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THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 401k Plan overview

Plan NameTHYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN
Plan identification number 001

THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. has sponsored the creation of one or more 401k plans.

Company Name:THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC.
Employer identification number (EIN):391858155
NAIC Classification:333200

Additional information about THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1997-07-12
Company Identification Number: 0012736006
Legal Registered Office Address: 6737 W WASHINGTON ST STE 1400

MILWAUKEE
United States of America (USA)
53214

More information about THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CANDICE WIMMER
0012016-01-01
0012016-01-01
0012015-01-01
0012015-01-01CANDY WIMMER
0012014-01-01
0012014-01-01SALLIE NIESEN
0012013-01-01SALLIE NIESEN
0012012-01-01SALLIE NIESEN SALLIE NIESEN2013-10-14
0012011-01-01SALLIE NIESEN
0012010-01-01SALLIE NIESEN2011-07-12 SALLIE NIESEN2011-07-12

Plan Statistics for THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN

401k plan membership statisitcs for THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN

Measure Date Value
2022: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01398
Total number of active participants reported on line 7a of the Form 55002022-01-01196
Number of retired or separated participants receiving benefits2022-01-0112
Number of other retired or separated participants entitled to future benefits2022-01-01165
Total of all active and inactive participants2022-01-01373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01373
Number of participants with account balances2022-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01263
Total number of active participants reported on line 7a of the Form 55002021-01-01221
Number of retired or separated participants receiving benefits2021-01-0113
Number of other retired or separated participants entitled to future benefits2021-01-01164
Total of all active and inactive participants2021-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01398
Number of participants with account balances2021-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0164
Total number of active participants reported on line 7a of the Form 55002020-01-0152
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01210
Total of all active and inactive participants2020-01-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01263
Number of participants with account balances2020-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0166
Total number of active participants reported on line 7a of the Form 55002019-01-0148
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0116
Total of all active and inactive participants2019-01-0164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0164
Number of participants with account balances2019-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0174
Total number of active participants reported on line 7a of the Form 55002018-01-0154
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0112
Total of all active and inactive participants2018-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0166
Number of participants with account balances2018-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0178
Total number of active participants reported on line 7a of the Form 55002017-01-0164
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0174
Number of participants with account balances2017-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2016 401k membership
Market value of plan assets2016-12-3125,631,624
Acturial value of plan assets2016-12-3126,753,353
Funding target for retired participants and beneficiaries receiving payment2016-12-3111,021,742
Number of terminated vested participants2016-12-3147
Fundng target for terminated vested participants2016-12-311,686,092
Active participant vested funding target2016-12-317,479,710
Number of active participants2016-12-31115
Total funding liabilities for active participants2016-12-317,974,140
Total participant count2016-12-31236
Total funding target for all participants2016-12-3120,681,974
Balance at beginning of prior year after applicable adjustments2016-12-312,688,804
Prefunding balance at beginning of prior year after applicable adjustments2016-12-315,279,887
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-312,688,804
Amount remaining of prefunding balance2016-12-315,279,887
Present value of excess contributions2016-12-31966,342
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-311,027,028
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-312,620,239
Balance of prefunding at beginning of current year2016-12-315,145,250
Total employer contributions2016-12-31950,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31926,158
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31824,931
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31824,931
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31824,931
Contributions allocatedtoward minimum required contributions for current year2016-12-31926,158
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01237
Total number of active participants reported on line 7a of the Form 55002016-01-0195
Number of retired or separated participants receiving benefits2016-01-0169
Number of other retired or separated participants entitled to future benefits2016-01-0151
Total of all active and inactive participants2016-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0110
Total participants2016-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
Number of participants with account balances2016-01-0178
2015: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01227
Total number of active participants reported on line 7a of the Form 55002015-01-01114
Number of retired or separated participants receiving benefits2015-01-0165
Number of other retired or separated participants entitled to future benefits2015-01-0149
Total of all active and inactive participants2015-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-019
Total participants2015-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
Number of participants with account balances2015-01-0172
2014: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01206
Total number of active participants reported on line 7a of the Form 55002014-01-01125
Number of retired or separated participants receiving benefits2014-01-0159
Number of other retired or separated participants entitled to future benefits2014-01-0137
Total of all active and inactive participants2014-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-019
Total participants2014-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0130
Number of participants with account balances2014-01-0168
2013: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0173
Total number of active participants reported on line 7a of the Form 55002013-01-0171
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0171
Number of participants with account balances2013-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0169
Total number of active participants reported on line 7a of the Form 55002012-01-0172
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0173
Number of participants with account balances2012-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0169
Total number of active participants reported on line 7a of the Form 55002011-01-0167
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0169
Number of participants with account balances2011-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN

Measure Date Value
2022 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$11,588,550
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-8,728,634
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,509,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,486,577
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$2,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,077,663
Value of total assets at end of year2022-12-31$44,406,091
Value of total assets at beginning of year2022-12-31$69,232,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$20,180
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$24,541
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$0
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,512,680
Participant contributions at end of year2022-12-31$455,952
Participant contributions at beginning of year2022-12-31$502,036
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$396,604
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$20,180
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-13,237,806
Value of net assets at end of year (total assets less liabilities)2022-12-31$44,406,091
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$69,232,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,802,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$0
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$24,541
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$68,730,411
Value of interest in common/collective trusts at end of year2022-12-31$17,051,093
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,094,875
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$0
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$0
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$1,168,379
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,486,577
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,828
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2022-12-31381357951
2021 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,843,336
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,656,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,652,361
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$2,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,104,203
Value of total assets at end of year2021-12-31$69,232,447
Value of total assets at beginning of year2021-12-31$67,045,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,650
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$33,073
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$0
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,529,584
Participant contributions at end of year2021-12-31$502,036
Participant contributions at beginning of year2021-12-31$726,010
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$424,863
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$1,650
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$2,187,207
Value of net assets at end of year (total assets less liabilities)2021-12-31$69,232,447
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$67,045,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$0
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$33,073
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$68,730,411
Value of interest in master investment trust accounts at beginning of year2021-12-31$66,319,230
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$0
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$0
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$1,149,756
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,652,361
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2021-12-31381357951
2020 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$53,080,781
Total plan liabilities at end of year2020-12-31$0
Total income from all sources2020-12-31$2,804,157
Expenses. Total of all expenses incurred2020-12-31$5,351,501
Benefits paid (including direct rollovers)2020-12-31$5,353,818
Total plan assets at end of year2020-12-31$67,045,240
Total plan assets at beginning of year2020-12-31$16,511,803
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$494,484
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$2,115,510
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$-2,547,344
Net plan assets at end of year (total assets less liabilities)2020-12-31$67,045,240
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$16,511,803
Assets. Value of participant loans2020-12-31$726,010
Total contributions received or receivable from employer(s)2020-12-31$194,163
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$-2,317
2019 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$4,099,423
Expenses. Total of all expenses incurred2019-12-31$3,206,964
Benefits paid (including direct rollovers)2019-12-31$3,193,164
Total plan assets at end of year2019-12-31$16,511,803
Total plan assets at beginning of year2019-12-31$15,619,344
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$579,079
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$2,447
Other income received2019-12-31$3,331,079
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$892,459
Net plan assets at end of year (total assets less liabilities)2019-12-31$16,511,803
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$15,619,344
Assets. Value of participant loans2019-12-31$226,682
Total contributions received or receivable from employer(s)2019-12-31$186,818
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$13,800
2018 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$16,147
Expenses. Total of all expenses incurred2018-12-31$7,244,747
Benefits paid (including direct rollovers)2018-12-31$7,250,774
Total plan assets at end of year2018-12-31$15,619,344
Total plan assets at beginning of year2018-12-31$22,847,944
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$727,505
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$854
Other income received2018-12-31$-925,485
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-7,228,600
Net plan assets at end of year (total assets less liabilities)2018-12-31$15,619,344
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$22,847,944
Assets. Value of participant loans2018-12-31$289,288
Total contributions received or receivable from employer(s)2018-12-31$213,273
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$-6,027
2017 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$4,662,906
Expenses. Total of all expenses incurred2017-12-31$1,921,968
Benefits paid (including direct rollovers)2017-12-31$1,914,072
Total plan assets at end of year2017-12-31$22,847,944
Total plan assets at beginning of year2017-12-31$20,107,006
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$768,916
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$3,513,990
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$2,740,938
Net plan assets at end of year (total assets less liabilities)2017-12-31$22,847,944
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$20,107,006
Assets. Value of participant loans2017-12-31$296,203
Total contributions received or receivable from employer(s)2017-12-31$380,000
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$7,896
2016 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,011,846
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,123,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,082,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$950,000
Value of total assets at end of year2016-12-31$27,520,230
Value of total assets at beginning of year2016-12-31$25,631,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$41,138
Total interest from all sources2016-12-31$2,051
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$2,874,774
Expenses. Total of all expenses incurred2016-12-31$858,134
Benefits paid (including direct rollovers)2016-12-31$855,963
Total plan assets at end of year2016-12-31$20,107,006
Total plan assets at beginning of year2016-12-31$18,090,366
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$755,296
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$1,580,117
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$2,016,640
Net plan assets at end of year (total assets less liabilities)2016-12-31$20,107,006
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$18,090,366
Assets. Value of participant loans2016-12-31$301,663
Total contributions received or receivable from employer(s)2016-12-31$539,361
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$2,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$19,774
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$14,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,888,606
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,520,230
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,631,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest earned on other investments2016-12-31$2,051
Value of interest in master investment trust accounts at end of year2016-12-31$27,034,428
Value of interest in master investment trust accounts at beginning of year2016-12-31$25,258,531
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$485,802
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$373,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$950,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,082,102
Contract administrator fees2016-12-31$7,155
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2016-12-31381357951
2015 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,082,669
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,319,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,276,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,750,000
Value of total assets at end of year2015-12-31$25,631,624
Value of total assets at beginning of year2015-12-31$25,868,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42,671
Total interest from all sources2015-12-31$1,334
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$1,152,793
Expenses. Total of all expenses incurred2015-12-31$558,497
Benefits paid (including direct rollovers)2015-12-31$575,116
Total plan assets at end of year2015-12-31$18,090,366
Total plan assets at beginning of year2015-12-31$17,496,070
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$766,759
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$68,089
Other income received2015-12-31$317,945
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$594,296
Net plan assets at end of year (total assets less liabilities)2015-12-31$18,090,366
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$17,496,070
Assets. Value of participant loans2015-12-31$404,194
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$-16,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$16,795
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other income not declared elsewhere2015-12-31$-16
Administrative expenses (other) incurred2015-12-31$18,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-236,459
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,631,624
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,868,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest earned on other investments2015-12-31$1,334
Value of interest in master investment trust accounts at end of year2015-12-31$25,258,531
Value of interest in master investment trust accounts at beginning of year2015-12-31$25,412,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$373,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$455,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,750,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,276,457
Contract administrator fees2015-12-31$6,929
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2015-12-31381357951
2014 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,865,765
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$893,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$869,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,750,000
Value of total assets at end of year2014-12-31$25,868,083
Value of total assets at beginning of year2014-12-31$21,895,683
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$23,861
Total interest from all sources2014-12-31$717
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$2,131,588
Expenses. Total of all expenses incurred2014-12-31$971,917
Benefits paid (including direct rollovers)2014-12-31$986,695
Total plan assets at end of year2014-12-31$17,496,070
Total plan assets at beginning of year2014-12-31$16,336,399
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$714,623
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$463
Other income received2014-12-31$1,071,399
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$1,159,671
Net plan assets at end of year (total assets less liabilities)2014-12-31$17,496,070
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$16,336,399
Assets. Value of participant loans2014-12-31$332,336
Total contributions received or receivable from employer(s)2014-12-31$345,103
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$-14,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$13,308
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other income not declared elsewhere2014-12-31$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,972,400
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,868,083
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,895,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$822
Interest earned on other investments2014-12-31$717
Value of interest in master investment trust accounts at end of year2014-12-31$25,412,922
Value of interest in master investment trust accounts at beginning of year2014-12-31$21,565,064
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$455,161
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$330,619
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$869,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,750,000
Contract administrator fees2014-12-31$9,731
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2014-12-31381357951
2013 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$3,828,591
Expenses. Total of all expenses incurred2013-12-31$1,000,755
Benefits paid (including direct rollovers)2013-12-31$1,013,531
Total plan assets at end of year2013-12-31$16,336,399
Total plan assets at beginning of year2013-12-31$13,508,563
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$684,128
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$16,318
Other income received2013-12-31$2,805,313
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$2,827,836
Net plan assets at end of year (total assets less liabilities)2013-12-31$16,336,399
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$13,508,563
Assets. Value of participant loans2013-12-31$274,797
Total contributions received or receivable from employer(s)2013-12-31$322,832
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$-12,776
2012 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2012 401k financial data
Total income from all sources2012-12-31$2,664,718
Expenses. Total of all expenses incurred2012-12-31$383,137
Benefits paid (including direct rollovers)2012-12-31$385,751
Total plan assets at end of year2012-12-31$13,508,563
Total plan assets at beginning of year2012-12-31$11,226,982
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$669,482
Other income received2012-12-31$1,525,067
Net income (gross income less expenses)2012-12-31$2,281,581
Net plan assets at end of year (total assets less liabilities)2012-12-31$13,508,563
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$11,226,982
Assets. Value of participant loans2012-12-31$295,786
Total contributions received or receivable from employer(s)2012-12-31$470,169
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$-2,614
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2011 401k financial data
Total income from all sources2011-12-31$467,373
Expenses. Total of all expenses incurred2011-12-31$1,093,216
Benefits paid (including direct rollovers)2011-12-31$1,092,304
Total plan assets at end of year2011-12-31$11,226,982
Total plan assets at beginning of year2011-12-31$11,852,825
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$651,224
Other income received2011-12-31$-479,324
Net income (gross income less expenses)2011-12-31$-625,843
Net plan assets at end of year (total assets less liabilities)2011-12-31$11,226,982
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$11,852,825
Assets. Value of participant loans2011-12-31$265,778
Total contributions received or receivable from employer(s)2011-12-31$295,473
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$912
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN

2022: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THYSSENKRUPP INDUSTRIAL SOLUTIONS (USA), INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number004510
Policy instance 1
Insurance contract or identification number004510
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number004510
Policy instance 1
Insurance contract or identification number004510
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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