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HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameHEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN
Plan identification number 001

HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HEARTLAND TECHNOLOGY GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:HEARTLAND TECHNOLOGY GROUP, INC.
Employer identification number (EIN):391659152
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01PETER E HELANDER
0012015-10-01PETER E HELANDER
0012014-10-01PETER E HELANDER
0012013-10-01PETER E HELANDER
0012012-10-01PETER E. HELANDER
0012011-10-01PETER E. HELANDER
0012010-10-01PETER E. HELANDER
0012009-10-01PETER E. HELANDER
0012009-01-01PETER E. HELANDER
0012009-01-01PETER E. HELANDER

Plan Statistics for HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN

Measure Date Value
2021: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01856
Total number of active participants reported on line 7a of the Form 55002021-10-01180
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-01733
Total of all active and inactive participants2021-10-01913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01913
Number of participants with account balances2021-10-01889
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
2020: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01746
Total number of active participants reported on line 7a of the Form 55002020-10-01614
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-01242
Total of all active and inactive participants2020-10-01856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01856
Number of participants with account balances2020-10-01841
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0195
2019: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01688
Total number of active participants reported on line 7a of the Form 55002019-10-01564
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-01182
Total of all active and inactive participants2019-10-01746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01746
Number of participants with account balances2019-10-01742
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0166
2018: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01643
Total number of active participants reported on line 7a of the Form 55002018-10-01510
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-01178
Total of all active and inactive participants2018-10-01688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01688
Number of participants with account balances2018-10-01676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0189
2017: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01809
Total number of active participants reported on line 7a of the Form 55002017-10-01483
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-01160
Total of all active and inactive participants2017-10-01643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01643
Number of participants with account balances2017-10-01624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0174
2016: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01802
Total number of active participants reported on line 7a of the Form 55002016-10-01488
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-01321
Total of all active and inactive participants2016-10-01809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01809
Number of participants with account balances2016-10-01782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-01104
2015: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01744
Total number of active participants reported on line 7a of the Form 55002015-10-01485
Number of retired or separated participants receiving benefits2015-10-0113
Number of other retired or separated participants entitled to future benefits2015-10-01257
Total of all active and inactive participants2015-10-01755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01755
Number of participants with account balances2015-10-01733
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0185
2014: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01666
Total number of active participants reported on line 7a of the Form 55002014-10-01464
Number of retired or separated participants receiving benefits2014-10-017
Number of other retired or separated participants entitled to future benefits2014-10-01233
Total of all active and inactive participants2014-10-01704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01704
Number of participants with account balances2014-10-01667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0174
2013: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01555
Total number of active participants reported on line 7a of the Form 55002013-10-01450
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-01172
Total of all active and inactive participants2013-10-01622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01622
Number of participants with account balances2013-10-01589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0123
2012: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01522
Total number of active participants reported on line 7a of the Form 55002012-10-01418
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-01120
Total of all active and inactive participants2012-10-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01538
Number of participants with account balances2012-10-01495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0138
2011: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01482
Total number of active participants reported on line 7a of the Form 55002011-10-01394
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-01108
Total of all active and inactive participants2011-10-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01502
Number of participants with account balances2011-10-01456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0125
2010: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01382
Total number of active participants reported on line 7a of the Form 55002010-10-01353
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0188
Total of all active and inactive participants2010-10-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01441
Number of participants with account balances2010-10-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-0133
2009: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01286
Total number of active participants reported on line 7a of the Form 55002009-10-01273
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0151
Total of all active and inactive participants2009-10-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-011
Total participants2009-10-01325
Number of participants with account balances2009-10-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0111
Total participants, beginning-of-year2009-01-01251
Total number of active participants reported on line 7a of the Form 55002009-01-01216
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01265
Number of participants with account balances2009-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0115

Financial Data on HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-7,847,369
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$3,508,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$3,508,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$7,280,095
Value of total assets at end of year2022-09-30$58,971,799
Value of total assets at beginning of year2022-09-30$70,328,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$0
Total interest from all sources2022-09-30$48,173
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$5,196,539
Participant contributions at end of year2022-09-30$35,184
Participant contributions at beginning of year2022-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$540,361
Other income not declared elsewhere2022-09-30$86,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-11,356,269
Value of net assets at end of year (total assets less liabilities)2022-09-30$58,971,799
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$70,328,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$55,769,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$67,788,359
Interest earned on other investments2022-09-30$48,173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$3,101,327
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$2,480,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-15,262,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$1,543,195
Employer contributions (assets) at end of year2022-09-30$65,381
Employer contributions (assets) at beginning of year2022-09-30$58,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$3,508,900
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30VRAKAS S.C.
Accountancy firm EIN2022-09-30391453055
2021 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$20,780,493
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$4,639,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$4,639,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$6,911,641
Value of total assets at end of year2021-09-30$70,328,068
Value of total assets at beginning of year2021-09-30$54,186,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$0
Total interest from all sources2021-09-30$13,676
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$4,791,553
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$723,188
Other income not declared elsewhere2021-09-30$76,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$16,141,103
Value of net assets at end of year (total assets less liabilities)2021-09-30$70,328,068
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$54,186,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$67,788,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$52,494,930
Value of interest in pooled separate accounts at end of year2021-09-30$0
Value of interest in pooled separate accounts at beginning of year2021-09-30$1,609,470
Interest earned on other investments2021-09-30$13,676
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$2,480,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$13,770,052
Net investment gain/loss from pooled separate accounts2021-09-30$8,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,396,900
Employer contributions (assets) at end of year2021-09-30$58,732
Employer contributions (assets) at beginning of year2021-09-30$82,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$4,639,390
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30VRAKAS S.C.
Accountancy firm EIN2021-09-30391453055
2020 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$10,895,806
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$3,410,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$3,410,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$6,018,014
Value of total assets at end of year2020-09-30$54,186,965
Value of total assets at beginning of year2020-09-30$46,701,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$0
Total interest from all sources2020-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$4,174,694
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$392
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$592,017
Other income not declared elsewhere2020-09-30$49,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$7,485,225
Value of net assets at end of year (total assets less liabilities)2020-09-30$54,186,965
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$46,701,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$52,494,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$44,969,110
Value of interest in pooled separate accounts at end of year2020-09-30$1,609,470
Value of interest in pooled separate accounts at beginning of year2020-09-30$1,652,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$4,804,416
Net investment gain/loss from pooled separate accounts2020-09-30$23,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$1,251,303
Employer contributions (assets) at end of year2020-09-30$82,565
Employer contributions (assets) at beginning of year2020-09-30$80,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$3,410,581
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30VRAKAS S.C.
Accountancy firm EIN2020-09-30391453055
2019 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$6,830,367
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$1,692,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$1,692,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$5,520,926
Value of total assets at end of year2019-09-30$46,701,740
Value of total assets at beginning of year2019-09-30$41,564,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$0
Total interest from all sources2019-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$3,705,788
Participant contributions at end of year2019-09-30$392
Participant contributions at beginning of year2019-09-30$392
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$765,385
Other income not declared elsewhere2019-09-30$41,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$5,137,469
Value of net assets at end of year (total assets less liabilities)2019-09-30$46,701,740
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$41,564,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$44,969,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$40,716,164
Value of interest in pooled separate accounts at end of year2019-09-30$1,652,202
Value of interest in pooled separate accounts at beginning of year2019-09-30$788,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$1,249,871
Net investment gain/loss from pooled separate accounts2019-09-30$18,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$1,049,753
Employer contributions (assets) at end of year2019-09-30$80,036
Employer contributions (assets) at beginning of year2019-09-30$58,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$1,692,898
Contract administrator fees2019-09-30$0
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30VRAKAS S.C.
Accountancy firm EIN2019-09-30391453055
2018 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$8,166,503
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$2,488,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$2,480,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$4,666,601
Value of total assets at end of year2018-09-30$41,564,271
Value of total assets at beginning of year2018-09-30$35,886,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$8,313
Total interest from all sources2018-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$3,246,553
Participant contributions at end of year2018-09-30$392
Participant contributions at beginning of year2018-09-30$283
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$529,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$5,677,580
Value of net assets at end of year (total assets less liabilities)2018-09-30$41,564,271
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$35,886,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$40,716,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$35,274,414
Value of interest in pooled separate accounts at end of year2018-09-30$788,895
Value of interest in pooled separate accounts at beginning of year2018-09-30$594,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$3,489,378
Net investment gain/loss from pooled separate accounts2018-09-30$10,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$890,233
Employer contributions (assets) at end of year2018-09-30$58,820
Employer contributions (assets) at beginning of year2018-09-30$17,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$2,480,610
Contract administrator fees2018-09-30$8,313
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30VRAKAS S.C.
Accountancy firm EIN2018-09-30391453055
2017 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$8,590,185
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$1,670,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$1,662,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$4,356,942
Value of total assets at end of year2017-09-30$35,886,691
Value of total assets at beginning of year2017-09-30$28,966,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$8,446
Total interest from all sources2017-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$3,116,384
Participant contributions at end of year2017-09-30$283
Participant contributions at beginning of year2017-09-30$600
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$250,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$6,919,723
Value of net assets at end of year (total assets less liabilities)2017-09-30$35,886,691
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$28,966,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$35,274,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$28,298,339
Value of interest in pooled separate accounts at end of year2017-09-30$594,310
Value of interest in pooled separate accounts at beginning of year2017-09-30$626,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$4,226,096
Net investment gain/loss from pooled separate accounts2017-09-30$7,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$989,567
Employer contributions (assets) at end of year2017-09-30$17,684
Employer contributions (assets) at beginning of year2017-09-30$41,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$1,662,016
Contract administrator fees2017-09-30$8,446
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30VRAKAS S.C.
Accountancy firm EIN2017-09-30391453055
2016 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$7,099,366
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$2,100,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$2,096,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$4,129,992
Value of total assets at end of year2016-09-30$28,966,968
Value of total assets at beginning of year2016-09-30$23,967,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$4,123
Total interest from all sources2016-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$550,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$2,934,145
Participant contributions at end of year2016-09-30$600
Participant contributions at beginning of year2016-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$237,682
Total non interest bearing cash at end of year2016-09-30$0
Total non interest bearing cash at beginning of year2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$4,999,206
Value of net assets at end of year (total assets less liabilities)2016-09-30$28,966,968
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$23,967,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$28,298,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$23,540,003
Value of interest in pooled separate accounts at end of year2016-09-30$626,552
Value of interest in pooled separate accounts at beginning of year2016-09-30$385,396
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$2,963,232
Net investment gain/loss from pooled separate accounts2016-09-30$6,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$958,165
Employer contributions (assets) at end of year2016-09-30$41,477
Employer contributions (assets) at beginning of year2016-09-30$42,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$2,096,037
Contract administrator fees2016-09-30$4,123
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30VRAKAS S.C.
Accountancy firm EIN2016-09-30391453055
2015 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$3,278,788
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,765,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$1,761,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$4,271,063
Value of total assets at end of year2015-09-30$23,967,762
Value of total assets at beginning of year2015-09-30$22,454,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$3,243
Total interest from all sources2015-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$550,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$2,642,948
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$14,894
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$838,233
Total non interest bearing cash at end of year2015-09-30$0
Total non interest bearing cash at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$1,513,579
Value of net assets at end of year (total assets less liabilities)2015-09-30$23,967,762
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$22,454,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$23,540,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$22,062,913
Value of interest in pooled separate accounts at end of year2015-09-30$385,396
Value of interest in pooled separate accounts at beginning of year2015-09-30$330,568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-995,403
Net investment gain/loss from pooled separate accounts2015-09-30$3,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$789,882
Employer contributions (assets) at end of year2015-09-30$42,363
Employer contributions (assets) at beginning of year2015-09-30$45,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$1,761,966
Contract administrator fees2015-09-30$3,243
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30VRAKAS S.C.
Accountancy firm EIN2015-09-30391453055
2014 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$5,257,129
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$1,287,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$1,272,782
Expenses. Certain deemed distributions of participant loans2014-09-30$0
Value of total corrective distributions2014-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$3,386,853
Value of total assets at end of year2014-09-30$22,454,183
Value of total assets at beginning of year2014-09-30$18,484,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$14,979
Total interest from all sources2014-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$115,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$115,668
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$2,249,426
Participant contributions at end of year2014-09-30$14,894
Participant contributions at beginning of year2014-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$533,816
Other income not declared elsewhere2014-09-30$1,354
Total non interest bearing cash at end of year2014-09-30$0
Total non interest bearing cash at beginning of year2014-09-30$1,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$3,969,368
Value of net assets at end of year (total assets less liabilities)2014-09-30$22,454,183
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$18,484,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$4,843
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$22,062,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$0
Value of interest in pooled separate accounts at end of year2014-09-30$330,568
Value of interest in pooled separate accounts at beginning of year2014-09-30$18,449,237
Interest on participant loans2014-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$11,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$160,500
Net investment gain/loss from pooled separate accounts2014-09-30$1,592,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$603,611
Employer contributions (assets) at end of year2014-09-30$45,808
Employer contributions (assets) at beginning of year2014-09-30$22,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$1,272,782
Contract administrator fees2014-09-30$10,136
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-09-30Yes
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30SCHENCK SC
Accountancy firm EIN2014-09-30391173131
2013 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$5,371,206
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$1,329,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$1,308,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$2,889,675
Value of total assets at end of year2013-09-30$18,484,815
Value of total assets at beginning of year2013-09-30$14,443,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$21,086
Total interest from all sources2013-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$1,897,732
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$418,801
Other income not declared elsewhere2013-09-30$177
Total non interest bearing cash at end of year2013-09-30$1,997
Total non interest bearing cash at beginning of year2013-09-30$2,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$4,041,609
Value of net assets at end of year (total assets less liabilities)2013-09-30$18,484,815
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$14,443,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$4,475
Value of interest in pooled separate accounts at end of year2013-09-30$18,449,237
Value of interest in pooled separate accounts at beginning of year2013-09-30$14,400,025
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$11,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$8,112
Net investment gain/loss from pooled separate accounts2013-09-30$2,481,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$573,142
Employer contributions (assets) at end of year2013-09-30$22,539
Employer contributions (assets) at beginning of year2013-09-30$32,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$1,308,511
Contract administrator fees2013-09-30$16,611
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30ERICKSON & ASSOCIATES
Accountancy firm EIN2013-09-30391520996
2012 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$5,047,428
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$751,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$713,811
Value of total corrective distributions2012-09-30$19,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$2,750,997
Value of total assets at end of year2012-09-30$14,443,206
Value of total assets at beginning of year2012-09-30$10,147,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$17,877
Total interest from all sources2012-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$1,826,779
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$446,002
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$2,100
Other income not declared elsewhere2012-09-30$168
Total non interest bearing cash at end of year2012-09-30$2,173
Total non interest bearing cash at beginning of year2012-09-30$10,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$4,295,776
Value of net assets at end of year (total assets less liabilities)2012-09-30$14,443,206
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$10,147,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$4,988
Value of interest in pooled separate accounts at end of year2012-09-30$14,400,025
Value of interest in pooled separate accounts at beginning of year2012-09-30$9,579,075
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$8,112
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$5,409
Net investment gain/loss from pooled separate accounts2012-09-30$2,296,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$478,216
Employer contributions (assets) at end of year2012-09-30$32,896
Employer contributions (assets) at beginning of year2012-09-30$550,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$713,811
Contract administrator fees2012-09-30$12,889
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30ERICKSON & ASSOCIATES
Accountancy firm EIN2012-09-30391520996
2011 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$1,978,576
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$1,032,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,017,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$2,374,147
Value of total assets at end of year2011-09-30$10,147,430
Value of total assets at beginning of year2011-09-30$9,201,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$14,810
Total interest from all sources2011-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$1,485,603
Participant contributions at end of year2011-09-30$0
Participant contributions at beginning of year2011-09-30$257
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$338,544
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$2,100
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$0
Other income not declared elsewhere2011-09-30$148
Administrative expenses (other) incurred2011-09-30$4,284
Total non interest bearing cash at end of year2011-09-30$10,846
Total non interest bearing cash at beginning of year2011-09-30$13,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$946,246
Value of net assets at end of year (total assets less liabilities)2011-09-30$10,147,430
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$9,201,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$0
Value of interest in pooled separate accounts at end of year2011-09-30$9,579,075
Value of interest in pooled separate accounts at beginning of year2011-09-30$8,982,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$5,409
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$4,417
Net investment gain/loss from pooled separate accounts2011-09-30$-395,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$550,000
Employer contributions (assets) at end of year2011-09-30$550,000
Employer contributions (assets) at beginning of year2011-09-30$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,017,520
Contract administrator fees2011-09-30$10,526
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30ERICKSON & ASSOCIATES
Accountancy firm EIN2011-09-30391520996
2010 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0
2009 : HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-09-30$0

Form 5500 Responses for HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN

2021: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: HEARTLAND TECHNOLOGY GROUP SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512266-000
Policy instance 1
Insurance contract or identification number512266-000
Number of Individuals Covered180
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $2,893
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,893
Insurance broker organization code?7
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512266-000
Policy instance 1
Insurance contract or identification number512266-000
Number of Individuals Covered841
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $2,217
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,217
Insurance broker organization code?7
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512266-000
Policy instance 1
Insurance contract or identification number512266-000
Number of Individuals Covered742
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $1,847
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,847
Insurance broker organization code?7
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512266-000
Policy instance 1
Insurance contract or identification number512266-000
Number of Individuals Covered676
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $1,261
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,261
Insurance broker organization code?7
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512266-000
Policy instance 1
Insurance contract or identification number512266-000
Number of Individuals Covered624
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $1,010
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512266-000
Policy instance 1
Insurance contract or identification number512266-000
Number of Individuals Covered464
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $711
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $711
Insurance broker organization code?3
Insurance broker nameTRIAD ADVISORS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22768
Policy instance 1
Insurance contract or identification number22768
Number of Individuals Covered0
Insurance policy start date2013-10-01
Insurance policy end date2014-04-14
Total amount of commissions paid to insurance brokerUSD $19,724
Total amount of fees paid to insurance companyUSD $4,934
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,724
Insurance broker organization code?3
Amount paid for insurance broker fees4934
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameBENEFIT ADMINISTRATION INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512266-000
Policy instance 2
Insurance contract or identification number512266-000
Number of Individuals Covered555
Insurance policy start date2014-04-15
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $316
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $316
Insurance broker organization code?3
Insurance broker nameTRIAD ADVISORS INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22768
Policy instance 1
Insurance contract or identification number22768
Number of Individuals Covered561
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $29,793
Total amount of fees paid to insurance companyUSD $8,047
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,515
Insurance broker organization code?3
Amount paid for insurance broker fees8047
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameEAGLE ONE INVESTMENTS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22768
Policy instance 1
Insurance contract or identification number22768
Number of Individuals Covered570
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $25,433
Total amount of fees paid to insurance companyUSD $6,188
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22768
Policy instance 1
Insurance contract or identification number22768
Number of Individuals Covered506
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $25,857
Total amount of fees paid to insurance companyUSD $5,811
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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