401k Plan data: STARK AND ROTH LLC 401(K) PLAN plan

STARK AND ROTH LLC 401(K) PLAN 401k Plan overview

Plan Name	STARK AND ROTH LLC 401(K) PLAN
Plan identification number	001

STARK AND ROTH LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STARK AND ROTH LLC has sponsored the creation of one or more 401k plans.

Company Name: STARK AND ROTH LLC

Employer identification number (EIN): 391766206

NAIC Classification: 541214
NAIC Description: Payroll Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STARK AND ROTH LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 SHERYL SOUTHWICK 2021-08-25
001 2020-03-23 SHERYL SOUTHWICK 2021-07-29
001 2015-01-01 JOSEPH TYLICKI
001 2014-01-01 JOSEPH TYLICKI
001 2013-01-01 JOSEPH TYLICKI
001 2012-01-01 JOSEPH TYLICKI
001 2011-01-01 ROXANN LAW
001 2010-01-01 ROXANN LAW
001 2009-01-01 ROXANN LAW
001 2009-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2021-01-01	SHERYL SOUTHWICK	2021-08-25
001	2020-03-23	SHERYL SOUTHWICK	2021-07-29
001	2015-01-01	JOSEPH TYLICKI
001	2014-01-01	JOSEPH TYLICKI
001	2013-01-01	JOSEPH TYLICKI
001	2012-01-01	JOSEPH TYLICKI
001	2011-01-01	ROXANN LAW
001	2010-01-01	ROXANN LAW
001	2009-01-01	ROXANN LAW
001	2009-01-01

Plan Statistics for STARK AND ROTH LLC 401(K) PLAN

401k plan membership statisitcs for STARK AND ROTH LLC 401(K) PLAN

Measure Date Value
2015: STARK AND ROTH LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 164
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
2014: STARK AND ROTH LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 41
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 123
Total of all active and inactive participants 2014-01-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 164
Number of participants with account balances 2014-01-01 161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STARK AND ROTH LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 216
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 49
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 132
Total of all active and inactive participants 2013-01-01 181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 181
Number of participants with account balances 2013-01-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STARK AND ROTH LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 289
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 54
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 161
Total of all active and inactive participants 2012-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 216
Number of participants with account balances 2012-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STARK AND ROTH LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 334
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 148
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 140
Total of all active and inactive participants 2011-01-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 289
Number of participants with account balances 2011-01-01 271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: STARK AND ROTH LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 384
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 172
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 161
Total of all active and inactive participants 2010-01-01 333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 334
Number of participants with account balances 2010-01-01 311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: STARK AND ROTH LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 448
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 217
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 167
Total of all active and inactive participants 2009-01-01 384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 384
Number of participants with account balances 2009-01-01 375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 21

Measure	Date	Value
2015: STARK AND ROTH LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	164
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
2014: STARK AND ROTH LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	41
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	123
Total of all active and inactive participants	2014-01-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	164
Number of participants with account balances	2014-01-01	161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STARK AND ROTH LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	216
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	49
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	132
Total of all active and inactive participants	2013-01-01	181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	181
Number of participants with account balances	2013-01-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STARK AND ROTH LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	289
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	54
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	161
Total of all active and inactive participants	2012-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	216
Number of participants with account balances	2012-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STARK AND ROTH LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	334
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	148
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	140
Total of all active and inactive participants	2011-01-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	289
Number of participants with account balances	2011-01-01	271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: STARK AND ROTH LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	384
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	172
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	161
Total of all active and inactive participants	2010-01-01	333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	334
Number of participants with account balances	2010-01-01	311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: STARK AND ROTH LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	448
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	217
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	167
Total of all active and inactive participants	2009-01-01	384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	384
Number of participants with account balances	2009-01-01	375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	21

Financial Data on STARK AND ROTH LLC 401(K) PLAN

Measure	Date	Value
2015 : STARK AND ROTH LLC 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-02-28	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-02-28	$0
Total unrealized appreciation/depreciation of assets	2015-02-28	$0
Total transfer of assets to this plan	2015-02-28	$0
Total transfer of assets from this plan	2015-02-28	$23,203,188
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$0
Expenses. Interest paid	2015-02-28	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-02-28	$0
Total income from all sources (including contributions)	2015-02-28	$664,470
Total loss/gain on sale of assets	2015-02-28	$998
Total of all expenses incurred	2015-02-28	$4,887,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-02-28	$4,886,424
Expenses. Certain deemed distributions of participant loans	2015-02-28	$0
Value of total corrective distributions	2015-02-28	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-02-28	$0
Value of total assets at end of year	2015-02-28	$0
Value of total assets at beginning of year	2015-02-28	$27,425,846
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-02-28	$704
Total income from rents	2015-02-28	$0
Total interest from all sources	2015-02-28	$41
Total dividends received (eg from common stock, registered investment company shares)	2015-02-28	$29,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-02-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-02-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-02-28	$27,073
Assets. Real estate other than employer real property at end of year	2015-02-28	$0
Assets. Real estate other than employer real property at beginning of year	2015-02-28	$0
Administrative expenses professional fees incurred	2015-02-28	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-02-28	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-02-28	$2,550
Was this plan covered by a fidelity bond	2015-02-28	Yes
Value of fidelity bond cover	2015-02-28	$500,000
If this is an individual account plan, was there a blackout period	2015-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2015-02-28	No
Contributions received from participants	2015-02-28	$0
Participant contributions at end of year	2015-02-28	$0
Participant contributions at beginning of year	2015-02-28	$19,717
Participant contributions at end of year	2015-02-28	$0
Participant contributions at beginning of year	2015-02-28	$0
Assets. Other investments not covered elsewhere at end of year	2015-02-28	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-02-28	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-02-28	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-02-28	$0
Assets. Loans (other than to participants) at end of year	2015-02-28	$0
Assets. Loans (other than to participants) at beginning of year	2015-02-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-02-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-02-28	$0
Other income not declared elsewhere	2015-02-28	$0
Administrative expenses (other) incurred	2015-02-28	$188
Liabilities. Value of operating payables at end of year	2015-02-28	$0
Liabilities. Value of operating payables at beginning of year	2015-02-28	$0
Total non interest bearing cash at end of year	2015-02-28	$0
Total non interest bearing cash at beginning of year	2015-02-28	$28,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Income. Non cash contributions	2015-02-28	$0
Value of net income/loss	2015-02-28	$-4,222,658
Value of net assets at end of year (total assets less liabilities)	2015-02-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-02-28	$27,425,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-02-28	No
Were any leases to which the plan was party in default or uncollectible	2015-02-28	No
Assets. partnership/joint venture interests at end of year	2015-02-28	$0
Assets. partnership/joint venture interests at beginning of year	2015-02-28	$0
Investment advisory and management fees	2015-02-28	$516
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-02-28	$22,743,632
Value of interest in pooled separate accounts at end of year	2015-02-28	$0
Value of interest in pooled separate accounts at beginning of year	2015-02-28	$0
Interest on participant loans	2015-02-28	$0
Income. Interest from loans (other than to participants)	2015-02-28	$0
Interest earned on other investments	2015-02-28	$0
Income. Interest from US Government securities	2015-02-28	$0
Income. Interest from corporate debt instruments	2015-02-28	$0
Value of interest in master investment trust accounts at end of year	2015-02-28	$0
Value of interest in master investment trust accounts at beginning of year	2015-02-28	$0
Value of interest in common/collective trusts at end of year	2015-02-28	$0
Value of interest in common/collective trusts at beginning of year	2015-02-28	$1,457,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-02-28	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-02-28	$2,308,996
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-02-28	$2,308,996
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-02-28	$41
Assets. Value of investments in 103.12 investment entities at end of year	2015-02-28	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-02-28	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-02-28	$0
Asset value of US Government securities at end of year	2015-02-28	$0
Asset value of US Government securities at beginning of year	2015-02-28	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-02-28	$653,580
Net investment gain/loss from pooled separate accounts	2015-02-28	$0
Net investment gain or loss from common/collective trusts	2015-02-28	$-19,531
Net gain/loss from 103.12 investment entities	2015-02-28	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-02-28	No
Was there a failure to transmit to the plan any participant contributions	2015-02-28	No
Has the plan failed to provide any benefit when due under the plan	2015-02-28	No
Assets. Invements in employer securities at end of year	2015-02-28	$0
Assets. Invements in employer securities at beginning of year	2015-02-28	$0
Assets. Value of employer real property at end of year	2015-02-28	$0
Assets. Value of employer real property at beginning of year	2015-02-28	$0
Contributions received in cash from employer	2015-02-28	$0
Employer contributions (assets) at end of year	2015-02-28	$0
Employer contributions (assets) at beginning of year	2015-02-28	$0
Income. Dividends from preferred stock	2015-02-28	$0
Income. Dividends from common stock	2015-02-28	$2,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-02-28	$4,886,424
Asset. Corporate debt instrument preferred debt at end of year	2015-02-28	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-02-28	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-02-28	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-02-28	$0
Contract administrator fees	2015-02-28	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-02-28	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-02-28	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-02-28	$864,790
Liabilities. Value of benefit claims payable at end of year	2015-02-28	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-02-28	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-02-28	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-02-28	$0
Did the plan have assets held for investment	2015-02-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-02-28	Yes
Aggregate proceeds on sale of assets	2015-02-28	$873,264
Aggregate carrying amount (costs) on sale of assets	2015-02-28	$872,266
Liabilities. Value of acquisition indebtedness at end of year	2015-02-28	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-02-28	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2015-02-28	Disclaimer
Accountancy firm name	2015-02-28	SIKICH LLP
Accountancy firm EIN	2015-02-28	363168081
2014 : STARK AND ROTH LLC 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$246,515
Total unrealized appreciation/depreciation of assets	2014-12-31	$246,515
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,477,066
Total loss/gain on sale of assets	2014-12-31	$7,035
Total of all expenses incurred	2014-12-31	$2,544,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,541,992
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$925,924
Value of total assets at end of year	2014-12-31	$27,425,846
Value of total assets at beginning of year	2014-12-31	$27,493,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,595
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$894
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,445,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,423,907
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$2,550
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$2,058
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$608,964
Participant contributions at end of year	2014-12-31	$19,717
Participant contributions at beginning of year	2014-12-31	$27,413
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$776
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$28,975
Total non interest bearing cash at beginning of year	2014-12-31	$23,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-67,521
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$27,425,846
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$27,493,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$1,819
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$22,743,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$23,947,274
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$772
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$1,457,186
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,424,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,308,996
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,585,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,585,979
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$122
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-162,955
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$13,998
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$316,960
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$166
Income. Dividends from common stock	2014-12-31	$21,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,541,992
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$864,790
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$482,844
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$80,651
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$73,616
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SIKICH LLP
Accountancy firm EIN	2014-12-31	363168081
2013 : STARK AND ROTH LLC 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-29
Total unrealized appreciation/depreciation of assets	2013-12-31	$-29
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,243,484
Total loss/gain on sale of assets	2013-12-31	$1,519
Total of all expenses incurred	2013-12-31	$4,814,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,812,617
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$940,306
Value of total assets at end of year	2013-12-31	$27,493,367
Value of total assets at beginning of year	2013-12-31	$26,064,459
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,959
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$1,142
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,241,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,215,377
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$2,058
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$674,352
Participant contributions at end of year	2013-12-31	$27,413
Participant contributions at beginning of year	2013-12-31	$87,188
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$1,287
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$23,750
Total non interest bearing cash at beginning of year	2013-12-31	$26,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$1,428,908
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$27,493,367
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$26,064,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$672
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$23,947,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$22,807,197
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$1,011
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$1,424,049
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,402,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,585,979
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,460,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,460,676
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$131
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,064,480
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-5,751
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$265,954
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$83
Income. Dividends from common stock	2013-12-31	$26,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,812,617
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$482,844
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$280,519
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$181,969
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$180,450
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SIKICH LLP
Accountancy firm EIN	2013-12-31	363168081
2012 : STARK AND ROTH LLC 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$7,903
Total unrealized appreciation/depreciation of assets	2012-12-31	$7,903
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,969,953
Total loss/gain on sale of assets	2012-12-31	$36,445
Total of all expenses incurred	2012-12-31	$6,084,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,081,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,498,888
Value of total assets at end of year	2012-12-31	$26,064,459
Value of total assets at beginning of year	2012-12-31	$27,179,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,573
Total interest from all sources	2012-12-31	$5,801
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$856,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$847,174
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,146,084
Participant contributions at end of year	2012-12-31	$87,188
Participant contributions at beginning of year	2012-12-31	$142,141
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$19,762
Administrative expenses (other) incurred	2012-12-31	$2,570
Total non interest bearing cash at end of year	2012-12-31	$26,059
Total non interest bearing cash at beginning of year	2012-12-31	$32,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,114,602
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$26,064,459
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$27,179,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$3
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$22,807,197
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$23,700,257
Interest on participant loans	2012-12-31	$5,644
Value of interest in common/collective trusts at end of year	2012-12-31	$1,402,820
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,750,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,460,676
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,354,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,354,662
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,545,546
Net investment gain or loss from common/collective trusts	2012-12-31	$19,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$333,042
Income. Dividends from common stock	2012-12-31	$8,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,081,982
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$280,519
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$199,059
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$208,294
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$171,849
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KOLB CO
Accountancy firm EIN	2012-12-31	391214345
2011 : STARK AND ROTH LLC 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-6,648
Total unrealized appreciation/depreciation of assets	2011-12-31	$-6,648
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,161,020
Total loss/gain on sale of assets	2011-12-31	$-1,240
Total of all expenses incurred	2011-12-31	$3,749,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,749,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,648,408
Value of total assets at end of year	2011-12-31	$27,179,061
Value of total assets at beginning of year	2011-12-31	$28,767,932
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$650
Total interest from all sources	2011-12-31	$5,285
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$771,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$770,793
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,569,490
Participant contributions at end of year	2011-12-31	$142,141
Participant contributions at beginning of year	2011-12-31	$138,298
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$3,500
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$281,319
Other income not declared elsewhere	2011-12-31	$10,468
Administrative expenses (other) incurred	2011-12-31	$650
Total non interest bearing cash at end of year	2011-12-31	$32,780
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,588,871
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$27,179,061
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$28,767,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$23,700,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$26,198,252
Interest on participant loans	2011-12-31	$5,285
Value of interest in common/collective trusts at end of year	2011-12-31	$1,750,162
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,906,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,354,662
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$518,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$518,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,294,043
Net investment gain or loss from common/collective trusts	2011-12-31	$27,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$797,599
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$3,500
Income. Dividends from common stock	2011-12-31	$331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,749,241
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$199,059
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$74,728
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$75,968
Accountancy firm name	2011-12-31	KOLB CO SC
Accountancy firm EIN	2011-12-31	391214345
2010 : STARK AND ROTH LLC 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,793,050
Total income from all sources (including contributions)	2010-12-31	$6,248,189
Total of all expenses incurred	2010-12-31	$4,256,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,247,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,630,399
Value of total assets at end of year	2010-12-31	$28,767,932
Value of total assets at beginning of year	2010-12-31	$28,569,279
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,949
Total interest from all sources	2010-12-31	$25,304
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$736,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$736,546
Administrative expenses professional fees incurred	2010-12-31	$7,883
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,896,900
Participant contributions at end of year	2010-12-31	$138,298
Participant contributions at beginning of year	2010-12-31	$142,783
Participant contributions at end of year	2010-12-31	$3,500
Participant contributions at beginning of year	2010-12-31	$827,378
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$23,144
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$22,192
Administrative expenses (other) incurred	2010-12-31	$1,066
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$1,793,050
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$17,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,991,703
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$28,767,932
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$26,776,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$26,198,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$22,464,767
Interest on participant loans	2010-12-31	$25,304
Value of interest in common/collective trusts at end of year	2010-12-31	$1,906,000
Value of interest in common/collective trusts at beginning of year	2010-12-31	$4,143,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$518,382
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,840,440
Net investment gain or loss from common/collective trusts	2010-12-31	$15,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$710,355
Employer contributions (assets) at end of year	2010-12-31	$3,500
Employer contributions (assets) at beginning of year	2010-12-31	$950,497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,247,537
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KOLB & CO SC
Accountancy firm EIN	2010-12-31	391214345
2009 : STARK AND ROTH LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for STARK AND ROTH LLC 401(K) PLAN

2015: STARK AND ROTH LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STARK AND ROTH LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STARK AND ROTH LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: STARK AND ROTH LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STARK AND ROTH LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: STARK AND ROTH LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: STARK AND ROTH LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	STARK AND ROTH LLC
Employer identification number (EIN):	391766206
NAIC Classification:	541214
NAIC Description:	Payroll Services