end of year2012-09-30$81,535
Participant contributions at beginning of year2012-09-30$73,986
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$180,444
Other income not declared elsewhere2012-09-30$54,422
Administrative expenses (other) incurred2012-09-30$54,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$2,601,764
Value of net assets at end of year (total assets less liabilities)2012-09-30$12,495,556
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$9,893,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$12,414,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$9,819,806
Interest on participant loans2012-09-30$4,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$2,174,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$413,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$813,933
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30KOLB & COMPANY
Accountancy firm EIN2012-09-30391214245
2011 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$389,640
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$1,147,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,085,952
Expenses. Certain deemed distributions of participant loans2011-09-30$8,129
Value of total corrective distributions2011-09-30$7,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$641,837
Value of total assets at end of year2011-09-30$9,893,792
Value of total assets at beginning of year2011-09-30$10,651,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$46,496
Total interest from all sources2011-09-30$4,439
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$140,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$140,024
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$465,776
Participant contributions at end of year2011-09-30$73,986
Participant contributions at beginning of year2011-09-30$66,357
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$1,061
Other income not declared elsewhere2011-09-30$46,232
Administrative expenses (other) incurred2011-09-30$46,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-757,940
Value of net assets at end of year (total assets less liabilities)2011-09-30$9,893,792
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$10,651,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$9,819,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$10,585,375
Interest on participant loans2011-09-30$4,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-442,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$175,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,085,952
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30KOLB & COMPANY
Accountancy firm EIN2011-09-30391214345
2010 : CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN

2021: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedYes
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: CARLSON TOOL & MANUFACTURING CORP. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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