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PRINTRON 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NamePRINTRON 401(K) PROFIT SHARING PLAN
Plan identification number 002

PRINTRON 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

PRINTRON ENGRAVERS, INC. has sponsored the creation of one or more 401k plans.

Company Name:PRINTRON ENGRAVERS, INC.
Employer identification number (EIN):391024947
NAIC Classification:332810

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRINTRON 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-08-01
0022021-08-01
0022020-08-01
0022019-08-01STEVE BARRY2020-09-24
0022018-08-01STEVE BARRY2019-11-27
0022017-08-01STEVE BARRY2018-11-19
0022016-08-01STEVE BARRY2018-01-15
0022015-08-01STEVE BARRY2016-11-23
0022014-08-01STEVE BARRY
0022013-08-01STEVEN BARRY STEVEN BARRY2015-05-05
0022012-08-01STEVEN BARRY STEVEN BARRY2014-05-09
0022011-08-01STEVEN BARRY STEVEN BARRY2013-05-13
0022010-08-01STEVEN BARRY
0022009-08-01STEVEN BARRY

Plan Statistics for PRINTRON 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PRINTRON 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: PRINTRON 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-08-01118
Total number of active participants reported on line 7a of the Form 55002022-08-01100
Number of retired or separated participants receiving benefits2022-08-010
Number of other retired or separated participants entitled to future benefits2022-08-0118
Total of all active and inactive participants2022-08-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-08-010
Total participants2022-08-01118
Number of participants with account balances2022-08-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-08-016
2021: PRINTRON 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-08-01126
Total number of active participants reported on line 7a of the Form 55002021-08-01101
Number of retired or separated participants receiving benefits2021-08-010
Number of other retired or separated participants entitled to future benefits2021-08-0114
Total of all active and inactive participants2021-08-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-08-010
Total participants2021-08-01115
Number of participants with account balances2021-08-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-08-014
2020: PRINTRON 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-08-01121
Total number of active participants reported on line 7a of the Form 55002020-08-01109
Number of retired or separated participants receiving benefits2020-08-010
Number of other retired or separated participants entitled to future benefits2020-08-0117
Total of all active and inactive participants2020-08-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-08-010
Total participants2020-08-01126
Number of participants with account balances2020-08-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-08-015
2014: PRINTRON 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-08-01100
Total number of active participants reported on line 7a of the Form 55002014-08-0189
Number of retired or separated participants receiving benefits2014-08-010
Number of other retired or separated participants entitled to future benefits2014-08-019
Total of all active and inactive participants2014-08-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-08-010
Total participants2014-08-0198
Number of participants with account balances2014-08-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-08-013
2013: PRINTRON 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-08-01107
Total number of active participants reported on line 7a of the Form 55002013-08-0194
Number of retired or separated participants receiving benefits2013-08-010
Number of other retired or separated participants entitled to future benefits2013-08-016
Total of all active and inactive participants2013-08-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-08-010
Total participants2013-08-01100
Number of participants with account balances2013-08-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-08-010
2012: PRINTRON 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-08-01100
Total number of active participants reported on line 7a of the Form 55002012-08-0195
Number of retired or separated participants receiving benefits2012-08-010
Number of other retired or separated participants entitled to future benefits2012-08-018
Total of all active and inactive participants2012-08-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-08-010
Total participants2012-08-01103
Number of participants with account balances2012-08-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-08-010
2011: PRINTRON 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-08-01106
Total number of active participants reported on line 7a of the Form 55002011-08-0192
Number of retired or separated participants receiving benefits2011-08-010
Number of other retired or separated participants entitled to future benefits2011-08-017
Total of all active and inactive participants2011-08-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-08-010
Total participants2011-08-0199
Number of participants with account balances2011-08-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-08-010
2010: PRINTRON 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-08-01110
Total number of active participants reported on line 7a of the Form 55002010-08-0186
Number of retired or separated participants receiving benefits2010-08-010
Number of other retired or separated participants entitled to future benefits2010-08-0115
Total of all active and inactive participants2010-08-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-08-010
Total participants2010-08-01101
Number of participants with account balances2010-08-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-08-010
2009: PRINTRON 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-08-01112
Total number of active participants reported on line 7a of the Form 55002009-08-0192
Number of retired or separated participants receiving benefits2009-08-010
Number of other retired or separated participants entitled to future benefits2009-08-0115
Total of all active and inactive participants2009-08-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-08-011
Total participants2009-08-01108
Number of participants with account balances2009-08-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-08-010

Financial Data on PRINTRON 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : PRINTRON 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-07-31$0
Total income from all sources (including contributions)2023-07-31$1,337,947
Total loss/gain on sale of assets2023-07-31$0
Total of all expenses incurred2023-07-31$993,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-07-31$940,561
Expenses. Certain deemed distributions of participant loans2023-07-31$836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-07-31$740,204
Value of total assets at end of year2023-07-31$10,767,061
Value of total assets at beginning of year2023-07-31$10,422,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-07-31$52,110
Total interest from all sources2023-07-31$21,428
Total dividends received (eg from common stock, registered investment company shares)2023-07-31$374,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-07-31$374,929
Was this plan covered by a fidelity bond2023-07-31Yes
Value of fidelity bond cover2023-07-31$1,000,000
If this is an individual account plan, was there a blackout period2023-07-31No
Were there any nonexempt tranactions with any party-in-interest2023-07-31No
Contributions received from participants2023-07-31$586,643
Participant contributions at end of year2023-07-31$81,258
Participant contributions at beginning of year2023-07-31$92,482
Participant contributions at end of year2023-07-31$92
Participant contributions at beginning of year2023-07-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-07-31$26,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-07-31No
Value of net income/loss2023-07-31$344,440
Value of net assets at end of year (total assets less liabilities)2023-07-31$10,767,061
Value of net assets at beginning of year (total assets less liabilities)2023-07-31$10,422,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-07-31No
Were any leases to which the plan was party in default or uncollectible2023-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-07-31$9,774,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-07-31$9,340,880
Interest on participant loans2023-07-31$3,943
Interest earned on other investments2023-07-31$17,485
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-07-31$911,255
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-07-31$989,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-07-31$201,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-07-31No
Was there a failure to transmit to the plan any participant contributions2023-07-31Yes
Has the plan failed to provide any benefit when due under the plan2023-07-31No
Contributions received in cash from employer2023-07-31$126,596
Employer contributions (assets) at end of year2023-07-31$23
Employer contributions (assets) at beginning of year2023-07-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-07-31$940,561
Contract administrator fees2023-07-31$52,110
Did the plan have assets held for investment2023-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-07-31No
Opinion of an independent qualified public accountant for this plan2023-07-31Unqualified
Accountancy firm name2023-07-31BAKER TILLY US, LLP
Accountancy firm EIN2023-07-31390859910
2022 : PRINTRON 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-07-31$0
Total income from all sources (including contributions)2022-07-31$52,399
Total loss/gain on sale of assets2022-07-31$0
Total of all expenses incurred2022-07-31$1,061,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-07-31$980,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-07-31$999,249
Value of total assets at end of year2022-07-31$10,422,621
Value of total assets at beginning of year2022-07-31$11,431,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-07-31$80,475
Total interest from all sources2022-07-31$20,546
Total dividends received (eg from common stock, registered investment company shares)2022-07-31$668,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-07-31$668,561
Was this plan covered by a fidelity bond2022-07-31Yes
Value of fidelity bond cover2022-07-31$1,000,000
If this is an individual account plan, was there a blackout period2022-07-31No
Were there any nonexempt tranactions with any party-in-interest2022-07-31No
Contributions received from participants2022-07-31$561,262
Participant contributions at end of year2022-07-31$92,482
Participant contributions at beginning of year2022-07-31$72,880
Participant contributions at end of year2022-07-31$0
Participant contributions at beginning of year2022-07-31$18,727
Income. Received or receivable in cash from other sources (including rollovers)2022-07-31$313,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-07-31No
Value of net income/loss2022-07-31$-1,008,624
Value of net assets at end of year (total assets less liabilities)2022-07-31$10,422,621
Value of net assets at beginning of year (total assets less liabilities)2022-07-31$11,431,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-07-31No
Were any leases to which the plan was party in default or uncollectible2022-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-07-31$9,340,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-07-31$10,232,078
Interest on participant loans2022-07-31$3,919
Interest earned on other investments2022-07-31$16,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-07-31$989,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-07-31$1,103,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-07-31$-1,635,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-07-31No
Was there a failure to transmit to the plan any participant contributions2022-07-31Yes
Has the plan failed to provide any benefit when due under the plan2022-07-31No
Contributions received in cash from employer2022-07-31$124,273
Employer contributions (assets) at end of year2022-07-31$0
Employer contributions (assets) at beginning of year2022-07-31$4,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-07-31$980,548
Contract administrator fees2022-07-31$80,475
Did the plan have assets held for investment2022-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-07-31No
Opinion of an independent qualified public accountant for this plan2022-07-31Unqualified
Accountancy firm name2022-07-31BAKER TILLY US, LLP
Accountancy firm EIN2022-07-31390859910
2021 : PRINTRON 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-07-31$0
Total income from all sources (including contributions)2021-07-31$2,826,572
Total loss/gain on sale of assets2021-07-31$0
Total of all expenses incurred2021-07-31$178,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-07-31$117,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-07-31$642,954
Value of total assets at end of year2021-07-31$11,431,245
Value of total assets at beginning of year2021-07-31$8,782,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-07-31$60,748
Total interest from all sources2021-07-31$17,101
Total dividends received (eg from common stock, registered investment company shares)2021-07-31$315,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-07-31$315,801
Was this plan covered by a fidelity bond2021-07-31Yes
Value of fidelity bond cover2021-07-31$1,000,000
If this is an individual account plan, was there a blackout period2021-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-07-31$0
Were there any nonexempt tranactions with any party-in-interest2021-07-31No
Contributions received from participants2021-07-31$527,531
Participant contributions at end of year2021-07-31$72,880
Participant contributions at beginning of year2021-07-31$69,229
Participant contributions at end of year2021-07-31$18,727
Participant contributions at beginning of year2021-07-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-07-31$21
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-31No
Value of net income/loss2021-07-31$2,648,365
Value of net assets at end of year (total assets less liabilities)2021-07-31$11,431,245
Value of net assets at beginning of year (total assets less liabilities)2021-07-31$8,782,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-07-31No
Were any leases to which the plan was party in default or uncollectible2021-07-31No
Investment advisory and management fees2021-07-31$26,444
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-07-31$10,232,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-07-31$8,597,778
Interest on participant loans2021-07-31$3,477
Interest earned on other investments2021-07-31$13,624
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-07-31$1,103,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-07-31$115,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-07-31$1,850,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-07-31No
Was there a failure to transmit to the plan any participant contributions2021-07-31Yes
Has the plan failed to provide any benefit when due under the plan2021-07-31No
Contributions received in cash from employer2021-07-31$115,402
Employer contributions (assets) at end of year2021-07-31$4,225
Employer contributions (assets) at beginning of year2021-07-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-07-31$117,459
Contract administrator fees2021-07-31$34,304
Did the plan have assets held for investment2021-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-07-31No
Opinion of an independent qualified public accountant for this plan2021-07-31Unqualified
Accountancy firm name2021-07-31BAKER TILLY US, LLP
Accountancy firm EIN2021-07-31390859910
2015 : PRINTRON 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-07-31$0
Total income from all sources (including contributions)2015-07-31$629,137
Total loss/gain on sale of assets2015-07-31$0
Total of all expenses incurred2015-07-31$137,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-07-31$110,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-07-31$356,069
Value of total assets at end of year2015-07-31$6,080,659
Value of total assets at beginning of year2015-07-31$5,589,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-07-31$27,458
Total interest from all sources2015-07-31$6,634
Total dividends received (eg from common stock, registered investment company shares)2015-07-31$283,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-07-31$283,395
Was this plan covered by a fidelity bond2015-07-31Yes
Value of fidelity bond cover2015-07-31$1,000,000
If this is an individual account plan, was there a blackout period2015-07-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-07-31$0
Were there any nonexempt tranactions with any party-in-interest2015-07-31No
Contributions received from participants2015-07-31$296,456
Income. Received or receivable in cash from other sources (including rollovers)2015-07-31$16,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-07-31No
Value of net income/loss2015-07-31$491,362
Value of net assets at end of year (total assets less liabilities)2015-07-31$6,080,659
Value of net assets at beginning of year (total assets less liabilities)2015-07-31$5,589,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-07-31No
Were any leases to which the plan was party in default or uncollectible2015-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-07-31$5,332,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-07-31$5,442,128
Interest earned on other investments2015-07-31$6,634
Value of interest in common/collective trusts at end of year2015-07-31$0
Value of interest in common/collective trusts at beginning of year2015-07-31$147,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-07-31$748,589
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-07-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-07-31$-17,263
Net investment gain or loss from common/collective trusts2015-07-31$302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-07-31No
Was there a failure to transmit to the plan any participant contributions2015-07-31No
Has the plan failed to provide any benefit when due under the plan2015-07-31No
Contributions received in cash from employer2015-07-31$43,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-07-31$110,317
Contract administrator fees2015-07-31$27,458
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-07-31Yes
Did the plan have assets held for investment2015-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-07-31Yes
Opinion of an independent qualified public accountant for this plan2015-07-31Disclaimer
Accountancy firm name2015-07-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-07-31390859910
2014 : PRINTRON 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-07-31$0
Total income from all sources (including contributions)2014-07-31$833,591
Total loss/gain on sale of assets2014-07-31$0
Total of all expenses incurred2014-07-31$89,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-07-31$87,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-07-31$305,569
Value of total assets at end of year2014-07-31$5,589,297
Value of total assets at beginning of year2014-07-31$4,845,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-07-31$1,855
Total interest from all sources2014-07-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-07-31$201,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-07-31$201,115
Administrative expenses professional fees incurred2014-07-31$1,555
Was this plan covered by a fidelity bond2014-07-31Yes
Value of fidelity bond cover2014-07-31$500,000
If this is an individual account plan, was there a blackout period2014-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-07-31$0
Were there any nonexempt tranactions with any party-in-interest2014-07-31No
Contributions received from participants2014-07-31$267,212
Income. Received or receivable in cash from other sources (including rollovers)2014-07-31$8,035
Administrative expenses (other) incurred2014-07-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-07-31No
Value of net income/loss2014-07-31$743,822
Value of net assets at end of year (total assets less liabilities)2014-07-31$5,589,297
Value of net assets at beginning of year (total assets less liabilities)2014-07-31$4,845,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-07-31No
Were any leases to which the plan was party in default or uncollectible2014-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-07-31$5,442,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-07-31$4,687,295
Value of interest in common/collective trusts at end of year2014-07-31$147,169
Value of interest in common/collective trusts at beginning of year2014-07-31$158,180
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-07-31$325,852
Net investment gain or loss from common/collective trusts2014-07-31$1,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-07-31No
Was there a failure to transmit to the plan any participant contributions2014-07-31No
Has the plan failed to provide any benefit when due under the plan2014-07-31No
Contributions received in cash from employer2014-07-31$30,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-07-31$87,914
Did the plan have assets held for investment2014-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-07-31Yes
Opinion of an independent qualified public accountant for this plan2014-07-31Disclaimer
Accountancy firm name2014-07-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-07-31390859910
2013 : PRINTRON 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-07-31$0
Total income from all sources (including contributions)2013-07-31$1,039,433
Total loss/gain on sale of assets2013-07-31$0
Total of all expenses incurred2013-07-31$197,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-07-31$196,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-07-31$212,920
Value of total assets at end of year2013-07-31$4,845,475
Value of total assets at beginning of year2013-07-31$4,003,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-07-31$903
Total interest from all sources2013-07-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-07-31$285,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-07-31$285,979
Administrative expenses professional fees incurred2013-07-31$703
Was this plan covered by a fidelity bond2013-07-31Yes
Value of fidelity bond cover2013-07-31$500,000
If this is an individual account plan, was there a blackout period2013-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-07-31$0
Were there any nonexempt tranactions with any party-in-interest2013-07-31No
Contributions received from participants2013-07-31$210,127
Other income not declared elsewhere2013-07-31$31,367
Administrative expenses (other) incurred2013-07-31$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-07-31No
Value of net income/loss2013-07-31$842,312
Value of net assets at end of year (total assets less liabilities)2013-07-31$4,845,475
Value of net assets at beginning of year (total assets less liabilities)2013-07-31$4,003,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-07-31No
Were any leases to which the plan was party in default or uncollectible2013-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-07-31$4,687,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-07-31$3,913,728
Value of interest in common/collective trusts at end of year2013-07-31$158,180
Value of interest in common/collective trusts at beginning of year2013-07-31$89,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-07-31$507,990
Net investment gain or loss from common/collective trusts2013-07-31$1,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-07-31No
Was there a failure to transmit to the plan any participant contributions2013-07-31No
Has the plan failed to provide any benefit when due under the plan2013-07-31No
Contributions received in cash from employer2013-07-31$2,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-07-31$196,218
Did the plan have assets held for investment2013-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-07-31Yes
Opinion of an independent qualified public accountant for this plan2013-07-31Disclaimer
Accountancy firm name2013-07-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-07-31390859910
2012 : PRINTRON 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-07-31$0
Total income from all sources (including contributions)2012-07-31$210,574
Total loss/gain on sale of assets2012-07-31$0
Total of all expenses incurred2012-07-31$387,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-07-31$387,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-07-31$206,196
Value of total assets at end of year2012-07-31$4,003,163
Value of total assets at beginning of year2012-07-31$4,179,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-07-31$0
Total interest from all sources2012-07-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-07-31$57,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-07-31$57,575
Was this plan covered by a fidelity bond2012-07-31Yes
Value of fidelity bond cover2012-07-31$500,000
If this is an individual account plan, was there a blackout period2012-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-07-31$0
Were there any nonexempt tranactions with any party-in-interest2012-07-31No
Contributions received from participants2012-07-31$206,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-07-31No
Value of net income/loss2012-07-31$-176,625
Value of net assets at end of year (total assets less liabilities)2012-07-31$4,003,163
Value of net assets at beginning of year (total assets less liabilities)2012-07-31$4,179,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-07-31No
Were any leases to which the plan was party in default or uncollectible2012-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-07-31$3,913,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-07-31$4,129,413
Value of interest in common/collective trusts at end of year2012-07-31$89,435
Value of interest in common/collective trusts at beginning of year2012-07-31$50,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-07-31$-54,071
Net investment gain or loss from common/collective trusts2012-07-31$874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-07-31No
Was there a failure to transmit to the plan any participant contributions2012-07-31No
Has the plan failed to provide any benefit when due under the plan2012-07-31Yes
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-07-31$387,199
Did the plan have assets held for investment2012-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-07-31Yes
Opinion of an independent qualified public accountant for this plan2012-07-31Disclaimer
Accountancy firm name2012-07-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-07-31390859910
2011 : PRINTRON 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-07-31$0
Total income from all sources (including contributions)2011-07-31$774,007
Total loss/gain on sale of assets2011-07-31$0
Total of all expenses incurred2011-07-31$455,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-07-31$450,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-07-31$208,925
Value of total assets at end of year2011-07-31$4,179,788
Value of total assets at beginning of year2011-07-31$3,861,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-07-31$4,550
Total interest from all sources2011-07-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-07-31$44,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-07-31$44,796
Administrative expenses professional fees incurred2011-07-31$4,550
Was this plan covered by a fidelity bond2011-07-31Yes
Value of fidelity bond cover2011-07-31$500,000
If this is an individual account plan, was there a blackout period2011-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-07-31$0
Were there any nonexempt tranactions with any party-in-interest2011-07-31No
Contributions received from participants2011-07-31$208,925
Other income not declared elsewhere2011-07-31$-39
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-07-31No
Value of net income/loss2011-07-31$318,712
Value of net assets at end of year (total assets less liabilities)2011-07-31$4,179,788
Value of net assets at beginning of year (total assets less liabilities)2011-07-31$3,861,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-07-31No
Were any leases to which the plan was party in default or uncollectible2011-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-07-31$4,129,413
Value of interest in pooled separate accounts at beginning of year2011-07-31$3,857,560
Value of interest in common/collective trusts at end of year2011-07-31$50,375
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-07-31$3,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-07-31$519,324
Net investment gain or loss from common/collective trusts2011-07-31$1,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-07-31No
Was there a failure to transmit to the plan any participant contributions2011-07-31No
Has the plan failed to provide any benefit when due under the plan2011-07-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-07-31$450,745
Did the plan have assets held for investment2011-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-07-31Yes
Opinion of an independent qualified public accountant for this plan2011-07-31Disclaimer
Accountancy firm name2011-07-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-07-31390859910
2010 : PRINTRON 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-07-31$0

Form 5500 Responses for PRINTRON 401(K) PROFIT SHARING PLAN

2022: PRINTRON 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-08-01Type of plan entitySingle employer plan
2022-08-01Submission has been amendedNo
2022-08-01This submission is the final filingNo
2022-08-01This return/report is a short plan year return/report (less than 12 months)No
2022-08-01Plan is a collectively bargained planNo
2022-08-01Plan funding arrangement – InsuranceYes
2022-08-01Plan funding arrangement – TrustYes
2022-08-01Plan benefit arrangement – InsuranceYes
2022-08-01Plan benefit arrangement - TrustYes
2021: PRINTRON 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-08-01Type of plan entitySingle employer plan
2021-08-01Submission has been amendedNo
2021-08-01This submission is the final filingNo
2021-08-01This return/report is a short plan year return/report (less than 12 months)No
2021-08-01Plan is a collectively bargained planNo
2021-08-01Plan funding arrangement – InsuranceYes
2021-08-01Plan funding arrangement – TrustYes
2021-08-01Plan benefit arrangement – InsuranceYes
2021-08-01Plan benefit arrangement - TrustYes
2020: PRINTRON 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-08-01Type of plan entitySingle employer plan
2020-08-01Submission has been amendedNo
2020-08-01This submission is the final filingNo
2020-08-01This return/report is a short plan year return/report (less than 12 months)No
2020-08-01Plan is a collectively bargained planNo
2020-08-01Plan funding arrangement – InsuranceYes
2020-08-01Plan funding arrangement – TrustYes
2020-08-01Plan benefit arrangement – InsuranceYes
2020-08-01Plan benefit arrangement - TrustYes
2014: PRINTRON 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-08-01Type of plan entitySingle employer plan
2014-08-01Submission has been amendedNo
2014-08-01This submission is the final filingNo
2014-08-01This return/report is a short plan year return/report (less than 12 months)No
2014-08-01Plan is a collectively bargained planNo
2014-08-01Plan funding arrangement – InsuranceYes
2014-08-01Plan funding arrangement – TrustYes
2014-08-01Plan benefit arrangement – InsuranceYes
2014-08-01Plan benefit arrangement - TrustYes
2013: PRINTRON 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-08-01Type of plan entitySingle employer plan
2013-08-01Submission has been amendedNo
2013-08-01This submission is the final filingNo
2013-08-01This return/report is a short plan year return/report (less than 12 months)No
2013-08-01Plan is a collectively bargained planNo
2013-08-01Plan funding arrangement – TrustYes
2013-08-01Plan benefit arrangement - TrustYes
2012: PRINTRON 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-08-01Type of plan entitySingle employer plan
2012-08-01Submission has been amendedNo
2012-08-01This submission is the final filingNo
2012-08-01This return/report is a short plan year return/report (less than 12 months)No
2012-08-01Plan is a collectively bargained planNo
2012-08-01Plan funding arrangement – TrustYes
2012-08-01Plan benefit arrangement - TrustYes
2011: PRINTRON 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-08-01Type of plan entitySingle employer plan
2011-08-01Submission has been amendedNo
2011-08-01This submission is the final filingNo
2011-08-01This return/report is a short plan year return/report (less than 12 months)No
2011-08-01Plan is a collectively bargained planNo
2011-08-01Plan funding arrangement – TrustYes
2011-08-01Plan benefit arrangement - TrustYes
2010: PRINTRON 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-08-01Type of plan entitySingle employer plan
2010-08-01Submission has been amendedNo
2010-08-01This submission is the final filingNo
2010-08-01This return/report is a short plan year return/report (less than 12 months)No
2010-08-01Plan is a collectively bargained planNo
2010-08-01Plan funding arrangement – InsuranceYes
2010-08-01Plan funding arrangement – TrustYes
2010-08-01Plan benefit arrangement - TrustYes
2009: PRINTRON 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-08-01Type of plan entitySingle employer plan
2009-08-01Submission has been amendedNo
2009-08-01This submission is the final filingNo
2009-08-01This return/report is a short plan year return/report (less than 12 months)No
2009-08-01Plan is a collectively bargained planNo
2009-08-01Plan funding arrangement – InsuranceYes
2009-08-01Plan funding arrangement – TrustYes
2009-08-01Plan benefit arrangement – InsuranceYes
2009-08-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896575-087
Policy instance 1
Insurance contract or identification number896575-087
Number of Individuals Covered86
Insurance policy start date2022-08-01
Insurance policy end date2023-07-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896575-087
Policy instance 1
Insurance contract or identification number896575-087
Number of Individuals Covered87
Insurance policy start date2021-08-01
Insurance policy end date2022-07-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896575-087
Policy instance 1
Insurance contract or identification number896575-087
Number of Individuals Covered94
Insurance policy start date2020-08-01
Insurance policy end date2021-07-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893942-087
Policy instance 1
Insurance contract or identification number893942-087
Number of Individuals Covered55
Insurance policy start date2014-08-01
Insurance policy end date2015-07-31
Total amount of commissions paid to insurance brokerUSD $1,874
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,874
Insurance broker organization code?7
Insurance broker nameUBS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number1210346
Policy instance 1
Insurance contract or identification number1210346
Number of Individuals Covered0
Insurance policy start date2010-08-01
Insurance policy end date2010-10-21
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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