401k Plan data: ASSURANT 401(K) PLAN A plan

ASSURANT 401(K) PLAN A 401k Plan overview

Plan Name	ASSURANT 401(K) PLAN A
Plan identification number	010

ASSURANT 401(K) PLAN A Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASSURANT, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASSURANT, INC.

Employer identification number (EIN): 391126612

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about ASSURANT, INC.

Jurisdiction of Incorporation: Delaware Department of State

Incorporation Date: 2003-10-10

Company Identification Number: 3695600

Legal Registered Office Address: 2711 CENTERVILLE RD SUITE 400

WILMINGTON
United States of America (USA)
19808

More information about ASSURANT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSURANT 401(K) PLAN A

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
010 2011-01-01 ROBYN PRICE STONEHILL ROBYN PRICE STONEHILL 2012-06-29
010 2010-01-01 ROBYN PRICE-STONEHILL ROBYN PRICE-STONEHILL 2011-06-30
010 2009-01-01 ROBYN PRICE STONEHILL ROBYN PRICE STONEHILL 2010-07-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
010	2011-01-01	ROBYN PRICE STONEHILL	ROBYN PRICE STONEHILL	2012-06-29
010	2010-01-01	ROBYN PRICE-STONEHILL	ROBYN PRICE-STONEHILL	2011-06-30
010	2009-01-01	ROBYN PRICE STONEHILL	ROBYN PRICE STONEHILL	2010-07-08

Plan Statistics for ASSURANT 401(K) PLAN A

401k plan membership statisitcs for ASSURANT 401(K) PLAN A

Measure Date Value
2011: ASSURANT 401(K) PLAN A 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,300
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ASSURANT 401(K) PLAN A 2010 401k membership
Total participants, beginning-of-year 2010-01-01 8,835
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,853
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 446
Total of all active and inactive participants 2010-01-01 3,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 3,300
Number of participants with account balances 2010-01-01 3,223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 45
2009: ASSURANT 401(K) PLAN A 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8,780
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 8,354
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 481
Total of all active and inactive participants 2009-01-01 8,835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 8,835
Number of participants with account balances 2009-01-01 3,444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 68

Measure	Date	Value
2011: ASSURANT 401(K) PLAN A 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,300
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ASSURANT 401(K) PLAN A 2010 401k membership
Total participants, beginning-of-year	2010-01-01	8,835
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,853
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	446
Total of all active and inactive participants	2010-01-01	3,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	3,300
Number of participants with account balances	2010-01-01	3,223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	45
2009: ASSURANT 401(K) PLAN A 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8,780
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	8,354
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	481
Total of all active and inactive participants	2009-01-01	8,835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	8,835
Number of participants with account balances	2009-01-01	3,444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	68

Financial Data on ASSURANT 401(K) PLAN A

Measure	Date	Value
2011 : ASSURANT 401(K) PLAN A 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$95,567
Total unrealized appreciation/depreciation of assets	2011-12-31	$95,567
Total transfer of assets from this plan	2011-12-31	$67,099,967
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$652
Total income from all sources (including contributions)	2011-12-31	$8,262,175
Total loss/gain on sale of assets	2011-12-31	$-13,974
Total of all expenses incurred	2011-12-31	$7,642,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$7,653,447
Expenses. Certain deemed distributions of participant loans	2011-12-31	$-26,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,339,144
Value of total assets at end of year	2011-12-31	$0
Value of total assets at beginning of year	2011-12-31	$66,481,099
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$16,000
Total interest from all sources	2011-12-31	$118,610
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,285,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,259,518
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$29,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,012,328
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$2,585,926
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$159,219
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$218,557
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$652
Other income not declared elsewhere	2011-12-31	$1,132
Administrative expenses (other) incurred	2011-12-31	$16,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$619,520
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$66,480,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$58,456,850
Interest on participant loans	2011-12-31	$118,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,563,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$1,401,142
Contributions received in cash from employer	2011-12-31	$4,108,259
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$3,877,962
Income. Dividends from common stock	2011-12-31	$25,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,653,447
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	Yes
Aggregate proceeds on sale of assets	2011-12-31	$427,208
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$441,182
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : ASSURANT 401(K) PLAN A 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$300,320
Total unrealized appreciation/depreciation of assets	2010-12-31	$300,320
Total transfer of assets from this plan	2010-12-31	$5,714,049
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$652
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,514
Total income from all sources (including contributions)	2010-12-31	$14,254,798
Total loss/gain on sale of assets	2010-12-31	$46,371
Total of all expenses incurred	2010-12-31	$9,529,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$9,490,277
Expenses. Certain deemed distributions of participant loans	2010-12-31	$24,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$8,019,859
Value of total assets at end of year	2010-12-31	$66,481,099
Value of total assets at beginning of year	2010-12-31	$67,470,972
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$15,052
Total interest from all sources	2010-12-31	$119,529
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,423,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,401,359
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$29,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,937,350
Participant contributions at end of year	2010-12-31	$2,585,926
Participant contributions at beginning of year	2010-12-31	$2,619,207
Participant contributions at end of year	2010-12-31	$159,219
Participant contributions at beginning of year	2010-12-31	$200,726
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$126,206
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$652
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,514
Other income not declared elsewhere	2010-12-31	$917
Administrative expenses (other) incurred	2010-12-31	$15,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,725,038
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$66,480,447
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$67,469,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$58,456,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$59,558,704
Interest on participant loans	2010-12-31	$119,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,344,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$1,401,142
Assets. Invements in employer securities at beginning of year	2010-12-31	$958,304
Contributions received in cash from employer	2010-12-31	$3,956,303
Employer contributions (assets) at end of year	2010-12-31	$3,877,962
Employer contributions (assets) at beginning of year	2010-12-31	$4,134,031
Income. Dividends from common stock	2010-12-31	$21,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$9,490,277
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$379,161
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$332,790
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	134008324

Form 5500 Responses for ASSURANT 401(K) PLAN A

2011: ASSURANT 401(K) PLAN A 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ASSURANT 401(K) PLAN A 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ASSURANT 401(K) PLAN A 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ASSURANT, INC.
Employer identification number (EIN):	391126612
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	Delaware Department of State
Incorporation Date:	2003-10-10
Company Identification Number:	3695600
Legal Registered Office Address:	2711 CENTERVILLE RD SUITE 400 WILMINGTON United States of America (USA) 19808