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BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameBAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

BAUER WELDING & METAL FABRICATOR has sponsored the creation of one or more 401k plans.

Company Name:BAUER WELDING & METAL FABRICATOR
Employer identification number (EIN):410777680
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01JOHN PURVES JOHN PURVES2017-06-30
0012015-01-01JOHN PURVES JOHN PURVES2016-07-29
0012014-01-01JOHN PURVES JOHN PURVES2015-07-24
0012013-01-01JOHN PURVES JOHN PURVES2014-07-21
0012012-01-01JOHN PURVES JOHN PURVES2013-07-19
0012011-01-01JOHN PURVES JOHN PURVES2012-10-12
0012010-01-01JOHN PURVES JOHN PURVES2011-07-22
0012009-01-01JOHN A. PURVES JOHN A. PURVES2010-06-23

Plan Statistics for BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01119
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01119
Total number of active participants reported on line 7a of the Form 55002015-01-0161
Number of retired or separated participants receiving benefits2015-01-0122
Number of other retired or separated participants entitled to future benefits2015-01-0130
Total of all active and inactive participants2015-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01113
Number of participants with account balances2015-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01109
Total number of active participants reported on line 7a of the Form 55002014-01-0159
Number of retired or separated participants receiving benefits2014-01-0117
Number of other retired or separated participants entitled to future benefits2014-01-0135
Total of all active and inactive participants2014-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01111
Number of participants with account balances2014-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0155
Total number of active participants reported on line 7a of the Form 55002013-01-0151
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0152
Total of all active and inactive participants2013-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01103
Number of participants with account balances2013-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01103
Total number of active participants reported on line 7a of the Form 55002012-01-0147
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0153
Total of all active and inactive participants2012-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01100
Number of participants with account balances2012-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0193
Total number of active participants reported on line 7a of the Form 55002011-01-0147
Number of retired or separated participants receiving benefits2011-01-0111
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0195
Number of participants with account balances2011-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0148
Total number of active participants reported on line 7a of the Form 55002010-01-0144
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-0139
Total of all active and inactive participants2010-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0190
Number of participants with account balances2010-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01102
Total number of active participants reported on line 7a of the Form 55002009-01-0143
Number of retired or separated participants receiving benefits2009-01-0111
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0199
Number of participants with account balances2009-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0198

Financial Data on BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016 : BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$726,955
Total income from all sources2016-12-31$301,945
Expenses. Total of all expenses incurred2016-12-31$4,970,385
Benefits paid (including direct rollovers)2016-12-31$4,970,385
Total plan assets at end of year2016-12-31$0
Total plan assets at beginning of year2016-12-31$5,395,395
Value of fidelity bond covering the plan2016-12-31$3,000,000
Other income received2016-12-31$301,945
Net income (gross income less expenses)2016-12-31$-4,668,440
Net plan assets at end of year (total assets less liabilities)2016-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,668,440
Assets. Value of employer securities2016-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$726,955
Total plan liabilities at beginning of year2015-12-31$889,149
Total income from all sources2015-12-31$98,423
Expenses. Total of all expenses incurred2015-12-31$311,264
Benefits paid (including direct rollovers)2015-12-31$283,055
Total plan assets at end of year2015-12-31$5,395,395
Total plan assets at beginning of year2015-12-31$5,770,430
Value of fidelity bond covering the plan2015-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2015-12-31$28,209
Other income received2015-12-31$-374,445
Net income (gross income less expenses)2015-12-31$-212,841
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,668,440
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,881,281
Assets. Value of employer securities2015-12-31$4,755,671
Total contributions received or receivable from employer(s)2015-12-31$472,868
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$889,149
Total plan liabilities at beginning of year2014-12-31$3,659
Total income from all sources2014-12-31$-3,408
Expenses. Total of all expenses incurred2014-12-31$211,110
Benefits paid (including direct rollovers)2014-12-31$197,395
Total plan assets at end of year2014-12-31$5,770,430
Total plan assets at beginning of year2014-12-31$5,099,458
Value of fidelity bond covering the plan2014-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2014-12-31$13,715
Other income received2014-12-31$-328,943
Net income (gross income less expenses)2014-12-31$-214,518
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,881,281
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$5,095,799
Assets. Value of employer securities2014-12-31$5,121,995
Total contributions received or receivable from employer(s)2014-12-31$325,535
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$3,659
Total plan liabilities at beginning of year2013-12-31$3,659
Total income from all sources2013-12-31$940,137
Expenses. Total of all expenses incurred2013-12-31$473,899
Benefits paid (including direct rollovers)2013-12-31$473,899
Total plan assets at end of year2013-12-31$5,099,458
Total plan assets at beginning of year2013-12-31$4,633,220
Value of fidelity bond covering the plan2013-12-31$3,000,000
Other income received2013-12-31$468,137
Net income (gross income less expenses)2013-12-31$466,238
Net plan assets at end of year (total assets less liabilities)2013-12-31$5,095,799
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,629,561
Assets. Value of employer securities2013-12-31$4,524,066
Total contributions received or receivable from employer(s)2013-12-31$472,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$3,659
Total plan liabilities at beginning of year2012-12-31$3,659
Total income from all sources2012-12-31$289,753
Expenses. Total of all expenses incurred2012-12-31$226,216
Benefits paid (including direct rollovers)2012-12-31$226,216
Total plan assets at end of year2012-12-31$4,633,220
Total plan assets at beginning of year2012-12-31$4,569,683
Value of fidelity bond covering the plan2012-12-31$3,000,000
Other income received2012-12-31$-25,247
Net income (gross income less expenses)2012-12-31$63,537
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,629,561
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,566,024
Assets. Value of employer securities2012-12-31$4,147,956
Total contributions received or receivable from employer(s)2012-12-31$315,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$3,659
Total plan liabilities at beginning of year2011-12-31$214,610
Total income from all sources2011-12-31$285,945
Expenses. Total of all expenses incurred2011-12-31$223,402
Benefits paid (including direct rollovers)2011-12-31$217,138
Total plan assets at end of year2011-12-31$4,569,683
Total plan assets at beginning of year2011-12-31$4,718,091
Value of fidelity bond covering the plan2011-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2011-12-31$6,264
Other income received2011-12-31$-89,055
Net income (gross income less expenses)2011-12-31$62,543
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,566,024
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,503,481
Assets. Value of employer securities2011-12-31$4,223,178
Total contributions received or receivable from employer(s)2011-12-31$375,000
2010 : BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$214,610
Total plan liabilities at beginning of year2010-12-31$15,604
Total income from all sources2010-12-31$668,013
Expenses. Total of all expenses incurred2010-12-31$525,591
Benefits paid (including direct rollovers)2010-12-31$525,497
Total plan assets at end of year2010-12-31$4,718,091
Total plan assets at beginning of year2010-12-31$4,376,663
Value of fidelity bond covering the plan2010-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2010-12-31$94
Other income received2010-12-31$333,013
Net income (gross income less expenses)2010-12-31$142,422
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,503,481
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,361,059
Assets. Value of employer securities2010-12-31$4,298,400
Total contributions received or receivable from employer(s)2010-12-31$335,000

Form 5500 Responses for BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2016: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BAUER WELDING & METAL FABRICATORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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