401k Plan data: TRICOR, INC. 401(K) PROFIT SHARING PLAN plan

TRICOR, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	TRICOR, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

TRICOR, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRICOR LLC has sponsored the creation of one or more 401k plans.

Company Name: TRICOR LLC

Employer identification number (EIN): 391722612

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRICOR, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 DAVID FRITZ 2022-10-14 DAVID FRITZ 2022-10-14
001 2020-01-01 KEVIN STEVENS 2021-10-15 KEVIN STEVENS 2021-10-15
001 2019-01-01 DAVID FRITZ 2020-10-15 DAVID FRITZ 2020-10-15
001 2018-01-01 DAVID FRITZ 2019-10-10 DAVID FRITZ 2019-10-10
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 SUSAN FRITZ SUSAN FRITZ 2015-10-12
001 2013-01-01 SUSAN FRITZ SUSAN FRITZ 2014-10-09
001 2012-01-01 SUSAN FRITZ
001 2011-01-01 SUSAN FRITZ
001 2009-01-01 DAVID FRITZ
001 2009-01-01 DAVID FRITZ 2010-10-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01	DAVID FRITZ	2022-10-14	DAVID FRITZ	2022-10-14
001	2020-01-01	KEVIN STEVENS	2021-10-15	KEVIN STEVENS	2021-10-15
001	2019-01-01	DAVID FRITZ	2020-10-15	DAVID FRITZ	2020-10-15
001	2018-01-01	DAVID FRITZ	2019-10-10	DAVID FRITZ	2019-10-10
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	SUSAN FRITZ		SUSAN FRITZ	2015-10-12
001	2013-01-01	SUSAN FRITZ		SUSAN FRITZ	2014-10-09
001	2012-01-01	SUSAN FRITZ
001	2011-01-01	SUSAN FRITZ
001	2009-01-01	DAVID FRITZ
001	2009-01-01			DAVID FRITZ	2010-10-06

Plan Statistics for TRICOR, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TRICOR, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 260
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 236
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 78
Total of all active and inactive participants 2022-01-01 314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 314
Number of participants with account balances 2022-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 206
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 52
Total of all active and inactive participants 2021-01-01 258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 258
Number of participants with account balances 2021-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 215
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 47
Total of all active and inactive participants 2020-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 262
Number of participants with account balances 2020-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 257
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 223
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 35
Total of all active and inactive participants 2019-01-01 258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 258
Number of participants with account balances 2019-01-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 215
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 38
Total of all active and inactive participants 2018-01-01 253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 253
Number of participants with account balances 2018-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 244
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 212
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 35
Total of all active and inactive participants 2017-01-01 247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 247
Number of participants with account balances 2017-01-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 213
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 29
Total of all active and inactive participants 2016-01-01 242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 242
Number of participants with account balances 2016-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 215
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 29
Total of all active and inactive participants 2015-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 244
Number of participants with account balances 2015-01-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 144
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 21
Total of all active and inactive participants 2014-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 165
Number of participants with account balances 2014-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 136
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 21
Total of all active and inactive participants 2013-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 157
Number of participants with account balances 2013-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 132
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 155
Number of participants with account balances 2012-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 138
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 18
Total of all active and inactive participants 2011-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 156
Number of participants with account balances 2011-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2009: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 124
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 142
Number of participants with account balances 2009-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2022: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	260
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	236
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	78
Total of all active and inactive participants	2022-01-01	314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	314
Number of participants with account balances	2022-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	206
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	52
Total of all active and inactive participants	2021-01-01	258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	258
Number of participants with account balances	2021-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	215
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	47
Total of all active and inactive participants	2020-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	262
Number of participants with account balances	2020-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	257
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	223
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	35
Total of all active and inactive participants	2019-01-01	258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	258
Number of participants with account balances	2019-01-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	215
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	38
Total of all active and inactive participants	2018-01-01	253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	253
Number of participants with account balances	2018-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	244
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	212
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	35
Total of all active and inactive participants	2017-01-01	247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	247
Number of participants with account balances	2017-01-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	213
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	29
Total of all active and inactive participants	2016-01-01	242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	242
Number of participants with account balances	2016-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	215
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	29
Total of all active and inactive participants	2015-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	244
Number of participants with account balances	2015-01-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	144
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	21
Total of all active and inactive participants	2014-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	165
Number of participants with account balances	2014-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	136
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	21
Total of all active and inactive participants	2013-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	157
Number of participants with account balances	2013-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	132
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	155
Number of participants with account balances	2012-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	138
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	18
Total of all active and inactive participants	2011-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	156
Number of participants with account balances	2011-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2009: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	124
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	142
Number of participants with account balances	2009-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on TRICOR, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-239,174
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,787,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,783,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,408,712
Value of total assets at end of year	2022-12-31	$30,609,077
Value of total assets at beginning of year	2022-12-31	$32,635,502
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$3,656
Total interest from all sources	2022-12-31	$54,907
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,958,399
Participant contributions at end of year	2022-12-31	$127,210
Participant contributions at beginning of year	2022-12-31	$135,727
Participant contributions at end of year	2022-12-31	$90,860
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,911,103
Administrative expenses (other) incurred	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,026,425
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$30,609,077
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$32,635,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$3,656
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$26,390,253
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$28,041,323
Interest on participant loans	2022-12-31	$5,330
Interest earned on other investments	2022-12-31	$49,577
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$21,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$21,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$3,919,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$4,410,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,702,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$539,210
Employer contributions (assets) at end of year	2022-12-31	$81,484
Employer contributions (assets) at beginning of year	2022-12-31	$27,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,783,595
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	HONKAMP, P.C.
Accountancy firm EIN	2022-12-31	420946155
2021 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,781,772
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,474,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,472,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,218,242
Value of total assets at end of year	2021-12-31	$32,635,502
Value of total assets at beginning of year	2021-12-31	$28,328,652
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,335
Total interest from all sources	2021-12-31	$55,898
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,714,997
Participant contributions at end of year	2021-12-31	$135,727
Participant contributions at beginning of year	2021-12-31	$138,967
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$171,064
Administrative expenses (other) incurred	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,306,850
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$32,635,502
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$28,328,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$2,335
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$28,041,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$24,239,647
Interest on participant loans	2021-12-31	$7,119
Interest earned on other investments	2021-12-31	$48,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$21,342
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$28,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$28,419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$4,410,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$3,908,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,507,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$332,181
Employer contributions (assets) at end of year	2021-12-31	$27,074
Employer contributions (assets) at beginning of year	2021-12-31	$12,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,472,587
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	HONKAMP KRUEGER & CO., P.C.
Accountancy firm EIN	2021-12-31	420946155
2020 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$25,772
Total income from all sources (including contributions)	2020-12-31	$5,490,676
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,322,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,319,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,189,651
Value of total assets at end of year	2020-12-31	$28,328,652
Value of total assets at beginning of year	2020-12-31	$24,185,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,623
Total interest from all sources	2020-12-31	$52,318
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,582,399
Participant contributions at end of year	2020-12-31	$138,967
Participant contributions at beginning of year	2020-12-31	$92,936
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$291,624
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$25,772
Other income not declared elsewhere	2020-12-31	$160
Administrative expenses (other) incurred	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,168,549
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$28,328,652
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$24,160,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$2,623
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$24,239,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$20,798,819
Interest on participant loans	2020-12-31	$5,482
Interest earned on other investments	2020-12-31	$46,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$28,419
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$25,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$25,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$3,908,821
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$3,259,544
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,248,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$315,628
Employer contributions (assets) at end of year	2020-12-31	$12,798
Employer contributions (assets) at beginning of year	2020-12-31	$8,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,319,504
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	HONKAMP KRUEGER & CO., P.C.
Accountancy firm EIN	2020-12-31	420946155
2019 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$25,772
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$6,009,547
Total income from all sources (including contributions)	2019-12-31	$6,009,547
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$727,974
Total of all expenses incurred	2019-12-31	$727,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$723,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$723,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,245,198
Value of total assets at end of year	2019-12-31	$24,185,875
Value of total assets at end of year	2019-12-31	$24,185,875
Value of total assets at beginning of year	2019-12-31	$18,878,530
Value of total assets at beginning of year	2019-12-31	$18,878,530
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,140
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,140
Total interest from all sources	2019-12-31	$33,090
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$53,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$53,289
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$53,289
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,432,545
Participant contributions at end of year	2019-12-31	$92,936
Participant contributions at beginning of year	2019-12-31	$107,425
Participant contributions at beginning of year	2019-12-31	$107,425
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$507,630
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$507,630
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$25,772
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$25,772
Administrative expenses (other) incurred	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,281,573
Value of net income/loss	2019-12-31	$5,281,573
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,160,103
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,878,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$4,140
Investment advisory and management fees	2019-12-31	$4,140
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$20,798,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,761,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,761,464
Interest on participant loans	2019-12-31	$5,502
Interest on participant loans	2019-12-31	$5,502
Interest earned on other investments	2019-12-31	$27,588
Value of interest in common/collective trusts at beginning of year	2019-12-31	$6,280,641
Value of interest in common/collective trusts at beginning of year	2019-12-31	$6,280,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$25,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$3,259,544
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,729,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,729,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,039,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,039,221
Net investment gain or loss from common/collective trusts	2019-12-31	$638,749
Net investment gain or loss from common/collective trusts	2019-12-31	$638,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$305,023
Contributions received in cash from employer	2019-12-31	$305,023
Employer contributions (assets) at end of year	2019-12-31	$8,804
Employer contributions (assets) at end of year	2019-12-31	$8,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$723,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$723,834
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HAWKINS ASH CPA'S
Accountancy firm name	2019-12-31	HAWKINS ASH CPA'S
Accountancy firm EIN	2019-12-31	390912608
Accountancy firm EIN	2019-12-31	390912608
2018 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$465,166
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,161,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,158,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,685,501
Value of total assets at end of year	2018-12-31	$18,878,530
Value of total assets at beginning of year	2018-12-31	$19,574,441
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,518
Total interest from all sources	2018-12-31	$53,901
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$158,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$158,880
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,334,379
Participant contributions at end of year	2018-12-31	$107,425
Participant contributions at beginning of year	2018-12-31	$132,303
Participant contributions at beginning of year	2018-12-31	$2,109
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$64,109
Other income not declared elsewhere	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-695,911
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$18,878,530
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$19,574,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$2,518
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,761,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,126,714
Interest on participant loans	2018-12-31	$5,643
Interest earned on other investments	2018-12-31	$48,258
Value of interest in common/collective trusts at end of year	2018-12-31	$6,280,641
Value of interest in common/collective trusts at beginning of year	2018-12-31	$6,206,380
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,729,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$2,843,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-964,064
Net investment gain or loss from common/collective trusts	2018-12-31	$-469,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$287,013
Employer contributions (assets) at beginning of year	2018-12-31	$263,877
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,158,559
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HAWKINS ASH CPA'S
Accountancy firm EIN	2018-12-31	390912608
2017 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,128,107
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,124,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,116,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,625,718
Value of total assets at end of year	2017-12-31	$19,574,441
Value of total assets at beginning of year	2017-12-31	$16,571,163
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,077
Total interest from all sources	2017-12-31	$52,932
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$137,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$137,197
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,231,466
Participant contributions at end of year	2017-12-31	$132,303
Participant contributions at beginning of year	2017-12-31	$172,977
Participant contributions at end of year	2017-12-31	$2,109
Participant contributions at beginning of year	2017-12-31	$700
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$130,375
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$640
Other income not declared elsewhere	2017-12-31	$845
Administrative expenses (other) incurred	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,003,278
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$19,574,441
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$16,571,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$4,651
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,126,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,794,656
Interest on participant loans	2017-12-31	$6,706
Interest earned on other investments	2017-12-31	$46,226
Value of interest in common/collective trusts at end of year	2017-12-31	$6,206,380
Value of interest in common/collective trusts at beginning of year	2017-12-31	$4,412,421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$2,843,058
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,949,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,512,574
Net investment gain or loss from common/collective trusts	2017-12-31	$798,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$263,877
Employer contributions (assets) at end of year	2017-12-31	$263,877
Employer contributions (assets) at beginning of year	2017-12-31	$240,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,116,112
Contract administrator fees	2017-12-31	$3,426
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HAWKINS ASH CPA'S
Accountancy firm EIN	2017-12-31	390912608
2016 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,068,205
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$829,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$809,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,914,710
Value of total assets at end of year	2016-12-31	$16,571,163
Value of total assets at beginning of year	2016-12-31	$13,332,140
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$19,885
Total interest from all sources	2016-12-31	$59,385
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$126,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$126,159
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,142,533
Participant contributions at end of year	2016-12-31	$172,977
Participant contributions at beginning of year	2016-12-31	$177,820
Participant contributions at end of year	2016-12-31	$700
Participant contributions at beginning of year	2016-12-31	$125
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,531,318
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,239,023
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$16,571,163
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,332,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$17,627
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,794,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$8,330,237
Interest on participant loans	2016-12-31	$6,997
Interest earned on other investments	2016-12-31	$52,388
Value of interest in common/collective trusts at end of year	2016-12-31	$4,412,421
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,211,282
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,949,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,420,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$653,188
Net investment gain or loss from common/collective trusts	2016-12-31	$314,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$240,859
Employer contributions (assets) at end of year	2016-12-31	$240,859
Employer contributions (assets) at beginning of year	2016-12-31	$192,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$809,297
Contract administrator fees	2016-12-31	$2,258
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HAWKINS ASH CPA'S
Accountancy firm EIN	2016-12-31	390912608
2015 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,816,808
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$367,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$352,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,936,047
Value of total assets at end of year	2015-12-31	$13,332,140
Value of total assets at beginning of year	2015-12-31	$10,882,773
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$14,961
Total interest from all sources	2015-12-31	$23,060
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$90,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$90,270
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$913,931
Participant contributions at end of year	2015-12-31	$177,820
Participant contributions at beginning of year	2015-12-31	$103,551
Participant contributions at end of year	2015-12-31	$125
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,828,562
Administrative expenses (other) incurred	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,449,367
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,332,140
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,882,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$13,457
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,330,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,683,775
Interest on participant loans	2015-12-31	$5,034
Interest earned on other investments	2015-12-31	$18,026
Value of interest in common/collective trusts at end of year	2015-12-31	$3,211,282
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,370,561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,420,385
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$580,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-216,506
Net investment gain or loss from common/collective trusts	2015-12-31	$-16,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$193,554
Employer contributions (assets) at end of year	2015-12-31	$192,291
Employer contributions (assets) at beginning of year	2015-12-31	$144,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$352,480
Contract administrator fees	2015-12-31	$1,504
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COLLINS & ASSOCIATES
Accountancy firm EIN	2015-12-31	391769340
2014 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,616,267
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$386,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$370,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,073,262
Value of total assets at end of year	2014-12-31	$10,882,773
Value of total assets at beginning of year	2014-12-31	$9,653,470
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$16,473
Total interest from all sources	2014-12-31	$13,550
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$220,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$220,201
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$708,324
Participant contributions at end of year	2014-12-31	$103,551
Participant contributions at beginning of year	2014-12-31	$81,857
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$220,116
Administrative expenses (other) incurred	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,229,303
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,882,773
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,653,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$15,547
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,683,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,585,829
Interest on participant loans	2014-12-31	$3,923
Interest earned on other investments	2014-12-31	$9,627
Value of interest in common/collective trusts at end of year	2014-12-31	$1,370,561
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,198,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$580,064
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$717,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$223,124
Net investment gain or loss from common/collective trusts	2014-12-31	$86,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$144,822
Employer contributions (assets) at end of year	2014-12-31	$144,822
Employer contributions (assets) at beginning of year	2014-12-31	$69,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$370,491
Contract administrator fees	2014-12-31	$926
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COLLINS & ASSOCIATES
Accountancy firm EIN	2014-12-31	391769340
2013 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,821,233
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$183,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$165,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$780,016
Value of total assets at end of year	2013-12-31	$9,653,470
Value of total assets at beginning of year	2013-12-31	$8,015,981
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,623
Total interest from all sources	2013-12-31	$10,080
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$107,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$107,450
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$626,045
Participant contributions at end of year	2013-12-31	$81,857
Participant contributions at beginning of year	2013-12-31	$89,151
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$84,464
Administrative expenses (other) incurred	2013-12-31	$135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,637,489
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,653,470
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,015,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$17,882
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,585,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,631,730
Interest on participant loans	2013-12-31	$3,534
Interest earned on other investments	2013-12-31	$6,546
Value of interest in common/collective trusts at end of year	2013-12-31	$1,198,478
Value of interest in common/collective trusts at beginning of year	2013-12-31	$891,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$717,799
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$343,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$761,078
Net investment gain or loss from common/collective trusts	2013-12-31	$162,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$69,507
Employer contributions (assets) at end of year	2013-12-31	$69,507
Employer contributions (assets) at beginning of year	2013-12-31	$59,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$165,121
Contract administrator fees	2013-12-31	$606
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HONKAMP KRUEGER COMPANY P.C.
Accountancy firm EIN	2013-12-31	420946155
2012 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,574,361
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$392,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$371,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$673,978
Value of total assets at end of year	2012-12-31	$8,015,981
Value of total assets at beginning of year	2012-12-31	$6,834,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$20,909
Total interest from all sources	2012-12-31	$9,896
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$120,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$120,732
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$543,812
Participant contributions at end of year	2012-12-31	$89,151
Participant contributions at beginning of year	2012-12-31	$87,860
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$70,474
Administrative expenses (other) incurred	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,181,726
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,015,981
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,834,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$20,339
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,631,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,409,526
Interest on participant loans	2012-12-31	$3,383
Interest earned on other investments	2012-12-31	$6,513
Value of interest in common/collective trusts at end of year	2012-12-31	$891,895
Value of interest in common/collective trusts at beginning of year	2012-12-31	$793,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$343,513
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$481,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$667,120
Net investment gain or loss from common/collective trusts	2012-12-31	$102,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$59,692
Employer contributions (assets) at end of year	2012-12-31	$59,692
Employer contributions (assets) at beginning of year	2012-12-31	$62,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$371,726
Contract administrator fees	2012-12-31	$570
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HONKAMP KRUEGER COMPANY & CO., P.C.
Accountancy firm EIN	2012-12-31	420946155
2011 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$390,960
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$103,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$103,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$622,392
Value of total assets at end of year	2011-12-31	$6,834,255
Value of total assets at beginning of year	2011-12-31	$6,547,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$654
Total interest from all sources	2011-12-31	$8,836
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$134,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$134,841
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$560,037
Participant contributions at end of year	2011-12-31	$87,860
Participant contributions at beginning of year	2011-12-31	$5,513
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$287,139
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,834,255
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,547,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,409,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,063,577
Interest on participant loans	2011-12-31	$1,166
Interest earned on other investments	2011-12-31	$7,670
Value of interest in common/collective trusts at end of year	2011-12-31	$793,167
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,137,096
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$481,347
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$281,533
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-397,855
Net investment gain/loss from pooled separate accounts	2011-12-31	$22,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$62,355
Employer contributions (assets) at end of year	2011-12-31	$62,355
Employer contributions (assets) at beginning of year	2011-12-31	$59,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$103,167
Contract administrator fees	2011-12-31	$654
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HONKAMP KRUEGER COMPANY & CO., P.C.
Accountancy firm EIN	2011-12-31	420946155
2010 : TRICOR, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,350,210
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$132,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$127,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$553,176
Value of total assets at end of year	2010-12-31	$6,547,116
Value of total assets at beginning of year	2010-12-31	$5,329,762
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,801
Total interest from all sources	2010-12-31	$15,046
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$51,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$51,901
Administrative expenses professional fees incurred	2010-12-31	$5,195
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$493,779
Participant contributions at end of year	2010-12-31	$5,513
Participant contributions at beginning of year	2010-12-31	$14,644
Participant contributions at beginning of year	2010-12-31	$26,128
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$37
Other income not declared elsewhere	2010-12-31	$9,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,217,354
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,547,116
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,329,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,063,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,750,236
Interest on participant loans	2010-12-31	$479
Interest earned on other investments	2010-12-31	$14,567
Value of interest in common/collective trusts at end of year	2010-12-31	$1,137,096
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$281,533
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$485,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$663,241
Net investment gain or loss from common/collective trusts	2010-12-31	$57,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$59,397
Employer contributions (assets) at end of year	2010-12-31	$59,397
Employer contributions (assets) at beginning of year	2010-12-31	$53,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$127,055
Contract administrator fees	2010-12-31	$606
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KRUEGER & ASSOCIATES, PC
Accountancy firm EIN	2010-12-31	203925585

Form 5500 Responses for TRICOR, INC. 401(K) PROFIT SHARING PLAN

2022: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TRICOR, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

813158

Policy instance

Insurance contract or identification number	813158
Number of Individuals Covered	306
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

813158

Policy instance

Insurance contract or identification number	813158
Number of Individuals Covered	251
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

813158

Policy instance

Insurance contract or identification number	813158
Number of Individuals Covered	251
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

813158

Policy instance

Insurance contract or identification number	813158
Number of Individuals Covered	252
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $767
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	767
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE.
Insurance broker organization code?	5

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	256
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,221
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3221
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE.
Insurance broker organization code?	5

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	248
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,017
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3017
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE.
Insurance broker organization code?	5
Insurance broker name	THE PENSION SPECIALISTS. LTD.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	258
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,170
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	1170
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE.
Insurance broker organization code?	3
Insurance broker name	THE PENSION SPECIALISTS. LTD.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	179
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $738
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	738
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE.
Insurance broker organization code?	3
Insurance broker name	THE PENSION SPECIALISTS. LTD.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	168
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $9,356
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	9356
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE.
Insurance broker organization code?	3
Insurance broker name	THE PENSION SPECIALISTS. LTD.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	157
Insurance policy start date	2012-09-09
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $7,745
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	7745
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3
Insurance broker name	THE PENSION SPECIALISTS, LTD.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	160
Insurance policy start date	2011-09-09
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

131-80181

Policy instance

Insurance contract or identification number	131-80181
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $2,446
Total amount of fees paid to insurance company	USD $611
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Amount paid for insurance broker fees	611
Additional information about fees paid to insurance broker	TPA
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $2,446
Insurance broker name	PROEQUITIES, INC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	159
Insurance policy start date	2010-09-09
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

TRICOR, INC. 401(K) PLAN [EIN = 561212520]

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Company Name:	TRICOR LLC
Employer identification number (EIN):	391722612
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages