401k Plan data: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN plan

CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan Name	CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN
Plan identification number	002

CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

CARLETON COLLEGE has sponsored the creation of one or more 401k plans.

Company Name: CARLETON COLLEGE

Employer identification number (EIN): 410694747

NAIC Classification: 611000

Additional information about CARLETON COLLEGE

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0095509

More information about CARLETON COLLEGE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01
002 2017-01-01 KERSTIN CARDENAS
002 2016-01-01 KERSTIN CARDENAS
002 2015-01-01 KERSTIN CARDENAS
002 2014-01-01 KERSTIN CARDENAS
002 2013-01-01 KERSTIN CARDENAS
002 2012-01-01 KERSTIN CARDENAS
002 2011-01-01 KERSTIN CARDENAS
002 2009-01-01 KERSTIN CARDENAS
002 2008-01-01 KERSTIN CARDENAS

Plan Statistics for CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2018: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 824
Total of all active and inactive participants 2018-01-01 0
Total participants 2018-01-01 0
2017: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 813
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 487
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 334
Total of all active and inactive participants 2017-01-01 821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 3
Total participants 2017-01-01 824
Number of participants with account balances 2017-01-01 801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 807
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 477
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 335
Total of all active and inactive participants 2016-01-01 812
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 815
Number of participants with account balances 2016-01-01 802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 805
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 474
Number of other retired or separated participants entitled to future benefits 2015-01-01 330
Total of all active and inactive participants 2015-01-01 804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 807
Number of participants with account balances 2015-01-01 791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 794
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 499
Number of other retired or separated participants entitled to future benefits 2014-01-01 304
Total of all active and inactive participants 2014-01-01 803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 806
Number of participants with account balances 2014-01-01 790
2013: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 786
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 503
Number of other retired or separated participants entitled to future benefits 2013-01-01 293
Total of all active and inactive participants 2013-01-01 796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 799
Number of participants with account balances 2013-01-01 780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 751
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 508
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 276
Total of all active and inactive participants 2012-01-01 784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 786
Number of participants with account balances 2012-01-01 770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 597
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 488
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 261
Total of all active and inactive participants 2011-01-01 749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 751
Number of participants with account balances 2011-01-01 642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 685
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 332
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 259
Total of all active and inactive participants 2009-01-01 591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 592
Number of participants with account balances 2009-01-01 581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 679
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 667
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 0
Total of all active and inactive participants 2008-01-01 667
Total participants 2008-01-01 667

Measure	Date	Value
2018: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	824
Total of all active and inactive participants	2018-01-01	0
Total participants	2018-01-01	0
2017: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	813
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	487
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	334
Total of all active and inactive participants	2017-01-01	821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	3
Total participants	2017-01-01	824
Number of participants with account balances	2017-01-01	801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	807
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	477
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	335
Total of all active and inactive participants	2016-01-01	812
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	815
Number of participants with account balances	2016-01-01	802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	805
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	474
Number of other retired or separated participants entitled to future benefits	2015-01-01	330
Total of all active and inactive participants	2015-01-01	804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	807
Number of participants with account balances	2015-01-01	791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	794
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	499
Number of other retired or separated participants entitled to future benefits	2014-01-01	304
Total of all active and inactive participants	2014-01-01	803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	806
Number of participants with account balances	2014-01-01	790
2013: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	786
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	503
Number of other retired or separated participants entitled to future benefits	2013-01-01	293
Total of all active and inactive participants	2013-01-01	796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	799
Number of participants with account balances	2013-01-01	780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	751
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	508
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	276
Total of all active and inactive participants	2012-01-01	784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	786
Number of participants with account balances	2012-01-01	770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	597
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	488
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	261
Total of all active and inactive participants	2011-01-01	749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	751
Number of participants with account balances	2011-01-01	642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	685
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	332
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	259
Total of all active and inactive participants	2009-01-01	591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	592
Number of participants with account balances	2009-01-01	581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	679
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	667
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	0
Total of all active and inactive participants	2008-01-01	667
Total participants	2008-01-01	667

Financial Data on CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN

Measure	Date	Value
2018 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$61,429,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$61,429,423
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,859,859
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,718,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,705,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,484,628
Value of total assets at end of year	2018-12-31	$61,429,423
Value of total assets at beginning of year	2018-12-31	$62,287,896
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$13,245
Total interest from all sources	2018-12-31	$600,034
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$994,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$994,700
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,794,279
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,690,349
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$61,429,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$6,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-858,473
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$62,287,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$40,211,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$41,834,310
Value of interest in pooled separate accounts at end of year	2018-12-31	$3,383,772
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,940,145
Interest earned on other investments	2018-12-31	$600,034
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$17,834,616
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$17,513,441
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$230,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,374,155
Net investment gain/loss from pooled separate accounts	2018-12-31	$148,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,475,021
Contract administrator fees	2018-12-31	$13,245
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$12,115,915
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,090,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,090,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,536,589
Value of total assets at end of year	2017-12-31	$62,287,896
Value of total assets at beginning of year	2017-12-31	$53,262,636
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$0
Total interest from all sources	2017-12-31	$561,614
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$841,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$841,007
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,738,143
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,798,446
Other income not declared elsewhere	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$9,025,260
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$62,287,896
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$53,262,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$41,834,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$34,348,852
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,940,145
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,760,164
Interest on participant loans	2017-12-31	$0
Interest earned on other investments	2017-12-31	$561,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$17,513,441
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$16,153,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$6,053,071
Net investment gain/loss from pooled separate accounts	2017-12-31	$123,634
Net investment gain or loss from common/collective trusts	2017-12-31	$0
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,090,655
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$97,289
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,947,512
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,052,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,052,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,711,798
Value of total assets at end of year	2016-12-31	$53,262,636
Value of total assets at beginning of year	2016-12-31	$48,270,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$49
Total interest from all sources	2016-12-31	$522,523
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$540,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$540,839
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,698,154
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,013,644
Other income not declared elsewhere	2016-12-31	$1,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,894,761
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$53,262,636
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$48,270,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$34,348,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$32,323,710
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,760,164
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,452,711
Interest on participant loans	2016-12-31	$0
Interest earned on other investments	2016-12-31	$522,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$16,153,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$13,494,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,037,585
Net investment gain/loss from pooled separate accounts	2016-12-31	$133,300
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,052,702
Contract administrator fees	2016-12-31	$49
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$6,323,858
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,472,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,467,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$5,871,768
Value of total assets at end of year	2015-12-31	$48,270,586
Value of total assets at beginning of year	2015-12-31	$44,418,733
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,084
Total interest from all sources	2015-12-31	$438,007
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$647,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$647,859
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,552,205
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,319,563
Other income not declared elsewhere	2015-12-31	$15,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,851,853
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$48,270,586
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$44,418,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$32,323,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$30,120,354
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,452,711
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,109,978
Interest on participant loans	2015-12-31	$63
Interest earned on other investments	2015-12-31	$437,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$13,494,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$12,188,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-827,028
Net investment gain/loss from pooled separate accounts	2015-12-31	$177,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,467,921
Contract administrator fees	2015-12-31	$4,084
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-31	410746749
2014 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,348,946
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,526,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,526,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,858,969
Value of total assets at end of year	2014-12-31	$44,418,733
Value of total assets at beginning of year	2014-12-31	$42,596,714
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$434,588
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$510,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$510,360
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,460,669
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$173,903
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$398,300
Other income not declared elsewhere	2014-12-31	$23,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,822,019
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$44,418,733
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$42,596,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$30,120,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$28,261,267
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,109,978
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,842,964
Interest on participant loans	2014-12-31	$3
Interest earned on other investments	2014-12-31	$434,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$12,188,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$12,318,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,292,506
Net investment gain/loss from pooled separate accounts	2014-12-31	$228,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,526,927
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2014-12-31	410746749
2013 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$9,113,344
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,763,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,763,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,161,557
Value of total assets at end of year	2013-12-31	$42,596,714
Value of total assets at beginning of year	2013-12-31	$35,247,191
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$403,126
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$381,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$381,783
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,443,376
Participant contributions at end of year	2013-12-31	$173,903
Participant contributions at beginning of year	2013-12-31	$192,116
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$718,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,349,523
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$42,596,714
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$35,247,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$28,261,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$23,179,288
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,842,964
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,427,741
Interest earned on other investments	2013-12-31	$403,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$12,318,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$10,448,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,008,924
Net investment gain/loss from pooled separate accounts	2013-12-31	$157,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,763,821
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2013-12-31	410746749
2012 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$7,059,001
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$780,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$780,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,739,072
Value of total assets at end of year	2012-12-31	$35,247,191
Value of total assets at beginning of year	2012-12-31	$28,969,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$351,119
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$146,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$146,022
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,513,512
Participant contributions at end of year	2012-12-31	$192,116
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,225,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,278,059
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$35,247,191
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$28,969,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$23,179,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$18,177,625
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,427,741
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,113,567
Interest earned on other investments	2012-12-31	$351,119
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$10,448,046
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$9,677,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,701,555
Net investment gain/loss from pooled separate accounts	2012-12-31	$121,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$780,942
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2012-12-31	410746749
2011 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,788,125
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,118,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,118,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,803,958
Value of total assets at end of year	2011-12-31	$28,969,132
Value of total assets at beginning of year	2011-12-31	$28,299,432
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$329,296
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$69,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$69,808
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,840,981
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$962,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$669,700
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$28,969,132
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$28,299,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$18,177,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$18,542,190
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,113,567
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$864,585
Interest earned on other investments	2011-12-31	$329,296
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$9,677,940
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$8,892,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-536,177
Net investment gain/loss from pooled separate accounts	2011-12-31	$121,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,118,425
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2011-12-31	410746749
2010 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,677,330
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,194,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,194,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,094,148
Value of total assets at end of year	2010-12-31	$28,299,432
Value of total assets at beginning of year	2010-12-31	$24,816,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$42
Total interest from all sources	2010-12-31	$290,286
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$28,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$28,551
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,780,330
Participant contributions at beginning of year	2010-12-31	$134,033
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$313,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,482,916
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$28,299,432
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$24,816,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$42
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$18,542,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$15,628,632
Value of interest in pooled separate accounts at end of year	2010-12-31	$864,585
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$697,742
Interest earned on other investments	2010-12-31	$290,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$8,892,657
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$8,356,109
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,163,858
Net investment gain/loss from pooled separate accounts	2010-12-31	$100,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,194,372
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LARSONALLEN LLP
Accountancy firm EIN	2010-12-31	410746749
2009 : CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN

2018: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: CARLETON GROUP SUPPLEMENTAL RETIREMENT PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	566
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	587
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	581
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	583
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	586
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	770
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	642
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

102380

Policy instance

Insurance contract or identification number	102380
Number of Individuals Covered	597
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	CARLETON COLLEGE
Employer identification number (EIN):	410694747
NAIC Classification:	611000

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0095509

Plan id#	Filing Submission Date	Name of Administrator
002	2018-01-01
002	2017-01-01	KERSTIN CARDENAS
002	2016-01-01	KERSTIN CARDENAS
002	2015-01-01	KERSTIN CARDENAS
002	2014-01-01	KERSTIN CARDENAS
002	2013-01-01	KERSTIN CARDENAS
002	2012-01-01	KERSTIN CARDENAS
002	2011-01-01	KERSTIN CARDENAS
002	2009-01-01	KERSTIN CARDENAS
002	2008-01-01	KERSTIN CARDENAS