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ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 401k Plan overview

Plan NameANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN
Plan identification number 001

ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ANDERSEN CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ANDERSEN CORPORATION
Employer identification number (EIN):410123208
NAIC Classification:321900

Additional information about ANDERSEN CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 1015755

More information about ANDERSEN CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KATHY PRONDZINSKI
0012017-01-01KATHY PRONDZINSKI
0012016-01-01KATHY PRONDZINSKI
0012015-01-01KATHY PRONDZINSKI
0012014-01-01KATHY PRONDZINSKI
0012013-01-01KATHY PRONDZINSKI KATHY PRONDZINSKI2014-10-07
0012012-01-01KATHY PRONDZINSKI KATHY PRONDZINSKI2013-10-11
0012011-01-01KATHY PRONDZINSKI KATHY PRONDZINSKI2012-10-12
0012010-01-01KATHY PRONDZINSKI KATHY PRONDZINSKI2011-10-14
0012009-01-01KATHY PRONDZINSKI KATHY PRONDZINSKI2010-10-15
0012009-01-01KATHY PRONDZINSKI KATHY PRONDZINSKI2010-10-15

Plan Statistics for ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN

401k plan membership statisitcs for ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN

Measure Date Value
2022: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-12-311,097,884,248
Acturial value of plan assets2022-12-311,034,340,567
Funding target for retired participants and beneficiaries receiving payment2022-12-31430,824,815
Number of terminated vested participants2022-12-31781
Fundng target for terminated vested participants2022-12-3167,570,308
Active participant vested funding target2022-12-31271,393,137
Number of active participants2022-12-311,941
Total funding liabilities for active participants2022-12-31303,885,840
Total participant count2022-12-315,631
Total funding target for all participants2022-12-31802,280,963
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31203,353,114
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-3118,266,384
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-31185,086,730
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31202,447,865
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-3116,127,269
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-015,631
Total number of active participants reported on line 7a of the Form 55002022-01-011,724
Number of retired or separated participants receiving benefits2022-01-012,882
Number of other retired or separated participants entitled to future benefits2022-01-01760
Total of all active and inactive participants2022-01-015,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01198
Total participants2022-01-015,564
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0158
2021: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2021 401k membership
Market value of plan assets2021-12-311,040,183,747
Acturial value of plan assets2021-12-31936,165,372
Funding target for retired participants and beneficiaries receiving payment2021-12-31393,335,264
Number of terminated vested participants2021-12-31795
Fundng target for terminated vested participants2021-12-3165,121,963
Active participant vested funding target2021-12-31271,331,118
Number of active participants2021-12-312,108
Total funding liabilities for active participants2021-12-31304,309,983
Total participant count2021-12-315,639
Total funding target for all participants2021-12-31762,767,210
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31192,666,246
Prefunding balanced used to offset prior years funding requirement2021-12-3123,726,216
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31168,940,030
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31203,353,114
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3114,624,121
Net shortfall amortization installment of oustanding balance2021-12-3129,954,952
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3118,266,384
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-3118,266,384
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-015,639
Total number of active participants reported on line 7a of the Form 55002021-01-011,941
Number of retired or separated participants receiving benefits2021-01-012,725
Number of other retired or separated participants entitled to future benefits2021-01-01773
Total of all active and inactive participants2021-01-015,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01192
Total participants2021-01-015,631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0137
2020: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2020 401k membership
Market value of plan assets2020-12-31896,755,840
Acturial value of plan assets2020-12-31841,441,110
Funding target for retired participants and beneficiaries receiving payment2020-12-31371,944,965
Number of terminated vested participants2020-12-31762
Fundng target for terminated vested participants2020-12-3158,765,016
Active participant vested funding target2020-12-31265,695,634
Number of active participants2020-12-312,267
Total funding liabilities for active participants2020-12-31299,496,115
Total participant count2020-12-315,645
Total funding target for all participants2020-12-31730,206,096
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31185,725,144
Prefunding balanced used to offset prior years funding requirement2020-12-3128,459,414
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-31157,265,730
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31192,666,246
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-3115,625,400
Net shortfall amortization installment of oustanding balance2020-12-3181,431,232
Total funding amount beforereflecting carryover/prefunding balances2020-12-3123,726,216
Prefunding balance elected to use to offset funding requirement2020-12-3123,726,216
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-015,645
Total number of active participants reported on line 7a of the Form 55002020-01-012,108
Number of retired or separated participants receiving benefits2020-01-012,574
Number of other retired or separated participants entitled to future benefits2020-01-01787
Total of all active and inactive participants2020-01-015,469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01170
Total participants2020-01-015,639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2019 401k membership
Market value of plan assets2019-12-31765,928,976
Acturial value of plan assets2019-12-31798,169,083
Funding target for retired participants and beneficiaries receiving payment2019-12-31359,487,379
Number of terminated vested participants2019-12-31745
Fundng target for terminated vested participants2019-12-3155,995,784
Active participant vested funding target2019-12-31272,306,629
Number of active participants2019-12-312,427
Total funding liabilities for active participants2019-12-31308,001,891
Total participant count2019-12-315,662
Total funding target for all participants2019-12-31723,485,054
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31215,197,127
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-3121,834,145
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-31193,362,982
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-31185,725,144
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-3118,192,792
Net shortfall amortization installment of oustanding balance2019-12-31111,041,115
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-3140,208,288
Prefunding balance elected to use to offset funding requirement2019-12-3140,208,288
Additional cash requirement2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-015,662
Total number of active participants reported on line 7a of the Form 55002019-01-012,267
Number of retired or separated participants receiving benefits2019-01-012,469
Number of other retired or separated participants entitled to future benefits2019-01-01752
Total of all active and inactive participants2019-01-015,488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01157
Total participants2019-01-015,645
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0124
2018: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2018 401k membership
Market value of plan assets2018-12-31826,526,773
Acturial value of plan assets2018-12-31779,868,883
Funding target for retired participants and beneficiaries receiving payment2018-12-31324,884,637
Number of terminated vested participants2018-12-31713
Fundng target for terminated vested participants2018-12-3149,845,762
Active participant vested funding target2018-12-31263,155,547
Number of active participants2018-12-312,604
Total funding liabilities for active participants2018-12-31295,021,233
Total participant count2018-12-315,681
Total funding target for all participants2018-12-31669,751,632
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-3172,021,476
Prefunding balanced used to offset prior years funding requirement2018-12-3125,119,711
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-3146,901,765
Present value of excess contributions2018-12-31148,782,309
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-31160,387,724
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-31160,387,724
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-31215,197,127
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3112,309,825
Net shortfall amortization installment of oustanding balance2018-12-31105,079,876
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-3121,834,042
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-3121,834,145
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-015,680
Total number of active participants reported on line 7a of the Form 55002018-01-012,427
Number of retired or separated participants receiving benefits2018-01-012,354
Number of other retired or separated participants entitled to future benefits2018-01-01737
Total of all active and inactive participants2018-01-015,518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01144
Total participants2018-01-015,662
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2017 401k membership
Market value of plan assets2017-12-31623,823,043
Acturial value of plan assets2017-12-31616,834,462
Funding target for retired participants and beneficiaries receiving payment2017-12-31323,150,617
Number of terminated vested participants2017-12-31907
Fundng target for terminated vested participants2017-12-3145,203,479
Active participant vested funding target2017-12-31244,971,610
Number of active participants2017-12-312,724
Total funding liabilities for active participants2017-12-31274,578,119
Total participant count2017-12-316,318
Total funding target for all participants2017-12-31642,932,215
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3162,026,012
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-3123,787,071
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-3138,238,941
Present value of excess contributions2017-12-3127,482,896
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3130,038,943
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-3130,038,943
Reductions in caryover balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-3172,021,476
Total employer contributions2017-12-31160,000,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31148,782,848
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3117,093,469
Net shortfall amortization installment of oustanding balance2017-12-3198,119,229
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3125,119,711
Prefunding balance elected to use to offset funding requirement2017-12-3125,119,172
Additional cash requirement2017-12-31539
Contributions allocatedtoward minimum required contributions for current year2017-12-31148,782,848
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-016,195
Total number of active participants reported on line 7a of the Form 55002017-01-012,604
Number of retired or separated participants receiving benefits2017-01-012,251
Number of other retired or separated participants entitled to future benefits2017-01-01704
Total of all active and inactive participants2017-01-015,559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01121
Total participants2017-01-015,680
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2016 401k membership
Market value of plan assets2016-12-31593,827,555
Acturial value of plan assets2016-12-31591,934,647
Funding target for retired participants and beneficiaries receiving payment2016-12-31315,929,796
Number of terminated vested participants2016-12-311,233
Fundng target for terminated vested participants2016-12-3144,382,259
Active participant vested funding target2016-12-31226,597,286
Number of active participants2016-12-312,855
Total funding liabilities for active participants2016-12-31251,528,546
Total participant count2016-12-317,273
Total funding target for all participants2016-12-31611,840,601
Balance at beginning of prior year after applicable adjustments2016-12-319,378,868
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-319,378,868
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-3158,503,528
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3162,026,012
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-3162,026,012
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-3162,026,012
Total employer contributions2016-12-3130,000,000
Total employee contributions2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3127,482,896
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3118,426,326
Net shortfall amortization installment of oustanding balance2016-12-3181,931,966
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3123,787,071
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-3123,787,071
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-3127,482,896
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-017,161
Total number of active participants reported on line 7a of the Form 55002016-01-012,724
Number of retired or separated participants receiving benefits2016-01-012,451
Number of other retired or separated participants entitled to future benefits2016-01-01864
Total of all active and inactive participants2016-01-016,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01156
Total participants2016-01-016,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017,723
Total number of active participants reported on line 7a of the Form 55002015-01-012,855
Number of retired or separated participants receiving benefits2015-01-012,766
Number of other retired or separated participants entitled to future benefits2015-01-011,194
Total of all active and inactive participants2015-01-016,815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01346
Total participants2015-01-017,161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,670
Total number of active participants reported on line 7a of the Form 55002014-01-013,059
Number of retired or separated participants receiving benefits2014-01-012,684
Number of other retired or separated participants entitled to future benefits2014-01-011,615
Total of all active and inactive participants2014-01-017,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01365
Total participants2014-01-017,723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-017,707
Total number of active participants reported on line 7a of the Form 55002013-01-013,242
Number of retired or separated participants receiving benefits2013-01-012,505
Number of other retired or separated participants entitled to future benefits2013-01-011,568
Total of all active and inactive participants2013-01-017,315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01355
Total participants2013-01-017,670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019,511
Total number of active participants reported on line 7a of the Form 55002012-01-013,449
Number of retired or separated participants receiving benefits2012-01-012,400
Number of other retired or separated participants entitled to future benefits2012-01-011,514
Total of all active and inactive participants2012-01-017,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01344
Total participants2012-01-017,707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019,605
Total number of active participants reported on line 7a of the Form 55002011-01-013,663
Number of retired or separated participants receiving benefits2011-01-012,290
Number of other retired or separated participants entitled to future benefits2011-01-013,221
Total of all active and inactive participants2011-01-019,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01337
Total participants2011-01-019,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0121
2010: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-019,756
Total number of active participants reported on line 7a of the Form 55002010-01-014,203
Number of retired or separated participants receiving benefits2010-01-012,088
Number of other retired or separated participants entitled to future benefits2010-01-013,010
Total of all active and inactive participants2010-01-019,301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01304
Total participants2010-01-019,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0148
2009: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018,822
Total number of active participants reported on line 7a of the Form 55002009-01-014,581
Number of retired or separated participants receiving benefits2009-01-012,011
Number of other retired or separated participants entitled to future benefits2009-01-012,879
Total of all active and inactive participants2009-01-019,471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01285
Total participants2009-01-019,756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0185

Financial Data on ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN

Measure Date Value
2022 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-249,087,167
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$42,498,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$39,995,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$806,010,382
Value of total assets at beginning of year2022-12-31$1,097,595,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,503,235
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$349,486
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$22,806
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$39
Administrative expenses (other) incurred2022-12-31$495,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-291,585,560
Value of net assets at end of year (total assets less liabilities)2022-12-31$806,010,382
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,097,595,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$1,377,200
Value of interest in pooled separate accounts at end of year2022-12-31$2,214,958
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,448,876
Value of interest in master investment trust accounts at end of year2022-12-31$799,208,506
Value of interest in master investment trust accounts at beginning of year2022-12-31$1,090,593,223
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,564,112
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,553,804
Net investment gain/loss from pooled separate accounts2022-12-31$108,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$39,995,158
Contract administrator fees2022-12-31$281,021
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG LLP
Accountancy firm EIN2022-12-31346565596
2021 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$52,643
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$97,461,853
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$39,659,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$36,949,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$1,097,595,942
Value of total assets at beginning of year2021-12-31$1,039,740,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,709,565
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$319,428
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$39
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$24
Administrative expenses (other) incurred2021-12-31$484,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$57,802,433
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,097,595,942
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,039,740,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$1,624,710
Value of interest in pooled separate accounts at end of year2021-12-31$2,448,876
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,360,345
Value of interest in master investment trust accounts at end of year2021-12-31$1,090,593,223
Value of interest in master investment trust accounts at beginning of year2021-12-31$1,032,828,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,553,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,552,336
Net investment gain/loss from pooled separate accounts2021-12-31$420,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$36,949,855
Contract administrator fees2021-12-31$280,473
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$180,703,091
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$37,446,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$34,724,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$1,039,740,866
Value of total assets at beginning of year2020-12-31$896,484,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,722,231
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$342,518
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$24
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,092
Administrative expenses (other) incurred2020-12-31$468,535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$143,256,317
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,039,740,866
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$896,484,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$1,684,982
Value of interest in pooled separate accounts at end of year2020-12-31$2,360,345
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,414,490
Value of interest in master investment trust accounts at end of year2020-12-31$1,032,828,161
Value of interest in master investment trust accounts at beginning of year2020-12-31$889,498,407
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,552,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,569,560
Net investment gain/loss from pooled separate accounts2020-12-31$254,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$34,724,543
Contract administrator fees2020-12-31$226,196
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST & YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$169,459,184
Total income from all sources (including contributions)2019-12-31$169,459,184
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$38,921,315
Total of all expenses incurred2019-12-31$38,921,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$33,177,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$33,177,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$896,484,549
Value of total assets at end of year2019-12-31$896,484,549
Value of total assets at beginning of year2019-12-31$765,946,680
Value of total assets at beginning of year2019-12-31$765,946,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,743,891
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$325,940
Administrative expenses professional fees incurred2019-12-31$325,940
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,092
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,092
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$50,316
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$50,316
Administrative expenses (other) incurred2019-12-31$3,493,275
Administrative expenses (other) incurred2019-12-31$3,493,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$130,537,869
Value of net assets at end of year (total assets less liabilities)2019-12-31$896,484,549
Value of net assets at end of year (total assets less liabilities)2019-12-31$896,484,549
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$765,946,680
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$765,946,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,671,080
Investment advisory and management fees2019-12-31$1,671,080
Value of interest in pooled separate accounts at end of year2019-12-31$2,414,490
Value of interest in pooled separate accounts at end of year2019-12-31$2,414,490
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,272,593
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,272,593
Value of interest in master investment trust accounts at end of year2019-12-31$889,498,407
Value of interest in master investment trust accounts at end of year2019-12-31$889,498,407
Value of interest in master investment trust accounts at beginning of year2019-12-31$758,994,161
Value of interest in master investment trust accounts at beginning of year2019-12-31$758,994,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,569,560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,569,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,629,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,629,610
Net investment gain/loss from pooled separate accounts2019-12-31$449,902
Net investment gain/loss from pooled separate accounts2019-12-31$449,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$33,177,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$33,177,424
Contract administrator fees2019-12-31$253,596
Contract administrator fees2019-12-31$253,596
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST & YOUNG, LLP
Accountancy firm name2019-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-28,565,834
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$34,202,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$31,384,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$765,946,680
Value of total assets at beginning of year2018-12-31$828,714,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,818,400
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$409,741
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$50,316
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$39,955
Administrative expenses (other) incurred2018-12-31$420,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-62,768,303
Value of net assets at end of year (total assets less liabilities)2018-12-31$765,946,680
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$828,714,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,743,138
Value of interest in pooled separate accounts at end of year2018-12-31$2,272,593
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,695,188
Value of interest in master investment trust accounts at end of year2018-12-31$758,994,161
Value of interest in master investment trust accounts at beginning of year2018-12-31$661,271,412
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,629,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,708,428
Net investment gain/loss from pooled separate accounts2018-12-31$-138,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at beginning of year2018-12-31$160,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$31,384,069
Contract administrator fees2018-12-31$245,201
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2018-12-31346565596
2017 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$20,351,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$18,541,756
Total income from all sources (including contributions)2017-12-31$261,649,958
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$37,660,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$31,755,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$160,000,000
Value of total assets at end of year2017-12-31$828,714,983
Value of total assets at beginning of year2017-12-31$643,619,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,905,725
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$378,553
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$39,955
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$4,961
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$18,541,756
Administrative expenses (other) incurred2017-12-31$3,630,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$223,988,971
Value of net assets at end of year (total assets less liabilities)2017-12-31$828,714,983
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$625,077,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at beginning of year2017-12-31$84,861,675
Investment advisory and management fees2017-12-31$1,635,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$91,363,049
Value of interest in pooled separate accounts at end of year2017-12-31$2,695,188
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,562,250
Value of interest in master investment trust accounts at end of year2017-12-31$661,271,412
Value of interest in common/collective trusts at beginning of year2017-12-31$212,050,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,127,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,127,896
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$82,101,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,708,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,755,118
Net investment gain/loss from pooled separate accounts2017-12-31$458,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at beginning of year2017-12-31$127,769,798
Contributions received in cash from employer2017-12-31$160,000,000
Employer contributions (assets) at end of year2017-12-31$160,000,000
Employer contributions (assets) at beginning of year2017-12-31$30,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$31,755,262
Contract administrator fees2017-12-31$261,215
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$22,811
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2017-12-31346565596
2016 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$32,376,192
Total unrealized appreciation/depreciation of assets2016-12-31$32,376,192
Total transfer of assets to this plan2016-12-31$162,940,975
Total transfer of assets from this plan2016-12-31$181,482,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$18,541,756
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$84,694,292
Total loss/gain on sale of assets2016-12-31$-538,212
Total of all expenses incurred2016-12-31$37,473,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$31,420,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$30,000,000
Value of total assets at end of year2016-12-31$643,619,442
Value of total assets at beginning of year2016-12-31$596,399,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,053,757
Total interest from all sources2016-12-31$448,797
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,190,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,570,791
Administrative expenses professional fees incurred2016-12-31$333,815
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$4,961
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$18,541,756
Other income not declared elsewhere2016-12-31$159,397
Administrative expenses (other) incurred2016-12-31$4,038,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$47,220,318
Value of net assets at end of year (total assets less liabilities)2016-12-31$625,077,686
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$596,399,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$84,861,675
Assets. partnership/joint venture interests at beginning of year2016-12-31$82,801,218
Investment advisory and management fees2016-12-31$1,408,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$91,363,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$59,600,538
Value of interest in pooled separate accounts at end of year2016-12-31$2,562,250
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,953,997
Interest earned on other investments2016-12-31$411,548
Value of interest in common/collective trusts at end of year2016-12-31$212,050,181
Value of interest in common/collective trusts at beginning of year2016-12-31$171,302,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,127,896
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$11,836,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$11,836,309
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$37,249
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$82,101,703
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$78,066,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,755,118
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,845,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-3,583,059
Net investment gain/loss from pooled separate accounts2016-12-31$1,188,953
Net investment gain or loss from common/collective trusts2016-12-31$17,086,687
Net gain/loss from 103.12 investment entities2016-12-31$4,365,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$127,769,798
Assets. Invements in employer securities at beginning of year2016-12-31$107,971,440
Contributions received in cash from employer2016-12-31$30,000,000
Employer contributions (assets) at end of year2016-12-31$30,000,000
Employer contributions (assets) at beginning of year2016-12-31$75,000,000
Income. Dividends from common stock2016-12-31$1,619,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$31,420,217
Contract administrator fees2016-12-31$272,720
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$22,811
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$20,930
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$303,906,840
Aggregate carrying amount (costs) on sale of assets2016-12-31$304,445,052
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2016-12-31346565596
2015 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$21,280,910
Total unrealized appreciation/depreciation of assets2015-12-31$21,280,910
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$106,305,489
Total loss/gain on sale of assets2015-12-31$-2,442,603
Total of all expenses incurred2015-12-31$55,230,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$49,525,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$81,500,000
Value of total assets at end of year2015-12-31$596,399,124
Value of total assets at beginning of year2015-12-31$545,324,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,705,353
Total interest from all sources2015-12-31$293,138
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,848,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,545,331
Administrative expenses professional fees incurred2015-12-31$405,137
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$231
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$40
Other income not declared elsewhere2015-12-31$2,264
Administrative expenses (other) incurred2015-12-31$3,635,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$51,074,774
Value of net assets at end of year (total assets less liabilities)2015-12-31$596,399,124
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$545,324,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$82,801,218
Assets. partnership/joint venture interests at beginning of year2015-12-31$84,468,422
Investment advisory and management fees2015-12-31$1,395,567
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$59,600,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$67,666,731
Value of interest in pooled separate accounts at end of year2015-12-31$4,953,997
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,233,115
Interest earned on other investments2015-12-31$292,122
Value of interest in common/collective trusts at end of year2015-12-31$171,302,415
Value of interest in common/collective trusts at beginning of year2015-12-31$186,085,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$11,836,309
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$11,423,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$11,423,150
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,016
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$78,066,224
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$102,628,172
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,845,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,930,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,527,829
Net investment gain/loss from pooled separate accounts2015-12-31$-377,660
Net investment gain or loss from common/collective trusts2015-12-31$7,323,038
Net gain/loss from 103.12 investment entities2015-12-31$405,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$107,971,440
Assets. Invements in employer securities at beginning of year2015-12-31$81,867,605
Contributions received in cash from employer2015-12-31$81,500,000
Employer contributions (assets) at end of year2015-12-31$75,000,000
Income. Dividends from common stock2015-12-31$1,303,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$49,525,362
Contract administrator fees2015-12-31$269,456
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$20,930
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$21,546
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$79,670,605
Aggregate carrying amount (costs) on sale of assets2015-12-31$82,113,208
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2015-12-31346565596
2014 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$22,505,265
Total unrealized appreciation/depreciation of assets2014-12-31$22,505,265
Total transfer of assets from this plan2014-12-31$24,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$67,477,033
Total loss/gain on sale of assets2014-12-31$-1,295,465
Total of all expenses incurred2014-12-31$33,521,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$28,380,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$35,088
Value of total assets at end of year2014-12-31$545,324,350
Value of total assets at beginning of year2014-12-31$511,393,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,141,508
Total interest from all sources2014-12-31$673,807
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,809,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,842,208
Administrative expenses professional fees incurred2014-12-31$375,471
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$40
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$105
Other income not declared elsewhere2014-12-31$3,920
Administrative expenses (other) incurred2014-12-31$2,811,670
Total non interest bearing cash at beginning of year2014-12-31$57,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$33,955,195
Value of net assets at end of year (total assets less liabilities)2014-12-31$545,324,350
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$511,393,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$84,468,422
Assets. partnership/joint venture interests at beginning of year2014-12-31$77,843,907
Investment advisory and management fees2014-12-31$1,694,480
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$67,666,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$63,542,385
Value of interest in pooled separate accounts at end of year2014-12-31$6,233,115
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,959,708
Interest earned on other investments2014-12-31$673,061
Value of interest in common/collective trusts at end of year2014-12-31$186,085,047
Value of interest in common/collective trusts at beginning of year2014-12-31$202,548,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$11,423,150
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$8,085,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$8,085,802
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$746
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$102,628,172
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$83,534,262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,930,522
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,028,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-847,119
Net investment gain/loss from pooled separate accounts2014-12-31$359,404
Net investment gain or loss from common/collective trusts2014-12-31$43,549,936
Net gain/loss from 103.12 investment entities2014-12-31$-316,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$81,867,605
Assets. Invements in employer securities at beginning of year2014-12-31$64,769,979
Contributions received in cash from employer2014-12-31$35,088
Income. Dividends from common stock2014-12-31$966,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$28,380,330
Contract administrator fees2014-12-31$259,887
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$21,546
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$22,813
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$134,166,610
Aggregate carrying amount (costs) on sale of assets2014-12-31$135,462,075
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2014-12-31346565596
2013 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$21,384,015
Total unrealized appreciation/depreciation of assets2013-12-31$21,384,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$32,045,957
Total loss/gain on sale of assets2013-12-31$-729,970
Total of all expenses incurred2013-12-31$30,732,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$27,111,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,121
Value of total assets at end of year2013-12-31$511,393,578
Value of total assets at beginning of year2013-12-31$510,079,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,621,203
Total interest from all sources2013-12-31$232,977
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,260,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,450,825
Administrative expenses professional fees incurred2013-12-31$281,575
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$105
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$18
Other income not declared elsewhere2013-12-31$54,626
Administrative expenses (other) incurred2013-12-31$1,196,262
Total non interest bearing cash at end of year2013-12-31$57,076
Total non interest bearing cash at beginning of year2013-12-31$35,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,313,732
Value of net assets at end of year (total assets less liabilities)2013-12-31$511,393,578
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$510,079,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$77,843,907
Assets. partnership/joint venture interests at beginning of year2013-12-31$76,170,537
Investment advisory and management fees2013-12-31$1,870,224
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$63,542,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$50,905,311
Value of interest in pooled separate accounts at end of year2013-12-31$5,959,708
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,687,720
Interest earned on other investments2013-12-31$232,611
Value of interest in common/collective trusts at end of year2013-12-31$202,548,945
Value of interest in common/collective trusts at beginning of year2013-12-31$257,648,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$8,085,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$17,699,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$17,699,525
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$366
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$83,534,262
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$44,640,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,028,596
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$5,125,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,138,743
Net investment gain/loss from pooled separate accounts2013-12-31$1,320,819
Net investment gain or loss from common/collective trusts2013-12-31$-12,836,863
Net gain/loss from 103.12 investment entities2013-12-31$9,215,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$64,769,979
Assets. Invements in employer securities at beginning of year2013-12-31$53,151,862
Contributions received in cash from employer2013-12-31$6,121
Income. Dividends from common stock2013-12-31$809,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$27,111,022
Contract administrator fees2013-12-31$273,142
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$22,813
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$14,798
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$209,946,643
Aggregate carrying amount (costs) on sale of assets2013-12-31$210,676,613
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-862,087
Total unrealized appreciation/depreciation of assets2012-12-31$-862,087
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$48,586,584
Total loss/gain on sale of assets2012-12-31$1,122,991
Total of all expenses incurred2012-12-31$67,877,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$64,952,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$510,079,846
Value of total assets at beginning of year2012-12-31$529,370,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,924,140
Total interest from all sources2012-12-31$4,779,055
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,893,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,251,420
Administrative expenses professional fees incurred2012-12-31$482,964
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31Yes
Amount of non-exempt transactions with any party-in-interest2012-12-31$201,483
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$18
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$3
Other income not declared elsewhere2012-12-31$4,348
Administrative expenses (other) incurred2012-12-31$710,015
Total non interest bearing cash at end of year2012-12-31$35,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-19,290,516
Value of net assets at end of year (total assets less liabilities)2012-12-31$510,079,846
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$529,370,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$76,170,537
Assets. partnership/joint venture interests at beginning of year2012-12-31$74,008,987
Investment advisory and management fees2012-12-31$1,481,542
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$50,905,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$54,508,080
Value of interest in pooled separate accounts at end of year2012-12-31$4,687,720
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,242,243
Interest earned on other investments2012-12-31$4,778,978
Value of interest in common/collective trusts at end of year2012-12-31$257,648,886
Value of interest in common/collective trusts at beginning of year2012-12-31$268,386,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$17,699,525
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$35,577,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$35,577,089
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$77
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$44,640,659
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$38,605,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$5,125,329
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,254,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,525,342
Net investment gain/loss from pooled separate accounts2012-12-31$449,786
Net investment gain or loss from common/collective trusts2012-12-31$26,334,591
Net gain/loss from 103.12 investment entities2012-12-31$5,338,747
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$53,151,862
Assets. Invements in employer securities at beginning of year2012-12-31$48,774,598
Income. Dividends from common stock2012-12-31$642,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$64,952,960
Contract administrator fees2012-12-31$249,619
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$14,798
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$13,533
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$170,791,904
Aggregate carrying amount (costs) on sale of assets2012-12-31$169,668,913
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-15,593,964
Total unrealized appreciation/depreciation of assets2011-12-31$-15,593,964
Total transfer of assets from this plan2011-12-31$1,186,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$55,639,433
Total loss/gain on sale of assets2011-12-31$84,358
Total of all expenses incurred2011-12-31$26,501,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$24,449,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$529,370,362
Value of total assets at beginning of year2011-12-31$501,419,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,052,548
Total interest from all sources2011-12-31$1,525,497
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,614,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,162,344
Administrative expenses professional fees incurred2011-12-31$244,643
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$23
Other income not declared elsewhere2011-12-31$30,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$29,137,759
Value of net assets at end of year (total assets less liabilities)2011-12-31$529,370,362
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$501,419,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$74,008,987
Assets. partnership/joint venture interests at beginning of year2011-12-31$77,994,623
Investment advisory and management fees2011-12-31$1,354,894
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$54,508,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$61,918,246
Value of interest in pooled separate accounts at end of year2011-12-31$4,242,243
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,217,239
Interest earned on other investments2011-12-31$1,507,317
Income. Interest from corporate debt instruments2011-12-31$18,112
Value of interest in common/collective trusts at end of year2011-12-31$268,386,352
Value of interest in common/collective trusts at beginning of year2011-12-31$241,597,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$35,577,089
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$20,921,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$20,921,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$68
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$38,605,170
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$39,111,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,254,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,742,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,761,768
Net investment gain/loss from pooled separate accounts2011-12-31$-468,229
Net investment gain or loss from common/collective trusts2011-12-31$74,946,689
Net gain/loss from 103.12 investment entities2011-12-31$-3,738,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$48,774,598
Assets. Invements in employer securities at beginning of year2011-12-31$48,885,565
Income. Dividends from common stock2011-12-31$452,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$24,449,126
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$207
Contract administrator fees2011-12-31$453,011
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$13,533
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$30,785
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$63,358,658
Aggregate carrying amount (costs) on sale of assets2011-12-31$63,274,300
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$9,306,276
Total unrealized appreciation/depreciation of assets2010-12-31$9,306,276
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$384,099
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$69,579,293
Total loss/gain on sale of assets2010-12-31$403,367
Total of all expenses incurred2010-12-31$24,940,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$23,034,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,800
Value of total assets at end of year2010-12-31$501,419,145
Value of total assets at beginning of year2010-12-31$457,164,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,906,487
Total interest from all sources2010-12-31$335,182
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$751,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$349,759
Administrative expenses professional fees incurred2010-12-31$385,268
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$23
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$18
Other income not declared elsewhere2010-12-31$1,006,542
Administrative expenses (other) incurred2010-12-31$5,775
Total non interest bearing cash at beginning of year2010-12-31$41,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$44,638,678
Value of net assets at end of year (total assets less liabilities)2010-12-31$501,419,145
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$457,164,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$77,994,623
Assets. partnership/joint venture interests at beginning of year2010-12-31$76,031,180
Investment advisory and management fees2010-12-31$1,276,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$61,918,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$58,301,484
Value of interest in pooled separate accounts at end of year2010-12-31$5,217,239
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,342,210
Interest earned on other investments2010-12-31$334,810
Income. Interest from corporate debt instruments2010-12-31$19
Value of interest in common/collective trusts at end of year2010-12-31$241,597,379
Value of interest in common/collective trusts at beginning of year2010-12-31$240,861,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$20,921,878
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,151,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,151,234
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$353
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$39,111,061
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$37,356,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,742,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,845,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,327,185
Net investment gain or loss from common/collective trusts2010-12-31$51,372,017
Net gain/loss from 103.12 investment entities2010-12-31$2,175,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$48,885,565
Assets. Invements in employer securities at beginning of year2010-12-31$33,193,868
Contributions received in cash from employer2010-12-31$5,800
Income. Dividends from common stock2010-12-31$401,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$23,034,128
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$207
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$209
Contract administrator fees2010-12-31$238,509
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$30,785
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$38,730
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$4,222,817
Aggregate carrying amount (costs) on sale of assets2010-12-31$3,819,450
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN

2022: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ANDERSEN CORPORATION EMPLOYEES' PENSION AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered513
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered360
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered378
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered364
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered378
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered369
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,728
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1728
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered307
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,380
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1380
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered348
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,351
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1351
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered328
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,681
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1681
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered329
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,100
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2100
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 3
Insurance contract or identification number806024
Number of Individuals Covered335
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,102
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number4-55630
Policy instance 3
Insurance contract or identification number4-55630
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-02-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806024
Policy instance 4
Insurance contract or identification number806024
Number of Individuals Covered346
Insurance policy start date2010-02-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308689
Policy instance 1
Insurance contract or identification number308689
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number308690
Policy instance 2
Insurance contract or identification number308690
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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