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ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASSOCIATED BANC-CORP has sponsored the creation of one or more 401k plans.

Company Name:ASSOCIATED BANC-CORP
Employer identification number (EIN):391098068
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01TAMMY STADLER
0022017-01-01TAMMY STADLER
0022016-01-01TAMMY STADLER
0022015-01-01TAMMY STADLER
0022014-01-01TAMMY STADLER
0022013-01-01TAMMY STADLER
0022012-01-01BRYAN R. MCKEAG
0022011-01-01CHRISTOPHER J. DEL MORAL-NILES CHRISTOPHER J. DEL MORAL-NILES2012-07-30
0022009-01-01KATEY SMITH KATEY SMITH2010-07-29

Plan Statistics for ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,290
Total number of active participants reported on line 7a of the Form 55002022-01-014,248
Number of retired or separated participants receiving benefits2022-01-01311
Number of other retired or separated participants entitled to future benefits2022-01-011,880
Total of all active and inactive participants2022-01-016,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0130
Total participants2022-01-016,469
Number of participants with account balances2022-01-016,380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,742
Total number of active participants reported on line 7a of the Form 55002021-01-014,052
Number of retired or separated participants receiving benefits2021-01-01332
Number of other retired or separated participants entitled to future benefits2021-01-011,877
Total of all active and inactive participants2021-01-016,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0129
Total participants2021-01-016,290
Number of participants with account balances2021-01-016,178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-017,028
Total number of active participants reported on line 7a of the Form 55002020-01-014,080
Number of retired or separated participants receiving benefits2020-01-01413
Number of other retired or separated participants entitled to future benefits2020-01-012,215
Total of all active and inactive participants2020-01-016,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0134
Total participants2020-01-016,742
Number of participants with account balances2020-01-016,692
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,818
Total number of active participants reported on line 7a of the Form 55002019-01-014,762
Number of retired or separated participants receiving benefits2019-01-01352
Number of other retired or separated participants entitled to future benefits2019-01-011,879
Total of all active and inactive participants2019-01-016,993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0135
Total participants2019-01-017,028
Number of participants with account balances2019-01-016,944
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,957
Total number of active participants reported on line 7a of the Form 55002018-01-014,786
Number of retired or separated participants receiving benefits2018-01-01360
Number of other retired or separated participants entitled to future benefits2018-01-011,641
Total of all active and inactive participants2018-01-016,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0131
Total participants2018-01-016,818
Number of participants with account balances2018-01-016,700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,021
Total number of active participants reported on line 7a of the Form 55002017-01-014,398
Number of retired or separated participants receiving benefits2017-01-01268
Number of other retired or separated participants entitled to future benefits2017-01-011,272
Total of all active and inactive participants2017-01-015,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0119
Total participants2017-01-015,957
Number of participants with account balances2017-01-015,805
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,992
Total number of active participants reported on line 7a of the Form 55002016-01-014,453
Number of retired or separated participants receiving benefits2016-01-01265
Number of other retired or separated participants entitled to future benefits2016-01-011,272
Total of all active and inactive participants2016-01-015,990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0131
Total participants2016-01-016,021
Number of participants with account balances2016-01-015,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016,030
Total number of active participants reported on line 7a of the Form 55002015-01-014,342
Number of retired or separated participants receiving benefits2015-01-01291
Number of other retired or separated participants entitled to future benefits2015-01-011,341
Total of all active and inactive participants2015-01-015,974
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0118
Total participants2015-01-015,992
Number of participants with account balances2015-01-015,749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016,148
Total number of active participants reported on line 7a of the Form 55002014-01-014,439
Number of retired or separated participants receiving benefits2014-01-01277
Number of other retired or separated participants entitled to future benefits2014-01-011,287
Total of all active and inactive participants2014-01-016,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0127
Total participants2014-01-016,030
Number of participants with account balances2014-01-015,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,236
Total number of active participants reported on line 7a of the Form 55002013-01-014,669
Number of retired or separated participants receiving benefits2013-01-01241
Number of other retired or separated participants entitled to future benefits2013-01-011,218
Total of all active and inactive participants2013-01-016,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0120
Total participants2013-01-016,148
Number of participants with account balances2013-01-015,636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,576
Total number of active participants reported on line 7a of the Form 55002012-01-015,027
Number of retired or separated participants receiving benefits2012-01-01135
Number of other retired or separated participants entitled to future benefits2012-01-011,058
Total of all active and inactive participants2012-01-016,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0116
Total participants2012-01-016,236
Number of participants with account balances2012-01-015,689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,496
Total number of active participants reported on line 7a of the Form 55002011-01-015,217
Number of retired or separated participants receiving benefits2011-01-01152
Number of other retired or separated participants entitled to future benefits2011-01-011,194
Total of all active and inactive participants2011-01-016,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0113
Total participants2011-01-016,576
Number of participants with account balances2011-01-015,346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016,931
Total number of active participants reported on line 7a of the Form 55002009-01-014,994
Number of retired or separated participants receiving benefits2009-01-01104
Number of other retired or separated participants entitled to future benefits2009-01-011,225
Total of all active and inactive participants2009-01-016,323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0120
Total participants2009-01-016,343
Number of participants with account balances2009-01-015,149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0146

Financial Data on ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$504,218
Total unrealized appreciation/depreciation of assets2022-12-31$504,218
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$721,672
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,157,262
Total income from all sources (including contributions)2022-12-31$-75,658,188
Total loss/gain on sale of assets2022-12-31$467,501
Total of all expenses incurred2022-12-31$56,172,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$55,362,194
Value of total corrective distributions2022-12-31$77,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$48,257,853
Value of total assets at end of year2022-12-31$676,259,692
Value of total assets at beginning of year2022-12-31$808,526,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$732,696
Total interest from all sources2022-12-31$355,313
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,075,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,570,731
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$26,408,930
Participant contributions at end of year2022-12-31$6,373,533
Participant contributions at beginning of year2022-12-31$6,254,136
Assets. Other investments not covered elsewhere at end of year2022-12-31$16,568
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$16,493
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,422,930
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$212,561
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$783,016
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$602,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$980,919
Other income not declared elsewhere2022-12-31$13,302
Administrative expenses (other) incurred2022-12-31$118,824
Liabilities. Value of operating payables at end of year2022-12-31$119,508
Liabilities. Value of operating payables at beginning of year2022-12-31$176,343
Total non interest bearing cash at end of year2022-12-31$592,938
Total non interest bearing cash at beginning of year2022-12-31$609,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-131,831,061
Value of net assets at end of year (total assets less liabilities)2022-12-31$675,538,020
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$807,369,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$613,872
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$310,674,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$544,347,100
Interest on participant loans2022-12-31$355,313
Value of interest in common/collective trusts at end of year2022-12-31$300,653,010
Value of interest in common/collective trusts at beginning of year2022-12-31$200,887,934
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-88,182,927
Net investment gain or loss from common/collective trusts2022-12-31$-42,148,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$42,419,187
Assets. Invements in employer securities at beginning of year2022-12-31$42,613,512
Contributions received in cash from employer2022-12-31$15,425,993
Employer contributions (assets) at end of year2022-12-31$15,317,051
Employer contributions (assets) at beginning of year2022-12-31$13,014,747
Income. Dividends from common stock2022-12-31$1,504,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$55,362,194
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$5,456,642
Aggregate carrying amount (costs) on sale of assets2022-12-31$4,989,141
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$10,470,694
Total unrealized appreciation/depreciation of assets2021-12-31$10,470,694
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,157,262
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$631,152
Total income from all sources (including contributions)2021-12-31$157,720,106
Total loss/gain on sale of assets2021-12-31$261,071
Total of all expenses incurred2021-12-31$98,564,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$97,697,906
Value of total corrective distributions2021-12-31$37,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$41,372,661
Value of total assets at end of year2021-12-31$808,526,343
Value of total assets at beginning of year2021-12-31$748,844,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$829,300
Total interest from all sources2021-12-31$378,818
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,490,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,065,405
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$23,195,607
Participant contributions at end of year2021-12-31$6,254,136
Participant contributions at beginning of year2021-12-31$6,846,348
Assets. Other investments not covered elsewhere at end of year2021-12-31$16,493
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$78,260
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,161,573
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$783,016
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,222,156
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$980,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$461,132
Other income not declared elsewhere2021-12-31$2,293
Administrative expenses (other) incurred2021-12-31$114,714
Liabilities. Value of operating payables at end of year2021-12-31$176,343
Liabilities. Value of operating payables at beginning of year2021-12-31$170,020
Total non interest bearing cash at end of year2021-12-31$609,405
Total non interest bearing cash at beginning of year2021-12-31$622,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$59,155,491
Value of net assets at end of year (total assets less liabilities)2021-12-31$807,369,081
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$748,213,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$714,586
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$544,347,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$485,674,502
Interest on participant loans2021-12-31$378,818
Value of interest in common/collective trusts at end of year2021-12-31$200,887,934
Value of interest in common/collective trusts at beginning of year2021-12-31$205,998,407
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$82,436,637
Net investment gain or loss from common/collective trusts2021-12-31$15,307,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$42,613,512
Assets. Invements in employer securities at beginning of year2021-12-31$33,698,546
Contributions received in cash from employer2021-12-31$13,015,481
Employer contributions (assets) at end of year2021-12-31$13,014,747
Employer contributions (assets) at beginning of year2021-12-31$14,696,690
Income. Dividends from common stock2021-12-31$1,425,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$97,697,906
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$5,833,344
Aggregate carrying amount (costs) on sale of assets2021-12-31$5,572,273
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-7,780,331
Total unrealized appreciation/depreciation of assets2020-12-31$-7,780,331
Total transfer of assets to this plan2020-12-31$6,102,456
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$631,152
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$714,489
Total income from all sources (including contributions)2020-12-31$140,280,896
Total loss/gain on sale of assets2020-12-31$-1,784,507
Total of all expenses incurred2020-12-31$106,465,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$105,666,136
Value of total corrective distributions2020-12-31$11,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$44,966,374
Value of total assets at end of year2020-12-31$748,844,742
Value of total assets at beginning of year2020-12-31$709,010,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$787,769
Total interest from all sources2020-12-31$453,069
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,090,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,679,394
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$27,250,001
Participant contributions at end of year2020-12-31$6,846,348
Participant contributions at beginning of year2020-12-31$7,436,548
Assets. Other investments not covered elsewhere at end of year2020-12-31$78,260
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$73,720
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,019,683
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,222,156
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$377,642
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$461,132
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$534,101
Other income not declared elsewhere2020-12-31$10,865
Administrative expenses (other) incurred2020-12-31$129,842
Liabilities. Value of operating payables at end of year2020-12-31$170,020
Liabilities. Value of operating payables at beginning of year2020-12-31$180,388
Total non interest bearing cash at end of year2020-12-31$622,965
Total non interest bearing cash at beginning of year2020-12-31$665,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$33,815,431
Value of net assets at end of year (total assets less liabilities)2020-12-31$748,213,590
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$708,295,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$657,927
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$485,674,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$447,624,825
Interest on participant loans2020-12-31$453,069
Value of interest in common/collective trusts at end of year2020-12-31$205,998,407
Value of interest in common/collective trusts at beginning of year2020-12-31$192,915,729
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$6,794
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,208
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$72,284,642
Net investment gain or loss from common/collective trusts2020-12-31$25,040,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$33,698,546
Assets. Invements in employer securities at beginning of year2020-12-31$43,809,633
Contributions received in cash from employer2020-12-31$14,696,690
Employer contributions (assets) at end of year2020-12-31$14,696,690
Employer contributions (assets) at beginning of year2020-12-31$16,099,328
Income. Dividends from common stock2020-12-31$1,411,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$105,663,928
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$4,897,925
Aggregate carrying amount (costs) on sale of assets2020-12-31$6,682,432
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$4,649,568
Total unrealized appreciation/depreciation of assets2019-12-31$4,649,568
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$714,489
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$614,881
Total income from all sources (including contributions)2019-12-31$182,817,890
Total loss/gain on sale of assets2019-12-31$22,053
Total of all expenses incurred2019-12-31$70,396,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$69,462,039
Value of total corrective distributions2019-12-31$51,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$52,736,265
Value of total assets at end of year2019-12-31$709,010,192
Value of total assets at beginning of year2019-12-31$596,488,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$882,482
Total interest from all sources2019-12-31$464,425
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,758,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,339,921
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$27,949,747
Participant contributions at end of year2019-12-31$7,436,548
Participant contributions at beginning of year2019-12-31$7,159,849
Assets. Other investments not covered elsewhere at end of year2019-12-31$73,720
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$68,800
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,687,064
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$377,642
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$140,121
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$534,101
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$450,181
Other income not declared elsewhere2019-12-31$7,777
Administrative expenses (other) incurred2019-12-31$128,645
Liabilities. Value of operating payables at end of year2019-12-31$180,388
Liabilities. Value of operating payables at beginning of year2019-12-31$164,700
Total non interest bearing cash at end of year2019-12-31$665,973
Total non interest bearing cash at beginning of year2019-12-31$589,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$112,421,884
Value of net assets at end of year (total assets less liabilities)2019-12-31$708,295,703
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$595,873,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$753,837
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$447,624,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$348,923,346
Interest on participant loans2019-12-31$464,425
Value of interest in common/collective trusts at end of year2019-12-31$192,915,729
Value of interest in common/collective trusts at beginning of year2019-12-31$180,574,889
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$542,117
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$88,878,807
Net investment gain or loss from common/collective trusts2019-12-31$27,300,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$43,809,633
Assets. Invements in employer securities at beginning of year2019-12-31$43,015,717
Contributions received in cash from employer2019-12-31$16,099,454
Employer contributions (assets) at end of year2019-12-31$16,099,328
Employer contributions (assets) at beginning of year2019-12-31$15,473,957
Income. Dividends from common stock2019-12-31$1,418,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$69,459,899
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$8,403,096
Aggregate carrying amount (costs) on sale of assets2019-12-31$8,381,043
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-14,339,824
Total unrealized appreciation/depreciation of assets2018-12-31$-14,339,824
Total transfer of assets to this plan2018-12-31$56,255,527
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$614,881
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,282,591
Total income from all sources (including contributions)2018-12-31$8,412,282
Total loss/gain on sale of assets2018-12-31$2,328,745
Total of all expenses incurred2018-12-31$54,534,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$53,677,526
Value of total corrective distributions2018-12-31$2,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$47,752,996
Value of total assets at end of year2018-12-31$596,488,700
Value of total assets at beginning of year2018-12-31$587,023,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$854,185
Total interest from all sources2018-12-31$400,921
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,773,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,500,758
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$26,685,727
Participant contributions at end of year2018-12-31$7,159,849
Participant contributions at beginning of year2018-12-31$5,969,963
Assets. Other investments not covered elsewhere at end of year2018-12-31$68,800
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$66,741
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,592,006
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$140,121
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$146,258
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$450,181
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,076,129
Other income not declared elsewhere2018-12-31$2,728
Administrative expenses (other) incurred2018-12-31$134,043
Liabilities. Value of operating payables at end of year2018-12-31$164,700
Liabilities. Value of operating payables at beginning of year2018-12-31$206,462
Total non interest bearing cash at end of year2018-12-31$589,904
Total non interest bearing cash at beginning of year2018-12-31$932,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-46,122,285
Value of net assets at end of year (total assets less liabilities)2018-12-31$595,873,819
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$585,740,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$720,142
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$348,923,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$334,306,091
Interest on participant loans2018-12-31$400,921
Value of interest in common/collective trusts at end of year2018-12-31$180,574,889
Value of interest in common/collective trusts at beginning of year2018-12-31$186,729,384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$542,117
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-30,090,033
Net investment gain or loss from common/collective trusts2018-12-31$-4,416,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$43,015,717
Assets. Invements in employer securities at beginning of year2018-12-31$45,217,569
Contributions received in cash from employer2018-12-31$15,475,263
Employer contributions (assets) at end of year2018-12-31$15,473,957
Employer contributions (assets) at beginning of year2018-12-31$13,655,018
Income. Dividends from common stock2018-12-31$1,272,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$53,674,633
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$11,113,517
Aggregate carrying amount (costs) on sale of assets2018-12-31$8,784,772
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-612,273
Total unrealized appreciation/depreciation of assets2017-12-31$-612,273
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,282,591
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$764,642
Total income from all sources (including contributions)2017-12-31$119,973,990
Total loss/gain on sale of assets2017-12-31$1,927,138
Total of all expenses incurred2017-12-31$49,010,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$48,080,175
Value of total corrective distributions2017-12-31$48,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$40,946,265
Value of total assets at end of year2017-12-31$587,023,168
Value of total assets at beginning of year2017-12-31$515,541,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$881,949
Total interest from all sources2017-12-31$317,574
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,483,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,581,020
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$23,696,484
Participant contributions at end of year2017-12-31$5,969,963
Participant contributions at beginning of year2017-12-31$5,493,019
Assets. Other investments not covered elsewhere at end of year2017-12-31$66,741
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$63,081
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,594,763
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$146,258
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$73,795
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,076,129
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$574,966
Other income not declared elsewhere2017-12-31$4,047
Administrative expenses (other) incurred2017-12-31$125,701
Liabilities. Value of operating payables at end of year2017-12-31$206,462
Liabilities. Value of operating payables at beginning of year2017-12-31$189,676
Total non interest bearing cash at end of year2017-12-31$932,144
Total non interest bearing cash at beginning of year2017-12-31$903,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$70,963,459
Value of net assets at end of year (total assets less liabilities)2017-12-31$585,740,577
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$514,777,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$756,248
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$334,306,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$253,185,699
Interest on participant loans2017-12-31$317,574
Value of interest in common/collective trusts at end of year2017-12-31$186,729,384
Value of interest in common/collective trusts at beginning of year2017-12-31$195,468,993
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$50,995,851
Net investment gain or loss from common/collective trusts2017-12-31$20,911,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$45,217,569
Assets. Invements in employer securities at beginning of year2017-12-31$46,471,549
Contributions received in cash from employer2017-12-31$13,655,018
Employer contributions (assets) at end of year2017-12-31$13,655,018
Employer contributions (assets) at beginning of year2017-12-31$13,882,065
Income. Dividends from common stock2017-12-31$902,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$48,077,282
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$8,110,689
Aggregate carrying amount (costs) on sale of assets2017-12-31$6,183,551
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31SCHENCK, S.C.
Accountancy firm EIN2017-12-31391173131
2016 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$10,967,600
Total unrealized appreciation/depreciation of assets2016-12-31$10,967,600
Total transfer of assets to this plan2016-12-31$1,536,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$764,642
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$596,311
Total income from all sources (including contributions)2016-12-31$89,548,780
Total loss/gain on sale of assets2016-12-31$984,285
Total of all expenses incurred2016-12-31$43,345,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$42,333,524
Value of total corrective distributions2016-12-31$208,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$40,836,380
Value of total assets at end of year2016-12-31$515,541,760
Value of total assets at beginning of year2016-12-31$467,633,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$803,198
Total interest from all sources2016-12-31$285,696
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,334,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,389,352
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$23,237,878
Participant contributions at end of year2016-12-31$5,493,019
Participant contributions at beginning of year2016-12-31$4,875,116
Assets. Other investments not covered elsewhere at end of year2016-12-31$63,081
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$74,088
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,703,522
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$73,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$13,322,002
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$574,966
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$450,094
Other income not declared elsewhere2016-12-31$2,088
Administrative expenses (other) incurred2016-12-31$111,942
Liabilities. Value of operating payables at end of year2016-12-31$189,676
Liabilities. Value of operating payables at beginning of year2016-12-31$146,217
Total non interest bearing cash at end of year2016-12-31$903,559
Total non interest bearing cash at beginning of year2016-12-31$684,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$46,203,258
Value of net assets at end of year (total assets less liabilities)2016-12-31$514,777,118
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$467,037,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$691,256
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$253,185,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$221,478,985
Interest on participant loans2016-12-31$285,696
Value of interest in common/collective trusts at end of year2016-12-31$195,468,993
Value of interest in common/collective trusts at beginning of year2016-12-31$174,896,257
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$4,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$21,969,412
Net investment gain or loss from common/collective trusts2016-12-31$10,169,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$46,471,549
Assets. Invements in employer securities at beginning of year2016-12-31$41,181,221
Contributions received in cash from employer2016-12-31$13,894,980
Employer contributions (assets) at end of year2016-12-31$13,882,065
Employer contributions (assets) at beginning of year2016-12-31$11,121,203
Income. Dividends from common stock2016-12-31$944,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$42,328,631
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$12,169,993
Aggregate carrying amount (costs) on sale of assets2016-12-31$11,185,708
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHENCK, S.C.
Accountancy firm EIN2016-12-31391173131
2015 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$113,886
Total unrealized appreciation/depreciation of assets2015-12-31$113,886
Total transfer of assets to this plan2015-12-31$13,317,164
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$596,311
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$511,771
Total income from all sources (including contributions)2015-12-31$36,340,352
Total loss/gain on sale of assets2015-12-31$414,958
Total of all expenses incurred2015-12-31$46,256,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$45,500,131
Value of total corrective distributions2015-12-31$53,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$37,117,063
Value of total assets at end of year2015-12-31$467,633,748
Value of total assets at beginning of year2015-12-31$464,147,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$702,462
Total interest from all sources2015-12-31$260,828
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,336,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,402,666
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$21,328,913
Participant contributions at end of year2015-12-31$4,875,116
Participant contributions at beginning of year2015-12-31$4,767,809
Participant contributions at beginning of year2015-12-31$982
Assets. Other investments not covered elsewhere at end of year2015-12-31$74,088
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$73,848
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,616,681
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$13,322,002
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$86,195
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$450,094
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$307,113
Other income not declared elsewhere2015-12-31$3,949
Administrative expenses (other) incurred2015-12-31$109,797
Liabilities. Value of operating payables at end of year2015-12-31$146,217
Liabilities. Value of operating payables at beginning of year2015-12-31$204,658
Total non interest bearing cash at end of year2015-12-31$684,876
Total non interest bearing cash at beginning of year2015-12-31$451,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-9,915,705
Value of net assets at end of year (total assets less liabilities)2015-12-31$467,037,437
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$463,635,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$592,665
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$221,478,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$219,461,124
Interest on participant loans2015-12-31$260,828
Value of interest in common/collective trusts at end of year2015-12-31$174,896,257
Value of interest in common/collective trusts at beginning of year2015-12-31$183,411,075
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$4,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-6,124,672
Net investment gain or loss from common/collective trusts2015-12-31$218,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$41,181,221
Assets. Invements in employer securities at beginning of year2015-12-31$45,338,129
Contributions received in cash from employer2015-12-31$11,171,469
Employer contributions (assets) at end of year2015-12-31$11,121,203
Employer contributions (assets) at beginning of year2015-12-31$10,556,997
Income. Dividends from common stock2015-12-31$933,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$45,495,238
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$9,472,653
Aggregate carrying amount (costs) on sale of assets2015-12-31$9,057,695
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31SCHENCK, S.C.
Accountancy firm EIN2015-12-31391173131
2014 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,414,935
Total unrealized appreciation/depreciation of assets2014-12-31$3,414,935
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$511,771
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$469,564
Total income from all sources (including contributions)2014-12-31$61,601,582
Total loss/gain on sale of assets2014-12-31$-326,507
Total of all expenses incurred2014-12-31$50,349,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$49,446,943
Value of total corrective distributions2014-12-31$75,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$33,199,543
Value of total assets at end of year2014-12-31$464,147,749
Value of total assets at beginning of year2014-12-31$452,853,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$827,609
Total interest from all sources2014-12-31$228,141
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,007,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,085,374
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$20,243,406
Participant contributions at end of year2014-12-31$4,767,809
Participant contributions at beginning of year2014-12-31$4,016,100
Participant contributions at end of year2014-12-31$982
Assets. Other investments not covered elsewhere at end of year2014-12-31$73,848
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$77,436
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,358,901
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$86,195
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$130,276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$307,113
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$298,982
Other income not declared elsewhere2014-12-31$9,233
Administrative expenses (other) incurred2014-12-31$116,560
Liabilities. Value of operating payables at end of year2014-12-31$204,658
Liabilities. Value of operating payables at beginning of year2014-12-31$170,582
Total non interest bearing cash at end of year2014-12-31$451,590
Total non interest bearing cash at beginning of year2014-12-31$453,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$11,251,775
Value of net assets at end of year (total assets less liabilities)2014-12-31$463,635,978
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$452,384,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$711,049
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$219,461,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$240,933,507
Interest on participant loans2014-12-31$228,141
Value of interest in common/collective trusts at end of year2014-12-31$183,411,075
Value of interest in common/collective trusts at beginning of year2014-12-31$150,414,120
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$7,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$10,922,132
Net investment gain or loss from common/collective trusts2014-12-31$9,146,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$45,338,129
Assets. Invements in employer securities at beginning of year2014-12-31$46,588,086
Contributions received in cash from employer2014-12-31$10,597,236
Employer contributions (assets) at end of year2014-12-31$10,556,997
Employer contributions (assets) at beginning of year2014-12-31$10,240,601
Income. Dividends from common stock2014-12-31$921,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$49,439,739
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$9,343,189
Aggregate carrying amount (costs) on sale of assets2014-12-31$9,669,696
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31SCHENCK, S.C.
Accountancy firm EIN2014-12-31391173131
2013 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$14,537,592
Total unrealized appreciation/depreciation of assets2013-12-31$14,537,592
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$469,564
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$367,704
Total income from all sources (including contributions)2013-12-31$114,598,800
Total loss/gain on sale of assets2013-12-31$-2,398,438
Total of all expenses incurred2013-12-31$48,366,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$47,490,316
Value of total corrective distributions2013-12-31$90,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$34,159,252
Value of total assets at end of year2013-12-31$452,853,767
Value of total assets at beginning of year2013-12-31$386,519,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$785,205
Total interest from all sources2013-12-31$156,917
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,338,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,423,441
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$20,117,177
Participant contributions at end of year2013-12-31$4,016,100
Participant contributions at beginning of year2013-12-31$2,117,274
Assets. Other investments not covered elsewhere at end of year2013-12-31$77,436
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$75,658
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$3,799,650
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$130,276
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$198,022
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$298,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$180,098
Other income not declared elsewhere2013-12-31$4,425
Administrative expenses (other) incurred2013-12-31$121,312
Liabilities. Value of operating payables at end of year2013-12-31$170,582
Liabilities. Value of operating payables at beginning of year2013-12-31$187,606
Total non interest bearing cash at end of year2013-12-31$453,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$66,232,643
Value of net assets at end of year (total assets less liabilities)2013-12-31$452,384,203
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$386,151,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$663,893
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$240,933,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$185,945,773
Interest on participant loans2013-12-31$156,917
Value of interest in common/collective trusts at end of year2013-12-31$150,414,120
Value of interest in common/collective trusts at beginning of year2013-12-31$148,662,211
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$10,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$41,862,459
Net investment gain or loss from common/collective trusts2013-12-31$22,937,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$46,588,086
Assets. Invements in employer securities at beginning of year2013-12-31$39,265,914
Contributions received in cash from employer2013-12-31$10,242,425
Employer contributions (assets) at end of year2013-12-31$10,240,601
Employer contributions (assets) at beginning of year2013-12-31$10,254,412
Income. Dividends from common stock2013-12-31$915,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$47,479,710
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$11,693,050
Aggregate carrying amount (costs) on sale of assets2013-12-31$14,091,488
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31SCHENCK, S.C.
Accountancy firm EIN2013-12-31391173131
2012 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$12,217,042
Total unrealized appreciation/depreciation of assets2012-12-31$12,217,042
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$367,704
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$626,721
Total income from all sources (including contributions)2012-12-31$76,813,285
Total loss/gain on sale of assets2012-12-31$-6,040,012
Total of all expenses incurred2012-12-31$39,757,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$38,927,794
Value of total corrective distributions2012-12-31$19,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$33,305,518
Value of total assets at end of year2012-12-31$386,519,264
Value of total assets at beginning of year2012-12-31$349,722,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$810,335
Total interest from all sources2012-12-31$85,779
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,876,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,156,267
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$19,887,075
Participant contributions at end of year2012-12-31$2,117,274
Participant contributions at beginning of year2012-12-31$1,513,079
Assets. Other investments not covered elsewhere at end of year2012-12-31$75,658
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$71,015
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,157,849
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$198,022
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$632,565
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$180,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$436,592
Other income not declared elsewhere2012-12-31$406
Administrative expenses (other) incurred2012-12-31$62,584
Liabilities. Value of operating payables at end of year2012-12-31$187,606
Liabilities. Value of operating payables at beginning of year2012-12-31$190,129
Total non interest bearing cash at beginning of year2012-12-31$13,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$37,056,133
Value of net assets at end of year (total assets less liabilities)2012-12-31$386,151,560
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$349,095,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$747,751
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$185,945,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$164,487,819
Interest on participant loans2012-12-31$85,776
Value of interest in common/collective trusts at end of year2012-12-31$148,662,211
Value of interest in common/collective trusts at beginning of year2012-12-31$137,476,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$11,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$19,480,845
Net investment gain or loss from common/collective trusts2012-12-31$14,887,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$39,265,914
Assets. Invements in employer securities at beginning of year2012-12-31$36,621,057
Contributions received in cash from employer2012-12-31$10,260,594
Employer contributions (assets) at end of year2012-12-31$10,254,412
Employer contributions (assets) at beginning of year2012-12-31$8,901,812
Income. Dividends from common stock2012-12-31$720,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$38,915,817
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$12,177,844
Aggregate carrying amount (costs) on sale of assets2012-12-31$18,217,856
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31SCHENCK, SC
Accountancy firm EIN2012-12-31391173131
2011 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-6,704,254
Total unrealized appreciation/depreciation of assets2011-12-31$-6,704,254
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$626,721
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$444,727
Total income from all sources (including contributions)2011-12-31$9,768,493
Total loss/gain on sale of assets2011-12-31$-6,892,851
Total of all expenses incurred2011-12-31$36,321,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$35,434,389
Value of total corrective distributions2011-12-31$113,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$29,962,621
Value of total assets at end of year2011-12-31$349,722,148
Value of total assets at beginning of year2011-12-31$376,093,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$774,265
Total interest from all sources2011-12-31$80,349
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,407,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,272,259
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$17,605,657
Participant contributions at end of year2011-12-31$1,513,079
Participant contributions at beginning of year2011-12-31$1,449,115
Assets. Other investments not covered elsewhere at end of year2011-12-31$71,015
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$137,725
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,455,152
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$632,565
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$193,210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$436,592
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$118,940
Administrative expenses (other) incurred2011-12-31$37,541
Liabilities. Value of operating payables at end of year2011-12-31$190,129
Liabilities. Value of operating payables at beginning of year2011-12-31$215,179
Total non interest bearing cash at end of year2011-12-31$13,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-26,553,385
Value of net assets at end of year (total assets less liabilities)2011-12-31$349,095,427
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$375,648,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$736,724
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$164,487,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$170,336,569
Interest on participant loans2011-12-31$80,348
Value of interest in common/collective trusts at end of year2011-12-31$137,476,516
Value of interest in common/collective trusts at beginning of year2011-12-31$143,644,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,324
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,007
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$12,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-8,847,827
Net investment gain or loss from common/collective trusts2011-12-31$-237,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$36,621,057
Assets. Invements in employer securities at beginning of year2011-12-31$52,456,117
Contributions received in cash from employer2011-12-31$8,901,812
Employer contributions (assets) at end of year2011-12-31$8,901,812
Employer contributions (assets) at beginning of year2011-12-31$7,871,773
Income. Dividends from common stock2011-12-31$135,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$35,421,529
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$110,608
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$10,171,744
Aggregate carrying amount (costs) on sale of assets2011-12-31$17,064,595
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG, LLP
Accountancy firm EIN2011-12-31135565207
2010 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$21,590,017
Total unrealized appreciation/depreciation of assets2010-12-31$21,590,017
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$444,727
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,192,341
Total income from all sources (including contributions)2010-12-31$72,952,106
Total loss/gain on sale of assets2010-12-31$-6,620,535
Total of all expenses incurred2010-12-31$35,398,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$34,422,760
Value of total corrective distributions2010-12-31$44,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$24,892,268
Value of total assets at end of year2010-12-31$376,093,539
Value of total assets at beginning of year2010-12-31$339,287,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$931,000
Total interest from all sources2010-12-31$78,043
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,554,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,410,751
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$15,535,559
Participant contributions at end of year2010-12-31$1,449,115
Participant contributions at beginning of year2010-12-31$1,396,874
Assets. Other investments not covered elsewhere at end of year2010-12-31$137,725
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$138,532
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,484,936
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$193,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$155,773
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$118,940
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$854,669
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$18,843
Liabilities. Value of operating payables at end of year2010-12-31$215,179
Liabilities. Value of operating payables at beginning of year2010-12-31$210,653
Total non interest bearing cash at beginning of year2010-12-31$1,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$37,553,920
Value of net assets at end of year (total assets less liabilities)2010-12-31$375,648,812
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$338,094,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$912,157
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$170,336,569
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$135,383,873
Interest on participant loans2010-12-31$78,021
Value of interest in common/collective trusts at end of year2010-12-31$143,644,023
Value of interest in common/collective trusts at beginning of year2010-12-31$151,932,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,007
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$49,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$49,312
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$22
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$12,277
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,417,604
Net investment gain or loss from common/collective trusts2010-12-31$18,040,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$52,456,117
Assets. Invements in employer securities at beginning of year2010-12-31$42,391,717
Contributions received in cash from employer2010-12-31$7,871,773
Employer contributions (assets) at end of year2010-12-31$7,871,773
Employer contributions (assets) at beginning of year2010-12-31$7,837,228
Income. Dividends from common stock2010-12-31$143,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$34,410,483
Liabilities. Value of benefit claims payable at end of year2010-12-31$110,608
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$127,019
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$9,858,508
Aggregate carrying amount (costs) on sale of assets2010-12-31$16,479,043
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG, LLP
Accountancy firm EIN2010-12-31135565207
2009 : ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

2022: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ASSOCIATED BANC-CORP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with allocated funds for individual policies?1
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number942284-01
Policy instance 4
Insurance contract or identification number942284-01
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with allocated funds for individual policies?1
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number942284-01
Policy instance 4
Insurance contract or identification number942284-01
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 5
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number942284-01
Policy instance 4
Insurance contract or identification number942284-01
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $16
Are there contracts with allocated funds for individual policies?1
Commission paid to Insurance BrokerUSD $16
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 5
Insurance contract or identification number613953
Number of Individuals Covered64
Insurance policy start date2018-08-02
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number942284-01
Policy instance 4
Insurance contract or identification number942284-01
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number942284-01
Policy instance 4
Insurance contract or identification number942284-01
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $25
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Commission paid to Insurance BrokerUSD $25
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameSCOT J. MADSON
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $24
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $24
Insurance broker organization code?3
Insurance broker nameSCOT J. MADSON
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered3
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $24
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $24
Insurance broker organization code?3
Insurance broker nameSCOT J. MADSON
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $16
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $16
Insurance broker organization code?3
Insurance broker nameSCOT J. MADSON
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 2
Insurance contract or identification number8108
Number of Individuals Covered5
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameSCOT J. MADSON
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameMICHAEL M NICHOLSON, CLU, CHFC
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 3
Insurance contract or identification number8108
Number of Individuals Covered7
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $16
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )
Policy contract number10732
Policy instance 1
Insurance contract or identification number10732
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $4
Insurance broker organization code?3
Insurance broker nameMICHAEL M NICHOLSON, CLU, CHFC
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8108
Policy instance 3
Insurance contract or identification number8108
Number of Individuals Covered10
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $16
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $16
Insurance broker organization code?3
Insurance broker nameSCOT J. MADSON

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