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WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 401k Plan overview

Plan NameWAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN
Plan identification number 001

WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WAKEMAN EQUIPMENT SALES, INC. has sponsored the creation of one or more 401k plans.

Company Name:WAKEMAN EQUIPMENT SALES, INC.
Employer identification number (EIN):391747018
NAIC Classification:423100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DONALD WAKEMAN2023-07-10
0012021-01-01DONALD WAKEMAN2022-06-16
0012020-01-01DONALD WAKEMAN2021-08-11
0012019-01-01
0012018-01-01DONALD WAKEMAN
0012017-01-01DONALD WAKEMAN
0012016-01-01DONALD WAKEMAN
0012015-01-01DONALD WAKEMAN
0012014-01-01DONALD WAKEMAN
0012013-01-01DONALD WAKEMAN
0012012-01-01DONALD WAKEMAN
0012011-01-01DONALD WAKEMAN
0012009-01-01DONALD WAKEMAN
0012009-01-01DONALD WAKEMAN DONALD WAKEMAN2010-04-06

Plan Statistics for WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN

401k plan membership statisitcs for WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN

Measure Date Value
2019: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-018
Total number of active participants reported on line 7a of the Form 55002019-01-019
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-019
Number of participants with account balances2019-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-019
Total number of active participants reported on line 7a of the Form 55002018-01-018
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-018
Number of participants with account balances2018-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-019
Total number of active participants reported on line 7a of the Form 55002017-01-019
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-019
Number of participants with account balances2017-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110
Total number of active participants reported on line 7a of the Form 55002016-01-019
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-019
Number of participants with account balances2016-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-019
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0110
Number of participants with account balances2015-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-019
Number of participants with account balances2014-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-017
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017
Total number of active participants reported on line 7a of the Form 55002012-01-017
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-017
Number of participants with account balances2012-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-017
Number of participants with account balances2011-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017
Total number of active participants reported on line 7a of the Form 55002009-01-017
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017
Number of participants with account balances2009-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN

Measure Date Value
2019 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$380,488
Expenses. Total of all expenses incurred2019-12-31$3,790
Total plan assets at end of year2019-12-31$1,576,202
Total plan assets at beginning of year2019-12-31$1,199,504
Value of fidelity bond covering the plan2019-12-31$37,254
Total contributions received or receivable from participants2019-12-31$86,251
Other income received2019-12-31$266,133
Net income (gross income less expenses)2019-12-31$376,698
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,576,202
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,199,504
Total contributions received or receivable from employer(s)2019-12-31$28,104
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$3,790
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$53,698
Expenses. Total of all expenses incurred2018-12-31$28,415
Benefits paid (including direct rollovers)2018-12-31$19,705
Total plan assets at end of year2018-12-31$1,199,504
Total plan assets at beginning of year2018-12-31$1,174,221
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$88,421
Other income received2018-12-31$-64,711
Net income (gross income less expenses)2018-12-31$25,283
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,199,504
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,174,221
Total contributions received or receivable from employer(s)2018-12-31$29,988
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$8,710
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$243,562
Expenses. Total of all expenses incurred2017-12-31$9,843
Total plan assets at end of year2017-12-31$1,174,221
Total plan assets at beginning of year2017-12-31$940,502
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$82,635
Other income received2017-12-31$134,750
Net income (gross income less expenses)2017-12-31$233,719
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,174,221
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$940,502
Total contributions received or receivable from employer(s)2017-12-31$26,177
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$9,843
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$159,945
Expenses. Total of all expenses incurred2016-12-31$55,832
Benefits paid (including direct rollovers)2016-12-31$47,283
Total plan assets at end of year2016-12-31$940,502
Total plan assets at beginning of year2016-12-31$836,389
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$76,823
Other income received2016-12-31$60,467
Net income (gross income less expenses)2016-12-31$104,113
Net plan assets at end of year (total assets less liabilities)2016-12-31$940,502
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$836,389
Total contributions received or receivable from employer(s)2016-12-31$22,655
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$8,549
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$74,507
Expenses. Total of all expenses incurred2015-12-31$68,685
Benefits paid (including direct rollovers)2015-12-31$60,648
Total plan assets at end of year2015-12-31$836,389
Total plan assets at beginning of year2015-12-31$830,567
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$67,161
Other income received2015-12-31$-9,290
Net income (gross income less expenses)2015-12-31$5,822
Net plan assets at end of year (total assets less liabilities)2015-12-31$836,389
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$830,567
Total contributions received or receivable from employer(s)2015-12-31$16,636
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$8,037
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$91,573
Expenses. Total of all expenses incurred2014-12-31$7,737
Total plan assets at end of year2014-12-31$830,567
Total plan assets at beginning of year2014-12-31$746,731
Value of fidelity bond covering the plan2014-12-31$84,000
Total contributions received or receivable from participants2014-12-31$47,013
Other income received2014-12-31$31,678
Net income (gross income less expenses)2014-12-31$83,836
Net plan assets at end of year (total assets less liabilities)2014-12-31$830,567
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$746,731
Total contributions received or receivable from employer(s)2014-12-31$12,882
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$7,737
2013 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$159,608
Expenses. Total of all expenses incurred2013-12-31$56,172
Benefits paid (including direct rollovers)2013-12-31$49,217
Total plan assets at end of year2013-12-31$746,731
Total plan assets at beginning of year2013-12-31$643,295
Value of fidelity bond covering the plan2013-12-31$75,000
Total contributions received or receivable from participants2013-12-31$45,281
Other income received2013-12-31$100,244
Net income (gross income less expenses)2013-12-31$103,436
Net plan assets at end of year (total assets less liabilities)2013-12-31$746,731
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$643,295
Total contributions received or receivable from employer(s)2013-12-31$14,083
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$6,955
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$148,640
Expenses. Total of all expenses incurred2012-12-31$5,912
Total plan assets at end of year2012-12-31$643,295
Total plan assets at beginning of year2012-12-31$500,567
Value of fidelity bond covering the plan2012-12-31$65,000
Total contributions received or receivable from participants2012-12-31$43,646
Contributions received from other sources (not participants or employers)2012-12-31$20,965
Other income received2012-12-31$70,090
Net income (gross income less expenses)2012-12-31$142,728
Net plan assets at end of year (total assets less liabilities)2012-12-31$643,295
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$500,567
Total contributions received or receivable from employer(s)2012-12-31$13,939
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$5,912
2011 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$37,193
Expenses. Total of all expenses incurred2011-12-31$5,198
Total plan assets at end of year2011-12-31$500,567
Total plan assets at beginning of year2011-12-31$468,572
Value of fidelity bond covering the plan2011-12-31$55,000
Total contributions received or receivable from participants2011-12-31$33,291
Other income received2011-12-31$-8,889
Net income (gross income less expenses)2011-12-31$31,995
Net plan assets at end of year (total assets less liabilities)2011-12-31$500,567
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$468,572
Total contributions received or receivable from employer(s)2011-12-31$12,791
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$5,198
2010 : WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$100,392
Expenses. Total of all expenses incurred2010-12-31$4,355
Total plan assets at end of year2010-12-31$468,572
Total plan assets at beginning of year2010-12-31$372,535
Value of fidelity bond covering the plan2010-12-31$40,000
Total contributions received or receivable from participants2010-12-31$32,962
Other income received2010-12-31$53,491
Net income (gross income less expenses)2010-12-31$96,037
Net plan assets at end of year (total assets less liabilities)2010-12-31$468,572
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$372,535
Total contributions received or receivable from employer(s)2010-12-31$13,939
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,355

Form 5500 Responses for WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN

2019: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WAKEMAN EQUIPMENT SALES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number809463-000
Policy instance 1
Insurance contract or identification number809463-000
Number of Individuals Covered9
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,961
Total amount of fees paid to insurance companyUSD $799
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,961
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number21366
Policy instance 1
Insurance contract or identification number21366
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-10-29
Total amount of commissions paid to insurance brokerUSD $5,067
Total amount of fees paid to insurance companyUSD $508
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,067
Insurance broker organization code?7
Amount paid for insurance broker fees508
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number809463-000
Policy instance 2
Insurance contract or identification number809463-000
Number of Individuals Covered8
Insurance policy start date2018-08-30
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,038
Total amount of fees paid to insurance companyUSD $1,354
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1354
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,038
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number21366
Policy instance 1
Insurance contract or identification number21366
Number of Individuals Covered8
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,217
Total amount of fees paid to insurance companyUSD $523
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,217
Insurance broker organization code?7
Amount paid for insurance broker fees523
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker namePPG RETIREMENT PLAN SERVICES, LTD.

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