401k Plan data: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN plan

CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan Name	CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN
Plan identification number	003

CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARLSON HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: CARLSON HOLDINGS, INC.

Employer identification number (EIN): 410280030

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 CRODAHL1
003 2015-01-01 CINDY RODAHL CINDY RODAHL 2016-06-09
003 2014-01-01 CRODAHL CRODAHL 2015-07-27
003 2013-01-01 DAVID C. COX
003 2012-01-01 CRODAHL
003 2011-01-01 SHAWN LEAVITT
003 2010-01-01 SHAWN LEAVITT
003 2009-01-01 RICK CLEVETTE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	CRODAHL1
003	2015-01-01	CINDY RODAHL	CINDY RODAHL	2016-06-09
003	2014-01-01	CRODAHL	CRODAHL	2015-07-27
003	2013-01-01	DAVID C. COX
003	2012-01-01	CRODAHL
003	2011-01-01	SHAWN LEAVITT
003	2010-01-01	SHAWN LEAVITT
003	2009-01-01	RICK CLEVETTE

Plan Statistics for CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN

Measure Date Value
2016: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 4,302
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,350
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1,928
Total of all active and inactive participants 2016-01-01 4,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 21
Total participants 2016-01-01 4,299
Number of participants with account balances 2016-01-01 4,169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 253
2015: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4,781
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,461
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,825
Total of all active and inactive participants 2015-01-01 4,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 15
Total participants 2015-01-01 4,301
Number of participants with account balances 2015-01-01 4,046
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 146
2014: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,424
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,518
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,254
Total of all active and inactive participants 2014-01-01 4,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 9
Total participants 2014-01-01 4,781
Number of participants with account balances 2014-01-01 4,073
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 133
2013: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,566
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,135
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,244
Total of all active and inactive participants 2013-01-01 2,379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 13
Total participants 2013-01-01 2,392
Number of participants with account balances 2013-01-01 2,325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 54
2012: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,647
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,223
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,316
Total of all active and inactive participants 2012-01-01 2,539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 13
Total participants 2012-01-01 2,552
Number of participants with account balances 2012-01-01 2,460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 34
2011: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,919
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,162
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,469
Total of all active and inactive participants 2011-01-01 2,632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 15
Total participants 2011-01-01 2,647
Number of participants with account balances 2011-01-01 2,571
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 51
2010: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 3,809
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,305
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 1,600
Total of all active and inactive participants 2010-01-01 2,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 13
Total participants 2010-01-01 2,919
Number of participants with account balances 2010-01-01 2,755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 54
2009: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4,422
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,115
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,676
Total of all active and inactive participants 2009-01-01 3,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 17
Total participants 2009-01-01 3,809
Number of participants with account balances 2009-01-01 3,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 157

Measure	Date	Value
2016: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	4,302
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,350
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,928
Total of all active and inactive participants	2016-01-01	4,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	21
Total participants	2016-01-01	4,299
Number of participants with account balances	2016-01-01	4,169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	253
2015: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4,781
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,461
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,825
Total of all active and inactive participants	2015-01-01	4,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	15
Total participants	2015-01-01	4,301
Number of participants with account balances	2015-01-01	4,046
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	146
2014: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,424
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,518
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,254
Total of all active and inactive participants	2014-01-01	4,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	9
Total participants	2014-01-01	4,781
Number of participants with account balances	2014-01-01	4,073
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	133
2013: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,566
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,135
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,244
Total of all active and inactive participants	2013-01-01	2,379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	13
Total participants	2013-01-01	2,392
Number of participants with account balances	2013-01-01	2,325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	54
2012: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,647
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,223
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,316
Total of all active and inactive participants	2012-01-01	2,539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	13
Total participants	2012-01-01	2,552
Number of participants with account balances	2012-01-01	2,460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	34
2011: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,919
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,162
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,469
Total of all active and inactive participants	2011-01-01	2,632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	15
Total participants	2011-01-01	2,647
Number of participants with account balances	2011-01-01	2,571
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	51
2010: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	3,809
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,305
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	1,600
Total of all active and inactive participants	2010-01-01	2,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	13
Total participants	2010-01-01	2,919
Number of participants with account balances	2010-01-01	2,755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	54
2009: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4,422
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,115
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,676
Total of all active and inactive participants	2009-01-01	3,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	17
Total participants	2009-01-01	3,809
Number of participants with account balances	2009-01-01	3,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	157

Financial Data on CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN

Measure	Date	Value
2016 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$1,132,985
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$98,516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$106,478
Total income from all sources (including contributions)	2016-12-31	$28,164,166
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$19,401,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$18,994,118
Expenses. Certain deemed distributions of participant loans	2016-12-31	$2,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$12,348,087
Value of total assets at end of year	2016-12-31	$181,646,097
Value of total assets at beginning of year	2016-12-31	$174,024,518
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$404,789
Total interest from all sources	2016-12-31	$70,866
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,892,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,892,439
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$7,975,109
Participant contributions at end of year	2016-12-31	$1,678,327
Participant contributions at beginning of year	2016-12-31	$1,858,102
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$486,891
Other income not declared elsewhere	2016-12-31	$11,509
Administrative expenses (other) incurred	2016-12-31	$404,789
Liabilities. Value of operating payables at end of year	2016-12-31	$98,516
Liabilities. Value of operating payables at beginning of year	2016-12-31	$106,478
Total non interest bearing cash at beginning of year	2016-12-31	$2,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$8,762,526
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$181,547,581
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$173,918,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$149,866,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$141,234,925
Interest on participant loans	2016-12-31	$70,866
Value of interest in common/collective trusts at end of year	2016-12-31	$30,100,998
Value of interest in common/collective trusts at beginning of year	2016-12-31	$30,928,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$12,332,873
Net investment gain or loss from common/collective trusts	2016-12-31	$508,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,886,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$18,994,118
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$125,283
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$106,478
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$116,317
Total income from all sources (including contributions)	2015-12-31	$8,424,186
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$18,333,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$17,903,774
Expenses. Certain deemed distributions of participant loans	2015-12-31	$19,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$11,045,139
Value of total assets at end of year	2015-12-31	$174,024,518
Value of total assets at beginning of year	2015-12-31	$184,068,922
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$409,823
Total interest from all sources	2015-12-31	$81,223
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,839,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,839,931
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$7,665,091
Participant contributions at end of year	2015-12-31	$1,858,102
Participant contributions at beginning of year	2015-12-31	$1,927,382
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$450,663
Other income not declared elsewhere	2015-12-31	$7,565
Administrative expenses (other) incurred	2015-12-31	$409,823
Liabilities. Value of operating payables at end of year	2015-12-31	$106,478
Liabilities. Value of operating payables at beginning of year	2015-12-31	$116,317
Total non interest bearing cash at end of year	2015-12-31	$2,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-9,909,282
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$173,918,040
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$183,952,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$141,234,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$153,398,345
Interest on participant loans	2015-12-31	$81,223
Value of interest in common/collective trusts at end of year	2015-12-31	$30,928,644
Value of interest in common/collective trusts at beginning of year	2015-12-31	$28,743,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,015,427
Net investment gain or loss from common/collective trusts	2015-12-31	$465,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,929,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$17,903,774
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2015-12-31	410746749
2014 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$20,967,565
Total transfer of assets from this plan	2014-12-31	$7,567,968
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$116,317
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$58,093
Total income from all sources (including contributions)	2014-12-31	$22,305,533
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$13,768,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$13,470,319
Expenses. Certain deemed distributions of participant loans	2014-12-31	$11,244
Value of total corrective distributions	2014-12-31	$10,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$10,282,862
Value of total assets at end of year	2014-12-31	$184,068,922
Value of total assets at beginning of year	2014-12-31	$162,073,978
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$276,698
Total interest from all sources	2014-12-31	$54,144
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,434,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,434,433
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$6,378,008
Participant contributions at end of year	2014-12-31	$1,927,382
Participant contributions at beginning of year	2014-12-31	$1,227,818
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,417,513
Other income not declared elsewhere	2014-12-31	$4,230
Administrative expenses (other) incurred	2014-12-31	$276,698
Liabilities. Value of operating payables at end of year	2014-12-31	$116,317
Liabilities. Value of operating payables at beginning of year	2014-12-31	$58,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$8,537,123
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$183,952,605
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$162,015,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$153,398,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$136,783,071
Interest on participant loans	2014-12-31	$54,144
Value of interest in common/collective trusts at end of year	2014-12-31	$28,743,195
Value of interest in common/collective trusts at beginning of year	2014-12-31	$24,063,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$9,197,995
Net investment gain or loss from common/collective trusts	2014-12-31	$331,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,487,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$13,470,319
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2014-12-31	410746749
2013 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$641,780
Total transfer of assets from this plan	2013-12-31	$1,307,331
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$58,093
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$66,681
Total income from all sources (including contributions)	2013-12-31	$40,984,437
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$18,719,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$18,509,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$9,530,752
Value of total assets at end of year	2013-12-31	$162,073,978
Value of total assets at beginning of year	2013-12-31	$140,483,071
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$209,586
Total interest from all sources	2013-12-31	$51,486
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,087,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,087,007
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$6,528,261
Participant contributions at end of year	2013-12-31	$1,227,818
Participant contributions at beginning of year	2013-12-31	$1,203,772
Participant contributions at beginning of year	2013-12-31	$24,899
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$567,196
Other income not declared elsewhere	2013-12-31	$13,039
Administrative expenses (other) incurred	2013-12-31	$209,586
Liabilities. Value of operating payables at end of year	2013-12-31	$58,093
Liabilities. Value of operating payables at beginning of year	2013-12-31	$66,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$22,265,046
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$162,015,885
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$140,416,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$136,783,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$113,478,475
Interest on participant loans	2013-12-31	$51,486
Value of interest in common/collective trusts at end of year	2013-12-31	$24,063,089
Value of interest in common/collective trusts at beginning of year	2013-12-31	$25,764,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$28,884,422
Net investment gain or loss from common/collective trusts	2013-12-31	$417,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,435,295
Employer contributions (assets) at beginning of year	2013-12-31	$11,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$18,509,805
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2013-12-31	410746749
2012 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$558,218
Total transfer of assets from this plan	2012-12-31	$294,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$66,681
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$65,355
Total income from all sources (including contributions)	2012-12-31	$25,617,210
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$15,252,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$15,034,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,641,416
Value of total assets at end of year	2012-12-31	$140,483,071
Value of total assets at beginning of year	2012-12-31	$129,853,182
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$218,632
Total interest from all sources	2012-12-31	$54,855
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,168,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,168,450
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$6,009,856
Participant contributions at end of year	2012-12-31	$1,203,772
Participant contributions at beginning of year	2012-12-31	$1,197,145
Participant contributions at end of year	2012-12-31	$24,899
Participant contributions at beginning of year	2012-12-31	$197,722
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$101,665
Other income not declared elsewhere	2012-12-31	$2,851
Administrative expenses (other) incurred	2012-12-31	$218,632
Liabilities. Value of operating payables at end of year	2012-12-31	$66,681
Liabilities. Value of operating payables at beginning of year	2012-12-31	$65,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$10,364,350
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$140,416,390
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$129,787,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$113,478,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$102,359,011
Interest on participant loans	2012-12-31	$54,855
Value of interest in common/collective trusts at end of year	2012-12-31	$25,764,142
Value of interest in common/collective trusts at beginning of year	2012-12-31	$26,015,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$14,271,600
Net investment gain or loss from common/collective trusts	2012-12-31	$478,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,529,895
Employer contributions (assets) at end of year	2012-12-31	$11,783
Employer contributions (assets) at beginning of year	2012-12-31	$83,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$15,034,228
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2012-12-31	410746749
2011 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$1,045,430
Total transfer of assets from this plan	2011-12-31	$314,398
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$65,355
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$322,843
Total income from all sources (including contributions)	2011-12-31	$6,672,251
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$14,119,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$13,868,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,335,763
Value of total assets at end of year	2011-12-31	$129,853,182
Value of total assets at beginning of year	2011-12-31	$136,827,361
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$251,456
Total interest from all sources	2011-12-31	$51,735
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,914,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,914,433
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$5,719,434
Participant contributions at end of year	2011-12-31	$1,197,145
Participant contributions at beginning of year	2011-12-31	$1,189,082
Participant contributions at end of year	2011-12-31	$197,722
Participant contributions at beginning of year	2011-12-31	$20,571
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$291,412
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$6,149
Administrative expenses (other) incurred	2011-12-31	$251,456
Liabilities. Value of operating payables at end of year	2011-12-31	$65,355
Liabilities. Value of operating payables at beginning of year	2011-12-31	$322,843
Total non interest bearing cash at beginning of year	2011-12-31	$263,210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-7,447,723
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$129,787,827
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$136,504,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$102,359,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$109,414,616
Interest on participant loans	2011-12-31	$51,735
Value of interest in common/collective trusts at end of year	2011-12-31	$26,015,820
Value of interest in common/collective trusts at beginning of year	2011-12-31	$25,931,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-4,216,881
Net investment gain or loss from common/collective trusts	2011-12-31	$581,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,324,917
Employer contributions (assets) at end of year	2011-12-31	$83,484
Employer contributions (assets) at beginning of year	2011-12-31	$8,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$13,868,518
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2011-12-31	410746749
2010 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$417,419
Total transfer of assets from this plan	2010-12-31	$51,569,336
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$322,843
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$13,522
Total income from all sources (including contributions)	2010-12-31	$23,950,007
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$14,132,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$13,795,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$8,498,562
Value of total assets at end of year	2010-12-31	$136,827,361
Value of total assets at beginning of year	2010-12-31	$177,852,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$337,237
Total interest from all sources	2010-12-31	$63,457
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,794,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,794,208
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,834,798
Participant contributions at end of year	2010-12-31	$1,189,082
Participant contributions at beginning of year	2010-12-31	$1,666,422
Participant contributions at end of year	2010-12-31	$20,571
Participant contributions at beginning of year	2010-12-31	$302,482
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$670,662
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$13,241
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$13,522
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$337,237
Liabilities. Value of operating payables at end of year	2010-12-31	$322,843
Total non interest bearing cash at end of year	2010-12-31	$263,210
Total non interest bearing cash at beginning of year	2010-12-31	$282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$9,817,512
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$136,504,518
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$177,838,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$109,414,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$138,934,483
Interest on participant loans	2010-12-31	$63,457
Value of interest in common/collective trusts at end of year	2010-12-31	$25,931,004
Value of interest in common/collective trusts at beginning of year	2010-12-31	$36,893,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$13,160,829
Net investment gain or loss from common/collective trusts	2010-12-31	$432,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,993,102
Employer contributions (assets) at end of year	2010-12-31	$8,878
Employer contributions (assets) at beginning of year	2010-12-31	$42,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$13,795,258
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LARSONALLEN LLP
Accountancy firm EIN	2010-12-31	410746749
2009 : CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN

2016: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Mulitple employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CARLSON COMPANIES, INC. EMPLOYEES' SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CARLSON HOLDINGS, INC.
Employer identification number (EIN):	410280030
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies