401k Plan data: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST plan

ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST
Plan identification number	001

ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASHLAND EYE SPECIALISTS SC has sponsored the creation of one or more 401k plans.

Company Name: ASHLAND EYE SPECIALISTS SC

Employer identification number (EIN): 391868807

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 THOMAS GUFFY
001 2015-01-01 THOMAS GUFFY
001 2014-01-01 THOMAS GUFFY
001 2013-01-01 THOMAS GUFFY
001 2012-01-01 THOMAS GUFFY
001 2011-01-01 THOMAS GUFFY
001 2009-01-01 THOMAS GUFFY

Plan id#	Filing Submission Date	Name of Administrator
001	2016-01-01	THOMAS GUFFY
001	2015-01-01	THOMAS GUFFY
001	2014-01-01	THOMAS GUFFY
001	2013-01-01	THOMAS GUFFY
001	2012-01-01	THOMAS GUFFY
001	2011-01-01	THOMAS GUFFY
001	2009-01-01	THOMAS GUFFY

Plan Statistics for ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2016: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3
Total of all active and inactive participants 2016-01-01 0
Total participants 2016-01-01 0
2015: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Total of all active and inactive participants 2015-01-01 3
Total participants 2015-01-01 3
Number of participants with account balances 2015-01-01 3
2014: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 4
Total participants 2014-01-01 4
Number of participants with account balances 2014-01-01 4
2013: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Total of all active and inactive participants 2013-01-01 3
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 3
2012: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3
Total of all active and inactive participants 2012-01-01 3
Total participants 2012-01-01 3
Number of participants with account balances 2012-01-01 3
2011: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Total of all active and inactive participants 2011-01-01 2
Total participants 2011-01-01 2
Number of participants with account balances 2011-01-01 2
2009: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Total of all active and inactive participants 2009-01-01 2
Total participants 2009-01-01 2
Number of participants with account balances 2009-01-01 2

Measure	Date	Value
2016: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3
Total of all active and inactive participants	2016-01-01	0
Total participants	2016-01-01	0
2015: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Total of all active and inactive participants	2015-01-01	3
Total participants	2015-01-01	3
Number of participants with account balances	2015-01-01	3
2014: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	4
Total participants	2014-01-01	4
Number of participants with account balances	2014-01-01	4
2013: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Total of all active and inactive participants	2013-01-01	3
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	3
2012: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3
Total of all active and inactive participants	2012-01-01	3
Total participants	2012-01-01	3
Number of participants with account balances	2012-01-01	3
2011: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Total of all active and inactive participants	2011-01-01	2
Total participants	2011-01-01	2
Number of participants with account balances	2011-01-01	2
2009: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Total of all active and inactive participants	2009-01-01	2
Total participants	2009-01-01	2
Number of participants with account balances	2009-01-01	2

Financial Data on ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2016 : ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2016 401k financial data
Expenses. Total of all expenses incurred	2016-12-31	$116,228
Benefits paid (including direct rollovers)	2016-12-31	$116,228
Total plan assets at end of year	2016-12-31	$0
Total plan assets at beginning of year	2016-12-31	$116,228
Net income (gross income less expenses)	2016-12-31	$-116,228
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$116,228
2015 : ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$-18,147
Expenses. Total of all expenses incurred	2015-12-31	$691
Benefits paid (including direct rollovers)	2015-12-31	$691
Total plan assets at end of year	2015-12-31	$116,228
Total plan assets at beginning of year	2015-12-31	$135,066
Value of fidelity bond covering the plan	2015-12-31	$20,000
Other income received	2015-12-31	$-18,147
Net income (gross income less expenses)	2015-12-31	$-18,838
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$116,228
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$135,066
2014 : ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$11,943
Total plan assets at end of year	2014-12-31	$135,066
Total plan assets at beginning of year	2014-12-31	$123,123
Value of fidelity bond covering the plan	2014-12-31	$20,000
Other income received	2014-12-31	$8,466
Net income (gross income less expenses)	2014-12-31	$11,943
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$135,066
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$123,123
Total contributions received or receivable from employer(s)	2014-12-31	$3,477
2013 : ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$20,355
Total plan assets at end of year	2013-12-31	$123,123
Total plan assets at beginning of year	2013-12-31	$102,768
Value of fidelity bond covering the plan	2013-12-31	$20,000
Other income received	2013-12-31	$14,955
Net income (gross income less expenses)	2013-12-31	$20,355
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$123,123
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$102,768
Total contributions received or receivable from employer(s)	2013-12-31	$5,400
2012 : ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$16,666
Expenses. Total of all expenses incurred	2012-12-31	$12
Total plan assets at end of year	2012-12-31	$102,768
Total plan assets at beginning of year	2012-12-31	$86,114
Value of fidelity bond covering the plan	2012-12-31	$20,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$12
Other income received	2012-12-31	$10,350
Net income (gross income less expenses)	2012-12-31	$16,654
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$102,768
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$86,114
Total contributions received or receivable from employer(s)	2012-12-31	$6,316
2011 : ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$925
Expenses. Total of all expenses incurred	2011-12-31	$12
Total plan assets at end of year	2011-12-31	$86,114
Total plan assets at beginning of year	2011-12-31	$85,201
Value of fidelity bond covering the plan	2011-12-31	$10,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$12
Other income received	2011-12-31	$-3,446
Net income (gross income less expenses)	2011-12-31	$913
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$86,114
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$85,201
Total contributions received or receivable from employer(s)	2011-12-31	$4,371
2010 : ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$15,282
Total plan assets at end of year	2010-12-31	$85,201
Total plan assets at beginning of year	2010-12-31	$69,919
Value of fidelity bond covering the plan	2010-12-31	$10,000
Other income received	2010-12-31	$10,255
Net income (gross income less expenses)	2010-12-31	$15,282
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$85,201
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$69,919
Total contributions received or receivable from employer(s)	2010-12-31	$5,027

Form 5500 Responses for ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST

2016: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ASHLAND EYE SPECIALISTS SC 401K PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ASHLAND EYE SPECIALISTS SC
Employer identification number (EIN):	391868807
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)