CHARLES F. GALLES CO. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN
401k plan membership statisitcs for CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN
| Measure | Date | Value |
|---|
| 2022: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-06-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-06-01 | 0 |
| Number of retired or separated participants receiving benefits | 2022-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-06-01 | 0 |
| Total of all active and inactive participants | 2022-06-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-06-01 | 0 |
| Total participants | 2022-06-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-06-01 | 0 |
| 2021: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-06-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-06-01 | 2 |
| Number of retired or separated participants receiving benefits | 2021-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-06-01 | 0 |
| Total of all active and inactive participants | 2021-06-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-06-01 | 0 |
| Total participants | 2021-06-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-06-01 | 0 |
| 2020: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-06-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-06-01 | 2 |
| Number of retired or separated participants receiving benefits | 2020-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-06-01 | 0 |
| Total of all active and inactive participants | 2020-06-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-06-01 | 0 |
| Total participants | 2020-06-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-06-01 | 0 |
| 2019: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-06-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-06-01 | 2 |
| Number of retired or separated participants receiving benefits | 2019-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-06-01 | 0 |
| Total of all active and inactive participants | 2019-06-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-06-01 | 0 |
| Total participants | 2019-06-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-06-01 | 0 |
| 2018: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-06-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-06-01 | 2 |
| Number of retired or separated participants receiving benefits | 2018-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-06-01 | 0 |
| Total of all active and inactive participants | 2018-06-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-06-01 | 0 |
| Total participants | 2018-06-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-06-01 | 0 |
| 2017: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-06-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-06-01 | 2 |
| Number of retired or separated participants receiving benefits | 2017-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-06-01 | 0 |
| Total of all active and inactive participants | 2017-06-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-06-01 | 0 |
| Total participants | 2017-06-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-06-01 | 0 |
| 2016: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-06-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-06-01 | 2 |
| Number of retired or separated participants receiving benefits | 2016-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-06-01 | 0 |
| Total of all active and inactive participants | 2016-06-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-06-01 | 0 |
| Total participants | 2016-06-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-06-01 | 0 |
| 2015: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-06-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-06-01 | 2 |
| Number of retired or separated participants receiving benefits | 2015-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-06-01 | 0 |
| Total of all active and inactive participants | 2015-06-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-06-01 | 0 |
| Total participants | 2015-06-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-06-01 | 0 |
| 2014: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-06-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-06-01 | 3 |
| Number of retired or separated participants receiving benefits | 2014-06-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-06-01 | 0 |
| Total of all active and inactive participants | 2014-06-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-06-01 | 0 |
| Total participants | 2014-06-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-06-01 | 0 |
| 2013: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-06-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-06-01 | 3 |
| Total of all active and inactive participants | 2013-06-01 | 3 |
| Total participants | 2013-06-01 | 3 |
| 2012: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-06-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-06-01 | 3 |
| Total of all active and inactive participants | 2012-06-01 | 3 |
| Total participants | 2012-06-01 | 3 |
| 2011: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-06-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-06-01 | 3 |
| Total of all active and inactive participants | 2011-06-01 | 3 |
| Total participants | 2011-06-01 | 3 |
| 2009: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-06-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-06-01 | 4 |
| Total of all active and inactive participants | 2009-06-01 | 4 |
| Total participants | 2009-06-01 | 4 |
| 2022: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2022 form 5500 responses |
|---|
| 2022-06-01 | Type of plan entity | Single employer plan |
| 2022-06-01 | Submission has been amended | No |
| 2022-06-01 | This submission is the final filing | Yes |
| 2022-06-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2022-06-01 | Plan is a collectively bargained plan | No |
| 2022-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2022-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2021: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2021 form 5500 responses |
|---|
| 2021-06-01 | Type of plan entity | Single employer plan |
| 2021-06-01 | Submission has been amended | No |
| 2021-06-01 | This submission is the final filing | No |
| 2021-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-06-01 | Plan is a collectively bargained plan | No |
| 2021-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2021-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2020: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2020 form 5500 responses |
|---|
| 2020-06-01 | Type of plan entity | Single employer plan |
| 2020-06-01 | Submission has been amended | No |
| 2020-06-01 | This submission is the final filing | No |
| 2020-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-06-01 | Plan is a collectively bargained plan | No |
| 2020-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2020-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2019: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2019 form 5500 responses |
|---|
| 2019-06-01 | Type of plan entity | Single employer plan |
| 2019-06-01 | Submission has been amended | No |
| 2019-06-01 | This submission is the final filing | No |
| 2019-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-06-01 | Plan is a collectively bargained plan | No |
| 2019-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2019-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2018: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2018 form 5500 responses |
|---|
| 2018-06-01 | Type of plan entity | Single employer plan |
| 2018-06-01 | Submission has been amended | No |
| 2018-06-01 | This submission is the final filing | No |
| 2018-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-06-01 | Plan is a collectively bargained plan | No |
| 2018-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2018-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2017: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2017 form 5500 responses |
|---|
| 2017-06-01 | Type of plan entity | Single employer plan |
| 2017-06-01 | Submission has been amended | No |
| 2017-06-01 | This submission is the final filing | No |
| 2017-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-06-01 | Plan is a collectively bargained plan | No |
| 2017-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2017-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2016: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2016 form 5500 responses |
|---|
| 2016-06-01 | Type of plan entity | Single employer plan |
| 2016-06-01 | Submission has been amended | No |
| 2016-06-01 | This submission is the final filing | No |
| 2016-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-06-01 | Plan is a collectively bargained plan | No |
| 2016-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2016-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2015: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2015 form 5500 responses |
|---|
| 2015-06-01 | Type of plan entity | Single employer plan |
| 2015-06-01 | Submission has been amended | No |
| 2015-06-01 | This submission is the final filing | No |
| 2015-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-06-01 | Plan is a collectively bargained plan | No |
| 2015-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2015-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2014: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses |
|---|
| 2014-06-01 | Type of plan entity | Single employer plan |
| 2014-06-01 | Submission has been amended | No |
| 2014-06-01 | This submission is the final filing | No |
| 2014-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-06-01 | Plan is a collectively bargained plan | No |
| 2014-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2014-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2013: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses |
|---|
| 2013-06-01 | Type of plan entity | Single employer plan |
| 2013-06-01 | Submission has been amended | No |
| 2013-06-01 | This submission is the final filing | No |
| 2013-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-06-01 | Plan is a collectively bargained plan | No |
| 2013-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2013-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2012: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses |
|---|
| 2012-06-01 | Type of plan entity | Single employer plan |
| 2012-06-01 | Submission has been amended | No |
| 2012-06-01 | This submission is the final filing | No |
| 2012-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-06-01 | Plan is a collectively bargained plan | No |
| 2012-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2012-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2011: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses |
|---|
| 2011-06-01 | Type of plan entity | Single employer plan |
| 2011-06-01 | Submission has been amended | No |
| 2011-06-01 | This submission is the final filing | No |
| 2011-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-06-01 | Plan is a collectively bargained plan | No |
| 2011-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2011-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2009: CHARLES F. GALLES CO. DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses |
|---|
| 2009-06-01 | Type of plan entity | Single employer plan |
| 2009-06-01 | Submission has been amended | No |
| 2009-06-01 | This submission is the final filing | No |
| 2009-06-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-06-01 | Plan is a collectively bargained plan | No |
| 2009-06-01 | Plan funding arrangement – Section 412(e)(3) insurance Contracts | Yes |
| 2009-06-01 | Plan benefit arrangement – Section 412(e)(3) insurance Contracts | Yes |
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2022-06-01 | | Insurance policy end date | 2023-05-22 | | Total amount of commissions paid to insurance broker | USD $65 | | Total amount of fees paid to insurance company | USD $202 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 195 | | Additional information about fees paid to insurance broker | SERVICING FEES | | Insurance broker organization code? | 3 | | Commission paid to Insurance Broker | USD $65 |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2021-06-01 | | Insurance policy end date | 2022-05-31 | | Total amount of commissions paid to insurance broker | USD $65 | | Total amount of fees paid to insurance company | USD $202 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 195 | | Additional information about fees paid to insurance broker | SERVICING FEES | | Insurance broker organization code? | 3 | | Commission paid to Insurance Broker | USD $65 |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2020-06-01 | | Insurance policy end date | 2021-05-31 | | Total amount of commissions paid to insurance broker | USD $65 | | Total amount of fees paid to insurance company | USD $202 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 195 | | Additional information about fees paid to insurance broker | SERVICING FEE | | Insurance broker organization code? | 3 |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2019-06-01 | | Insurance policy end date | 2020-05-31 | | Total amount of commissions paid to insurance broker | USD $65 | | Total amount of fees paid to insurance company | USD $202 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 195 | | Additional information about fees paid to insurance broker | SERVICING FEE | | Insurance broker organization code? | 3 |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2017-06-01 | | Insurance policy end date | 2018-05-31 | | Total amount of commissions paid to insurance broker | USD $65 | | Total amount of fees paid to insurance company | USD $200 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 195 | | Additional information about fees paid to insurance broker | SERVICING FEES | | Insurance broker organization code? | 3 | | Insurance broker name | COLUMNS RESOURCE GRP |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2015-06-01 | | Insurance policy end date | 2016-05-31 | | Total amount of commissions paid to insurance broker | USD $74 | | Total amount of fees paid to insurance company | USD $212 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 204 | | Additional information about fees paid to insurance broker | SERVICING FEE AND OTHER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | COLUMNS RESOURCE GRP |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2014-06-01 | | Insurance policy end date | 2015-05-31 | | Total amount of commissions paid to insurance broker | USD $841 | | Total amount of fees paid to insurance company | USD $3,064 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $17 | | Amount paid for insurance broker fees | 2959 | | Additional information about fees paid to insurance broker | SERVICING FEE | | Insurance broker organization code? | 3 | | Insurance broker name | BOHANNON GRP LLC |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2013-06-01 | | Insurance policy end date | 2014-05-31 | | Total amount of commissions paid to insurance broker | USD $841 | | Total amount of fees paid to insurance company | USD $3,070 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $17 | | Amount paid for insurance broker fees | 2965 | | Additional information about fees paid to insurance broker | SERVICING FEE | | Insurance broker organization code? | 3 | | Insurance broker name | BOHANNON GRP LLC |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2012-06-01 | | Insurance policy end date | 2013-05-31 | | Total amount of commissions paid to insurance broker | USD $850 | | Total amount of fees paid to insurance company | USD $3,077 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $17 | | Amount paid for insurance broker fees | 2970 | | Additional information about fees paid to insurance broker | SERVICING FEE AND OTHER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | BOHANNON GRP LLC |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2011-06-01 | | Insurance policy end date | 2012-05-31 | | Total amount of commissions paid to insurance broker | USD $34 | | Total amount of fees paid to insurance company | USD $2,789 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 35728 |
| Policy instance | 1 |
| Insurance contract or identification number | 35728 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2010-06-01 | | Insurance policy end date | 2011-05-31 | | Total amount of commissions paid to insurance broker | USD $105 | | Total amount of fees paid to insurance company | USD $5,578 | | Are there contracts with allocated funds for individual policies? | Yes | | Commission paid to Insurance Broker | USD $33 | | Amount paid for insurance broker fees | 5578 | | Additional information about fees paid to insurance broker | SERVICING FEE | | Insurance broker organization code? | 3 | | Insurance broker name | RICHARD VAN DYKE |
|
