401k Plan data: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN plan

AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AQUA FINANCE INC. has sponsored the creation of one or more 401k plans.

Company Name: AQUA FINANCE INC.

Employer identification number (EIN): 391615890

NAIC Classification: 522291
NAIC Description: Consumer Lending

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 ROBERT HEYMAN ROBERT HEYMAN 2018-07-19
001 2016-01-01 ROBERT L. HEYMAN ROBERT L. HEYMAN 2017-09-25
001 2015-01-01 ROBERT HEYMAN ROBERT HEYMAN 2016-10-11
001 2014-01-01 ROBERT L. HEYMAN 2015-09-04 ROBERT L. HEYMAN 2015-09-04
001 2013-01-01 ROBERT L. HEYMAN 2014-05-08 ROBERT L. HEYMAN 2014-05-08
001 2012-01-01 ROBERT L. HEYMAN ROBERT L. HEYMAN 2013-10-08
001 2011-01-01 ROBERT HEYMAN ROBERT HEYMAN 2012-09-11
001 2009-01-01 ROBERT HEYMAN ROBERT HEYMAN 2010-07-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	ROBERT HEYMAN		ROBERT HEYMAN	2018-07-19
001	2016-01-01	ROBERT L. HEYMAN		ROBERT L. HEYMAN	2017-09-25
001	2015-01-01	ROBERT HEYMAN		ROBERT HEYMAN	2016-10-11
001	2014-01-01	ROBERT L. HEYMAN	2015-09-04	ROBERT L. HEYMAN	2015-09-04
001	2013-01-01	ROBERT L. HEYMAN	2014-05-08	ROBERT L. HEYMAN	2014-05-08
001	2012-01-01	ROBERT L. HEYMAN		ROBERT L. HEYMAN	2013-10-08
001	2011-01-01	ROBERT HEYMAN		ROBERT HEYMAN	2012-09-11
001	2009-01-01	ROBERT HEYMAN		ROBERT HEYMAN	2010-07-29

Plan Statistics for AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 473
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 359
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 116
Total of all active and inactive participants 2022-01-01 475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 476
Number of participants with account balances 2022-01-01 464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 37
2021: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 420
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 313
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 66
Total of all active and inactive participants 2021-01-01 379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 380
Number of participants with account balances 2021-01-01 367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 67
2020: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 418
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 344
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 49
Total of all active and inactive participants 2020-01-01 393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 393
Number of participants with account balances 2020-01-01 359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 89
2019: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 307
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 307
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 76
Total of all active and inactive participants 2019-01-01 383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 383
Number of participants with account balances 2019-01-01 356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 67
2018: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 240
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 40
Total of all active and inactive participants 2018-01-01 280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 280
Number of participants with account balances 2018-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 37
2017: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 181
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 25
Total of all active and inactive participants 2017-01-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 206
Number of participants with account balances 2017-01-01 184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 28
2016: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 149
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 16
Total of all active and inactive participants 2016-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 165
Number of participants with account balances 2016-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 4
2015: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 106
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 124
Number of participants with account balances 2015-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2012: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 65
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 18
Total of all active and inactive participants 2012-01-01 83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 83
Number of participants with account balances 2012-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 81
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 15
Total of all active and inactive participants 2011-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 96
Number of participants with account balances 2011-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 211
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 157
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 13
Total of all active and inactive participants 2009-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 170
Number of participants with account balances 2009-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2022: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	473
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	359
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	116
Total of all active and inactive participants	2022-01-01	475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	476
Number of participants with account balances	2022-01-01	464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	37
2021: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	420
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	313
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	66
Total of all active and inactive participants	2021-01-01	379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	380
Number of participants with account balances	2021-01-01	367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	67
2020: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	418
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	344
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	49
Total of all active and inactive participants	2020-01-01	393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	393
Number of participants with account balances	2020-01-01	359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	89
2019: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	307
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	307
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	76
Total of all active and inactive participants	2019-01-01	383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	383
Number of participants with account balances	2019-01-01	356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	67
2018: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	240
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	40
Total of all active and inactive participants	2018-01-01	280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	280
Number of participants with account balances	2018-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	37
2017: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	181
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	25
Total of all active and inactive participants	2017-01-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	206
Number of participants with account balances	2017-01-01	184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	28
2016: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	149
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	16
Total of all active and inactive participants	2016-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	165
Number of participants with account balances	2016-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	4
2015: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	106
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	124
Number of participants with account balances	2015-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2012: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	65
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	18
Total of all active and inactive participants	2012-01-01	83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	83
Number of participants with account balances	2012-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	81
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	15
Total of all active and inactive participants	2011-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	96
Number of participants with account balances	2011-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	211
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	157
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	13
Total of all active and inactive participants	2009-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	170
Number of participants with account balances	2009-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$357,797
Total of all expenses incurred	2022-12-31	$998,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$990,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,607,253
Value of total assets at end of year	2022-12-31	$11,147,248
Value of total assets at beginning of year	2022-12-31	$11,788,430
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$8,780
Total interest from all sources	2022-12-31	$10,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,487,572
Participant contributions at end of year	2022-12-31	$242,905
Participant contributions at beginning of year	2022-12-31	$202,181
Participant contributions at end of year	2022-12-31	$55,731
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$17,278
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-641,182
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$11,147,248
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$11,788,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$10,797,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$11,376,801
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$9,452
Interest earned on other investments	2022-12-31	$827
Value of interest in common/collective trusts at end of year	2022-12-31	$0
Value of interest in common/collective trusts at beginning of year	2022-12-31	$205,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$13,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$3,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$0
Net investment gain/loss from pooled separate accounts	2022-12-31	$-2,259,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,102,403
Employer contributions (assets) at end of year	2022-12-31	$36,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$990,199
Contract administrator fees	2022-12-31	$8,780
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$3,509,475
Total of all expenses incurred	2021-12-31	$2,014,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,991,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,025,861
Value of total assets at end of year	2021-12-31	$11,788,430
Value of total assets at beginning of year	2021-12-31	$10,293,682
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$22,933
Total interest from all sources	2021-12-31	$12,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,149,733
Participant contributions at end of year	2021-12-31	$202,181
Participant contributions at beginning of year	2021-12-31	$271,149
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$169,447
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$1,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,494,748
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$11,788,430
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$10,293,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$11,376,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$8,731,446
Interest on participant loans	2021-12-31	$12,199
Interest earned on other investments	2021-12-31	$190
Value of interest in common/collective trusts at end of year	2021-12-31	$205,478
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,271,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$3,970
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$18,130
Net investment gain/loss from pooled separate accounts	2021-12-31	$1,471,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$706,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,991,794
Contract administrator fees	2021-12-31	$22,933
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$3,181,898
Total of all expenses incurred	2020-12-31	$379,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$355,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,676,822
Value of total assets at end of year	2020-12-31	$10,293,682
Value of total assets at beginning of year	2020-12-31	$7,491,690
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$24,464
Total interest from all sources	2020-12-31	$13,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$995,787
Participant contributions at end of year	2020-12-31	$271,149
Participant contributions at beginning of year	2020-12-31	$167,819
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$64,871
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1,514
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,801,992
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$10,293,682
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$7,491,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$8,731,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$6,146,431
Interest on participant loans	2020-12-31	$11,733
Interest earned on other investments	2020-12-31	$1,513
Value of interest in common/collective trusts at end of year	2020-12-31	$1,271,443
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,151,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$18,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$25,537
Net investment gain/loss from pooled separate accounts	2020-12-31	$1,491,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$616,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$355,442
Contract administrator fees	2020-12-31	$24,464
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,728,374
Total of all expenses incurred	2019-12-31	$613,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$560,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,358,210
Value of total assets at end of year	2019-12-31	$7,491,690
Value of total assets at beginning of year	2019-12-31	$5,377,091
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$53,739
Total interest from all sources	2019-12-31	$11,920
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$4,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$4,527
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$794,819
Participant contributions at end of year	2019-12-31	$167,819
Participant contributions at beginning of year	2019-12-31	$133,556
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$29,636
Other income not declared elsewhere	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$2,114,599
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,491,690
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,377,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,146,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$810,033
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$442,138
Interest on participant loans	2019-12-31	$7,500
Interest earned on other investments	2019-12-31	$4,420
Value of interest in common/collective trusts at end of year	2019-12-31	$1,151,903
Value of interest in common/collective trusts at beginning of year	2019-12-31	$3,913,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$25,537
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$78,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$0
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,353,717
Net investment gain or loss from common/collective trusts	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$533,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$560,036
Contract administrator fees	2019-12-31	$53,739
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2019-12-31	410746749
2018 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$607,062
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$402,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$348,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$993,858
Value of total assets at end of year	2018-12-31	$5,377,091
Value of total assets at beginning of year	2018-12-31	$5,172,381
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$54,157
Total interest from all sources	2018-12-31	$6,837
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$599,774
Participant contributions at end of year	2018-12-31	$133,556
Participant contributions at beginning of year	2018-12-31	$91,900
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$204,710
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,377,091
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$5,172,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$810,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$808,517
Value of interest in pooled separate accounts at end of year	2018-12-31	$442,138
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$382,907
Interest on participant loans	2018-12-31	$5,696
Interest earned on other investments	2018-12-31	$1,141
Value of interest in common/collective trusts at end of year	2018-12-31	$3,913,342
Value of interest in common/collective trusts at beginning of year	2018-12-31	$3,833,979
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$78,022
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$55,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-75,708
Net investment gain/loss from pooled separate accounts	2018-12-31	$-27,387
Net investment gain or loss from common/collective trusts	2018-12-31	$-290,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$394,084
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$348,195
Contract administrator fees	2018-12-31	$54,157
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,666,232
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$235,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$189,795
Expenses. Certain deemed distributions of participant loans	2017-12-31	$5,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$947,331
Value of total assets at end of year	2017-12-31	$5,172,381
Value of total assets at beginning of year	2017-12-31	$3,741,338
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$40,367
Total interest from all sources	2017-12-31	$4,219
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$8,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$8,861
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$462,845
Participant contributions at end of year	2017-12-31	$91,900
Participant contributions at beginning of year	2017-12-31	$56,757
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$180,363
Administrative expenses (other) incurred	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,431,043
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,172,381
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,741,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$808,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$644,871
Value of interest in pooled separate accounts at end of year	2017-12-31	$382,907
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$199,125
Interest on participant loans	2017-12-31	$3,470
Interest earned on other investments	2017-12-31	$749
Value of interest in common/collective trusts at end of year	2017-12-31	$3,833,979
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,811,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$55,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$28,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$148,766
Net investment gain/loss from pooled separate accounts	2017-12-31	$67,463
Net investment gain or loss from common/collective trusts	2017-12-31	$489,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$304,123
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$189,795
Contract administrator fees	2017-12-31	$40,367
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$749,949
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$227,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$188,232
Expenses. Certain deemed distributions of participant loans	2016-12-31	$8,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$480,211
Value of total assets at end of year	2016-12-31	$3,741,338
Value of total assets at beginning of year	2016-12-31	$3,219,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$30,551
Total interest from all sources	2016-12-31	$2,975
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$7,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$7,674
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$400,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$324,475
Participant contributions at end of year	2016-12-31	$56,757
Participant contributions at beginning of year	2016-12-31	$56,654
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,190
Other income not declared elsewhere	2016-12-31	$634
Administrative expenses (other) incurred	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$3,150,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$522,335
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,741,338
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,219,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$644,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,808
Value of interest in pooled separate accounts at end of year	2016-12-31	$199,125
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$653
Interest on participant loans	2016-12-31	$2,565
Interest earned on other investments	2016-12-31	$410
Value of interest in common/collective trusts at end of year	2016-12-31	$2,811,936
Value of interest in common/collective trusts at beginning of year	2016-12-31	$9,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$28,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$49
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$33,576
Net investment gain/loss from pooled separate accounts	2016-12-31	$12,109
Net investment gain or loss from common/collective trusts	2016-12-31	$212,770
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$153,546
Employer contributions (assets) at end of year	2016-12-31	$462
Employer contributions (assets) at beginning of year	2016-12-31	$15
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$188,232
Contract administrator fees	2016-12-31	$30,551
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$567
Total income from all sources (including contributions)	2015-12-31	$355,154
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$236,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$220,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$382,922
Value of total assets at end of year	2015-12-31	$3,219,003
Value of total assets at beginning of year	2015-12-31	$3,100,980
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$16,369
Total interest from all sources	2015-12-31	$2,287
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$400,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$261,209
Participant contributions at end of year	2015-12-31	$56,654
Participant contributions at beginning of year	2015-12-31	$59,624
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$567
Administrative expenses (other) incurred	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$3,150,434
Total non interest bearing cash at beginning of year	2015-12-31	$567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$118,590
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,219,003
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,100,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,808
Value of interest in pooled separate accounts at end of year	2015-12-31	$653
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$3,040,789
Interest on participant loans	2015-12-31	$2,287
Value of interest in common/collective trusts at end of year	2015-12-31	$9,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$49
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-9
Net investment gain/loss from pooled separate accounts	2015-12-31	$-29,997
Net investment gain or loss from common/collective trusts	2015-12-31	$-49
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$121,713
Employer contributions (assets) at end of year	2015-12-31	$15
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$220,195
Contract administrator fees	2015-12-31	$16,369
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-31	410746749
2012 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$452,222
Total of all expenses incurred	2012-12-31	$337,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$337,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$205,561
Value of total assets at end of year	2012-12-31	$2,048,847
Value of total assets at beginning of year	2012-12-31	$1,933,748
Total interest from all sources	2012-12-31	$3,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$200,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$134,991
Participant contributions at end of year	2012-12-31	$87,495
Participant contributions at beginning of year	2012-12-31	$97,238
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$10,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$115,099
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,048,847
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,933,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,906,352
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,836,510
Interest on participant loans	2012-12-31	$3,703
Net investment gain/loss from pooled separate accounts	2012-12-31	$242,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$59,995
Employer contributions (assets) at end of year	2012-12-31	$55,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$337,123
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2012-12-31	410746749
2011 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$94,577
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$225,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$202,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$143,897
Value of total assets at end of year	2011-12-31	$1,933,748
Value of total assets at beginning of year	2011-12-31	$2,064,250
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$22,222
Total interest from all sources	2011-12-31	$4,511
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$22,222
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$200,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$137,398
Participant contributions at end of year	2011-12-31	$97,238
Participant contributions at beginning of year	2011-12-31	$117,601
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$6,499
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-130,502
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,933,748
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,064,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,836,510
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,946,649
Interest on participant loans	2011-12-31	$4,511
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-53,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$202,857
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2011-12-31	410746749
2010 : AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$425,008
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$234,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$188,423
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$23,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$165,520
Value of total assets at end of year	2010-12-31	$2,064,250
Value of total assets at beginning of year	2010-12-31	$1,873,363
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,267
Total interest from all sources	2010-12-31	$4,621
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$22,267
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$165,520
Participant contributions at end of year	2010-12-31	$117,601
Participant contributions at beginning of year	2010-12-31	$75,640
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$190,887
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,064,250
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,873,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,946,649
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,796,365
Interest on participant loans	2010-12-31	$4,621
Income. Interest from loans (other than to participants)	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$188,423
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CLIFTON GUNDERSON LLP
Accountancy firm EIN	2010-12-31	370802863

Form 5500 Responses for AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN

2022: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2012: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AQUA FINANCE INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-844305

Policy instance

Insurance contract or identification number	GA-844305
Number of Individuals Covered	0
Insurance policy start date	2022-01-01
Insurance policy end date	2022-02-19
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

748059-01

Policy instance

Insurance contract or identification number	748059-01
Number of Individuals Covered	469
Insurance policy start date	2022-02-19
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $23,877
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	21489
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-844305

Policy instance

Insurance contract or identification number	GA-844305
Number of Individuals Covered	370
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-844305

Policy instance

Insurance contract or identification number	GA-844305
Number of Individuals Covered	359
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462833

Policy instance

Insurance contract or identification number	462833
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-09-30
Total amount of commissions paid to insurance broker	USD $1,540
Total amount of fees paid to insurance company	USD $192
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,540
Insurance broker organization code?	3
Amount paid for insurance broker fees	192
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-09-30
Total amount of commissions paid to insurance broker	USD $247
Total amount of fees paid to insurance company	USD $31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $247
Insurance broker organization code?	3
Amount paid for insurance broker fees	31
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-844305

Policy instance

Insurance contract or identification number	GA-844305
Number of Individuals Covered	357
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

4-62833

Policy instance

Insurance contract or identification number	4-62833
Number of Individuals Covered	213
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,314
Total amount of fees paid to insurance company	USD $164
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $909
Insurance broker organization code?	3
Amount paid for insurance broker fees	164
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker name	NORTHWESTERN WISCONSIN ASSOCATES

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

4-62833

Policy instance

Insurance contract or identification number	4-62833
Number of Individuals Covered	110
Insurance policy start date	2015-12-15
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23720

Policy instance

Insurance contract or identification number	23720
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2015-12-28
Total amount of commissions paid to insurance broker	USD $12,685
Total amount of fees paid to insurance company	USD $7,762
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,685
Insurance broker organization code?	3
Amount paid for insurance broker fees	7762
Additional information about fees paid to insurance broker	TPA FEE AND COMPENSATION
Insurance broker name	NORTHWESTERN WISCONSIN ASSOCIATES,

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23720

Policy instance

Insurance contract or identification number	23720
Number of Individuals Covered	87
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $8,106
Total amount of fees paid to insurance company	USD $10,114
Are there contracts with allocated funds for individual policies?	Yes
Commission paid to Insurance Broker	USD $8,106
Insurance broker organization code?	3
Amount paid for insurance broker fees	10114
Additional information about fees paid to insurance broker	TPA FEES AND COMPENSATION
Insurance broker name	NORTHWESTERN WISCONSIN ASSOCIATES,

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23720

Policy instance

Insurance contract or identification number	23720
Number of Individuals Covered	95
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $8,051
Total amount of fees paid to insurance company	USD $10,661
Are there contracts with allocated funds for individual policies?	Yes

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23720

Policy instance

Insurance contract or identification number	23720
Number of Individuals Covered	117
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $7,340
Total amount of fees paid to insurance company	USD $11,115
Are there contracts with allocated funds for individual policies?	Yes
Commission paid to Insurance Broker	USD $7,340
Insurance broker organization code?	3
Amount paid for insurance broker fees	10984
Additional information about fees paid to insurance broker	TPA FEES TPA COMPENSATION
Insurance broker name	VANGUARD GROUP, INC.

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Company Name:	AQUA FINANCE INC.
Employer identification number (EIN):	391615890
NAIC Classification:	522291
NAIC Description:	Consumer Lending