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Plan Name | NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | NOTT COMPANY |
Employer identification number (EIN): | 410452050 |
NAIC Classification: | 423800 |
Additional information about NOTT COMPANY
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2006-08-02 |
Company Identification Number: | 0800689348 |
Legal Registered Office Address: |
4480 ROUND LAKE RD W ARDEN HILLS United States of America (USA) 55112 |
More information about NOTT COMPANY
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-05-01 | LARRY OSTROWSKI | 2024-02-14 | ||
002 | 2021-05-01 | LARRY OSTROWSKI | 2023-02-08 | ||
002 | 2020-05-01 | LARRY OSTROWSKI | 2022-02-14 | ||
002 | 2019-05-01 | DAVID LINDBERG | 2020-11-19 | ||
002 | 2018-05-01 | DAVID LINDBERG | 2019-12-10 | ||
002 | 2017-05-01 | ||||
002 | 2016-05-01 | ||||
002 | 2015-05-01 | ||||
002 | 2014-05-01 | ||||
002 | 2013-05-01 | DAWNHAFNER | |||
002 | 2012-05-01 | DAWN HAFNER | |||
002 | 2011-05-01 | DAWN HAFNER | |||
002 | 2010-05-01 | DAVID LINDBERG | |||
002 | 2009-05-01 | DAWN HAFNER |
Measure | Date | Value |
---|---|---|
2022: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2022 401k membership | ||
Total participants, beginning-of-year | 2022-05-01 | 222 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-05-01 | 240 |
Number of retired or separated participants receiving benefits | 2022-05-01 | 17 |
Number of other retired or separated participants entitled to future benefits | 2022-05-01 | 43 |
Total of all active and inactive participants | 2022-05-01 | 300 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-05-01 | 3 |
Total participants | 2022-05-01 | 303 |
Number of participants with account balances | 2022-05-01 | 271 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-05-01 | 15 |
2021: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 401k membership | ||
Total participants, beginning-of-year | 2021-05-01 | 213 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-05-01 | 190 |
Number of retired or separated participants receiving benefits | 2021-05-01 | 15 |
Number of other retired or separated participants entitled to future benefits | 2021-05-01 | 33 |
Total of all active and inactive participants | 2021-05-01 | 238 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-05-01 | 4 |
Total participants | 2021-05-01 | 242 |
Number of participants with account balances | 2021-05-01 | 221 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-05-01 | 13 |
2020: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 401k membership | ||
Total participants, beginning-of-year | 2020-05-01 | 213 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-05-01 | 174 |
Number of retired or separated participants receiving benefits | 2020-05-01 | 15 |
Number of other retired or separated participants entitled to future benefits | 2020-05-01 | 24 |
Total of all active and inactive participants | 2020-05-01 | 213 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-05-01 | 0 |
Total participants | 2020-05-01 | 213 |
Number of participants with account balances | 2020-05-01 | 205 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-05-01 | 13 |
2019: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 401k membership | ||
Total participants, beginning-of-year | 2019-05-01 | 188 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-05-01 | 173 |
Number of retired or separated participants receiving benefits | 2019-05-01 | 18 |
Number of other retired or separated participants entitled to future benefits | 2019-05-01 | 21 |
Total of all active and inactive participants | 2019-05-01 | 212 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-05-01 | 0 |
Total participants | 2019-05-01 | 212 |
Number of participants with account balances | 2019-05-01 | 178 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-05-01 | 15 |
2018: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 401k membership | ||
Total participants, beginning-of-year | 2018-05-01 | 185 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-05-01 | 156 |
Number of retired or separated participants receiving benefits | 2018-05-01 | 17 |
Number of other retired or separated participants entitled to future benefits | 2018-05-01 | 14 |
Total of all active and inactive participants | 2018-05-01 | 187 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-05-01 | 1 |
Total participants | 2018-05-01 | 188 |
Number of participants with account balances | 2018-05-01 | 181 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-05-01 | 6 |
2017: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 401k membership | ||
Total participants, beginning-of-year | 2017-05-01 | 183 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-05-01 | 151 |
Number of retired or separated participants receiving benefits | 2017-05-01 | 15 |
Number of other retired or separated participants entitled to future benefits | 2017-05-01 | 16 |
Total of all active and inactive participants | 2017-05-01 | 182 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-05-01 | 1 |
Total participants | 2017-05-01 | 183 |
Number of participants with account balances | 2017-05-01 | 169 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-05-01 | 15 |
2016: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 401k membership | ||
Total participants, beginning-of-year | 2016-05-01 | 153 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-05-01 | 146 |
Number of retired or separated participants receiving benefits | 2016-05-01 | 15 |
Number of other retired or separated participants entitled to future benefits | 2016-05-01 | 17 |
Total of all active and inactive participants | 2016-05-01 | 178 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-05-01 | 1 |
Total participants | 2016-05-01 | 179 |
Number of participants with account balances | 2016-05-01 | 173 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-05-01 | 6 |
2015: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 401k membership | ||
Total participants, beginning-of-year | 2015-05-01 | 163 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-05-01 | 110 |
Number of retired or separated participants receiving benefits | 2015-05-01 | 14 |
Number of other retired or separated participants entitled to future benefits | 2015-05-01 | 13 |
Total of all active and inactive participants | 2015-05-01 | 137 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-05-01 | 1 |
Total participants | 2015-05-01 | 138 |
Number of participants with account balances | 2015-05-01 | 137 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-05-01 | 4 |
2014: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 401k membership | ||
Total participants, beginning-of-year | 2014-05-01 | 150 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-05-01 | 117 |
Number of retired or separated participants receiving benefits | 2014-05-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-05-01 | 13 |
Total of all active and inactive participants | 2014-05-01 | 130 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-05-01 | 0 |
Total participants | 2014-05-01 | 130 |
Number of participants with account balances | 2014-05-01 | 92 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-05-01 | 5 |
2013: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k membership | ||
Total participants, beginning-of-year | 2013-05-01 | 153 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-05-01 | 126 |
Number of retired or separated participants receiving benefits | 2013-05-01 | 11 |
Number of other retired or separated participants entitled to future benefits | 2013-05-01 | 12 |
Total of all active and inactive participants | 2013-05-01 | 149 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-05-01 | 0 |
Total participants | 2013-05-01 | 149 |
Number of participants with account balances | 2013-05-01 | 149 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-05-01 | 2 |
2012: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k membership | ||
Total participants, beginning-of-year | 2012-05-01 | 145 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-05-01 | 130 |
Number of retired or separated participants receiving benefits | 2012-05-01 | 8 |
Number of other retired or separated participants entitled to future benefits | 2012-05-01 | 10 |
Total of all active and inactive participants | 2012-05-01 | 148 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-05-01 | 0 |
Total participants | 2012-05-01 | 148 |
Number of participants with account balances | 2012-05-01 | 148 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-05-01 | 4 |
2011: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k membership | ||
Total participants, beginning-of-year | 2011-05-01 | 142 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-05-01 | 115 |
Number of retired or separated participants receiving benefits | 2011-05-01 | 13 |
Number of other retired or separated participants entitled to future benefits | 2011-05-01 | 7 |
Total of all active and inactive participants | 2011-05-01 | 135 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-05-01 | 0 |
Total participants | 2011-05-01 | 135 |
Number of participants with account balances | 2011-05-01 | 135 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-05-01 | 5 |
2010: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k membership | ||
Total participants, beginning-of-year | 2010-05-01 | 140 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-05-01 | 116 |
Number of retired or separated participants receiving benefits | 2010-05-01 | 12 |
Number of other retired or separated participants entitled to future benefits | 2010-05-01 | 10 |
Total of all active and inactive participants | 2010-05-01 | 138 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-05-01 | 0 |
Total participants | 2010-05-01 | 138 |
Number of participants with account balances | 2010-05-01 | 138 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-05-01 | 5 |
2009: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k membership | ||
Total participants, beginning-of-year | 2009-05-01 | 161 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-05-01 | 116 |
Number of retired or separated participants receiving benefits | 2009-05-01 | 16 |
Number of other retired or separated participants entitled to future benefits | 2009-05-01 | 7 |
Total of all active and inactive participants | 2009-05-01 | 139 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-05-01 | 0 |
Total participants | 2009-05-01 | 139 |
Number of participants with account balances | 2009-05-01 | 139 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-05-01 | 10 |
Measure | Date | Value |
---|---|---|
2023 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2023 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2023-04-30 | $4,675,083 |
Total unrealized appreciation/depreciation of assets | 2023-04-30 | $4,675,083 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-04-30 | $40,590,321 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-04-30 | $31,562,589 |
Expenses. Interest paid | 2023-04-30 | $944,798 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2023-04-30 | $944,798 |
Total income from all sources (including contributions) | 2023-04-30 | $6,395,083 |
Total loss/gain on sale of assets | 2023-04-30 | $0 |
Total of all expenses incurred | 2023-04-30 | $10,749,509 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-04-30 | $9,773,350 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-04-30 | $1,720,000 |
Value of total assets at end of year | 2023-04-30 | $95,131,963 |
Value of total assets at beginning of year | 2023-04-30 | $90,458,657 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-04-30 | $31,361 |
Total interest from all sources | 2023-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-04-30 | No |
Administrative expenses professional fees incurred | 2023-04-30 | $31,361 |
Was this plan covered by a fidelity bond | 2023-04-30 | Yes |
Value of fidelity bond cover | 2023-04-30 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2023-04-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-04-30 | $40,589,266 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-04-30 | $31,557,465 |
Liabilities. Value of operating payables at end of year | 2023-04-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2023-04-30 | $4,069 |
Total non interest bearing cash at end of year | 2023-04-30 | $4,838 |
Total non interest bearing cash at beginning of year | 2023-04-30 | $6,615 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-04-30 | No |
Value of net income/loss | 2023-04-30 | $-4,354,426 |
Value of net assets at end of year (total assets less liabilities) | 2023-04-30 | $54,541,642 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-04-30 | $58,896,068 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-04-30 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2023-04-30 | No |
Assets. Invements in employer securities at end of year | 2023-04-30 | $95,127,125 |
Assets. Invements in employer securities at beginning of year | 2023-04-30 | $90,452,042 |
Contributions received in cash from employer | 2023-04-30 | $1,720,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-04-30 | $9,773,350 |
Liabilities. Value of benefit claims payable at end of year | 2023-04-30 | $1,055 |
Liabilities. Value of benefit claims payable at beginning of year | 2023-04-30 | $1,055 |
Did the plan have assets held for investment | 2023-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2023-04-30 | Unqualified |
Accountancy firm name | 2023-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2023-04-30 | 411656121 |
2022 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2022 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-04-30 | $8,450,252 |
Total unrealized appreciation/depreciation of assets | 2022-04-30 | $8,450,252 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-04-30 | $31,562,589 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-04-30 | $28,241,888 |
Expenses. Interest paid | 2022-04-30 | $855,800 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-04-30 | $855,800 |
Total income from all sources (including contributions) | 2022-04-30 | $9,952,952 |
Total loss/gain on sale of assets | 2022-04-30 | $0 |
Total of all expenses incurred | 2022-04-30 | $4,818,566 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-04-30 | $3,925,727 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-04-30 | $1,502,700 |
Value of total assets at end of year | 2022-04-30 | $90,458,657 |
Value of total assets at beginning of year | 2022-04-30 | $82,003,570 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-04-30 | $37,039 |
Total interest from all sources | 2022-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-04-30 | No |
Administrative expenses professional fees incurred | 2022-04-30 | $37,039 |
Was this plan covered by a fidelity bond | 2022-04-30 | Yes |
Value of fidelity bond cover | 2022-04-30 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-04-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-04-30 | $31,557,465 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-04-30 | $28,241,888 |
Liabilities. Value of operating payables at end of year | 2022-04-30 | $4,069 |
Liabilities. Value of operating payables at beginning of year | 2022-04-30 | $0 |
Total non interest bearing cash at end of year | 2022-04-30 | $6,615 |
Total non interest bearing cash at beginning of year | 2022-04-30 | $1,711 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-04-30 | No |
Value of net income/loss | 2022-04-30 | $5,134,386 |
Value of net assets at end of year (total assets less liabilities) | 2022-04-30 | $58,896,068 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-04-30 | $53,761,682 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-04-30 | No |
Value of interest in common/collective trusts at end of year | 2022-04-30 | $0 |
Value of interest in common/collective trusts at beginning of year | 2022-04-30 | $70 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-04-30 | No |
Assets. Invements in employer securities at end of year | 2022-04-30 | $90,452,042 |
Assets. Invements in employer securities at beginning of year | 2022-04-30 | $82,001,789 |
Contributions received in cash from employer | 2022-04-30 | $1,502,700 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-04-30 | $3,925,727 |
Liabilities. Value of benefit claims payable at end of year | 2022-04-30 | $1,055 |
Liabilities. Value of benefit claims payable at beginning of year | 2022-04-30 | $0 |
Did the plan have assets held for investment | 2022-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-04-30 | Unqualified |
Accountancy firm name | 2022-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2022-04-30 | 411656121 |
2021 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-04-30 | $3,900,065 |
Total unrealized appreciation/depreciation of assets | 2021-04-30 | $3,900,065 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-04-30 | $28,241,888 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-04-30 | $25,513,757 |
Expenses. Interest paid | 2021-04-30 | $796,441 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-04-30 | $796,441 |
Total income from all sources (including contributions) | 2021-04-30 | $5,400,134 |
Total loss/gain on sale of assets | 2021-04-30 | $0 |
Total of all expenses incurred | 2021-04-30 | $4,241,282 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-04-30 | $3,391,741 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-04-30 | $1,500,000 |
Value of total assets at end of year | 2021-04-30 | $82,003,570 |
Value of total assets at beginning of year | 2021-04-30 | $78,116,587 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-04-30 | $53,100 |
Total interest from all sources | 2021-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-04-30 | No |
Administrative expenses professional fees incurred | 2021-04-30 | $53,100 |
Was this plan covered by a fidelity bond | 2021-04-30 | Yes |
Value of fidelity bond cover | 2021-04-30 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-04-30 | $1,711,326 |
Were there any nonexempt tranactions with any party-in-interest | 2021-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-04-30 | $28,241,888 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-04-30 | $25,341,418 |
Liabilities. Value of operating payables at end of year | 2021-04-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2021-04-30 | $2,245 |
Total non interest bearing cash at end of year | 2021-04-30 | $1,711 |
Total non interest bearing cash at beginning of year | 2021-04-30 | $14,862 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-04-30 | No |
Value of net income/loss | 2021-04-30 | $1,158,852 |
Value of net assets at end of year (total assets less liabilities) | 2021-04-30 | $53,761,682 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-04-30 | $52,602,830 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-04-30 | No |
Value of interest in common/collective trusts at end of year | 2021-04-30 | $70 |
Value of interest in common/collective trusts at beginning of year | 2021-04-30 | $1 |
Net investment gain or loss from common/collective trusts | 2021-04-30 | $69 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-04-30 | No |
Assets. Invements in employer securities at end of year | 2021-04-30 | $82,001,789 |
Assets. Invements in employer securities at beginning of year | 2021-04-30 | $78,101,724 |
Contributions received in cash from employer | 2021-04-30 | $1,500,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-04-30 | $3,391,741 |
Liabilities. Value of benefit claims payable at end of year | 2021-04-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2021-04-30 | $170,094 |
Did the plan have assets held for investment | 2021-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-04-30 | Unqualified |
Accountancy firm name | 2021-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2021-04-30 | 411656121 |
2020 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-04-30 | $7,513,292 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-04-30 | $7,513,292 |
Total unrealized appreciation/depreciation of assets | 2020-04-30 | $7,513,292 |
Total unrealized appreciation/depreciation of assets | 2020-04-30 | $7,513,292 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $25,513,757 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $25,513,757 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $25,730,011 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $25,730,011 |
Expenses. Interest paid | 2020-04-30 | $806,820 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-04-30 | $806,820 |
Expenses. Interest paid | 2020-04-30 | $806,820 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-04-30 | $806,820 |
Total income from all sources (including contributions) | 2020-04-30 | $9,023,395 |
Total income from all sources (including contributions) | 2020-04-30 | $9,023,395 |
Total loss/gain on sale of assets | 2020-04-30 | $0 |
Total loss/gain on sale of assets | 2020-04-30 | $0 |
Total of all expenses incurred | 2020-04-30 | $5,401,880 |
Total of all expenses incurred | 2020-04-30 | $5,401,880 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-04-30 | $4,551,096 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-04-30 | $4,551,096 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-04-30 | $1,510,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-04-30 | $1,510,000 |
Value of total assets at end of year | 2020-04-30 | $78,116,587 |
Value of total assets at end of year | 2020-04-30 | $78,116,587 |
Value of total assets at beginning of year | 2020-04-30 | $74,711,326 |
Value of total assets at beginning of year | 2020-04-30 | $74,711,326 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-04-30 | $43,964 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-04-30 | $43,964 |
Total interest from all sources | 2020-04-30 | $0 |
Total interest from all sources | 2020-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-04-30 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-04-30 | No |
Administrative expenses professional fees incurred | 2020-04-30 | $43,964 |
Administrative expenses professional fees incurred | 2020-04-30 | $43,964 |
Was this plan covered by a fidelity bond | 2020-04-30 | Yes |
Was this plan covered by a fidelity bond | 2020-04-30 | Yes |
Value of fidelity bond cover | 2020-04-30 | $2,000,000 |
Value of fidelity bond cover | 2020-04-30 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-04-30 | No |
If this is an individual account plan, was there a blackout period | 2020-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-04-30 | $2,176,952 |
Were there any nonexempt tranactions with any party-in-interest | 2020-04-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-04-30 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-04-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-04-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-04-30 | $1,594 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-04-30 | $1,594 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-04-30 | $25,341,418 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-04-30 | $25,341,418 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-04-30 | $25,730,011 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-04-30 | $25,730,011 |
Liabilities. Value of operating payables at end of year | 2020-04-30 | $2,245 |
Liabilities. Value of operating payables at end of year | 2020-04-30 | $2,245 |
Liabilities. Value of operating payables at beginning of year | 2020-04-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2020-04-30 | $0 |
Total non interest bearing cash at end of year | 2020-04-30 | $14,862 |
Total non interest bearing cash at end of year | 2020-04-30 | $14,862 |
Total non interest bearing cash at beginning of year | 2020-04-30 | $48,920 |
Total non interest bearing cash at beginning of year | 2020-04-30 | $48,920 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
Value of net income/loss | 2020-04-30 | $3,621,515 |
Value of net income/loss | 2020-04-30 | $3,621,515 |
Value of net assets at end of year (total assets less liabilities) | 2020-04-30 | $52,602,830 |
Value of net assets at end of year (total assets less liabilities) | 2020-04-30 | $52,602,830 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-04-30 | $48,981,315 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-04-30 | $48,981,315 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-04-30 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-04-30 | No |
Value of interest in common/collective trusts at end of year | 2020-04-30 | $1 |
Value of interest in common/collective trusts at end of year | 2020-04-30 | $1 |
Value of interest in common/collective trusts at beginning of year | 2020-04-30 | $9,396 |
Value of interest in common/collective trusts at beginning of year | 2020-04-30 | $9,396 |
Net investment gain or loss from common/collective trusts | 2020-04-30 | $103 |
Net investment gain or loss from common/collective trusts | 2020-04-30 | $103 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-04-30 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-04-30 | No |
Assets. Invements in employer securities at end of year | 2020-04-30 | $78,101,724 |
Assets. Invements in employer securities at end of year | 2020-04-30 | $78,101,724 |
Assets. Invements in employer securities at beginning of year | 2020-04-30 | $74,651,416 |
Assets. Invements in employer securities at beginning of year | 2020-04-30 | $74,651,416 |
Contributions received in cash from employer | 2020-04-30 | $1,510,000 |
Contributions received in cash from employer | 2020-04-30 | $1,510,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-04-30 | $4,551,096 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-04-30 | $4,551,096 |
Liabilities. Value of benefit claims payable at end of year | 2020-04-30 | $170,094 |
Liabilities. Value of benefit claims payable at end of year | 2020-04-30 | $170,094 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-04-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-04-30 | $0 |
Did the plan have assets held for investment | 2020-04-30 | Yes |
Did the plan have assets held for investment | 2020-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2020-04-30 | Unqualified |
Opinion of an independent qualified public accountant for this plan | 2020-04-30 | Unqualified |
Accountancy firm name | 2020-04-30 | SCHLENNER WENNER & CO |
Accountancy firm name | 2020-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2020-04-30 | 411656121 |
Accountancy firm EIN | 2020-04-30 | 411656121 |
2019 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-04-30 | $844,548 |
2018 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-04-30 | $4,749,960 |
Total unrealized appreciation/depreciation of assets | 2018-04-30 | $4,749,960 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-04-30 | $27,084,285 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-04-30 | $24,088,573 |
Expenses. Interest paid | 2018-04-30 | $733,800 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-04-30 | $733,800 |
Total income from all sources (including contributions) | 2018-04-30 | $6,020,123 |
Total loss/gain on sale of assets | 2018-04-30 | $0 |
Total of all expenses incurred | 2018-04-30 | $4,195,322 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-04-30 | $3,412,642 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-04-30 | $1,270,000 |
Value of total assets at end of year | 2018-04-30 | $76,769,097 |
Value of total assets at beginning of year | 2018-04-30 | $71,948,584 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-04-30 | $48,880 |
Total interest from all sources | 2018-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-04-30 | No |
Administrative expenses professional fees incurred | 2018-04-30 | $48,880 |
Was this plan covered by a fidelity bond | 2018-04-30 | Yes |
Value of fidelity bond cover | 2018-04-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-04-30 | $1,463,366 |
Were there any nonexempt tranactions with any party-in-interest | 2018-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-04-30 | $27,084,285 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-04-30 | $24,088,573 |
Total non interest bearing cash at end of year | 2018-04-30 | $114,244 |
Total non interest bearing cash at beginning of year | 2018-04-30 | $35,275 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-04-30 | No |
Value of net income/loss | 2018-04-30 | $1,824,801 |
Value of net assets at end of year (total assets less liabilities) | 2018-04-30 | $49,684,812 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-04-30 | $47,860,011 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-04-30 | No |
Value of interest in common/collective trusts at end of year | 2018-04-30 | $4,936 |
Value of interest in common/collective trusts at beginning of year | 2018-04-30 | $13,352 |
Net investment gain or loss from common/collective trusts | 2018-04-30 | $163 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-04-30 | No |
Assets. Invements in employer securities at end of year | 2018-04-30 | $76,649,917 |
Assets. Invements in employer securities at beginning of year | 2018-04-30 | $71,899,957 |
Contributions received in cash from employer | 2018-04-30 | $1,270,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-04-30 | $3,412,642 |
Did the plan have assets held for investment | 2018-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2018-04-30 | Unqualified |
Accountancy firm name | 2018-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2018-04-30 | 411656121 |
2017 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-04-30 | $2,000,002 |
Total unrealized appreciation/depreciation of assets | 2017-04-30 | $2,000,002 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $24,088,573 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $20,373,392 |
Expenses. Interest paid | 2017-04-30 | $608,046 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2017-04-30 | $608,046 |
Total income from all sources (including contributions) | 2017-04-30 | $3,000,790 |
Total of all expenses incurred | 2017-04-30 | $4,784,692 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-04-30 | $4,135,351 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-04-30 | $1,000,000 |
Value of total assets at end of year | 2017-04-30 | $71,948,584 |
Value of total assets at beginning of year | 2017-04-30 | $70,017,305 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-04-30 | $41,295 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-04-30 | No |
Administrative expenses professional fees incurred | 2017-04-30 | $41,295 |
Was this plan covered by a fidelity bond | 2017-04-30 | Yes |
Value of fidelity bond cover | 2017-04-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-04-30 | $3,289,223 |
Were there any nonexempt tranactions with any party-in-interest | 2017-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-04-30 | $24,088,573 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-04-30 | $20,373,392 |
Total non interest bearing cash at end of year | 2017-04-30 | $35,275 |
Total non interest bearing cash at beginning of year | 2017-04-30 | $13,556 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
Value of net income/loss | 2017-04-30 | $-1,783,902 |
Value of net assets at end of year (total assets less liabilities) | 2017-04-30 | $47,860,011 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-04-30 | $49,643,913 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-04-30 | No |
Value of interest in common/collective trusts at end of year | 2017-04-30 | $13,352 |
Value of interest in common/collective trusts at beginning of year | 2017-04-30 | $6,718 |
Net investment gain or loss from common/collective trusts | 2017-04-30 | $788 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-04-30 | No |
Assets. Invements in employer securities at end of year | 2017-04-30 | $71,899,957 |
Assets. Invements in employer securities at beginning of year | 2017-04-30 | $69,899,955 |
Contributions received in cash from employer | 2017-04-30 | $1,000,000 |
Employer contributions (assets) at beginning of year | 2017-04-30 | $97,076 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-04-30 | $4,135,351 |
Did the plan have assets held for investment | 2017-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2017-04-30 | Unqualified |
Accountancy firm name | 2017-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2017-04-30 | 411656121 |
2016 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-04-30 | $5,191,782 |
Total unrealized appreciation/depreciation of assets | 2016-04-30 | $5,191,782 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-30 | $20,373,392 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-30 | $21,053,823 |
Expenses. Interest paid | 2016-04-30 | $574,850 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2016-04-30 | $574,850 |
Total income from all sources (including contributions) | 2016-04-30 | $5,931,208 |
Total of all expenses incurred | 2016-04-30 | $6,441,536 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-04-30 | $5,810,210 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-04-30 | $973,000 |
Value of total assets at end of year | 2016-04-30 | $70,017,305 |
Value of total assets at beginning of year | 2016-04-30 | $71,208,064 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-04-30 | $56,476 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-04-30 | No |
Administrative expenses professional fees incurred | 2016-04-30 | $56,476 |
Was this plan covered by a fidelity bond | 2016-04-30 | Yes |
Value of fidelity bond cover | 2016-04-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-04-30 | $3,515,810 |
Were there any nonexempt tranactions with any party-in-interest | 2016-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-04-30 | $20,373,392 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-04-30 | $21,053,823 |
Other income not declared elsewhere | 2016-04-30 | $-234,234 |
Total non interest bearing cash at end of year | 2016-04-30 | $13,556 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-30 | No |
Value of net income/loss | 2016-04-30 | $-510,328 |
Value of net assets at end of year (total assets less liabilities) | 2016-04-30 | $49,643,913 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-04-30 | $50,154,241 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-04-30 | No |
Value of interest in common/collective trusts at end of year | 2016-04-30 | $6,718 |
Value of interest in common/collective trusts at beginning of year | 2016-04-30 | $8,019 |
Net investment gain or loss from common/collective trusts | 2016-04-30 | $660 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-04-30 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-04-30 | No |
Assets. Invements in employer securities at end of year | 2016-04-30 | $69,899,955 |
Assets. Invements in employer securities at beginning of year | 2016-04-30 | $71,200,045 |
Contributions received in cash from employer | 2016-04-30 | $973,000 |
Employer contributions (assets) at end of year | 2016-04-30 | $97,076 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-04-30 | $5,810,210 |
Did the plan have assets held for investment | 2016-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2016-04-30 | Unqualified |
Accountancy firm name | 2016-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2016-04-30 | 411656121 |
2015 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-04-30 | $6,950,137 |
Total unrealized appreciation/depreciation of assets | 2015-04-30 | $6,950,137 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $21,053,823 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $20,207,351 |
Expenses. Interest paid | 2015-04-30 | $611,437 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-04-30 | $611,437 |
Total income from all sources (including contributions) | 2015-04-30 | $7,937,096 |
Total of all expenses incurred | 2015-04-30 | $1,836,516 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-04-30 | $1,174,294 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-04-30 | $984,874 |
Value of total assets at end of year | 2015-04-30 | $71,208,064 |
Value of total assets at beginning of year | 2015-04-30 | $64,261,012 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-04-30 | $50,785 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-04-30 | No |
Administrative expenses professional fees incurred | 2015-04-30 | $50,785 |
Was this plan covered by a fidelity bond | 2015-04-30 | Yes |
Value of fidelity bond cover | 2015-04-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-04-30 | $406,131 |
Were there any nonexempt tranactions with any party-in-interest | 2015-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-04-30 | $21,053,823 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-04-30 | $20,207,351 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
Value of net income/loss | 2015-04-30 | $6,100,580 |
Value of net assets at end of year (total assets less liabilities) | 2015-04-30 | $50,154,241 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-04-30 | $44,053,661 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-04-30 | No |
Value of interest in common/collective trusts at end of year | 2015-04-30 | $8,019 |
Value of interest in common/collective trusts at beginning of year | 2015-04-30 | $11,084 |
Net investment gain or loss from common/collective trusts | 2015-04-30 | $2,085 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-04-30 | No |
Assets. Invements in employer securities at end of year | 2015-04-30 | $71,200,045 |
Assets. Invements in employer securities at beginning of year | 2015-04-30 | $64,249,908 |
Contributions received in cash from employer | 2015-04-30 | $984,874 |
Employer contributions (assets) at beginning of year | 2015-04-30 | $20 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-04-30 | $1,174,294 |
Did the plan have assets held for investment | 2015-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2015-04-30 | Unqualified |
Accountancy firm name | 2015-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2015-04-30 | 411656121 |
2014 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-04-30 | $6,849,904 |
Total unrealized appreciation/depreciation of assets | 2014-04-30 | $6,849,904 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $20,207,351 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $17,654,238 |
Expenses. Interest paid | 2014-04-30 | $755,166 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-04-30 | $755,166 |
Total income from all sources (including contributions) | 2014-04-30 | $7,940,861 |
Total loss/gain on sale of assets | 2014-04-30 | $0 |
Total of all expenses incurred | 2014-04-30 | $3,644,490 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-04-30 | $2,849,714 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-04-30 | $1,090,000 |
Value of total assets at end of year | 2014-04-30 | $64,261,012 |
Value of total assets at beginning of year | 2014-04-30 | $57,411,528 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-04-30 | $39,610 |
Total interest from all sources | 2014-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-04-30 | No |
Administrative expenses professional fees incurred | 2014-04-30 | $39,610 |
Was this plan covered by a fidelity bond | 2014-04-30 | Yes |
Value of fidelity bond cover | 2014-04-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-04-30 | $1,930,452 |
Were there any nonexempt tranactions with any party-in-interest | 2014-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-04-30 | $20,207,351 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-04-30 | $17,654,238 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
Value of net income/loss | 2014-04-30 | $4,296,371 |
Value of net assets at end of year (total assets less liabilities) | 2014-04-30 | $44,053,661 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-04-30 | $39,757,290 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-04-30 | No |
Value of interest in common/collective trusts at end of year | 2014-04-30 | $11,084 |
Value of interest in common/collective trusts at beginning of year | 2014-04-30 | $11,524 |
Net investment gain or loss from common/collective trusts | 2014-04-30 | $957 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-04-30 | No |
Assets. Invements in employer securities at end of year | 2014-04-30 | $64,249,908 |
Assets. Invements in employer securities at beginning of year | 2014-04-30 | $57,400,004 |
Contributions received in cash from employer | 2014-04-30 | $1,090,000 |
Employer contributions (assets) at end of year | 2014-04-30 | $20 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-04-30 | $2,849,714 |
Did the plan have assets held for investment | 2014-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2014-04-30 | Unqualified |
Accountancy firm name | 2014-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2014-04-30 | 411656121 |
2013 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-04-30 | $8,599,917 |
Total unrealized appreciation/depreciation of assets | 2013-04-30 | $8,599,917 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-30 | $17,654,238 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-30 | $17,204,140 |
Expenses. Interest paid | 2013-04-30 | $724,409 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-04-30 | $724,409 |
Total income from all sources (including contributions) | 2013-04-30 | $9,655,659 |
Total loss/gain on sale of assets | 2013-04-30 | $0 |
Total of all expenses incurred | 2013-04-30 | $1,502,113 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-04-30 | $735,110 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-04-30 | $1,055,000 |
Value of total assets at end of year | 2013-04-30 | $57,411,528 |
Value of total assets at beginning of year | 2013-04-30 | $48,807,884 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-04-30 | $42,594 |
Total interest from all sources | 2013-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-04-30 | No |
Administrative expenses professional fees incurred | 2013-04-30 | $42,594 |
Was this plan covered by a fidelity bond | 2013-04-30 | Yes |
Value of fidelity bond cover | 2013-04-30 | $5,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-04-30 | $234,833 |
Were there any nonexempt tranactions with any party-in-interest | 2013-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-04-30 | $17,654,238 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-04-30 | $17,204,140 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
Value of net income/loss | 2013-04-30 | $8,153,546 |
Value of net assets at end of year (total assets less liabilities) | 2013-04-30 | $39,757,290 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-04-30 | $31,603,744 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-04-30 | No |
Value of interest in common/collective trusts at end of year | 2013-04-30 | $11,524 |
Value of interest in common/collective trusts at beginning of year | 2013-04-30 | $7,796 |
Net investment gain or loss from common/collective trusts | 2013-04-30 | $742 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-04-30 | No |
Assets. Invements in employer securities at end of year | 2013-04-30 | $57,400,004 |
Assets. Invements in employer securities at beginning of year | 2013-04-30 | $48,800,088 |
Contributions received in cash from employer | 2013-04-30 | $1,055,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-04-30 | $735,110 |
Did the plan have assets held for investment | 2013-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2013-04-30 | Unqualified |
Accountancy firm name | 2013-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2013-04-30 | 411656121 |
2012 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-04-30 | $4,550,033 |
Total unrealized appreciation/depreciation of assets | 2012-04-30 | $4,550,033 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $17,204,140 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $13,532,923 |
Expenses. Interest paid | 2012-04-30 | $572,149 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-04-30 | $572,149 |
Total income from all sources (including contributions) | 2012-04-30 | $5,501,584 |
Total loss/gain on sale of assets | 2012-04-30 | $0 |
Total of all expenses incurred | 2012-04-30 | $4,621,614 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-04-30 | $4,003,345 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-04-30 | $950,001 |
Value of total assets at end of year | 2012-04-30 | $48,807,884 |
Value of total assets at beginning of year | 2012-04-30 | $44,256,697 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-04-30 | $46,120 |
Total interest from all sources | 2012-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-04-30 | No |
Administrative expenses professional fees incurred | 2012-04-30 | $46,120 |
Was this plan covered by a fidelity bond | 2012-04-30 | Yes |
Value of fidelity bond cover | 2012-04-30 | $5,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-04-30 | $2,998,689 |
Were there any nonexempt tranactions with any party-in-interest | 2012-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-04-30 | $17,204,140 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-04-30 | $13,532,923 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
Value of net income/loss | 2012-04-30 | $879,970 |
Value of net assets at end of year (total assets less liabilities) | 2012-04-30 | $31,603,744 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-04-30 | $30,723,774 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-04-30 | No |
Value of interest in common/collective trusts at end of year | 2012-04-30 | $7,796 |
Value of interest in common/collective trusts at beginning of year | 2012-04-30 | $6,642 |
Net investment gain or loss from common/collective trusts | 2012-04-30 | $1,550 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-04-30 | No |
Assets. Invements in employer securities at end of year | 2012-04-30 | $48,800,088 |
Assets. Invements in employer securities at beginning of year | 2012-04-30 | $44,250,055 |
Contributions received in cash from employer | 2012-04-30 | $950,001 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-04-30 | $4,003,345 |
Did the plan have assets held for investment | 2012-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2012-04-30 | Unqualified |
Accountancy firm name | 2012-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2012-04-30 | 411656121 |
2011 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-04-30 | $4,800,005 |
Total unrealized appreciation/depreciation of assets | 2011-04-30 | $4,800,005 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $13,532,923 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $12,689,218 |
Expenses. Interest paid | 2011-04-30 | $550,471 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-04-30 | $550,471 |
Total income from all sources (including contributions) | 2011-04-30 | $5,651,452 |
Total loss/gain on sale of assets | 2011-04-30 | $0 |
Total of all expenses incurred | 2011-04-30 | $1,694,203 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-04-30 | $1,086,669 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-04-30 | $850,001 |
Value of total assets at end of year | 2011-04-30 | $44,256,697 |
Value of total assets at beginning of year | 2011-04-30 | $39,455,743 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-04-30 | $57,063 |
Total interest from all sources | 2011-04-30 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-04-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-04-30 | No |
Administrative expenses professional fees incurred | 2011-04-30 | $57,063 |
Was this plan covered by a fidelity bond | 2011-04-30 | Yes |
Value of fidelity bond cover | 2011-04-30 | $1,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-04-30 | $604,557 |
Were there any nonexempt tranactions with any party-in-interest | 2011-04-30 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-04-30 | $13,532,923 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-04-30 | $12,689,218 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
Value of net income/loss | 2011-04-30 | $3,957,249 |
Value of net assets at end of year (total assets less liabilities) | 2011-04-30 | $30,723,774 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-04-30 | $26,766,525 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-04-30 | No |
Value of interest in common/collective trusts at end of year | 2011-04-30 | $6,642 |
Value of interest in common/collective trusts at beginning of year | 2011-04-30 | $5,693 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-04-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-04-30 | $0 |
Net investment gain or loss from common/collective trusts | 2011-04-30 | $1,446 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-04-30 | No |
Assets. Invements in employer securities at end of year | 2011-04-30 | $44,250,055 |
Assets. Invements in employer securities at beginning of year | 2011-04-30 | $39,450,050 |
Contributions received in cash from employer | 2011-04-30 | $850,001 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-04-30 | $1,086,669 |
Did the plan have assets held for investment | 2011-04-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-04-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-04-30 | No |
Opinion of an independent qualified public accountant for this plan | 2011-04-30 | Unqualified |
Accountancy firm name | 2011-04-30 | SCHLENNER WENNER & CO |
Accountancy firm EIN | 2011-04-30 | 411656121 |
2010 : NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-04-30 | $2,459,027 |
2022: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2022 form 5500 responses | ||
---|---|---|
2022-05-01 | Type of plan entity | Single employer plan |
2022-05-01 | Submission has been amended | No |
2022-05-01 | This submission is the final filing | No |
2022-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-05-01 | Plan is a collectively bargained plan | No |
2022-05-01 | Plan funding arrangement – Trust | Yes |
2022-05-01 | Plan benefit arrangement - Trust | Yes |
2021: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 form 5500 responses | ||
2021-05-01 | Type of plan entity | Single employer plan |
2021-05-01 | Submission has been amended | No |
2021-05-01 | This submission is the final filing | No |
2021-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-05-01 | Plan is a collectively bargained plan | No |
2021-05-01 | Plan funding arrangement – Trust | Yes |
2021-05-01 | Plan benefit arrangement - Trust | Yes |
2020: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 form 5500 responses | ||
2020-05-01 | Type of plan entity | Single employer plan |
2020-05-01 | Submission has been amended | No |
2020-05-01 | This submission is the final filing | No |
2020-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-05-01 | Plan is a collectively bargained plan | No |
2020-05-01 | Plan funding arrangement – Trust | Yes |
2020-05-01 | Plan benefit arrangement - Trust | Yes |
2019: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 form 5500 responses | ||
2019-05-01 | Type of plan entity | Single employer plan |
2019-05-01 | Submission has been amended | No |
2019-05-01 | This submission is the final filing | No |
2019-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-05-01 | Plan is a collectively bargained plan | No |
2019-05-01 | Plan funding arrangement – Trust | Yes |
2019-05-01 | Plan benefit arrangement - Trust | Yes |
2018: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 form 5500 responses | ||
2018-05-01 | Type of plan entity | Single employer plan |
2018-05-01 | Submission has been amended | No |
2018-05-01 | This submission is the final filing | No |
2018-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-05-01 | Plan is a collectively bargained plan | No |
2018-05-01 | Plan funding arrangement – Trust | Yes |
2018-05-01 | Plan benefit arrangement - Trust | Yes |
2017: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 form 5500 responses | ||
2017-05-01 | Type of plan entity | Single employer plan |
2017-05-01 | Submission has been amended | No |
2017-05-01 | This submission is the final filing | No |
2017-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-05-01 | Plan is a collectively bargained plan | No |
2017-05-01 | Plan funding arrangement – Trust | Yes |
2017-05-01 | Plan benefit arrangement - Trust | Yes |
2016: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 form 5500 responses | ||
2016-05-01 | Type of plan entity | Single employer plan |
2016-05-01 | Submission has been amended | No |
2016-05-01 | This submission is the final filing | No |
2016-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-05-01 | Plan is a collectively bargained plan | No |
2016-05-01 | Plan funding arrangement – Trust | Yes |
2016-05-01 | Plan benefit arrangement - Trust | Yes |
2015: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 form 5500 responses | ||
2015-05-01 | Type of plan entity | Single employer plan |
2015-05-01 | Submission has been amended | No |
2015-05-01 | This submission is the final filing | No |
2015-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-05-01 | Plan is a collectively bargained plan | No |
2015-05-01 | Plan funding arrangement – Trust | Yes |
2015-05-01 | Plan benefit arrangement - Trust | Yes |
2014: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 form 5500 responses | ||
2014-05-01 | Type of plan entity | Single employer plan |
2014-05-01 | Submission has been amended | No |
2014-05-01 | This submission is the final filing | No |
2014-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-05-01 | Plan is a collectively bargained plan | No |
2014-05-01 | Plan funding arrangement – Trust | Yes |
2014-05-01 | Plan benefit arrangement - Trust | Yes |
2013: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 form 5500 responses | ||
2013-05-01 | Type of plan entity | Single employer plan |
2013-05-01 | Submission has been amended | No |
2013-05-01 | This submission is the final filing | No |
2013-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-05-01 | Plan is a collectively bargained plan | No |
2013-05-01 | Plan funding arrangement – Trust | Yes |
2013-05-01 | Plan benefit arrangement - Trust | Yes |
2012: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 form 5500 responses | ||
2012-05-01 | Type of plan entity | Single employer plan |
2012-05-01 | Submission has been amended | No |
2012-05-01 | This submission is the final filing | No |
2012-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-05-01 | Plan is a collectively bargained plan | No |
2012-05-01 | Plan funding arrangement – Trust | Yes |
2012-05-01 | Plan benefit arrangement - Trust | Yes |
2011: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 form 5500 responses | ||
2011-05-01 | Type of plan entity | Single employer plan |
2011-05-01 | Submission has been amended | No |
2011-05-01 | This submission is the final filing | No |
2011-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-05-01 | Plan is a collectively bargained plan | No |
2011-05-01 | Plan funding arrangement – Trust | Yes |
2011-05-01 | Plan benefit arrangement - Trust | Yes |
2010: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 form 5500 responses | ||
2010-05-01 | Type of plan entity | Single employer plan |
2010-05-01 | Submission has been amended | No |
2010-05-01 | This submission is the final filing | No |
2010-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-05-01 | Plan is a collectively bargained plan | No |
2010-05-01 | Plan funding arrangement – Trust | Yes |
2010-05-01 | Plan benefit arrangement - Trust | Yes |
2009: NOTT COMPANY EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 form 5500 responses | ||
2009-05-01 | Type of plan entity | Single employer plan |
2009-05-01 | Submission has been amended | No |
2009-05-01 | This submission is the final filing | No |
2009-05-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-05-01 | Plan is a collectively bargained plan | No |
2009-05-01 | Plan funding arrangement – Trust | Yes |
2009-05-01 | Plan benefit arrangement - Trust | Yes |