FARIN & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN
401k plan membership statisitcs for FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2017: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 22 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 9 |
| Total of all active and inactive participants | 2017-01-01 | 34 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 34 |
| Number of participants with account balances | 2017-01-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 32 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 8 |
| Total of all active and inactive participants | 2016-01-01 | 34 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 34 |
| Number of participants with account balances | 2016-01-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 23 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 9 |
| Total of all active and inactive participants | 2015-01-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 32 |
| Number of participants with account balances | 2015-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 32 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 23 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 10 |
| Total of all active and inactive participants | 2014-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 33 |
| Number of participants with account balances | 2014-01-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 32 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 23 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 9 |
| Total of all active and inactive participants | 2013-01-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 32 |
| Number of participants with account balances | 2013-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
| 2012: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 24 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 8 |
| Total of all active and inactive participants | 2012-01-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 32 |
| Number of participants with account balances | 2012-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 20 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 10 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 30 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 30 |
| Number of participants with account balances | 2011-01-01 | 30 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2017 : FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $1,026,333 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $263,487 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $222,701 |
| Total plan assets at end of year | 2017-12-31 | $6,326,642 |
| Total plan assets at beginning of year | 2017-12-31 | $5,563,796 |
| Value of fidelity bond covering the plan | 2017-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $191,345 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $28,385 |
| Other income received | 2017-12-31 | $751,589 |
| Net income (gross income less expenses) | 2017-12-31 | $762,846 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $6,326,642 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $5,563,796 |
| Assets. Value of participant loans | 2017-12-31 | $147,457 |
| Assets. Value of employer securities | 2017-12-31 | $167,400 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $55,014 |
| Value of certain deemed distributions of participant loans | 2017-12-31 | $22,484 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $18,302 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2016-12-31 | $0 |
| Total income from all sources | 2016-12-31 | $618,262 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $107,343 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $93,625 |
| Total plan assets at end of year | 2016-12-31 | $5,563,796 |
| Total plan assets at beginning of year | 2016-12-31 | $5,052,877 |
| Value of fidelity bond covering the plan | 2016-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $203,168 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $13,718 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $37,458 |
| Other income received | 2016-12-31 | $314,092 |
| Net income (gross income less expenses) | 2016-12-31 | $510,919 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $5,563,796 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,052,877 |
| Assets. Value of participant loans | 2016-12-31 | $123,205 |
| Assets. Value of employer securities | 2016-12-31 | $167,400 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $63,544 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-12-31 | $0 |
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $246,873 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $842,091 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $839,509 |
| Total plan assets at end of year | 2015-12-31 | $5,052,877 |
| Total plan assets at beginning of year | 2015-12-31 | $5,648,095 |
| Value of fidelity bond covering the plan | 2015-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $208,318 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
| Other income received | 2015-12-31 | $-26,452 |
| Noncash contributions received | 2015-12-31 | $0 |
| Net income (gross income less expenses) | 2015-12-31 | $-595,218 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $5,052,877 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,648,095 |
| Assets. Value of participant loans | 2015-12-31 | $118,469 |
| Assets. Value of employer securities | 2015-12-31 | $172,500 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $65,007 |
| Value of certain deemed distributions of participant loans | 2015-12-31 | $0 |
| Value of corrective distributions | 2015-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $2,582 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $1,212,285 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $3,569 |
| Total plan assets at end of year | 2014-12-31 | $5,648,095 |
| Total plan assets at beginning of year | 2014-12-31 | $4,439,379 |
| Value of fidelity bond covering the plan | 2014-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $188,956 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $3,569 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $571,832 |
| Other income received | 2014-12-31 | $384,619 |
| Net income (gross income less expenses) | 2014-12-31 | $1,208,716 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $5,648,095 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,439,379 |
| Assets. Value of participant loans | 2014-12-31 | $112,934 |
| Assets. Value of employer securities | 2014-12-31 | $172,500 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $66,878 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $1,166,872 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $211,981 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $211,943 |
| Total plan assets at end of year | 2013-12-31 | $4,439,379 |
| Total plan assets at beginning of year | 2013-12-31 | $3,484,488 |
| Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $190,777 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $38 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $125,192 |
| Other income received | 2013-12-31 | $778,084 |
| Net income (gross income less expenses) | 2013-12-31 | $954,891 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $4,439,379 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,484,488 |
| Assets. Value of participant loans | 2013-12-31 | $163,292 |
| Assets. Value of employer securities | 2013-12-31 | $172,500 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $72,819 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $629,903 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $26,341 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $26,145 |
| Total plan assets at end of year | 2012-12-31 | $3,484,488 |
| Total plan assets at beginning of year | 2012-12-31 | $2,880,926 |
| Value of fidelity bond covering the plan | 2012-12-31 | $400,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $161,939 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $196 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $23,123 |
| Other income received | 2012-12-31 | $384,046 |
| Net income (gross income less expenses) | 2012-12-31 | $603,562 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $3,484,488 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,880,926 |
| Assets. Value of participant loans | 2012-12-31 | $114,024 |
| Assets. Value of employer securities | 2012-12-31 | $172,500 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $60,795 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $186,836 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $71,184 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $71,134 |
| Total plan assets at end of year | 2011-12-31 | $2,880,926 |
| Total plan assets at beginning of year | 2011-12-31 | $2,765,274 |
| Value of fidelity bond covering the plan | 2011-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $150,388 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $50 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $0 |
| Other income received | 2011-12-31 | $-21,357 |
| Noncash contributions received | 2011-12-31 | $0 |
| Net income (gross income less expenses) | 2011-12-31 | $115,652 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,880,926 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,765,274 |
| Assets. Value of participant loans | 2011-12-31 | $125,918 |
| Assets. Value of employer securities | 2011-12-31 | $172,500 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $57,805 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2017: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | Yes |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: FARIN & ASSOCIATES, INC. SAFE HARBOR 401(K) AND PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 337884-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 337884-01 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 337884-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 337884-01 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 337884-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 337884-01 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 337884-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 337884-01 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 337884-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 337884-01 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 337884-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 337884-01 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No |
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