401k Plan data: GONZALEZ SAGGIO & HARLAN 401(K) PLAN plan

GONZALEZ SAGGIO & HARLAN 401(K) PLAN 401k Plan overview

Plan Name	GONZALEZ SAGGIO & HARLAN 401(K) PLAN
Plan identification number	001

GONZALEZ SAGGIO & HARLAN 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GONZALEZ SAGGIO & HARLAN LLP has sponsored the creation of one or more 401k plans.

Company Name: GONZALEZ SAGGIO & HARLAN LLP

Employer identification number (EIN): 391857589

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about GONZALEZ SAGGIO & HARLAN LLP

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 2011-11-21

Company Identification Number: 2063590

Legal Registered Office Address: -
-
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United States of America (USA)
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More information about GONZALEZ SAGGIO & HARLAN LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GONZALEZ SAGGIO & HARLAN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 DAVID SAGGIO 2017-10-30
001 2016-01-01 DAVID SAGGIO
001 2015-01-01
001 2014-01-01 DAVID R. SAGGIO
001 2013-01-01 DAVID SAGGIO DAVID SAGGIO 2014-10-01
001 2012-01-01 DAVID SAGGIO
001 2011-01-01 DAVID SAGGIO
001 2010-01-01 MARGO MCCORMACK 2011-10-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	DAVID SAGGIO	2017-10-30
001	2016-01-01	DAVID SAGGIO
001	2015-01-01
001	2014-01-01	DAVID R. SAGGIO
001	2013-01-01	DAVID SAGGIO		DAVID SAGGIO	2014-10-01
001	2012-01-01	DAVID SAGGIO
001	2011-01-01	DAVID SAGGIO
001	2010-01-01	MARGO MCCORMACK	2011-10-17

Plan Statistics for GONZALEZ SAGGIO & HARLAN 401(K) PLAN

401k plan membership statisitcs for GONZALEZ SAGGIO & HARLAN 401(K) PLAN

Measure Date Value
2016: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 85
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 85
Number of participants with account balances 2016-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 153
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 44
Total of all active and inactive participants 2015-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 197
Number of participants with account balances 2015-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 11
2014: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 145
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 71
Total of all active and inactive participants 2014-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 216
Number of participants with account balances 2014-01-01 191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 31
2013: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 158
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 58
Total of all active and inactive participants 2013-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 216
Number of participants with account balances 2013-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 25
2012: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 199
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 151
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 39
Total of all active and inactive participants 2012-01-01 190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 190
Number of participants with account balances 2012-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 161
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 37
Total of all active and inactive participants 2011-01-01 198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 198
Number of participants with account balances 2011-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 21

Measure	Date	Value
2016: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	85
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	85
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	85
Number of participants with account balances	2016-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	153
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	44
Total of all active and inactive participants	2015-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	197
Number of participants with account balances	2015-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	11
2014: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	145
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	71
Total of all active and inactive participants	2014-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	216
Number of participants with account balances	2014-01-01	191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	31
2013: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	158
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	58
Total of all active and inactive participants	2013-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	216
Number of participants with account balances	2013-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	25
2012: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	199
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	151
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	39
Total of all active and inactive participants	2012-01-01	190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	190
Number of participants with account balances	2012-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	161
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	37
Total of all active and inactive participants	2011-01-01	198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	198
Number of participants with account balances	2011-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	21

Financial Data on GONZALEZ SAGGIO & HARLAN 401(K) PLAN

Measure	Date	Value
2016 : GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$879,162
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,977,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,932,658
Value of total corrective distributions	2016-12-31	$1,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$190,091
Value of total assets at end of year	2016-12-31	$6,216,298
Value of total assets at beginning of year	2016-12-31	$9,314,727
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$43,884
Total interest from all sources	2016-12-31	$19,570
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$158,889
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$54,351
Other income not declared elsewhere	2016-12-31	$1,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-3,098,429
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,216,298
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,314,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$5,617,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$8,288,624
Interest earned on other investments	2016-12-31	$19,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$29,274
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$29,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$599,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$901,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$667,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$31,202
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$41,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,932,658
Contract administrator fees	2016-12-31	$43,884
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SCRIBNER, COHEN & CO., S.C.
Accountancy firm EIN	2016-12-31	391210538
2015 : GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,178,298
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$826,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$810,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,322,882
Value of total assets at end of year	2015-12-31	$9,314,727
Value of total assets at beginning of year	2015-12-31	$8,962,846
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$16,158
Total interest from all sources	2015-12-31	$17,602
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$8,100
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$846,702
Participant contributions at end of year	2015-12-31	$54,351
Participant contributions at beginning of year	2015-12-31	$38,928
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$244,827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$351,881
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,314,727
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$8,962,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,288,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,201,793
Interest earned on other investments	2015-12-31	$17,736
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$29,274
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$13,505
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$13,505
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$-134
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$901,412
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$697,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-162,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$231,353
Employer contributions (assets) at end of year	2015-12-31	$41,066
Employer contributions (assets) at beginning of year	2015-12-31	$11,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$810,259
Contract administrator fees	2015-12-31	$8,058
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SCRIBNER, COHEN & CO., S.C.
Accountancy firm EIN	2015-12-31	391210538
2014 : GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,553,713
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$640,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$624,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,151,918
Value of total assets at end of year	2014-12-31	$8,962,846
Value of total assets at beginning of year	2014-12-31	$8,049,620
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$16,130
Total interest from all sources	2014-12-31	$1,114
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$7,800
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$879,348
Participant contributions at end of year	2014-12-31	$38,928
Participant contributions at beginning of year	2014-12-31	$128,484
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$46,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$913,226
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$8,962,846
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,049,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,201,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,892,790
Interest earned on other investments	2014-12-31	$4,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$13,505
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$-2,924
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$697,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$400,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$226,210
Employer contributions (assets) at end of year	2014-12-31	$11,011
Employer contributions (assets) at beginning of year	2014-12-31	$28,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$624,357
Contract administrator fees	2014-12-31	$8,330
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SCRIBNER, COHEN & CO., S.C.
Accountancy firm EIN	2014-12-31	391210538
2013 : GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,382,856
Total of all expenses incurred	2013-12-31	$583,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$568,659
Value of total corrective distributions	2013-12-31	$1,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,363,027
Value of total assets at end of year	2013-12-31	$8,049,620
Value of total assets at beginning of year	2013-12-31	$6,250,004
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$13,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$907,977
Participant contributions at end of year	2013-12-31	$128,484
Participant contributions at beginning of year	2013-12-31	$70,280
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$209,566
Other income not declared elsewhere	2013-12-31	$319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,799,616
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,049,620
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,250,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$13,503
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,892,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,156,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,019,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$245,484
Employer contributions (assets) at end of year	2013-12-31	$28,346
Employer contributions (assets) at beginning of year	2013-12-31	$22,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$568,659
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SCRIBNER, COHEN & CO., S.C.
Accountancy firm EIN	2013-12-31	391210538
2012 : GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,642,978
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$252,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$247,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,072,881
Value of total assets at end of year	2012-12-31	$6,250,004
Value of total assets at beginning of year	2012-12-31	$4,860,005
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,731
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$673,107
Participant contributions at end of year	2012-12-31	$22,926
Participant contributions at beginning of year	2012-12-31	$12,606
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$196,017
Administrative expenses (other) incurred	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,389,999
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,250,004
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,860,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$5,731
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,156,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,816,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$570,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$203,757
Employer contributions (assets) at end of year	2012-12-31	$70,280
Employer contributions (assets) at beginning of year	2012-12-31	$30,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$247,248
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SCRIBNER, COHEN & CO., S.C.
Accountancy firm EIN	2012-12-31	391210538
2011 : GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$850,238
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$542,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$538,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$991,159
Value of total assets at end of year	2011-12-31	$4,860,005
Value of total assets at beginning of year	2011-12-31	$4,552,540
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,625
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$554,253
Participant contributions at end of year	2011-12-31	$12,606
Participant contributions at beginning of year	2011-12-31	$31,697
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$275,626
Administrative expenses (other) incurred	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$307,465
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,860,005
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,552,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$4,625
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,816,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,386,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-140,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$161,280
Employer contributions (assets) at end of year	2011-12-31	$30,557
Employer contributions (assets) at beginning of year	2011-12-31	$134,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$538,148
Contract administrator fees	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SCRIBNER, COHEN & CO., S.C.
Accountancy firm EIN	2011-12-31	391210538

Form 5500 Responses for GONZALEZ SAGGIO & HARLAN 401(K) PLAN

2016: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GONZALEZ SAGGIO & HARLAN 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-GM1U

Policy instance

Insurance contract or identification number	GAP-CP-GM1U
Number of Individuals Covered	168
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $2,287
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,287
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL, LLC

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-GM1U

Policy instance

Insurance contract or identification number	GAP-CP-GM1U
Number of Individuals Covered	191
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $519
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $519
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL, LLC

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Company Name:	GONZALEZ SAGGIO & HARLAN LLP
Employer identification number (EIN):	391857589
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	2011-11-21
Company Identification Number:	2063590
Legal Registered Office Address:	- - - United States of America (USA) -