DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan Name	DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN
Plan identification number	003

DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Participant-directed brokerage accounts provided as an investment option under the plan. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan covering Self-Employed individuals.

401k Sponsoring company profile

DORSEY AND WHITNEY LLP has sponsored the creation of one or more 401k plans.

Company Name:	DORSEY AND WHITNEY LLP
Employer identification number (EIN):	410223337
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01	BRAD PLAMAN		BRAD PLAMAN	2018-10-15
003	2017-01-01	BRAD PLAMAN		BRAD PLAMAN	2018-10-15
003	2016-01-01	BRAD PLAMAN
003	2015-01-01	BRAD PLAMAN		BRAD PLAMAN	2016-10-14
003	2014-01-01	BRAD PLAMAN
003	2013-01-01	BRAD PLAMAN
003	2012-01-01	BRAD PLAMAN		BRAD PLAMAN	2013-10-15
003	2011-01-01	BRAD PLAMAN
003	2010-01-01	BRAD PLAMAN		BRAD PLAMAN	2011-12-05
003	2009-01-01	BRAD PLAMAN		BRAD PLAMAN	2010-10-14

Plan Statistics for DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN

Measure	Date	Value
2022: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,751
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,050
Number of retired or separated participants receiving benefits	2022-01-01	29
Number of other retired or separated participants entitled to future benefits	2022-01-01	773
Total of all active and inactive participants	2022-01-01	1,852
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	4
Total participants	2022-01-01	1,856
Number of participants with account balances	2022-01-01	1,843
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	20
2021: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,698
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,001
Number of retired or separated participants receiving benefits	2021-01-01	27
Number of other retired or separated participants entitled to future benefits	2021-01-01	719
Total of all active and inactive participants	2021-01-01	1,747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	1,751
Number of participants with account balances	2021-01-01	1,736
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	25
2020: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,744
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,004
Number of retired or separated participants receiving benefits	2020-01-01	20
Number of other retired or separated participants entitled to future benefits	2020-01-01	669
Total of all active and inactive participants	2020-01-01	1,693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	5
Total participants	2020-01-01	1,698
Number of participants with account balances	2020-01-01	1,685
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	11
2019: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,712
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,118
Number of retired or separated participants receiving benefits	2019-01-01	18
Number of other retired or separated participants entitled to future benefits	2019-01-01	603
Total of all active and inactive participants	2019-01-01	1,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	5
Total participants	2019-01-01	1,744
Number of participants with account balances	2019-01-01	1,732
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	10
2018: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,660
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,092
Number of retired or separated participants receiving benefits	2018-01-01	12
Number of other retired or separated participants entitled to future benefits	2018-01-01	605
Total of all active and inactive participants	2018-01-01	1,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	3
Total participants	2018-01-01	1,712
Number of participants with account balances	2018-01-01	1,694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	9
2017: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,632
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,060
Number of retired or separated participants receiving benefits	2017-01-01	13
Number of other retired or separated participants entitled to future benefits	2017-01-01	586
Total of all active and inactive participants	2017-01-01	1,659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	1,660
Number of participants with account balances	2017-01-01	1,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10
2016: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,640
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,023
Number of retired or separated participants receiving benefits	2016-01-01	7
Number of other retired or separated participants entitled to future benefits	2016-01-01	599
Total of all active and inactive participants	2016-01-01	1,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	1,632
Number of participants with account balances	2016-01-01	1,608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	18
2015: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,643
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,067
Number of retired or separated participants receiving benefits	2015-01-01	5
Number of other retired or separated participants entitled to future benefits	2015-01-01	566
Total of all active and inactive participants	2015-01-01	1,638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	1,640
Number of participants with account balances	2015-01-01	1,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	19
2014: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,583
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,096
Number of retired or separated participants receiving benefits	2014-01-01	4
Number of other retired or separated participants entitled to future benefits	2014-01-01	543
Total of all active and inactive participants	2014-01-01	1,643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,643
Number of participants with account balances	2014-01-01	1,603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	20
2013: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,570
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,063
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	519
Total of all active and inactive participants	2013-01-01	1,583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,583
Number of participants with account balances	2013-01-01	1,551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	13
2012: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,631
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,058
Number of retired or separated participants receiving benefits	2012-01-01	6
Number of other retired or separated participants entitled to future benefits	2012-01-01	505
Total of all active and inactive participants	2012-01-01	1,569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,570
Number of participants with account balances	2012-01-01	1,544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	6
2011: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,654
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,105
Number of retired or separated participants receiving benefits	2011-01-01	14
Number of other retired or separated participants entitled to future benefits	2011-01-01	509
Total of all active and inactive participants	2011-01-01	1,628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	1,631
Number of participants with account balances	2011-01-01	1,583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2010: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,776
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,130
Number of retired or separated participants receiving benefits	2010-01-01	9
Number of other retired or separated participants entitled to future benefits	2010-01-01	510
Total of all active and inactive participants	2010-01-01	1,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	5
Total participants	2010-01-01	1,654
Number of participants with account balances	2010-01-01	1,608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	16
2009: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,879
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,251
Number of retired or separated participants receiving benefits	2009-01-01	4
Number of other retired or separated participants entitled to future benefits	2009-01-01	518
Total of all active and inactive participants	2009-01-01	1,773
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	1,776
Number of participants with account balances	2009-01-01	1,692
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	18

Financial Data on DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN

Measure	Date	Value
2022 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-80,553,757
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$32,168,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$32,093,331
Value of total corrective distributions	2022-12-31	$4,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$32,564,654
Value of total assets at end of year	2022-12-31	$545,644,048
Value of total assets at beginning of year	2022-12-31	$658,366,582
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$71,169
Total interest from all sources	2022-12-31	$69,883
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$10,498,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$10,498,954
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$31,951
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$86,701
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$13,931,211
Participant contributions at end of year	2022-12-31	$1,435,572
Participant contributions at beginning of year	2022-12-31	$1,487,338
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$564,497
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$566,269
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$4,866,064
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$13,665
Other income not declared elsewhere	2022-12-31	$-14,531,945
Administrative expenses (other) incurred	2022-12-31	$71,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-112,722,534
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$545,644,048
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$658,366,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$14,819,340
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$16,069,872
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$468,478,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$571,619,081
Interest on participant loans	2022-12-31	$69,883
Value of interest in common/collective trusts at end of year	2022-12-31	$21,869,704
Value of interest in common/collective trusts at beginning of year	2022-12-31	$22,400,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$22,536,876
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$23,094,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$23,094,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-87,539,167
Net investment gain or loss from common/collective trusts	2022-12-31	$-21,616,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$13,767,379
Employer contributions (assets) at end of year	2022-12-31	$1,494,296
Employer contributions (assets) at beginning of year	2022-12-31	$539,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$32,079,666
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$1,414,115
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$335,652
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$12,999,357
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$22,167,532
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BOULAY PLLP
Accountancy firm EIN	2022-12-31	410887288
2021 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$116,745,336
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$48,510,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$48,439,962
Value of total corrective distributions	2021-12-31	$77
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$29,777,159
Value of total assets at end of year	2021-12-31	$658,366,582
Value of total assets at beginning of year	2021-12-31	$590,131,576
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$70,291
Total interest from all sources	2021-12-31	$64,413
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$30,230,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$30,230,375
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$86,701
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$52,001
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$12,617,852
Participant contributions at end of year	2021-12-31	$1,487,338
Participant contributions at beginning of year	2021-12-31	$1,323,215
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$566,269
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$493,902
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$4,105,588
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$9,048
Other income not declared elsewhere	2021-12-31	$11,837,611
Administrative expenses (other) incurred	2021-12-31	$70,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$68,235,006
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$658,366,582
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$590,131,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$16,069,872
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$12,587,506
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$571,619,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$499,029,272
Interest on participant loans	2021-12-31	$64,413
Value of interest in common/collective trusts at end of year	2021-12-31	$22,400,652
Value of interest in common/collective trusts at beginning of year	2021-12-31	$25,164,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$23,094,124
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$29,759,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$29,759,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$44,506,208
Net investment gain or loss from common/collective trusts	2021-12-31	$329,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$13,053,719
Employer contributions (assets) at end of year	2021-12-31	$539,361
Employer contributions (assets) at beginning of year	2021-12-31	$1,786,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$48,430,914
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$335,652
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$299,339
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$22,167,532
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$19,636,430
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BOULAY PLLP
Accountancy firm EIN	2021-12-31	410887288
2020 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$116,754,240
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$45,321,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$45,252,953
Value of total corrective distributions	2020-12-31	$857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$34,283,301
Value of total assets at end of year	2020-12-31	$590,131,576
Value of total assets at beginning of year	2020-12-31	$518,698,798
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$67,652
Total interest from all sources	2020-12-31	$77,730
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$17,445,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$17,445,908
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$52,001
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$203,970
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$12,227,402
Participant contributions at end of year	2020-12-31	$1,323,215
Participant contributions at beginning of year	2020-12-31	$1,596,581
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$274
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$493,902
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$755,973
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$9,793,418
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$8,782
Other income not declared elsewhere	2020-12-31	$11,982,633
Administrative expenses (other) incurred	2020-12-31	$67,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$71,432,778
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$590,131,576
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$518,698,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$12,587,506
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$11,616,573
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$499,029,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$442,584,417
Interest on participant loans	2020-12-31	$77,730
Value of interest in common/collective trusts at end of year	2020-12-31	$25,164,058
Value of interest in common/collective trusts at beginning of year	2020-12-31	$19,503,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$29,759,535
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$20,972,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$20,972,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$52,478,344
Net investment gain or loss from common/collective trusts	2020-12-31	$486,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$12,262,481
Employer contributions (assets) at end of year	2020-12-31	$1,786,318
Employer contributions (assets) at beginning of year	2020-12-31	$1,990,797
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$45,244,171
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$299,339
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$152,972
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$19,636,430
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$19,321,723
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BOULAY PLLP
Accountancy firm EIN	2020-12-31	410887288
2019 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$125,286,859
Total income from all sources (including contributions)	2019-12-31	$125,286,859
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$31,525,751
Total of all expenses incurred	2019-12-31	$31,525,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$31,447,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$31,447,146
Value of total corrective distributions	2019-12-31	$5,567
Value of total corrective distributions	2019-12-31	$5,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$29,796,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$29,796,246
Value of total assets at end of year	2019-12-31	$518,698,798
Value of total assets at end of year	2019-12-31	$518,698,798
Value of total assets at beginning of year	2019-12-31	$424,937,690
Value of total assets at beginning of year	2019-12-31	$424,937,690
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$73,038
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$73,038
Total interest from all sources	2019-12-31	$95,666
Total interest from all sources	2019-12-31	$95,666
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$16,604,995
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$16,604,995
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$16,604,995
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$16,604,995
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$203,970
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$203,970
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$111,649
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$111,649
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$12,418,041
Contributions received from participants	2019-12-31	$12,418,041
Participant contributions at end of year	2019-12-31	$1,596,581
Participant contributions at end of year	2019-12-31	$1,596,581
Participant contributions at beginning of year	2019-12-31	$2,263,213
Participant contributions at beginning of year	2019-12-31	$2,263,213
Participant contributions at end of year	2019-12-31	$274
Participant contributions at end of year	2019-12-31	$274
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$755,973
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$755,973
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$683,373
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$683,373
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$4,640,322
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$4,640,322
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$3,590
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$3,590
Administrative expenses (other) incurred	2019-12-31	$73,038
Administrative expenses (other) incurred	2019-12-31	$73,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$93,761,108
Value of net income/loss	2019-12-31	$93,761,108
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$518,698,798
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$518,698,798
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$424,937,690
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$424,937,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$11,616,573
Assets. partnership/joint venture interests at end of year	2019-12-31	$11,616,573
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$11,080,180
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$11,080,180
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$442,584,417
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$442,584,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$358,123,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$358,123,046
Interest on participant loans	2019-12-31	$95,666
Interest on participant loans	2019-12-31	$95,666
Value of interest in common/collective trusts at end of year	2019-12-31	$19,503,167
Value of interest in common/collective trusts at end of year	2019-12-31	$19,503,167
Value of interest in common/collective trusts at beginning of year	2019-12-31	$21,182,657
Value of interest in common/collective trusts at beginning of year	2019-12-31	$21,182,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$20,972,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$20,972,351
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$15,086,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$15,086,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$15,086,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$15,086,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$78,282,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$78,282,816
Net investment gain or loss from common/collective trusts	2019-12-31	$507,136
Net investment gain or loss from common/collective trusts	2019-12-31	$507,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$12,737,883
Contributions received in cash from employer	2019-12-31	$12,737,883
Employer contributions (assets) at end of year	2019-12-31	$1,990,797
Employer contributions (assets) at end of year	2019-12-31	$1,990,797
Employer contributions (assets) at beginning of year	2019-12-31	$1,574,290
Employer contributions (assets) at beginning of year	2019-12-31	$1,574,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$31,443,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$31,443,556
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$152,972
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$152,972
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$198,756
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$198,756
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$19,321,723
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$19,321,723
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$14,634,039
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$14,634,039
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BOULAY PLLP
Accountancy firm name	2019-12-31	BOULAY PLLP
Accountancy firm EIN	2019-12-31	410887288
Accountancy firm EIN	2019-12-31	410887288
2018 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$17,543,151
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$52,752,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$52,626,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$37,348,560
Value of total assets at end of year	2018-12-31	$424,937,690
Value of total assets at beginning of year	2018-12-31	$460,146,628
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$125,158
Total interest from all sources	2018-12-31	$121,934
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$14,593,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$14,593,636
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$111,649
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$117,016
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$11,544,901
Participant contributions at end of year	2018-12-31	$2,263,213
Participant contributions at beginning of year	2018-12-31	$3,016,046
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$14,979
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$683,373
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$745,103
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$13,611,342
Administrative expenses (other) incurred	2018-12-31	$125,158
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$790,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-35,208,938
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$424,937,690
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$460,146,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$11,080,180
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$10,954,838
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$358,123,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$357,479,333
Interest on participant loans	2018-12-31	$121,934
Value of interest in common/collective trusts at end of year	2018-12-31	$21,182,657
Value of interest in common/collective trusts at beginning of year	2018-12-31	$49,363,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$15,086,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$13,431,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$13,431,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-34,894,081
Net investment gain or loss from common/collective trusts	2018-12-31	$373,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$12,192,317
Employer contributions (assets) at end of year	2018-12-31	$1,574,290
Employer contributions (assets) at beginning of year	2018-12-31	$2,114,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$52,626,931
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$198,756
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$993,333
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$14,634,039
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$21,126,458
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BOULAY PLLP
Accountancy firm EIN	2018-12-31	410887288
2017 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$3,173,283
Total unrealized appreciation/depreciation of assets	2017-12-31	$3,173,283
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$91,213,202
Total loss/gain on sale of assets	2017-12-31	$271,224
Total of all expenses incurred	2017-12-31	$30,781,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$30,449,664
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$202
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$25,082,156
Value of total assets at end of year	2017-12-31	$460,146,628
Value of total assets at beginning of year	2017-12-31	$399,714,521
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$331,229
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$265,559
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$13,794,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$13,451,414
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$117,016
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$238,253
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$10,391,846
Participant contributions at end of year	2017-12-31	$3,016,046
Participant contributions at beginning of year	2017-12-31	$3,021,354
Participant contributions at end of year	2017-12-31	$14,979
Participant contributions at beginning of year	2017-12-31	$347
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$745,103
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$664,777
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$3,119,797
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$39,540
Administrative expenses (other) incurred	2017-12-31	$331,229
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$790,102
Total non interest bearing cash at beginning of year	2017-12-31	$27,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$60,432,107
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$460,146,628
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$399,714,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$10,954,838
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$228,162
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$357,479,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$306,548,816
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$136,239
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$48,628
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$49,363,599
Value of interest in common/collective trusts at beginning of year	2017-12-31	$45,718,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$13,431,762
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$11,770,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$11,770,960
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$80,692
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$45,793,565
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$2,793,076
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$11,570,513
Employer contributions (assets) at end of year	2017-12-31	$2,114,059
Employer contributions (assets) at beginning of year	2017-12-31	$2,087,749
Income. Dividends from preferred stock	2017-12-31	$12,545
Income. Dividends from common stock	2017-12-31	$330,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$30,449,664
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$993,333
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$1,994,127
Contract administrator fees	2017-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$21,126,458
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$27,414,654
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$10,214,279
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$9,943,055
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BOULAY PLLP
Accountancy firm EIN	2017-12-31	410887288
2016 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$1,316,212
Total unrealized appreciation/depreciation of assets	2016-12-31	$1,316,212
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$54,200,145
Total loss/gain on sale of assets	2016-12-31	$726,171
Total of all expenses incurred	2016-12-31	$21,720,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$21,320,470
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$23,366,132
Value of total assets at end of year	2016-12-31	$399,714,521
Value of total assets at beginning of year	2016-12-31	$367,234,759
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$399,143
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$212,885
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$10,153,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$9,592,680
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$238,253
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$284,954
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$10,064,649
Participant contributions at end of year	2016-12-31	$3,021,354
Participant contributions at beginning of year	2016-12-31	$2,792,064
Participant contributions at end of year	2016-12-31	$347
Participant contributions at beginning of year	2016-12-31	$89,358
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$664,777
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$772,414
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,600,577
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$399,143
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$27,200
Total non interest bearing cash at beginning of year	2016-12-31	$32,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$32,479,762
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$399,714,521
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$367,234,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$228,162
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$231,652
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$306,548,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$275,921,960
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$127,383
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$3,492
Income. Interest from corporate debt instruments	2016-12-31	$60,668
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$45,718,122
Value of interest in common/collective trusts at beginning of year	2016-12-31	$43,243,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$11,770,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$11,568,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$11,568,919
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$21,342
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$364,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$16,457,001
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$1,967,850
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$10,700,906
Employer contributions (assets) at end of year	2016-12-31	$2,087,749
Employer contributions (assets) at beginning of year	2016-12-31	$3,049,252
Income. Dividends from preferred stock	2016-12-31	$16,059
Income. Dividends from common stock	2016-12-31	$545,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$21,320,470
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$1,994,127
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$2,246,060
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$27,414,654
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$26,637,625
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$13,387,781
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$12,661,610
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BOULAY PLLP
Accountancy firm EIN	2016-12-31	410887288
2015 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-818,811
Total unrealized appreciation/depreciation of assets	2015-12-31	$-818,811
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$20,945,151
Total loss/gain on sale of assets	2015-12-31	$-612,773
Total of all expenses incurred	2015-12-31	$21,475,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$21,042,414
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$2,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$21,896,374
Value of total assets at end of year	2015-12-31	$367,234,759
Value of total assets at beginning of year	2015-12-31	$367,765,547
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$431,012
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$205,595
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$12,388,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$11,764,792
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$284,954
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$227,875
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$10,253,847
Participant contributions at end of year	2015-12-31	$2,792,064
Participant contributions at beginning of year	2015-12-31	$2,804,811
Participant contributions at end of year	2015-12-31	$89,358
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$772,414
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$736,251
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$603,865
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$431,012
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$32,000
Total non interest bearing cash at beginning of year	2015-12-31	$49,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-530,788
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$367,234,759
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$367,765,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$231,652
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$617,840
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$275,921,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$275,506,377
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$117,427
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$14,745
Income. Interest from corporate debt instruments	2015-12-31	$61,168
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$43,243,597
Value of interest in common/collective trusts at beginning of year	2015-12-31	$42,232,748
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$11,568,919
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$12,852,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$12,852,122
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$12,255
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$15,629
Asset value of US Government securities at end of year	2015-12-31	$364,904
Asset value of US Government securities at beginning of year	2015-12-31	$709,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-12,129,777
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$16,257
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$11,038,662
Employer contributions (assets) at end of year	2015-12-31	$3,049,252
Employer contributions (assets) at beginning of year	2015-12-31	$1,810,906
Income. Dividends from preferred stock	2015-12-31	$15,450
Income. Dividends from common stock	2015-12-31	$608,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$21,026,785
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$2,246,060
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$1,871,085
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$26,637,625
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$28,346,148
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$11,573,338
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$12,186,111
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BOULAY PLLP
Accountancy firm EIN	2015-12-31	410887288
2014 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$1,586,099
Total unrealized appreciation/depreciation of assets	2014-12-31	$1,586,099
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$44,969,756
Total loss/gain on sale of assets	2014-12-31	$46,589
Total of all expenses incurred	2014-12-31	$34,677,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$34,391,807
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$2,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$21,708,279
Value of total assets at end of year	2014-12-31	$367,765,547
Value of total assets at beginning of year	2014-12-31	$357,473,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$283,327
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$220,182
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$13,684,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$13,064,859
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$227,875
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$231,800
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$9,487,756
Participant contributions at end of year	2014-12-31	$2,804,811
Participant contributions at beginning of year	2014-12-31	$2,568,047
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$736,251
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$835,664
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,435,341
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$283,327
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$49,651
Total non interest bearing cash at beginning of year	2014-12-31	$21,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$10,292,335
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$367,765,547
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$357,473,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$617,840
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$474,837
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$275,506,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$267,966,019
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$112,082
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$965
Income. Interest from US Government securities	2014-12-31	$17,642
Income. Interest from corporate debt instruments	2014-12-31	$75,946
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$42,232,748
Value of interest in common/collective trusts at beginning of year	2014-12-31	$38,669,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$12,852,122
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$13,588,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$13,588,103
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$13,547
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$9,424
Asset value of US Government securities at end of year	2014-12-31	$709,733
Asset value of US Government securities at beginning of year	2014-12-31	$973,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$6,839,408
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$884,949
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$10,785,182
Employer contributions (assets) at end of year	2014-12-31	$1,810,906
Employer contributions (assets) at beginning of year	2014-12-31	$2,202,691
Income. Dividends from preferred stock	2014-12-31	$12,630
Income. Dividends from common stock	2014-12-31	$606,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$34,382,383
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$1,871,085
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$1,935,838
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$28,346,148
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$28,006,022
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$12,772,916
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$12,726,327
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BOULAY PLLP
Accountancy firm EIN	2014-12-31	410887288
2013 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$5,034,416
Total unrealized appreciation/depreciation of assets	2013-12-31	$5,034,416
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$80,299,402
Total loss/gain on sale of assets	2013-12-31	$887,575
Total of all expenses incurred	2013-12-31	$23,338,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$22,886,842
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$19,931,223
Value of total assets at end of year	2013-12-31	$357,473,212
Value of total assets at beginning of year	2013-12-31	$300,512,735
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$452,083
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$215,246
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$11,161,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$10,567,916
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$231,800
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$291,633
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$9,162,145
Participant contributions at end of year	2013-12-31	$2,568,047
Participant contributions at beginning of year	2013-12-31	$2,638,195
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$835,664
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$663,773
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$681,429
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$452,083
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$21,255
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$56,960,477
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$357,473,212
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$300,512,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$474,837
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$326,498
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$267,966,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$200,851,191
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$110,270
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$777
Income. Interest from US Government securities	2013-12-31	$23,375
Income. Interest from corporate debt instruments	2013-12-31	$58,666
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$38,669,037
Value of interest in common/collective trusts at beginning of year	2013-12-31	$51,818,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$13,588,103
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$15,699,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$15,699,436
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$22,158
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$16,134
Asset value of US Government securities at end of year	2013-12-31	$973,899
Asset value of US Government securities at beginning of year	2013-12-31	$1,190,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$40,249,519
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$2,819,622
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$10,087,649
Employer contributions (assets) at end of year	2013-12-31	$2,202,691
Employer contributions (assets) at beginning of year	2013-12-31	$3,029,479
Income. Dividends from preferred stock	2013-12-31	$17,034
Income. Dividends from common stock	2013-12-31	$576,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$22,870,708
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$1,935,838
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$1,085,706
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$28,006,022
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$22,917,732
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$12,894,846
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$12,007,271
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BOULAY PLLP
Accountancy firm EIN	2013-12-31	410887288
2012 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$1,550,767
Total unrealized appreciation/depreciation of assets	2012-12-31	$1,550,767
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$53,276,336
Total loss/gain on sale of assets	2012-12-31	$1,020,110
Total of all expenses incurred	2012-12-31	$28,830,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$28,570,235
Value of total corrective distributions	2012-12-31	$5,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$20,772,739
Value of total assets at end of year	2012-12-31	$300,512,735
Value of total assets at beginning of year	2012-12-31	$276,066,642
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$254,532
Total interest from all sources	2012-12-31	$232,885
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$6,894,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$6,322,869
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$291,633
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$141,302
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,732,678
Participant contributions at end of year	2012-12-31	$2,638,195
Participant contributions at beginning of year	2012-12-31	$2,544,751
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$663,773
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$829,960
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$2,106,802
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$600
Other income not declared elsewhere	2012-12-31	$-817,016
Administrative expenses (other) incurred	2012-12-31	$254,532
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$89
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$24,446,093
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$300,512,735
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$276,066,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$326,498
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$1,152,747
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$200,851,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$182,237,913
Interest on participant loans	2012-12-31	$117,814
Income. Interest from US Government securities	2012-12-31	$38,342
Income. Interest from corporate debt instruments	2012-12-31	$43,560
Value of interest in common/collective trusts at end of year	2012-12-31	$51,818,994
Value of interest in common/collective trusts at beginning of year	2012-12-31	$49,513,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$15,699,436
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$12,482,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$12,482,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$33,169
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$15,842
Asset value of US Government securities at end of year	2012-12-31	$1,190,098
Asset value of US Government securities at beginning of year	2012-12-31	$2,356,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$21,328,408
Net investment gain or loss from common/collective trusts	2012-12-31	$2,293,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$9,933,259
Employer contributions (assets) at end of year	2012-12-31	$3,029,479
Employer contributions (assets) at beginning of year	2012-12-31	$2,258,662
Income. Dividends from preferred stock	2012-12-31	$13,923
Income. Dividends from common stock	2012-12-31	$557,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$28,553,793
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$1,085,706
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$884,924
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$22,917,732
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$21,664,307
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$27,187,573
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$26,167,463
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BOULAY PLLP
Accountancy firm EIN	2012-12-31	410887288
2011 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-311,431
Total unrealized appreciation/depreciation of assets	2011-12-31	$-311,431
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$18,855,141
Total loss/gain on sale of assets	2011-12-31	$177,632
Total of all expenses incurred	2011-12-31	$28,865,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$28,459,542
Value of total corrective distributions	2011-12-31	$6,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$19,305,223
Value of total assets at end of year	2011-12-31	$276,066,642
Value of total assets at beginning of year	2011-12-31	$286,076,733
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$399,371
Total interest from all sources	2011-12-31	$256,112
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$6,145,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$5,706,701
Assets. Real estate other than employer real property at end of year	2011-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$68,000
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$141,302
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$183,036
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$68,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$8,986,563
Participant contributions at end of year	2011-12-31	$2,544,751
Participant contributions at beginning of year	2011-12-31	$2,766,291
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$829,960
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$1,589,485
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$458,076
Administrative expenses (other) incurred	2011-12-31	$399,371
Total non interest bearing cash at end of year	2011-12-31	$89
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-10,010,091
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$276,066,642
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$286,076,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$1,152,747
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$1,063,683
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$182,237,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$192,865,691
Interest on participant loans	2011-12-31	$124,550
Income. Interest from US Government securities	2011-12-31	$35,514
Income. Interest from corporate debt instruments	2011-12-31	$51,669
Value of interest in common/collective trusts at end of year	2011-12-31	$49,513,148
Value of interest in common/collective trusts at beginning of year	2011-12-31	$46,318,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$12,482,638
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$11,826,716
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$11,826,716
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$44,379
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$14,106
Asset value of US Government securities at end of year	2011-12-31	$2,356,201
Asset value of US Government securities at beginning of year	2011-12-31	$1,463,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-8,145,135
Net investment gain or loss from common/collective trusts	2011-12-31	$1,427,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$9,860,584
Employer contributions (assets) at end of year	2011-12-31	$2,258,662
Employer contributions (assets) at beginning of year	2011-12-31	$2,144,406
Income. Dividends from preferred stock	2011-12-31	$10,307
Income. Dividends from common stock	2011-12-31	$428,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$28,445,436
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$884,924
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$1,117,761
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$21,664,307
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$24,669,326
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$29,237,120
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$29,059,488
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BOULAY, HEUTMAKER, ZIBELL & CO.
Accountancy firm EIN	2011-12-31	410887288
2010 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$2,168,587
Total unrealized appreciation/depreciation of assets	2010-12-31	$2,168,587
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$52,639,043
Total loss/gain on sale of assets	2010-12-31	$606,890
Total of all expenses incurred	2010-12-31	$31,738,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$31,387,843
Value of total corrective distributions	2010-12-31	$170
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$20,239,937
Value of total assets at end of year	2010-12-31	$286,076,733
Value of total assets at beginning of year	2010-12-31	$265,176,152
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$350,449
Total interest from all sources	2010-12-31	$299,978
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,414,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$3,946,414
Assets. Real estate other than employer real property at end of year	2010-12-31	$68,000
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$185,000
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$183,036
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$143,156
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$9,253,980
Participant contributions at end of year	2010-12-31	$2,766,291
Participant contributions at beginning of year	2010-12-31	$2,578,577
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$1,589,485
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$3,955,672
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$683,435
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$1,552
Administrative expenses (other) incurred	2010-12-31	$350,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$20,900,581
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$286,076,733
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$265,176,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$1,063,683
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$932,668
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$192,865,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$174,718,164
Interest on participant loans	2010-12-31	$142,691
Income. Interest from US Government securities	2010-12-31	$46,606
Income. Interest from corporate debt instruments	2010-12-31	$60,113
Value of interest in common/collective trusts at end of year	2010-12-31	$46,318,952
Value of interest in common/collective trusts at beginning of year	2010-12-31	$40,935,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$11,826,716
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$12,703,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$12,703,373
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$50,568
Asset value of US Government securities at end of year	2010-12-31	$1,463,386
Asset value of US Government securities at beginning of year	2010-12-31	$1,852,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$24,083,453
Net investment gain or loss from common/collective trusts	2010-12-31	$825,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$10,302,522
Employer contributions (assets) at end of year	2010-12-31	$2,144,406
Employer contributions (assets) at beginning of year	2010-12-31	$1,358,226
Income. Dividends from preferred stock	2010-12-31	$8,623
Income. Dividends from common stock	2010-12-31	$459,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$31,386,291
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$1,117,761
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$1,079,015
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$24,669,326
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$24,734,062
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$26,364,863
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$25,757,973
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BOULAY, HEUTMAKER, ZIBELL & CO.
Accountancy firm EIN	2010-12-31	410887288
2009 : DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN

2022: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: DORSEY & WHITNEY 401(K) RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	3
Insurance contract or identification number 22064 Number of Individuals Covered 1 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	2
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	1
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	3
Insurance contract or identification number 22064 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	2
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	1
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	1
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	2
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 0
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160
Policy instance	4
Insurance contract or identification number 2269160 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	3
Insurance contract or identification number 22064 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2431009
Policy instance	5
Insurance contract or identification number 2431009 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	1
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160
Policy instance	4
Insurance contract or identification number 2269160 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	3
Insurance contract or identification number 22064 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	2
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $2 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Amount paid for insurance broker fees 2
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2431009
Policy instance	5
Insurance contract or identification number 2431009 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	3
Insurance contract or identification number 22064 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160
Policy instance	4
Insurance contract or identification number 2269160 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	2
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2431009
Policy instance	5
Insurance contract or identification number 2431009 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	1
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	2
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2431009
Policy instance	5
Insurance contract or identification number 2431009 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 0 Insurance broker name
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	4
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160
Policy instance	3
Insurance contract or identification number 2269160 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? Yes Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 0 Insurance broker name
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	1
Insurance contract or identification number 22064 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 0 Insurance broker name
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160/2431009
Policy instance	3
Insurance contract or identification number 2269160/2431009 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	4
Insurance contract or identification number 22064 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	20000308V
Policy instance	5
Insurance contract or identification number 20000308V Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	2
Insurance contract or identification number 2372379V Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	1
Insurance contract or identification number 58 109 463 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160/2431009
Policy instance	5
Insurance contract or identification number 2269160/2431009 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	4
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	3
Insurance contract or identification number 58 109 463 Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2000308V
Policy instance	1
Insurance contract or identification number 2000308V Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $23 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $23 Insurance broker name EXECUTIVE INSURANCE AGENCY
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	2
Insurance contract or identification number 22064 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2000308V
Policy instance	1
Insurance contract or identification number 2000308V Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $1 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1 Amount paid for insurance broker fees 0 Insurance broker name SECURIAN FINANCIAL SERVICES, INC
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160/2431009
Policy instance	7
Insurance contract or identification number 2269160/2431009 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	6
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2005189V
Policy instance	5
Insurance contract or identification number 2005189V Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $1 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1 Amount paid for insurance broker fees 0 Insurance broker name SECURIAN FINANCIAL SERVICES, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	4
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $90 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $90 Insurance broker name KENNETH L. BROWN
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract number	L007919527
Policy instance	3
Insurance contract or identification number L007919527 Number of Individuals Covered 0 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	2
Insurance contract or identification number 22064 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	2
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2005189V
Policy instance	8
Insurance contract or identification number 2005189V Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	7
Insurance contract or identification number 22064 Number of Individuals Covered 4 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2000308V
Policy instance	6
Insurance contract or identification number 2000308V Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $213 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $213 Insurance broker organization code? 3 Insurance broker name EXECUTIVE INSURANCE AGENCY, INC.
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	5
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract number	L007919527
Policy instance	4
Insurance contract or identification number L007919527 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $124 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $93 Insurance broker organization code? 3 Insurance broker name SEAN R. STEVENS
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2431009
Policy instance	3
Insurance contract or identification number 2431009 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160
Policy instance	1
Insurance contract or identification number 2269160 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	5
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $130 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract number	L007919527
Policy instance	6
Insurance contract or identification number L007919527 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $143 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2431009
Policy instance	7
Insurance contract or identification number 2431009 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	8
Insurance contract or identification number 22064 Number of Individuals Covered 4 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2000308V
Policy instance	4
Insurance contract or identification number 2000308V Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $108 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160
Policy instance	3
Insurance contract or identification number 2269160 Number of Individuals Covered 1 Insurance policy start date 2001-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2005189V
Policy instance	1
Insurance contract or identification number 2005189V Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $81 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	58 109 463
Policy instance	2
Insurance contract or identification number 58 109 463 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2431009
Policy instance	7
Insurance contract or identification number 2431009 Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THRIVENT FINANCIAL FOR LUTHERANS (National Association of Insurance Commissioners NAIC id number: 56014 )
Policy contract number	2269160
Policy instance	1
Insurance contract or identification number 2269160 Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2005189V
Policy instance	6
Insurance contract or identification number 2005189V Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $92 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2000308V
Policy instance	5
Insurance contract or identification number 2000308V Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $110 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract number	L007919527
Policy instance	4
Insurance contract or identification number L007919527 Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $144 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	22064
Policy instance	3
Insurance contract or identification number 22064 Number of Individuals Covered 5 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number	2372379V
Policy instance	2
Insurance contract or identification number 2372379V Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $147 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No

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