401k Plan data: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN plan

HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN
Plan identification number	001

HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

HERZING, INC. has sponsored the creation of one or more 401k plans.

Company Name: HERZING, INC.

Employer identification number (EIN): 391040865

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 RYAN ODESKY
001 2013-01-01 RYAN ODESKY
001 2012-01-01 LISA BAIOCCHI LISA BAIOCCHI 2013-07-30
001 2011-01-01 RYAN ODESKY
001 2009-01-01 HENRY HERZING HENRY HERZING 2010-11-10
001 2009-01-01 HENRY HERZING

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	RYAN ODESKY
001	2013-01-01	RYAN ODESKY
001	2012-01-01	LISA BAIOCCHI	LISA BAIOCCHI	2013-07-30
001	2011-01-01	RYAN ODESKY
001	2009-01-01	HENRY HERZING	HENRY HERZING	2010-11-10
001	2009-01-01	HENRY HERZING

Plan Statistics for HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN

401k plan membership statisitcs for HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN

Measure Date Value
2014: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,398
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,163
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 224
Total of all active and inactive participants 2014-01-01 1,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 1,389
Number of participants with account balances 2014-01-01 1,331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 231
2013: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,439
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,114
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 245
Total of all active and inactive participants 2013-01-01 1,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,361
Number of participants with account balances 2013-01-01 1,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 292
2012: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,427
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,109
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 330
Total of all active and inactive participants 2012-01-01 1,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,439
Number of participants with account balances 2012-01-01 1,439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,375
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,152
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 275
Total of all active and inactive participants 2011-01-01 1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,427
Number of participants with account balances 2011-01-01 1,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 34
2009: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 632
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 753
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 168
Total of all active and inactive participants 2009-01-01 921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 921
Number of participants with account balances 2009-01-01 834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 21

Measure	Date	Value
2014: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,398
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,163
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	224
Total of all active and inactive participants	2014-01-01	1,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	1,389
Number of participants with account balances	2014-01-01	1,331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	231
2013: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,439
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,114
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	245
Total of all active and inactive participants	2013-01-01	1,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,361
Number of participants with account balances	2013-01-01	1,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	292
2012: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,427
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,109
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	330
Total of all active and inactive participants	2012-01-01	1,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,439
Number of participants with account balances	2012-01-01	1,439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,375
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,152
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	275
Total of all active and inactive participants	2011-01-01	1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,427
Number of participants with account balances	2011-01-01	1,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	34
2009: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	632
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	753
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	168
Total of all active and inactive participants	2009-01-01	921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	921
Number of participants with account balances	2009-01-01	834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	21

Financial Data on HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN

Measure	Date	Value
2014 : HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,373,692
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,316,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,243,725
Expenses. Certain deemed distributions of participant loans	2014-12-31	$48,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,016,804
Value of total assets at end of year	2014-12-31	$21,153,035
Value of total assets at beginning of year	2014-12-31	$20,095,351
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$24,109
Total interest from all sources	2014-12-31	$12,428
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,103,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,103,779
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$600,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,161,165
Participant contributions at end of year	2014-12-31	$446,612
Participant contributions at beginning of year	2014-12-31	$279,880
Participant contributions at end of year	2014-12-31	$79,611
Participant contributions at beginning of year	2014-12-31	$163
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$162,264
Other income not declared elsewhere	2014-12-31	$173,607
Administrative expenses (other) incurred	2014-12-31	$24,109
Total non interest bearing cash at end of year	2014-12-31	$642
Total non interest bearing cash at beginning of year	2014-12-31	$445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,057,684
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$21,153,035
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$20,095,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$18,641,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$17,835,165
Interest on participant loans	2014-12-31	$12,427
Value of interest in common/collective trusts at end of year	2014-12-31	$1,628,275
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,979,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$24,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$53,706
Net investment gain or loss from common/collective trusts	2014-12-31	$13,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$693,375
Employer contributions (assets) at end of year	2014-12-31	$331,759
Employer contributions (assets) at beginning of year	2014-12-31	$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,243,725
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,477,635
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,816,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,738,206
Expenses. Certain deemed distributions of participant loans	2013-12-31	$38,659
Value of total corrective distributions	2013-12-31	$2,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,119,511
Value of total assets at end of year	2013-12-31	$20,095,351
Value of total assets at beginning of year	2013-12-31	$15,434,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$37,559
Total interest from all sources	2013-12-31	$8,245
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$628,614
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$628,614
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$600,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,282,152
Participant contributions at end of year	2013-12-31	$279,880
Participant contributions at beginning of year	2013-12-31	$177,213
Participant contributions at end of year	2013-12-31	$163
Participant contributions at beginning of year	2013-12-31	$160,799
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$36,251
Other income not declared elsewhere	2013-12-31	$27,499
Administrative expenses (other) incurred	2013-12-31	$37,559
Total non interest bearing cash at end of year	2013-12-31	$445
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,660,867
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$20,095,351
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$15,434,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$17,835,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,184,993
Interest on participant loans	2013-12-31	$8,245
Value of interest in common/collective trusts at end of year	2013-12-31	$1,979,590
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,002,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,678,793
Net investment gain or loss from common/collective trusts	2013-12-31	$14,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$801,108
Employer contributions (assets) at end of year	2013-12-31	$108
Employer contributions (assets) at beginning of year	2013-12-31	$909,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,738,206
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$513,048
Total income from all sources (including contributions)	2012-12-31	$4,688,981
Total of all expenses incurred	2012-12-31	$1,542,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,509,461
Expenses. Certain deemed distributions of participant loans	2012-12-31	$17,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,235,934
Value of total assets at end of year	2012-12-31	$15,434,484
Value of total assets at beginning of year	2012-12-31	$11,774,816
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$15,848
Total interest from all sources	2012-12-31	$5,191
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$296,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$296,312
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$600,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,019,265
Participant contributions at end of year	2012-12-31	$177,213
Participant contributions at beginning of year	2012-12-31	$152,788
Participant contributions at end of year	2012-12-31	$160,799
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$304,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,146,620
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$15,434,484
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$11,774,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,184,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,119,042
Interest on participant loans	2012-12-31	$5,191
Value of interest in common/collective trusts at end of year	2012-12-31	$2,002,089
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,677,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$103
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$103
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,151,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$912,069
Employer contributions (assets) at end of year	2012-12-31	$909,211
Employer contributions (assets) at beginning of year	2012-12-31	$825,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,509,461
Contract administrator fees	2012-12-31	$15,848
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	SCHENCK SC
Accountancy firm EIN	2012-12-31	391173131
2011 : HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$15,354
Total income from all sources (including contributions)	2011-12-31	$2,385,419
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,267,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,224,454
Expenses. Certain deemed distributions of participant loans	2011-12-31	$27,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,617,484
Value of total assets at end of year	2011-12-31	$11,774,816
Value of total assets at beginning of year	2011-12-31	$10,672,275
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,152
Total interest from all sources	2011-12-31	$5,133
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$263,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$263,794
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$600,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,718,579
Participant contributions at end of year	2011-12-31	$152,788
Participant contributions at beginning of year	2011-12-31	$138,183
Participant contributions at end of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$71,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$15,354
Administrative expenses (other) incurred	2011-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,117,895
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$11,774,816
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,656,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,119,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,059,817
Interest on participant loans	2011-12-31	$5,133
Value of interest in common/collective trusts at end of year	2011-12-31	$1,677,624
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,541,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$103
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$103
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$103
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-500,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$827,801
Employer contributions (assets) at end of year	2011-12-31	$825,259
Employer contributions (assets) at beginning of year	2011-12-31	$932,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,224,454
Contract administrator fees	2011-12-31	$15,150
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Qualified
Accountancy firm name	2011-12-31	SCHENCK BUSINESS SOLUTIONS
Accountancy firm EIN	2011-12-31	391173131
2010 : HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$15,354
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,665
Total income from all sources (including contributions)	2010-12-31	$3,207,463
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$588,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$582,857
Value of total corrective distributions	2010-12-31	$2,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,186,857
Value of total assets at end of year	2010-12-31	$10,672,275
Value of total assets at beginning of year	2010-12-31	$8,041,646
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,501
Total interest from all sources	2010-12-31	$5,293
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$71,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$71,539
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$600,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,185,090
Participant contributions at end of year	2010-12-31	$138,183
Participant contributions at beginning of year	2010-12-31	$113,481
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$66,219
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$15,354
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$3,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,618,940
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,656,921
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,037,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,059,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,832,616
Interest on participant loans	2010-12-31	$5,290
Value of interest in common/collective trusts at end of year	2010-12-31	$1,541,772
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,592,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$103
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$106
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$106
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$919,496
Net investment gain or loss from common/collective trusts	2010-12-31	$24,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$935,548
Employer contributions (assets) at end of year	2010-12-31	$932,400
Employer contributions (assets) at beginning of year	2010-12-31	$502,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$582,857
Contract administrator fees	2010-12-31	$3,501
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Qualified
Accountancy firm name	2010-12-31	SCHENCK BUSINESS SOLUTIONS
Accountancy firm EIN	2010-12-31	391173131
2009 : HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN

2014: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HERZING, INC. PROFIT SHARING 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

HERZING, INC. HEALTH REIMBURSMENT ARRANGEMENT [EIN = 361040865]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HERZING, INC.
Employer identification number (EIN):	391040865
NAIC Classification:	611000