401k Plan data: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN plan

JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 401k Plan overview

Plan Name	JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN
Plan identification number	003

JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

JOHNSON FINANCIAL GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: JOHNSON FINANCIAL GROUP, INC.

Employer identification number (EIN): 391629756

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2018-01-01 WENDY BRUDNICKI
003 2017-01-01 WENDY BRUDNICKI
003 2016-01-01 WENDY BRUDNICKI
003 2015-01-01 WENDY BRUDNICKI
003 2014-01-01 WENDY BRUDNICKI
003 2013-01-01 WENDY BRUDNICKI
003 2012-01-01 WENDY BRUDNICKI
003 2011-01-01 WENDY BRUDNICKI
003 2009-01-01 WENDY BRUDNICKI WENDY BRUDNICKI 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2018-01-01	WENDY BRUDNICKI
003	2017-01-01	WENDY BRUDNICKI
003	2016-01-01	WENDY BRUDNICKI
003	2015-01-01	WENDY BRUDNICKI
003	2014-01-01	WENDY BRUDNICKI
003	2013-01-01	WENDY BRUDNICKI
003	2012-01-01	WENDY BRUDNICKI
003	2011-01-01	WENDY BRUDNICKI
003	2009-01-01	WENDY BRUDNICKI	WENDY BRUDNICKI	2010-10-14

Plan Statistics for JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN

401k plan membership statisitcs for JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN

Measure Date Value
2018: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,405
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 57
2017: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,379
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,215
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 188
Total of all active and inactive participants 2017-01-01 1,405
Total participants 2017-01-01 1,405
Number of participants with account balances 2017-01-01 1,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 78
2016: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,322
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,209
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 168
Total of all active and inactive participants 2016-01-01 1,379
Total participants 2016-01-01 1,379
Number of participants with account balances 2016-01-01 1,183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 71
2015: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,271
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,161
Number of retired or separated participants receiving benefits 2015-01-01 2
Number of other retired or separated participants entitled to future benefits 2015-01-01 159
Total of all active and inactive participants 2015-01-01 1,322
Total participants 2015-01-01 1,322
Number of participants with account balances 2015-01-01 1,146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 74
2014: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,229
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,143
Number of other retired or separated participants entitled to future benefits 2014-01-01 128
Total of all active and inactive participants 2014-01-01 1,271
Total participants 2014-01-01 1,271
Number of participants with account balances 2014-01-01 1,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 68
2013: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,158
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,104
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 124
Total of all active and inactive participants 2013-01-01 1,229
Total participants 2013-01-01 1,229
Number of participants with account balances 2013-01-01 1,019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 68
2012: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,132
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,056
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 100
Total of all active and inactive participants 2012-01-01 1,158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,158
Number of participants with account balances 2012-01-01 973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 27
2011: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,091
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 964
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 168
Total of all active and inactive participants 2011-01-01 1,132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,132
Number of participants with account balances 2011-01-01 1,077
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 22
2009: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,314
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,269
Number of retired or separated participants receiving benefits 2009-01-01 129
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 1,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,398
Number of participants with account balances 2009-01-01 1,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,405
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	57
2017: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,379
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,215
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	188
Total of all active and inactive participants	2017-01-01	1,405
Total participants	2017-01-01	1,405
Number of participants with account balances	2017-01-01	1,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	78
2016: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,322
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,209
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	168
Total of all active and inactive participants	2016-01-01	1,379
Total participants	2016-01-01	1,379
Number of participants with account balances	2016-01-01	1,183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	71
2015: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,271
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,161
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	159
Total of all active and inactive participants	2015-01-01	1,322
Total participants	2015-01-01	1,322
Number of participants with account balances	2015-01-01	1,146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	74
2014: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,229
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,143
Number of other retired or separated participants entitled to future benefits	2014-01-01	128
Total of all active and inactive participants	2014-01-01	1,271
Total participants	2014-01-01	1,271
Number of participants with account balances	2014-01-01	1,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	68
2013: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,158
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,104
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	124
Total of all active and inactive participants	2013-01-01	1,229
Total participants	2013-01-01	1,229
Number of participants with account balances	2013-01-01	1,019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	68
2012: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,132
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,056
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	100
Total of all active and inactive participants	2012-01-01	1,158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,158
Number of participants with account balances	2012-01-01	973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	27
2011: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,091
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	964
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	168
Total of all active and inactive participants	2011-01-01	1,132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,132
Number of participants with account balances	2011-01-01	1,077
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	22
2009: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,314
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,269
Number of retired or separated participants receiving benefits	2009-01-01	129
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	1,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,398
Number of participants with account balances	2009-01-01	1,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN

Measure	Date	Value
2018 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-08-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-08-31	$0
Total unrealized appreciation/depreciation of assets	2018-08-31	$0
Total transfer of assets to this plan	2018-08-31	$0
Total transfer of assets from this plan	2018-08-31	$25,532,210
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-31	$0
Expenses. Interest paid	2018-08-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-08-31	$0
Total income from all sources (including contributions)	2018-08-31	$4,376,229
Total loss/gain on sale of assets	2018-08-31	$0
Total of all expenses incurred	2018-08-31	$1,654,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-08-31	$1,624,532
Expenses. Certain deemed distributions of participant loans	2018-08-31	$0
Value of total corrective distributions	2018-08-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-08-31	$3,106,913
Value of total assets at end of year	2018-08-31	$0
Value of total assets at beginning of year	2018-08-31	$22,810,674
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-08-31	$30,161
Total income from rents	2018-08-31	$0
Total interest from all sources	2018-08-31	$9,526
Total dividends received (eg from common stock, registered investment company shares)	2018-08-31	$100,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-08-31	$100,679
Assets. Real estate other than employer real property at end of year	2018-08-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-08-31	$0
Administrative expenses professional fees incurred	2018-08-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-08-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-08-31	$0
Was this plan covered by a fidelity bond	2018-08-31	Yes
Value of fidelity bond cover	2018-08-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-08-31	No
Funding deficiency by the employer to the plan for this plan year	2018-08-31	$0
Minimum employer required contribution for this plan year	2018-08-31	$2,619,437
Amount contributed by the employer to the plan for this plan year	2018-08-31	$2,619,437
Were there any nonexempt tranactions with any party-in-interest	2018-08-31	No
Contributions received from participants	2018-08-31	$0
Participant contributions at end of year	2018-08-31	$0
Participant contributions at beginning of year	2018-08-31	$0
Participant contributions at end of year	2018-08-31	$0
Participant contributions at beginning of year	2018-08-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-08-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-08-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-08-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-08-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-08-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-08-31	$0
Assets. Loans (other than to participants) at end of year	2018-08-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-08-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-08-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-08-31	$0
Other income not declared elsewhere	2018-08-31	$0
Administrative expenses (other) incurred	2018-08-31	$30,161
Liabilities. Value of operating payables at end of year	2018-08-31	$0
Liabilities. Value of operating payables at beginning of year	2018-08-31	$0
Total non interest bearing cash at end of year	2018-08-31	$0
Total non interest bearing cash at beginning of year	2018-08-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-31	No
Income. Non cash contributions	2018-08-31	$0
Value of net income/loss	2018-08-31	$2,721,536
Value of net assets at end of year (total assets less liabilities)	2018-08-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-08-31	$22,810,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-08-31	No
Were any leases to which the plan was party in default or uncollectible	2018-08-31	No
Assets. partnership/joint venture interests at end of year	2018-08-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-08-31	$0
Investment advisory and management fees	2018-08-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-08-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-08-31	$22,000,262
Value of interest in pooled separate accounts at end of year	2018-08-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-08-31	$625,389
Interest on participant loans	2018-08-31	$0
Income. Interest from loans (other than to participants)	2018-08-31	$0
Interest earned on other investments	2018-08-31	$8,418
Income. Interest from US Government securities	2018-08-31	$0
Income. Interest from corporate debt instruments	2018-08-31	$0
Value of interest in master investment trust accounts at end of year	2018-08-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-08-31	$0
Value of interest in common/collective trusts at end of year	2018-08-31	$0
Value of interest in common/collective trusts at beginning of year	2018-08-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-08-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-08-31	$185,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-08-31	$185,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-08-31	$1,108
Assets. Value of investments in 103.12 investment entities at end of year	2018-08-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-08-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-08-31	$0
Asset value of US Government securities at end of year	2018-08-31	$0
Asset value of US Government securities at beginning of year	2018-08-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-08-31	$1,159,111
Net investment gain/loss from pooled separate accounts	2018-08-31	$0
Net investment gain or loss from common/collective trusts	2018-08-31	$0
Net gain/loss from 103.12 investment entities	2018-08-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-08-31	No
Was there a failure to transmit to the plan any participant contributions	2018-08-31	No
Has the plan failed to provide any benefit when due under the plan	2018-08-31	No
Assets. Invements in employer securities at end of year	2018-08-31	$0
Assets. Invements in employer securities at beginning of year	2018-08-31	$0
Assets. Value of employer real property at end of year	2018-08-31	$0
Assets. Value of employer real property at beginning of year	2018-08-31	$0
Contributions received in cash from employer	2018-08-31	$3,106,913
Employer contributions (assets) at end of year	2018-08-31	$0
Employer contributions (assets) at beginning of year	2018-08-31	$0
Income. Dividends from preferred stock	2018-08-31	$0
Income. Dividends from common stock	2018-08-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-08-31	$1,624,532
Asset. Corporate debt instrument preferred debt at end of year	2018-08-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-08-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-08-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-08-31	$0
Contract administrator fees	2018-08-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2018-08-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-08-31	$0
Liabilities. Value of benefit claims payable at end of year	2018-08-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-08-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2018-08-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-08-31	$0
Did the plan have assets held for investment	2018-08-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-08-31	Yes
Aggregate proceeds on sale of assets	2018-08-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-08-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2018-08-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-08-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-08-31	Disclaimer
Accountancy firm name	2018-08-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2018-08-31	390859910
2017 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,642,267
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,349,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,318,991
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,097,176
Value of total assets at end of year	2017-12-31	$22,810,674
Value of total assets at beginning of year	2017-12-31	$17,518,057
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$30,659
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$826
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$665,637
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$665,637
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Funding deficiency by the employer to the plan for this plan year	2017-12-31	$0
Minimum employer required contribution for this plan year	2017-12-31	$3,080,453
Amount contributed by the employer to the plan for this plan year	2017-12-31	$3,080,453
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$0
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$5
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$30,659
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$5,292,617
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$22,810,674
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$17,518,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$22,000,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$16,699,325
Value of interest in pooled separate accounts at end of year	2017-12-31	$625,389
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$682,412
Interest on participant loans	2017-12-31	$0
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$185,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$136,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$136,315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$826
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,867,157
Net investment gain/loss from pooled separate accounts	2017-12-31	$11,471
Net investment gain or loss from common/collective trusts	2017-12-31	$0
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$3,097,176
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,318,991
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2017-12-31	390859910
2016 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,424,518
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,314,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,274,115
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,924,287
Value of total assets at end of year	2016-12-31	$17,518,057
Value of total assets at beginning of year	2016-12-31	$14,408,257
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$40,603
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$271
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$438,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$438,382
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Funding deficiency by the employer to the plan for this plan year	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$3,203,322
Amount contributed by the employer to the plan for this plan year	2016-12-31	$3,203,322
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$5
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$40,603
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$3,109,800
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$17,518,057
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,408,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$16,699,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$13,662,756
Value of interest in pooled separate accounts at end of year	2016-12-31	$682,412
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$739,188
Interest on participant loans	2016-12-31	$0
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$136,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$6,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$6,313
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$271
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,049,527
Net investment gain/loss from pooled separate accounts	2016-12-31	$12,051
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$2,924,287
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,274,115
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,599,774
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,052,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,020,227
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,670,055
Value of total assets at end of year	2015-12-31	$14,408,257
Value of total assets at beginning of year	2015-12-31	$12,860,912
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$32,202
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$236
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$534,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$534,857
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Funding deficiency by the employer to the plan for this plan year	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$2,943,978
Amount contributed by the employer to the plan for this plan year	2015-12-31	$2,943,978
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$32,202
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$1,547,345
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,408,257
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,860,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$13,662,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,259,914
Value of interest in pooled separate accounts at end of year	2015-12-31	$739,188
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$0
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$328,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$6,313
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$272,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$272,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$236
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-610,733
Net investment gain/loss from pooled separate accounts	2015-12-31	$955
Net investment gain or loss from common/collective trusts	2015-12-31	$4,404
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$2,670,055
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,020,227
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2015-12-31	410746749
2014 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,217,584
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$743,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$709,567
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,570,721
Value of total assets at end of year	2014-12-31	$12,860,912
Value of total assets at beginning of year	2014-12-31	$10,386,694
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$33,799
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$140
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$459,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$459,869
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$2,673,467
Amount contributed by the employer to the plan for this plan year	2014-12-31	$2,673,467
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$0
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$33,799
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$2,474,218
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,860,912
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,386,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,259,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$9,840,492
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$0
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$328,917
Value of interest in common/collective trusts at beginning of year	2014-12-31	$307,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$272,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$238,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$238,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$140
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$183,439
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$3,415
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$2,570,721
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$709,567
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2014-12-31	410746749
2013 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,020,663
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$764,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$719,264
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$157,332
Value of total assets at end of year	2013-12-31	$10,386,694
Value of total assets at beginning of year	2013-12-31	$9,130,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$45,364
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$249
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$254,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$254,003
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$2,450,611
Amount contributed by the employer to the plan for this plan year	2013-12-31	$2,450,611
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,751
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$45,364
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$1,256,035
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,386,694
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,130,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$9,840,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,453,590
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$0
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$307,566
Value of interest in common/collective trusts at beginning of year	2013-12-31	$276,849
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$238,636
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$193,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$193,730
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$249
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,611,076
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-1,997
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$154,581
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$2,206,490
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$719,264
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2013-12-31	410746749
2012 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,172,282
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$909,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$903,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,370,684
Value of total assets at end of year	2012-12-31	$9,130,659
Value of total assets at beginning of year	2012-12-31	$6,867,705
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,389
Total interest from all sources	2012-12-31	$610
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$140,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$140,010
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$2,206,490
Amount contributed by the employer to the plan for this plan year	2012-12-31	$2,206,490
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$5,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,262,954
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,130,659
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,867,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$5,389
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,453,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,440,697
Value of interest in common/collective trusts at end of year	2012-12-31	$276,849
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$193,730
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$135,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$135,190
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$610
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$654,581
Net investment gain or loss from common/collective trusts	2012-12-31	$1,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,370,684
Employer contributions (assets) at end of year	2012-12-31	$2,206,490
Employer contributions (assets) at beginning of year	2012-12-31	$2,290,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$903,939
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2012-12-31	410746749
2011 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,315
Total income from all sources (including contributions)	2011-12-31	$2,114,894
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$681,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$675,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,291,565
Value of total assets at end of year	2011-12-31	$6,867,705
Value of total assets at beginning of year	2011-12-31	$5,439,100
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,300
Total interest from all sources	2011-12-31	$17
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$76,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$76,368
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$2,291,565
Amount contributed by the employer to the plan for this plan year	2011-12-31	$2,291,565
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,495
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$963
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$4,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,432,920
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,867,705
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,434,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$6,300
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,440,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,862,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$135,190
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$94,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$94,874
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-253,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,291,565
Employer contributions (assets) at end of year	2011-12-31	$2,290,323
Employer contributions (assets) at beginning of year	2011-12-31	$2,480,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$675,674
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CLIFTONLARSONALLEN
Accountancy firm EIN	2011-12-31	410746749
2010 : JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,885,998
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$287,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$277,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,480,483
Value of total assets at end of year	2010-12-31	$5,439,100
Value of total assets at beginning of year	2010-12-31	$2,836,005
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$9,280
Total interest from all sources	2010-12-31	$33
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$41,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$41,645
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$2,480,483
Amount contributed by the employer to the plan for this plan year	2010-12-31	$2,480,483
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$963
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$4,315
Administrative expenses (other) incurred	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,598,780
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,434,785
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,836,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$9,280
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,862,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$94,874
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$33
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$363,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,480,483
Employer contributions (assets) at end of year	2010-12-31	$2,480,483
Employer contributions (assets) at beginning of year	2010-12-31	$2,836,005
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$277,938
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CLIFTON GUNDERSON LLP
Accountancy firm EIN	2010-12-31	370802863

Form 5500 Responses for JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN

2018: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: JOHNSON FINANCIAL GROUP, INC. PENSION ACCOUNT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA31688

Policy instance

Insurance contract or identification number	GA31688
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-08-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA31688

Policy instance

Insurance contract or identification number	GA31688
Number of Individuals Covered	167
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker name

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA31688

Policy instance

Insurance contract or identification number	GA31688
Number of Individuals Covered	202
Insurance policy start date	2015-12-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker name

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Company Name:	JOHNSON FINANCIAL GROUP, INC.
Employer identification number (EIN):	391629756
NAIC Classification:	522110
NAIC Description:	Commercial Banking