401k Plan data: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN plan

CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 401k Plan overview

Plan Name	CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN
Plan identification number	001

CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CORPORATE FINANCIAL ADVISORS, LLC has sponsored the creation of one or more 401k plans.

Company Name: CORPORATE FINANCIAL ADVISORS, LLC

Employer identification number (EIN): 391835970

NAIC Classification: 541219
NAIC Description: Other Accounting Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JOE FROEHLICH
001 2014-01-01 JOE FROEHLICH
001 2013-01-01 JOE FROEHLICH
001 2012-01-01 GARY J. SWEENEY
001 2011-01-01 RICHARD F. BERO 2012-08-24
001 2010-01-01 RICHARD F. BERO 2011-09-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2015-01-01	JOE FROEHLICH
001	2014-01-01	JOE FROEHLICH
001	2013-01-01	JOE FROEHLICH
001	2012-01-01	GARY J. SWEENEY
001	2011-01-01	RICHARD F. BERO	2012-08-24
001	2010-01-01	RICHARD F. BERO	2011-09-23

Plan Statistics for CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN

401k plan membership statisitcs for CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN

Measure Date Value
2015: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 7
Number of participants with account balances 2015-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 4
2012: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 13
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 15
Number of participants with account balances 2012-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	7
Number of participants with account balances	2015-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	4
2012: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	13
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	15
Number of participants with account balances	2012-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN

Measure	Date	Value
2015 : CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$34,894
Expenses. Total of all expenses incurred	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$922,827
Total plan assets at beginning of year	2015-12-31	$887,933
Value of fidelity bond covering the plan	2015-12-31	$180,000
Total contributions received or receivable from participants	2015-12-31	$42,900
Other income received	2015-12-31	$-26,367
Net income (gross income less expenses)	2015-12-31	$34,894
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$922,827
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$887,933
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$219,525
Total contributions received or receivable from employer(s)	2015-12-31	$18,361
2014 : CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$66,136
Expenses. Total of all expenses incurred	2014-12-31	$263,812
Benefits paid (including direct rollovers)	2014-12-31	$263,812
Total plan assets at end of year	2014-12-31	$887,933
Total plan assets at beginning of year	2014-12-31	$1,085,609
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$38,219
Other income received	2014-12-31	$11,823
Net income (gross income less expenses)	2014-12-31	$-197,676
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$887,933
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,085,609
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$219,525
Total contributions received or receivable from employer(s)	2014-12-31	$16,094
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$75,000
2013 : CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$200,595
Expenses. Total of all expenses incurred	2013-12-31	$1,006,465
Benefits paid (including direct rollovers)	2013-12-31	$1,006,435
Total plan assets at end of year	2013-12-31	$1,085,609
Total plan assets at beginning of year	2013-12-31	$1,891,479
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$17,500
Other income received	2013-12-31	$183,095
Net income (gross income less expenses)	2013-12-31	$-805,870
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,085,609
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,891,479
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$301,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$30
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$360,387
Expenses. Total of all expenses incurred	2012-12-31	$33,401
Benefits paid (including direct rollovers)	2012-12-31	$33,401
Total plan assets at end of year	2012-12-31	$1,891,479
Total plan assets at beginning of year	2012-12-31	$1,564,493
Value of fidelity bond covering the plan	2012-12-31	$100,000
Total contributions received or receivable from participants	2012-12-31	$123,640
Other income received	2012-12-31	$236,747
Net income (gross income less expenses)	2012-12-31	$326,986
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,891,479
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,564,493
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$218,062
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN

2015: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CORPORATE FINANCIAL ADVISORS, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CORPORATE FINANCIAL ADVISORS, LLC
Employer identification number (EIN):	391835970
NAIC Classification:	541219
NAIC Description:	Other Accounting Services