ROARING FORK RESTAURANT GROUP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST
401k plan membership statisitcs for ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST
Measure | Date | Value |
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2022 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-12-31 | $-96,863 |
Total of all expenses incurred | 2022-12-31 | $199,929 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $170,127 |
Value of total corrective distributions | 2022-12-31 | $7,743 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $184,010 |
Value of total assets at end of year | 2022-12-31 | $1,226,427 |
Value of total assets at beginning of year | 2022-12-31 | $1,523,219 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $22,059 |
Total interest from all sources | 2022-12-31 | $355 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $22,829 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $22,829 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $125,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $157,400 |
Participant contributions at end of year | 2022-12-31 | $5,407 |
Participant contributions at beginning of year | 2022-12-31 | $11,662 |
Participant contributions at end of year | 2022-12-31 | $5,061 |
Participant contributions at beginning of year | 2022-12-31 | $4,732 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $12 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Administrative expenses (other) incurred | 2022-12-31 | $15,555 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-296,792 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $1,226,427 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,523,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $6,504 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,213,725 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $1,480,981 |
Interest on participant loans | 2022-12-31 | $355 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,044 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $24,713 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-304,322 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $265 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $26,610 |
Employer contributions (assets) at end of year | 2022-12-31 | $1,178 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $1,131 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $170,127 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | SIKICH LLP |
Accountancy firm EIN | 2022-12-31 | 363168081 |
2021 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2021 401k financial data |
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Total income from all sources (including contributions) | 2021-12-31 | $359,951 |
Total of all expenses incurred | 2021-12-31 | $169,084 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $131,260 |
Value of total corrective distributions | 2021-12-31 | $14,501 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $206,517 |
Value of total assets at end of year | 2021-12-31 | $1,523,219 |
Value of total assets at beginning of year | 2021-12-31 | $1,332,352 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $23,323 |
Total interest from all sources | 2021-12-31 | $379 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $28,693 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $28,693 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $125,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $160,209 |
Participant contributions at end of year | 2021-12-31 | $11,662 |
Participant contributions at beginning of year | 2021-12-31 | $31,078 |
Participant contributions at end of year | 2021-12-31 | $4,732 |
Participant contributions at beginning of year | 2021-12-31 | $4,625 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $16,846 |
Administrative expenses (other) incurred | 2021-12-31 | $16,517 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $190,867 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,523,219 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,332,352 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $6,806 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,480,981 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $1,222,437 |
Interest on participant loans | 2021-12-31 | $379 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $24,713 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $73,160 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $123,719 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $643 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $29,462 |
Employer contributions (assets) at end of year | 2021-12-31 | $1,131 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $1,052 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $131,260 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | SIKICH LLP |
Accountancy firm EIN | 2021-12-31 | 363168081 |
2020 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2020 401k financial data |
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Total income from all sources (including contributions) | 2020-12-31 | $333,518 |
Total of all expenses incurred | 2020-12-31 | $135,397 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $113,303 |
Value of total corrective distributions | 2020-12-31 | $2,780 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $190,638 |
Value of total assets at end of year | 2020-12-31 | $1,332,352 |
Value of total assets at beginning of year | 2020-12-31 | $1,134,231 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $19,314 |
Total interest from all sources | 2020-12-31 | $1,194 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $18,819 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $18,819 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $125,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $156,481 |
Participant contributions at end of year | 2020-12-31 | $31,078 |
Participant contributions at beginning of year | 2020-12-31 | $21,005 |
Participant contributions at end of year | 2020-12-31 | $4,625 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
Administrative expenses (other) incurred | 2020-12-31 | $13,968 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $198,121 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,332,352 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,134,231 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $5,346 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $1,222,437 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $261,128 |
Interest on participant loans | 2020-12-31 | $1,194 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $73,160 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $852,098 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $120,916 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,951 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $34,157 |
Employer contributions (assets) at end of year | 2020-12-31 | $1,052 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $113,303 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | SIKICH LLP |
Accountancy firm EIN | 2020-12-31 | 363168081 |
2019 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2019 401k financial data |
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Total income from all sources (including contributions) | 2019-12-31 | $406,691 |
Total income from all sources (including contributions) | 2019-12-31 | $406,691 |
Total of all expenses incurred | 2019-12-31 | $274,468 |
Total of all expenses incurred | 2019-12-31 | $274,468 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $240,498 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $240,498 |
Value of total corrective distributions | 2019-12-31 | $13,805 |
Value of total corrective distributions | 2019-12-31 | $13,805 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $185,622 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $185,622 |
Value of total assets at end of year | 2019-12-31 | $1,134,231 |
Value of total assets at end of year | 2019-12-31 | $1,134,231 |
Value of total assets at beginning of year | 2019-12-31 | $1,002,008 |
Value of total assets at beginning of year | 2019-12-31 | $1,002,008 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $20,165 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $20,165 |
Total interest from all sources | 2019-12-31 | $791 |
Total interest from all sources | 2019-12-31 | $791 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,025 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,025 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,025 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,025 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $125,000 |
Value of fidelity bond cover | 2019-12-31 | $125,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $151,223 |
Contributions received from participants | 2019-12-31 | $151,223 |
Participant contributions at end of year | 2019-12-31 | $21,005 |
Participant contributions at end of year | 2019-12-31 | $21,005 |
Participant contributions at beginning of year | 2019-12-31 | $2,784 |
Participant contributions at beginning of year | 2019-12-31 | $2,784 |
Administrative expenses (other) incurred | 2019-12-31 | $14,989 |
Administrative expenses (other) incurred | 2019-12-31 | $14,989 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $132,223 |
Value of net income/loss | 2019-12-31 | $132,223 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $1,134,231 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $1,134,231 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,002,008 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,002,008 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $5,176 |
Investment advisory and management fees | 2019-12-31 | $5,176 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $261,128 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $261,128 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $178,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $178,239 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
Interest on participant loans | 2019-12-31 | $791 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $852,098 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $852,098 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $820,985 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $820,985 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $52,868 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $52,868 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $165,385 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $165,385 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $34,399 |
Contributions received in cash from employer | 2019-12-31 | $34,399 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $240,498 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $240,498 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | SIKICH LLP |
Accountancy firm name | 2019-12-31 | SIKICH LLP |
Accountancy firm EIN | 2019-12-31 | 363168081 |
Accountancy firm EIN | 2019-12-31 | 363168081 |
2018 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-12-31 | $100,166 |
Total of all expenses incurred | 2018-12-31 | $115,786 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $92,819 |
Value of total corrective distributions | 2018-12-31 | $9,294 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $177,775 |
Value of total assets at end of year | 2018-12-31 | $1,002,008 |
Value of total assets at beginning of year | 2018-12-31 | $1,017,628 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $13,673 |
Total interest from all sources | 2018-12-31 | $245 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,618 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,618 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $148,460 |
Participant contributions at end of year | 2018-12-31 | $2,784 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Administrative expenses (other) incurred | 2018-12-31 | $12,473 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-15,620 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,002,008 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,017,628 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $1,200 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $178,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $1,013,627 |
Interest on participant loans | 2018-12-31 | $58 |
Interest earned on other investments | 2018-12-31 | $187 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $820,985 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $4,001 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,305 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-75,167 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $29,315 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $92,819 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2018-12-31 | 391531945 |
2017 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $294,382 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $75,059 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $60,089 |
Value of total corrective distributions | 2017-12-31 | $4,718 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $187,413 |
Value of total assets at end of year | 2017-12-31 | $1,017,628 |
Value of total assets at beginning of year | 2017-12-31 | $798,305 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $10,252 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $150,795 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,462 |
Other income not declared elsewhere | 2017-12-31 | $144 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $219,323 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,017,628 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $798,305 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $1,013,627 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $794,778 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $4,001 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $3,527 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $106,825 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $35,156 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $60,089 |
Contract administrator fees | 2017-12-31 | $10,252 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2017-12-31 | 391531945 |
2016 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $237,293 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $38,844 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $26,435 |
Value of total corrective distributions | 2016-12-31 | $4,491 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $203,291 |
Value of total assets at end of year | 2016-12-31 | $798,305 |
Value of total assets at beginning of year | 2016-12-31 | $599,856 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,918 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $149,725 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $18,226 |
Other income not declared elsewhere | 2016-12-31 | $134 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $198,449 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $798,305 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $599,856 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $794,778 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $596,556 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $3,527 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $3,300 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $33,868 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $35,340 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $26,435 |
Contract administrator fees | 2016-12-31 | $7,918 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2016-12-31 | 391531945 |
2015 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $159,129 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $87,238 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $77,503 |
Value of total corrective distributions | 2015-12-31 | $2,467 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $167,542 |
Value of total assets at end of year | 2015-12-31 | $599,856 |
Value of total assets at beginning of year | 2015-12-31 | $527,965 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,268 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $137,791 |
Other income not declared elsewhere | 2015-12-31 | $108 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $71,891 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $599,856 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $527,965 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $596,556 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $526,260 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $3,300 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $1,705 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-8,521 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $29,751 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $77,503 |
Contract administrator fees | 2015-12-31 | $7,268 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2015-12-31 | 391531945 |
2014 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $126,490 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $174,419 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $163,637 |
Value of total corrective distributions | 2014-12-31 | $1,024 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $107,296 |
Value of total assets at end of year | 2014-12-31 | $527,965 |
Value of total assets at beginning of year | 2014-12-31 | $575,894 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $9,758 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $58,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $83,919 |
Other income not declared elsewhere | 2014-12-31 | $63 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-47,929 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $527,965 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $575,894 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $526,260 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $574,367 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,705 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,527 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $19,131 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $23,377 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $163,637 |
Contract administrator fees | 2014-12-31 | $9,758 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2014-12-31 | 391531945 |
2013 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $149,619 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $14,944 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $8,682 |
Value of total corrective distributions | 2013-12-31 | $691 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $98,550 |
Value of total assets at end of year | 2013-12-31 | $575,894 |
Value of total assets at beginning of year | 2013-12-31 | $441,219 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,571 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $58,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $80,030 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $134,675 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $575,894 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $441,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $574,367 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $439,867 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,527 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,352 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $51,069 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $18,520 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $8,682 |
Contract administrator fees | 2013-12-31 | $5,571 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2013-12-31 | 391531945 |
2012 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $133,450 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $47,744 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $43,699 |
Value of total corrective distributions | 2012-12-31 | $441 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $106,085 |
Value of total assets at end of year | 2012-12-31 | $441,219 |
Value of total assets at beginning of year | 2012-12-31 | $355,513 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,604 |
Total interest from all sources | 2012-12-31 | $56 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $44,122 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $88,577 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $4,714 |
Other income not declared elsewhere | 2012-12-31 | $46 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $85,706 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $441,219 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $355,513 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $439,867 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $349,613 |
Interest on participant loans | 2012-12-31 | $56 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,352 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,186 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $27,263 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $17,508 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $43,699 |
Contract administrator fees | 2012-12-31 | $3,604 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2012-12-31 | 391531945 |
2011 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $74,820 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $81,585 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $80,865 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $84,702 |
Value of total assets at end of year | 2011-12-31 | $355,513 |
Value of total assets at beginning of year | 2011-12-31 | $362,278 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $720 |
Total interest from all sources | 2011-12-31 | $277 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $36,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $71,103 |
Participant contributions at end of year | 2011-12-31 | $4,714 |
Participant contributions at beginning of year | 2011-12-31 | $5,804 |
Other income not declared elsewhere | 2011-12-31 | $266 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-6,765 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $355,513 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $362,278 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $349,613 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $345,945 |
Interest on participant loans | 2011-12-31 | $277 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,186 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $10,529 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-10,425 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $13,599 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $80,865 |
Contract administrator fees | 2011-12-31 | $720 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2011-12-31 | 391531945 |
2010 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $101,057 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $79,369 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $75,036 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $73,203 |
Value of total assets at end of year | 2010-12-31 | $362,278 |
Value of total assets at beginning of year | 2010-12-31 | $340,590 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,333 |
Total interest from all sources | 2010-12-31 | $142 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $25,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $63,741 |
Participant contributions at end of year | 2010-12-31 | $5,804 |
Participant contributions at beginning of year | 2010-12-31 | $4,067 |
Other income not declared elsewhere | 2010-12-31 | $445 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $21,688 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $362,278 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $340,590 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $345,945 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $318,806 |
Interest on participant loans | 2010-12-31 | $142 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $10,529 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $17,717 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $27,267 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $9,462 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $75,036 |
Contract administrator fees | 2010-12-31 | $4,333 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | FREYBERG HINKLE ASHLAND POWERS & ST |
Accountancy firm EIN | 2010-12-31 | 391531945 |
2009 : ROARING FORK, LLC 401K PROFIT SHARING PLAN & TRUST 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |