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TARANTINO & COMPANY, LLC RETIREMENT PLAN 401k Plan overview

Plan NameTARANTINO & COMPANY, LLC RETIREMENT PLAN
Plan identification number 001

TARANTINO & COMPANY, LLC RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TARANTINO & COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name:TARANTINO & COMPANY, LLC
Employer identification number (EIN):391719712
NAIC Classification:531390
NAIC Description:Other Activities Related to Real Estate

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TARANTINO & COMPANY, LLC RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01KAREN DOERING
0012015-01-01KAREN DOERING
0012014-01-01KAREN DOERING
0012013-01-01KAREN DOERING
0012012-01-01KAREN DOERING2013-09-18
0012011-01-01KAREN DOERING2012-10-09 KAREN DOERING2012-10-09
0012010-01-01KAREN DOERING2011-09-27 KAREN DOERING2011-09-27

Plan Statistics for TARANTINO & COMPANY, LLC RETIREMENT PLAN

401k plan membership statisitcs for TARANTINO & COMPANY, LLC RETIREMENT PLAN

Measure Date Value
2016: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01278
Total number of active participants reported on line 7a of the Form 55002016-01-01234
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0154
Total of all active and inactive participants2016-01-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01289
Number of participants with account balances2016-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01271
Total number of active participants reported on line 7a of the Form 55002015-01-01248
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01266
Number of participants with account balances2015-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01216
Total number of active participants reported on line 7a of the Form 55002014-01-01222
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0120
Total of all active and inactive participants2014-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01247
Number of participants with account balances2014-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01153
Total number of active participants reported on line 7a of the Form 55002013-01-01199
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01206
Number of participants with account balances2013-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017

Financial Data on TARANTINO & COMPANY, LLC RETIREMENT PLAN

Measure Date Value
2016 : TARANTINO & COMPANY, LLC RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$480,957
Total of all expenses incurred2016-12-31$124,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$106,880
Value of total corrective distributions2016-12-31$608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$393,491
Value of total assets at end of year2016-12-31$1,161,477
Value of total assets at beginning of year2016-12-31$804,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,550
Total interest from all sources2016-12-31$1,816
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$8,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$8,805
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$281,277
Participant contributions at end of year2016-12-31$30,959
Participant contributions at beginning of year2016-12-31$37,487
Participant contributions at end of year2016-12-31$300
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$52,263
Administrative expenses (other) incurred2016-12-31$2,029
Total non interest bearing cash at end of year2016-12-31$673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$356,919
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,161,477
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$804,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$14,521
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$657,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$423,094
Interest on participant loans2016-12-31$1,816
Value of interest in common/collective trusts at end of year2016-12-31$415,483
Value of interest in common/collective trusts at beginning of year2016-12-31$317,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$55,910
Net investment gain or loss from common/collective trusts2016-12-31$20,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$59,951
Employer contributions (assets) at end of year2016-12-31$56,260
Employer contributions (assets) at beginning of year2016-12-31$26,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$106,880
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINTER, KLOMAN, MOTER & REPP, SC
Accountancy firm EIN2016-12-31391275499
2015 : TARANTINO & COMPANY, LLC RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$197,340
Total of all expenses incurred2015-12-31$119,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$107,320
Value of total corrective distributions2015-12-31$101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$209,462
Value of total assets at end of year2015-12-31$804,558
Value of total assets at beginning of year2015-12-31$727,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,513
Total interest from all sources2015-12-31$1,309
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,357
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$75,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$147,949
Participant contributions at end of year2015-12-31$37,487
Participant contributions at beginning of year2015-12-31$4,023
Participant contributions at beginning of year2015-12-31$15
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$33,741
Other income not declared elsewhere2015-12-31$1
Administrative expenses (other) incurred2015-12-31$1,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$77,406
Value of net assets at end of year (total assets less liabilities)2015-12-31$804,558
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$727,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$10,613
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$423,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$402,179
Interest on participant loans2015-12-31$1,309
Value of interest in common/collective trusts at end of year2015-12-31$317,491
Value of interest in common/collective trusts at beginning of year2015-12-31$300,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-20,984
Net investment gain or loss from common/collective trusts2015-12-31$2,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$27,772
Employer contributions (assets) at end of year2015-12-31$26,486
Employer contributions (assets) at beginning of year2015-12-31$20,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$107,320
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WINTER, KLOMAN, MOTER & REPP, SC
Accountancy firm EIN2015-12-31391275499
2014 : TARANTINO & COMPANY, LLC RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$230,659
Total of all expenses incurred2014-12-31$63,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$52,825
Value of total corrective distributions2014-12-31$340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$183,621
Value of total assets at end of year2014-12-31$727,152
Value of total assets at beginning of year2014-12-31$559,667
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,009
Total interest from all sources2014-12-31$232
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,513
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$75,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$159,478
Participant contributions at end of year2014-12-31$4,023
Participant contributions at beginning of year2014-12-31$5,931
Participant contributions at end of year2014-12-31$15
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,514
Administrative expenses (other) incurred2014-12-31$850
Total non interest bearing cash at beginning of year2014-12-31$5,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$167,485
Value of net assets at end of year (total assets less liabilities)2014-12-31$727,152
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$559,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$9,159
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$402,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$301,837
Interest on participant loans2014-12-31$232
Value of interest in common/collective trusts at end of year2014-12-31$300,306
Value of interest in common/collective trusts at beginning of year2014-12-31$225,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$28,334
Net investment gain or loss from common/collective trusts2014-12-31$13,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$20,629
Employer contributions (assets) at end of year2014-12-31$20,629
Employer contributions (assets) at beginning of year2014-12-31$20,656
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$52,825
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WINTER, KLOMAN, MOTER & REPP, SC
Accountancy firm EIN2014-12-31391275499
2013 : TARANTINO & COMPANY, LLC RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$231,554
Total of all expenses incurred2013-12-31$72,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$64,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$147,171
Value of total assets at end of year2013-12-31$559,667
Value of total assets at beginning of year2013-12-31$400,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,872
Total interest from all sources2013-12-31$160
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,922
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$126,515
Participant contributions at end of year2013-12-31$5,931
Participant contributions at beginning of year2013-12-31$2,549
Participant contributions at beginning of year2013-12-31$3,964
Administrative expenses (other) incurred2013-12-31$766
Total non interest bearing cash at end of year2013-12-31$5,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$158,992
Value of net assets at end of year (total assets less liabilities)2013-12-31$559,667
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$400,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$7,106
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$301,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$116,260
Interest on participant loans2013-12-31$160
Value of interest in common/collective trusts at end of year2013-12-31$225,325
Value of interest in common/collective trusts at beginning of year2013-12-31$262,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$56,452
Net investment gain or loss from common/collective trusts2013-12-31$24,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$20,656
Employer contributions (assets) at end of year2013-12-31$20,656
Employer contributions (assets) at beginning of year2013-12-31$15,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$64,690
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WINTER, KLOMAN, MOTER & REPP, SC
Accountancy firm EIN2013-12-31391275499

Form 5500 Responses for TARANTINO & COMPANY, LLC RETIREMENT PLAN

2016: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TARANTINO & COMPANY, LLC RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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