401k Plan data: SPI LIGHTING INC plan

SPI LIGHTING INC 401k Plan overview

Plan Name	SPI LIGHTING INC
Plan identification number	503

SPI LIGHTING INC Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Life insurance

401k Sponsoring company profile

SPI LIGHTING, INC. has sponsored the creation of one or more 401k plans.

Company Name: SPI LIGHTING, INC.

Employer identification number (EIN): 391589201

NAIC Classification: 335100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPI LIGHTING INC

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
503 2012-01-01 ALYSON BREE ALYSON BREE 2013-07-16
503 2011-08-01 ALYSON BREE
503 2009-08-01 ALYSON BREE
503 2008-08-01 ALYSON BREE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
503	2012-01-01	ALYSON BREE	ALYSON BREE	2013-07-16
503	2011-08-01	ALYSON BREE
503	2009-08-01	ALYSON BREE
503	2008-08-01	ALYSON BREE

Plan Statistics for SPI LIGHTING INC

401k plan membership statisitcs for SPI LIGHTING INC

Measure Date Value
2012: SPI LIGHTING INC 2012 401k membership
Total participants, beginning-of-year 2012-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 74
Total of all active and inactive participants 2012-01-01 74
Total participants 2012-01-01 74
2011: SPI LIGHTING INC 2011 401k membership
Total participants, beginning-of-year 2011-08-01 91
Total number of active participants reported on line 7a of the Form 5500 2011-08-01 91
Total of all active and inactive participants 2011-08-01 91
Total participants 2011-08-01 91
2009: SPI LIGHTING INC 2009 401k membership
Total participants, beginning-of-year 2009-08-01 112
Total number of active participants reported on line 7a of the Form 5500 2009-08-01 100
Number of retired or separated participants receiving benefits 2009-08-01 4
Total of all active and inactive participants 2009-08-01 104
Total participants 2009-08-01 104
2008: SPI LIGHTING INC 2008 401k membership
Total participants, beginning-of-year 2008-08-01 126
Total number of active participants reported on line 7a of the Form 5500 2008-08-01 102
Number of retired or separated participants receiving benefits 2008-08-01 10
Total of all active and inactive participants 2008-08-01 112
Total participants 2008-08-01 112

Measure	Date	Value
2012: SPI LIGHTING INC 2012 401k membership
Total participants, beginning-of-year	2012-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	74
Total of all active and inactive participants	2012-01-01	74
Total participants	2012-01-01	74
2011: SPI LIGHTING INC 2011 401k membership
Total participants, beginning-of-year	2011-08-01	91
Total number of active participants reported on line 7a of the Form 5500	2011-08-01	91
Total of all active and inactive participants	2011-08-01	91
Total participants	2011-08-01	91
2009: SPI LIGHTING INC 2009 401k membership
Total participants, beginning-of-year	2009-08-01	112
Total number of active participants reported on line 7a of the Form 5500	2009-08-01	100
Number of retired or separated participants receiving benefits	2009-08-01	4
Total of all active and inactive participants	2009-08-01	104
Total participants	2009-08-01	104
2008: SPI LIGHTING INC 2008 401k membership
Total participants, beginning-of-year	2008-08-01	126
Total number of active participants reported on line 7a of the Form 5500	2008-08-01	102
Number of retired or separated participants receiving benefits	2008-08-01	10
Total of all active and inactive participants	2008-08-01	112
Total participants	2008-08-01	112

Form 5500 Responses for SPI LIGHTING INC

2012: SPI LIGHTING INC 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: SPI LIGHTING INC 2011 form 5500 responses
2011-08-01	Type of plan entity	Single employer plan
2011-08-01	First time form 5500 has been submitted	Yes
2011-08-01	Submission has been amended	No
2011-08-01	This submission is the final filing	No
2011-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-08-01	Plan is a collectively bargained plan	No
2011-08-01	Plan funding arrangement – Insurance	Yes
2011-08-01	Plan benefit arrangement – Insurance	Yes
2009: SPI LIGHTING INC 2009 form 5500 responses
2009-08-01	Type of plan entity	Single employer plan
2009-08-01	First time form 5500 has been submitted	Yes
2009-08-01	Submission has been amended	No
2009-08-01	This submission is the final filing	No
2009-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-08-01	Plan is a collectively bargained plan	No
2009-08-01	Plan funding arrangement – Insurance	Yes
2009-08-01	Plan benefit arrangement – Insurance	Yes
2008: SPI LIGHTING INC 2008 form 5500 responses
2008-08-01	Type of plan entity	Single employer plan
2008-08-01	First time form 5500 has been submitted	Yes
2008-08-01	Submission has been amended	No
2008-08-01	This submission is the final filing	No
2008-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-08-01	Plan is a collectively bargained plan	No
2008-08-01	Plan funding arrangement – Insurance	Yes
2008-08-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	SPI LIGHTING, INC.
Employer identification number (EIN):	391589201
NAIC Classification:	335100