401k Plan data: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN plan

NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan Name	NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN
Plan identification number	001

NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHLAKE INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: NORTHLAKE INDUSTRIES, INC.

Employer identification number (EIN): 391861670

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2010-01-01 DUANE POLKINGHORNE DUANE POLKINGHORNE 2012-02-21
001 2009-01-01 DUANE POLKINGHORNE DUANE POLKINGHORNE 2012-02-21
001 2008-01-01 DUANE POLKINGHORNE DUANE POLKINGHORNE 2012-02-21
001 2007-01-01 DUANE POLKINGHORNE DUANE POLKINGHORNE 2012-02-21
001 2006-01-01 DUANE POLKINGHORNE DUANE POLKINGHORNE 2012-02-21
001 2005-01-01 DUANE POLKINGHORNE DUANE POLKINGHORNE 2012-02-21

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2010-01-01	DUANE POLKINGHORNE	DUANE POLKINGHORNE	2012-02-21
001	2009-01-01	DUANE POLKINGHORNE	DUANE POLKINGHORNE	2012-02-21
001	2008-01-01	DUANE POLKINGHORNE	DUANE POLKINGHORNE	2012-02-21
001	2007-01-01	DUANE POLKINGHORNE	DUANE POLKINGHORNE	2012-02-21
001	2006-01-01	DUANE POLKINGHORNE	DUANE POLKINGHORNE	2012-02-21
001	2005-01-01	DUANE POLKINGHORNE	DUANE POLKINGHORNE	2012-02-21

Plan Statistics for NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN

Measure Date Value
2010: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 0
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 0
Number of participants with account balances 2010-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2
Number of participants with account balances 2009-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 2
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 0
Total of all active and inactive participants 2008-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 2
Number of participants with account balances 2008-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 0
2007: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 2
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 1
Total of all active and inactive participants 2007-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 3
Number of participants with account balances 2007-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0
2006: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2006 401k membership
Total participants, beginning-of-year 2006-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2006-01-01 2
Number of retired or separated participants receiving benefits 2006-01-01 0
Number of other retired or separated participants entitled to future benefits 2006-01-01 1
Total of all active and inactive participants 2006-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2006-01-01 0
Total participants 2006-01-01 3
Number of participants with account balances 2006-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2006-01-01 0
2005: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2005 401k membership
Total participants, beginning-of-year 2005-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2005-01-01 2
Number of retired or separated participants receiving benefits 2005-01-01 0
Number of other retired or separated participants entitled to future benefits 2005-01-01 1
Total of all active and inactive participants 2005-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2005-01-01 0
Total participants 2005-01-01 3
Number of participants with account balances 2005-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2005-01-01 0

Measure	Date	Value
2010: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	0
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	0
Number of participants with account balances	2010-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2
Number of participants with account balances	2009-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	2
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	0
Total of all active and inactive participants	2008-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	2
Number of participants with account balances	2008-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	0
2007: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	2
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	1
Total of all active and inactive participants	2007-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	3
Number of participants with account balances	2007-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0
2006: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2006 401k membership
Total participants, beginning-of-year	2006-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2006-01-01	2
Number of retired or separated participants receiving benefits	2006-01-01	0
Number of other retired or separated participants entitled to future benefits	2006-01-01	1
Total of all active and inactive participants	2006-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2006-01-01	0
Total participants	2006-01-01	3
Number of participants with account balances	2006-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2006-01-01	0
2005: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2005 401k membership
Total participants, beginning-of-year	2005-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2005-01-01	2
Number of retired or separated participants receiving benefits	2005-01-01	0
Number of other retired or separated participants entitled to future benefits	2005-01-01	1
Total of all active and inactive participants	2005-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2005-01-01	0
Total participants	2005-01-01	3
Number of participants with account balances	2005-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2005-01-01	0

Financial Data on NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN

Measure	Date	Value
2010 : NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$74
Expenses. Total of all expenses incurred	2010-12-31	$3,427
Benefits paid (including direct rollovers)	2010-12-31	$3,293
Total plan assets at end of year	2010-12-31	$0
Total plan assets at beginning of year	2010-12-31	$3,353
Value of fidelity bond covering the plan	2010-12-31	$100,000
Other income received	2010-12-31	$74
Net income (gross income less expenses)	2010-12-31	$-3,353
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,353
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$134
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2009 401k financial data
Total income from all sources	2009-12-31	$510
Expenses. Total of all expenses incurred	2009-12-31	$30
Total plan assets at end of year	2009-12-31	$3,353
Total plan assets at beginning of year	2009-12-31	$2,873
Value of fidelity bond covering the plan	2009-12-31	$100,000
Other income received	2009-12-31	$510
Net income (gross income less expenses)	2009-12-31	$480
Net plan assets at end of year (total assets less liabilities)	2009-12-31	$3,353
Net plan assets at beginning of year (total assets less liabilities)	2009-12-31	$2,873
Expenses. Administrative service providers (salaries,fees and commissions)	2009-12-31	$30
2008 : NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2008 401k financial data
Total income from all sources	2008-12-31	$-1,626
Expenses. Total of all expenses incurred	2008-12-31	$11,916
Benefits paid (including direct rollovers)	2008-12-31	$11,861
Total plan assets at end of year	2008-12-31	$2,873
Total plan assets at beginning of year	2008-12-31	$16,415
Value of fidelity bond covering the plan	2008-12-31	$100,000
Other income received	2008-12-31	$-1,626
Net income (gross income less expenses)	2008-12-31	$-13,542
Net plan assets at end of year (total assets less liabilities)	2008-12-31	$2,873
Net plan assets at beginning of year (total assets less liabilities)	2008-12-31	$16,415
Expenses. Administrative service providers (salaries,fees and commissions)	2008-12-31	$55
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2008-12-31	$0
2007 : NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2007 401k financial data
Total income from all sources	2007-12-31	$844
Expenses. Total of all expenses incurred	2007-12-31	$45
Total plan assets at end of year	2007-12-31	$16,415
Total plan assets at beginning of year	2007-12-31	$15,616
Value of fidelity bond covering the plan	2007-12-31	$100,000
Other income received	2007-12-31	$844
Net income (gross income less expenses)	2007-12-31	$799
Net plan assets at end of year (total assets less liabilities)	2007-12-31	$16,415
Net plan assets at beginning of year (total assets less liabilities)	2007-12-31	$15,616
Expenses. Administrative service providers (salaries,fees and commissions)	2007-12-31	$45
2006 : NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2006 401k financial data
Total income from all sources	2006-12-31	$1,381
Expenses. Total of all expenses incurred	2006-12-31	$45
Total plan assets at end of year	2006-12-31	$15,616
Total plan assets at beginning of year	2006-12-31	$14,280
Value of fidelity bond covering the plan	2006-12-31	$100,000
Other income received	2006-12-31	$1,381
Net income (gross income less expenses)	2006-12-31	$1,336
Net plan assets at end of year (total assets less liabilities)	2006-12-31	$15,616
Net plan assets at beginning of year (total assets less liabilities)	2006-12-31	$14,280
Expenses. Administrative service providers (salaries,fees and commissions)	2006-12-31	$45
2005 : NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2005 401k financial data
Total income from all sources	2005-12-31	$1,957
Expenses. Total of all expenses incurred	2005-12-31	$45
Total plan assets at end of year	2005-12-31	$14,280
Total plan assets at beginning of year	2005-12-31	$12,368
Value of fidelity bond covering the plan	2005-12-31	$100,000
Total contributions received or receivable from participants	2005-12-31	$1,072
Other income received	2005-12-31	$885
Net income (gross income less expenses)	2005-12-31	$1,912
Net plan assets at end of year (total assets less liabilities)	2005-12-31	$14,280
Net plan assets at beginning of year (total assets less liabilities)	2005-12-31	$12,368
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2005-12-31	$617
Expenses. Administrative service providers (salaries,fees and commissions)	2005-12-31	$45

Form 5500 Responses for NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN

2010: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	Yes
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes
2007: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes
2006: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2006 form 5500 responses
2006-01-01	Type of plan entity	Single employer plan
2006-01-01	Submission has been amended	No
2006-01-01	This submission is the final filing	No
2006-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-01-01	Plan is a collectively bargained plan	No
2006-01-01	Plan funding arrangement – Insurance	Yes
2006-01-01	Plan funding arrangement – Trust	Yes
2006-01-01	Plan benefit arrangement – Insurance	Yes
2006-01-01	Plan benefit arrangement - Trust	Yes
2005: NORTHLAKE INDUSTRIES, INC. SAVINGS & RETIREMENT PLAN 2005 form 5500 responses
2005-01-01	Type of plan entity	Single employer plan
2005-01-01	Submission has been amended	No
2005-01-01	This submission is the final filing	No
2005-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2005-01-01	Plan is a collectively bargained plan	No
2005-01-01	Plan funding arrangement – Insurance	Yes
2005-01-01	Plan funding arrangement – Trust	Yes
2005-01-01	Plan benefit arrangement – Insurance	Yes
2005-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTHLAKE INDUSTRIES, INC.
Employer identification number (EIN):	391861670
NAIC Classification:	332900