401k Plan data: A&O 401(K) PLAN plan

A&O 401(K) PLAN 401k Plan overview

Plan Name	A&O 401(K) PLAN
Plan identification number	001

A&O 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ANDREA & ORENDORFF, LLP has sponsored the creation of one or more 401k plans.

Company Name: ANDREA & ORENDORFF, LLP

Employer identification number (EIN): 391648207

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A&O 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 RYAN GOERRES 2023-07-14
001 2021-01-01 RYAN GOERRES 2022-09-23
001 2020-01-01 RYAN GOERRES 2021-10-12
001 2019-01-01
001 2018-01-01 TERRI SCHMIDT
001 2017-01-01 TERRI SCHMIDT
001 2016-01-01 TERRI SCHMIDT
001 2015-01-01 TERRI SCHMIDT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	RYAN GOERRES	2023-07-14
001	2021-01-01	RYAN GOERRES	2022-09-23
001	2020-01-01	RYAN GOERRES	2021-10-12
001	2019-01-01
001	2018-01-01	TERRI SCHMIDT
001	2017-01-01	TERRI SCHMIDT
001	2016-01-01	TERRI SCHMIDT
001	2015-01-01	TERRI SCHMIDT

Plan Statistics for A&O 401(K) PLAN

401k plan membership statisitcs for A&O 401(K) PLAN

Measure Date Value
2019: A&O 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 28
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 7
Total of all active and inactive participants 2019-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 35
Number of participants with account balances 2019-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: A&O 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 28
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 9
Total of all active and inactive participants 2018-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 37
Number of participants with account balances 2018-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 6
2017: A&O 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 28
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 6
Total of all active and inactive participants 2017-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 34
Number of participants with account balances 2017-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: A&O 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 28
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 6
Total of all active and inactive participants 2016-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 34
Number of participants with account balances 2016-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: A&O 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 29
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 30
Number of participants with account balances 2015-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2019: A&O 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	28
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	7
Total of all active and inactive participants	2019-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	35
Number of participants with account balances	2019-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: A&O 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	28
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	9
Total of all active and inactive participants	2018-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	37
Number of participants with account balances	2018-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	6
2017: A&O 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	28
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	6
Total of all active and inactive participants	2017-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	34
Number of participants with account balances	2017-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: A&O 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	28
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	6
Total of all active and inactive participants	2016-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	34
Number of participants with account balances	2016-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: A&O 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	29
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	30
Number of participants with account balances	2015-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on A&O 401(K) PLAN

Measure	Date	Value
2019 : A&O 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$832,411
Expenses. Total of all expenses incurred	2019-12-31	$176,924
Benefits paid (including direct rollovers)	2019-12-31	$176,179
Total plan assets at end of year	2019-12-31	$3,745,029
Total plan assets at beginning of year	2019-12-31	$3,089,542
Value of fidelity bond covering the plan	2019-12-31	$374,519
Total contributions received or receivable from participants	2019-12-31	$126,016
Contributions received from other sources (not participants or employers)	2019-12-31	$3,340
Other income received	2019-12-31	$615,829
Net income (gross income less expenses)	2019-12-31	$655,487
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$3,745,029
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$3,089,542
Assets. Value of participant loans	2019-12-31	$15,516
Total contributions received or receivable from employer(s)	2019-12-31	$87,226
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$745
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : A&O 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$67,799
Expenses. Total of all expenses incurred	2018-12-31	$93,316
Benefits paid (including direct rollovers)	2018-12-31	$92,426
Total plan assets at end of year	2018-12-31	$3,089,542
Total plan assets at beginning of year	2018-12-31	$3,115,059
Value of fidelity bond covering the plan	2018-12-31	$311,506
Total contributions received or receivable from participants	2018-12-31	$143,347
Other income received	2018-12-31	$-164,926
Net income (gross income less expenses)	2018-12-31	$-25,517
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$3,089,542
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$3,115,059
Assets. Value of participant loans	2018-12-31	$24,990
Total contributions received or receivable from employer(s)	2018-12-31	$89,378
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$890
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : A&O 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$652,713
Expenses. Total of all expenses incurred	2017-12-31	$15,124
Benefits paid (including direct rollovers)	2017-12-31	$14,694
Total plan assets at end of year	2017-12-31	$3,115,059
Total plan assets at beginning of year	2017-12-31	$2,477,470
Value of fidelity bond covering the plan	2017-12-31	$311,506
Total contributions received or receivable from participants	2017-12-31	$153,166
Contributions received from other sources (not participants or employers)	2017-12-31	$19,525
Other income received	2017-12-31	$382,763
Net income (gross income less expenses)	2017-12-31	$637,589
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,115,059
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,477,470
Assets. Value of participant loans	2017-12-31	$29,243
Total contributions received or receivable from employer(s)	2017-12-31	$97,259
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$430
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : A&O 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$586,515
Expenses. Total of all expenses incurred	2016-12-31	$30,583
Benefits paid (including direct rollovers)	2016-12-31	$29,983
Total plan assets at end of year	2016-12-31	$2,477,470
Total plan assets at beginning of year	2016-12-31	$1,921,538
Value of fidelity bond covering the plan	2016-12-31	$247,747
Total contributions received or receivable from participants	2016-12-31	$193,209
Contributions received from other sources (not participants or employers)	2016-12-31	$122,841
Other income received	2016-12-31	$165,820
Net income (gross income less expenses)	2016-12-31	$555,932
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,477,470
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,921,538
Assets. Value of participant loans	2016-12-31	$27,227
Total contributions received or receivable from employer(s)	2016-12-31	$104,645
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$600
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : A&O 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$1,936,142
Expenses. Total of all expenses incurred	2015-12-31	$14,604
Benefits paid (including direct rollovers)	2015-12-31	$14,029
Total plan assets at end of year	2015-12-31	$1,921,538
Total plan assets at beginning of year	2015-12-31	$0
Value of fidelity bond covering the plan	2015-12-31	$192,154
Total contributions received or receivable from participants	2015-12-31	$196,750
Contributions received from other sources (not participants or employers)	2015-12-31	$1,660,939
Other income received	2015-12-31	$-18,476
Net income (gross income less expenses)	2015-12-31	$1,921,538
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,921,538
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Assets. Value of participant loans	2015-12-31	$28,019
Total contributions received or receivable from employer(s)	2015-12-31	$96,929
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$575
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0

Form 5500 Responses for A&O 401(K) PLAN

2019: A&O 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: A&O 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: A&O 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: A&O 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: A&O 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ANDREA & ORENDORFF, LLP
Employer identification number (EIN):	391648207
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants