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THE KONOP COMPANIES 401(K) PLAN 401k Plan overview

Plan NameTHE KONOP COMPANIES 401(K) PLAN
Plan identification number 003

THE KONOP COMPANIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE KONOP COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE KONOP COMPANIES, INC.
Employer identification number (EIN):391190860
NAIC Classification:454210
NAIC Description:Vending Machine Operators

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE KONOP COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01MARY P BORLEY
0032017-01-01MARY P BORLEY
0032016-01-01MARY P BORLEY
0032015-01-01MARY P BORLEY
0032014-01-01TOM KONOP
0032013-01-01MARY P BORLEY
0032012-01-01MARY P BORLEY

Plan Statistics for THE KONOP COMPANIES 401(K) PLAN

401k plan membership statisitcs for THE KONOP COMPANIES 401(K) PLAN

Measure Date Value
2022: THE KONOP COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01109
Total number of active participants reported on line 7a of the Form 55002022-01-0174
Number of retired or separated participants receiving benefits2022-01-0112
Number of other retired or separated participants entitled to future benefits2022-01-0120
Total of all active and inactive participants2022-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01106
Number of participants with account balances2022-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: THE KONOP COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01126
Total number of active participants reported on line 7a of the Form 55002021-01-0179
Number of retired or separated participants receiving benefits2021-01-0112
Number of other retired or separated participants entitled to future benefits2021-01-0116
Total of all active and inactive participants2021-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01108
Number of participants with account balances2021-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: THE KONOP COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01135
Total number of active participants reported on line 7a of the Form 55002020-01-0192
Number of retired or separated participants receiving benefits2020-01-0113
Number of other retired or separated participants entitled to future benefits2020-01-0117
Total of all active and inactive participants2020-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01122
Number of participants with account balances2020-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: THE KONOP COMPANIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01132
Total number of active participants reported on line 7a of the Form 55002019-01-0199
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-0115
Total of all active and inactive participants2019-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01128
Number of participants with account balances2019-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: THE KONOP COMPANIES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01122
Total number of active participants reported on line 7a of the Form 55002018-01-0192
Number of retired or separated participants receiving benefits2018-01-0110
Number of other retired or separated participants entitled to future benefits2018-01-0117
Total of all active and inactive participants2018-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01121
Number of participants with account balances2018-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: THE KONOP COMPANIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01110
Total number of active participants reported on line 7a of the Form 55002017-01-0185
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01116
Number of participants with account balances2017-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: THE KONOP COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01127
Total number of active participants reported on line 7a of the Form 55002016-01-0175
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-0120
Total of all active and inactive participants2016-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01103
Number of participants with account balances2016-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: THE KONOP COMPANIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01132
Total number of active participants reported on line 7a of the Form 55002015-01-01101
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-0113
Total of all active and inactive participants2015-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01124
Number of participants with account balances2015-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: THE KONOP COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01131
Total number of active participants reported on line 7a of the Form 55002014-01-01102
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01122
Number of participants with account balances2014-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: THE KONOP COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01137
Total number of active participants reported on line 7a of the Form 55002013-01-01105
Number of retired or separated participants receiving benefits2013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01127
Number of participants with account balances2013-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: THE KONOP COMPANIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01139
Total number of active participants reported on line 7a of the Form 55002012-01-01107
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01131
Number of participants with account balances2012-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014

Financial Data on THE KONOP COMPANIES 401(K) PLAN

Measure Date Value
2022 : THE KONOP COMPANIES 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$9,120
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$14,351
Total income from all sources (including contributions)2022-12-31$-1,951,656
Total of all expenses incurred2022-12-31$505,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$439,643
Value of total corrective distributions2022-12-31$9,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$314,910
Value of total assets at end of year2022-12-31$10,431,010
Value of total assets at beginning of year2022-12-31$12,893,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$56,890
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$35,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$35,685
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$209,559
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$9,120
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$14,351
Administrative expenses (other) incurred2022-12-31$500
Total non interest bearing cash at beginning of year2022-12-31$8,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,457,309
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,421,890
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$12,879,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$56,390
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,477,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$6,363,420
Value of interest in common/collective trusts at end of year2022-12-31$5,848,176
Value of interest in common/collective trusts at beginning of year2022-12-31$6,414,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,448,492
Net investment gain or loss from common/collective trusts2022-12-31$-853,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$105,351
Employer contributions (assets) at end of year2022-12-31$105,351
Employer contributions (assets) at beginning of year2022-12-31$107,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$439,643
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : THE KONOP COMPANIES 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$14,351
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$14,757
Total income from all sources (including contributions)2021-12-31$1,827,178
Total of all expenses incurred2021-12-31$665,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$591,963
Value of total corrective distributions2021-12-31$14,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$336,890
Value of total assets at end of year2021-12-31$12,893,550
Value of total assets at beginning of year2021-12-31$11,732,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$58,926
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$41,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$41,689
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$229,350
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$15,739
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$14,351
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$14,757
Other income not declared elsewhere2021-12-31$42
Administrative expenses (other) incurred2021-12-31$620
Total non interest bearing cash at end of year2021-12-31$8,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,161,938
Value of net assets at end of year (total assets less liabilities)2021-12-31$12,879,199
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,717,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$58,306
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$6,363,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,736,119
Value of interest in common/collective trusts at end of year2021-12-31$6,414,035
Value of interest in common/collective trusts at beginning of year2021-12-31$5,925,790
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$967,832
Net investment gain or loss from common/collective trusts2021-12-31$480,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$107,540
Employer contributions (assets) at end of year2021-12-31$107,540
Employer contributions (assets) at beginning of year2021-12-31$54,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$591,963
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : THE KONOP COMPANIES 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$14,757
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$17,355
Total income from all sources (including contributions)2020-12-31$2,149,429
Total of all expenses incurred2020-12-31$386,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$305,788
Value of total corrective distributions2020-12-31$32,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$274,827
Value of total assets at end of year2020-12-31$11,732,018
Value of total assets at beginning of year2020-12-31$9,971,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$48,906
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$41,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$41,318
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$201,323
Assets. Other investments not covered elsewhere at end of year2020-12-31$15,739
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$15,230
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$14,757
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$17,355
Other income not declared elsewhere2020-12-31$509
Administrative expenses (other) incurred2020-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,762,624
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,717,261
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,954,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$48,556
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$5,736,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,007,289
Value of interest in common/collective trusts at end of year2020-12-31$5,925,790
Value of interest in common/collective trusts at beginning of year2020-12-31$4,839,103
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,104,471
Net investment gain or loss from common/collective trusts2020-12-31$728,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$73,504
Employer contributions (assets) at end of year2020-12-31$54,370
Employer contributions (assets) at beginning of year2020-12-31$110,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$305,528
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : THE KONOP COMPANIES 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$17,355
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,517
Total income from all sources (including contributions)2019-12-31$2,113,551
Total of all expenses incurred2019-12-31$331,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$274,912
Value of total corrective distributions2019-12-31$11,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$295,707
Value of total assets at end of year2019-12-31$9,971,992
Value of total assets at beginning of year2019-12-31$8,184,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$45,270
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$53,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$53,561
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$186,931
Assets. Other investments not covered elsewhere at end of year2019-12-31$15,230
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$14,723
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$17,355
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$11,517
Other income not declared elsewhere2019-12-31$507
Administrative expenses (other) incurred2019-12-31$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,781,852
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,954,637
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,172,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$44,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,007,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,683,906
Value of interest in common/collective trusts at end of year2019-12-31$4,839,103
Value of interest in common/collective trusts at beginning of year2019-12-31$4,372,538
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,028,427
Net investment gain or loss from common/collective trusts2019-12-31$735,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$108,776
Employer contributions (assets) at end of year2019-12-31$110,370
Employer contributions (assets) at beginning of year2019-12-31$113,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$274,652
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : THE KONOP COMPANIES 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$11,517
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$14,082
Total income from all sources (including contributions)2018-12-31$-90,509
Total of all expenses incurred2018-12-31$420,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$361,140
Value of total corrective distributions2018-12-31$14,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$289,216
Value of total assets at end of year2018-12-31$8,184,302
Value of total assets at beginning of year2018-12-31$8,697,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$45,027
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$39,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$39,155
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$175,700
Assets. Other investments not covered elsewhere at end of year2018-12-31$14,723
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$14,218
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$11,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$14,082
Other income not declared elsewhere2018-12-31$505
Administrative expenses (other) incurred2018-12-31$700
Total non interest bearing cash at beginning of year2018-12-31$6,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-510,759
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,172,785
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,683,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$44,327
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,683,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,830,253
Value of interest in common/collective trusts at end of year2018-12-31$4,372,538
Value of interest in common/collective trusts at beginning of year2018-12-31$4,741,324
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-311,379
Net investment gain or loss from common/collective trusts2018-12-31$-108,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$113,516
Employer contributions (assets) at end of year2018-12-31$113,135
Employer contributions (assets) at beginning of year2018-12-31$104,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$360,880
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : THE KONOP COMPANIES 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$14,082
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$32,020
Total income from all sources (including contributions)2017-12-31$1,697,456
Total of all expenses incurred2017-12-31$795,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$751,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$419,073
Value of total assets at end of year2017-12-31$8,697,626
Value of total assets at beginning of year2017-12-31$7,813,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$44,550
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$40,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$40,420
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$169,390
Assets. Other investments not covered elsewhere at end of year2017-12-31$14,218
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$13,715
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$145,733
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$14,082
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$32,020
Other income not declared elsewhere2017-12-31$503
Administrative expenses (other) incurred2017-12-31$350
Total non interest bearing cash at end of year2017-12-31$6,939
Total non interest bearing cash at beginning of year2017-12-31$6,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$901,871
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,683,544
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,781,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$44,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,830,253
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,572,876
Value of interest in common/collective trusts at end of year2017-12-31$4,741,324
Value of interest in common/collective trusts at beginning of year2017-12-31$4,109,608
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$692,591
Net investment gain or loss from common/collective trusts2017-12-31$544,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$103,950
Employer contributions (assets) at end of year2017-12-31$104,892
Employer contributions (assets) at beginning of year2017-12-31$110,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$750,775
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHENCK SC
Accountancy firm EIN2017-12-31391173131
2016 : THE KONOP COMPANIES 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$32,020
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$24,313
Total income from all sources (including contributions)2016-12-31$946,149
Total of all expenses incurred2016-12-31$207,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$111,902
Value of total corrective distributions2016-12-31$56,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$330,258
Value of total assets at end of year2016-12-31$7,813,693
Value of total assets at beginning of year2016-12-31$7,067,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$39,239
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$35,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$35,026
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$215,094
Assets. Other investments not covered elsewhere at end of year2016-12-31$13,715
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$13,215
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,390
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$32,020
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$24,313
Other income not declared elsewhere2016-12-31$500
Administrative expenses (other) incurred2016-12-31$1,000
Total non interest bearing cash at end of year2016-12-31$6,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$738,675
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,781,673
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,042,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$38,239
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,572,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,361,551
Value of interest in common/collective trusts at end of year2016-12-31$4,109,608
Value of interest in common/collective trusts at beginning of year2016-12-31$3,586,033
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$374,418
Net investment gain or loss from common/collective trusts2016-12-31$205,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$110,774
Employer contributions (assets) at end of year2016-12-31$110,774
Employer contributions (assets) at beginning of year2016-12-31$106,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$111,642
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHENCK SC
Accountancy firm EIN2016-12-31391173131
2015 : THE KONOP COMPANIES 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$24,313
Total income from all sources (including contributions)2015-12-31$290,498
Total of all expenses incurred2015-12-31$397,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$352,395
Value of total corrective distributions2015-12-31$1,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$266,457
Value of total assets at end of year2015-12-31$7,067,311
Value of total assets at beginning of year2015-12-31$7,150,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$43,479
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$36,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$36,531
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$159,945
Participant contributions at beginning of year2015-12-31$947
Assets. Other investments not covered elsewhere at end of year2015-12-31$13,215
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$12,717
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$24,313
Other income not declared elsewhere2015-12-31$501
Administrative expenses (other) incurred2015-12-31$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-107,060
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,042,998
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,150,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$42,929
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,361,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,261,035
Value of interest in common/collective trusts at end of year2015-12-31$3,586,033
Value of interest in common/collective trusts at beginning of year2015-12-31$3,768,322
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-24,373
Net investment gain or loss from common/collective trusts2015-12-31$11,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$106,512
Employer contributions (assets) at end of year2015-12-31$106,512
Employer contributions (assets) at beginning of year2015-12-31$107,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$352,135
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHENCK SC
Accountancy firm EIN2015-12-31391173131
2014 : THE KONOP COMPANIES 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$693,868
Total of all expenses incurred2014-12-31$559,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$516,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$251,470
Value of total assets at end of year2014-12-31$7,150,058
Value of total assets at beginning of year2014-12-31$7,015,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$42,848
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$43,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$43,435
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$144,344
Participant contributions at end of year2014-12-31$947
Assets. Other investments not covered elsewhere at end of year2014-12-31$12,717
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$12,460
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$89
Other income not declared elsewhere2014-12-31$257
Administrative expenses (other) incurred2014-12-31$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$134,529
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,150,058
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,015,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$42,148
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,261,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,065,260
Value of interest in common/collective trusts at end of year2014-12-31$3,768,322
Value of interest in common/collective trusts at beginning of year2014-12-31$3,828,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$208,601
Net investment gain or loss from common/collective trusts2014-12-31$190,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$107,037
Employer contributions (assets) at end of year2014-12-31$107,037
Employer contributions (assets) at beginning of year2014-12-31$108,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$516,491
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHENCK BUSINESS SOLUTIONS
Accountancy firm EIN2014-12-31391173131
2013 : THE KONOP COMPANIES 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,504,130
Total of all expenses incurred2013-12-31$525,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$484,162
Value of total corrective distributions2013-12-31$244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$258,203
Value of total assets at end of year2013-12-31$7,015,529
Value of total assets at beginning of year2013-12-31$6,036,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$40,799
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$24,949
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$24,949
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$149,369
Assets. Other investments not covered elsewhere at end of year2013-12-31$12,460
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$11,964
Other income not declared elsewhere2013-12-31$496
Administrative expenses (other) incurred2013-12-31$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$978,925
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,015,529
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,036,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$39,999
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,065,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,225,338
Value of interest in common/collective trusts at end of year2013-12-31$3,828,975
Value of interest in common/collective trusts at beginning of year2013-12-31$3,689,687
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$734,592
Net investment gain or loss from common/collective trusts2013-12-31$485,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$108,834
Employer contributions (assets) at end of year2013-12-31$108,834
Employer contributions (assets) at beginning of year2013-12-31$109,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$483,902
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHENCK SC
Accountancy firm EIN2013-12-31391173131
2012 : THE KONOP COMPANIES 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$928,123
Total of all expenses incurred2012-12-31$390,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$351,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$270,606
Value of total assets at end of year2012-12-31$6,036,604
Value of total assets at beginning of year2012-12-31$5,499,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$39,213
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$26,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$26,564
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$700,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$148,962
Assets. Other investments not covered elsewhere at end of year2012-12-31$11,964
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$17,034
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,029
Other income not declared elsewhere2012-12-31$291
Administrative expenses (other) incurred2012-12-31$905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$537,326
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,036,604
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,499,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$38,308
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,225,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,954,445
Value of interest in common/collective trusts at end of year2012-12-31$3,689,687
Value of interest in common/collective trusts at beginning of year2012-12-31$3,354,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$305,562
Net investment gain or loss from common/collective trusts2012-12-31$325,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$109,615
Employer contributions (assets) at end of year2012-12-31$109,615
Employer contributions (assets) at beginning of year2012-12-31$173,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$351,584
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHENCK SOLUTIONS
Accountancy firm EIN2012-12-31391173131

Form 5500 Responses for THE KONOP COMPANIES 401(K) PLAN

2022: THE KONOP COMPANIES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE KONOP COMPANIES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE KONOP COMPANIES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE KONOP COMPANIES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE KONOP COMPANIES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE KONOP COMPANIES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE KONOP COMPANIES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE KONOP COMPANIES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE KONOP COMPANIES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE KONOP COMPANIES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE KONOP COMPANIES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number1919375
Policy instance 1
Insurance contract or identification number1919375
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-04-26
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number1919375
Policy instance 1
Insurance contract or identification number1919375
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number1919375
Policy instance 1
Insurance contract or identification number1919375
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number1919375
Policy instance 1
Insurance contract or identification number1919375
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number1919375
Policy instance 1
Insurance contract or identification number1919375
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract numberPT 01268
Policy instance 1
Insurance contract or identification numberPT 01268
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract numberPT 01268
Policy instance 1
Insurance contract or identification numberPT 01268
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract numberPT 01268
Policy instance 1
Insurance contract or identification numberPT 01268
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract numberPT 01268
Policy instance 1
Insurance contract or identification numberPT 01268
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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