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LAKEVIEW HEALTH 401(K) PLAN 401k Plan overview

Plan NameLAKEVIEW HEALTH 401(K) PLAN
Plan identification number 008

LAKEVIEW HEALTH 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LAKEVIEW MEMORIAL HOSPITAL ASSOCIATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:LAKEVIEW MEMORIAL HOSPITAL ASSOCIATION, INC.
Employer identification number (EIN):410811697
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAKEVIEW HEALTH 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0082022-01-01
0082021-01-01
0082020-01-01
0082019-01-01
0082018-01-01
0082017-01-01DOUG JOHNSON2018-09-28 DOUG JOHNSON2018-09-28
0082016-01-01DOUG JOHNSON2017-10-12 DOUG JOHNSON2017-10-12
0082015-01-01DOUG JOHNSON2016-10-14 DOUG JOHNSON2016-10-14
0082014-01-01DOUG JOHNSON2015-10-15 DOUG JOHNSON2015-10-15
0082013-01-01DOUG JOHNSON2014-10-13 DOUG JOHNSON2014-10-13
0082012-01-01DOUG JOHNSON2013-10-07 DOUG JOHNSON2013-10-07
0082011-01-01DOUG JOHNSON2012-10-15 DOUG JOHNSON2012-10-15
0082010-01-01DENISE NELSON
0082009-01-01DOUGLAS JOHNSON

Plan Statistics for LAKEVIEW HEALTH 401(K) PLAN

401k plan membership statisitcs for LAKEVIEW HEALTH 401(K) PLAN

Measure Date Value
2022: LAKEVIEW HEALTH 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,668
Total number of active participants reported on line 7a of the Form 55002022-01-011,343
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01387
Total of all active and inactive participants2022-01-011,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,742
Number of participants with account balances2022-01-011,663
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0139
2021: LAKEVIEW HEALTH 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,527
Total number of active participants reported on line 7a of the Form 55002021-01-011,274
Number of retired or separated participants receiving benefits2021-01-0112
Number of other retired or separated participants entitled to future benefits2021-01-01382
Total of all active and inactive participants2021-01-011,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,669
Number of participants with account balances2021-01-011,590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0145
2020: LAKEVIEW HEALTH 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,536
Total number of active participants reported on line 7a of the Form 55002020-01-011,186
Number of retired or separated participants receiving benefits2020-01-017
Number of other retired or separated participants entitled to future benefits2020-01-01334
Total of all active and inactive participants2020-01-011,527
Total participants2020-01-011,527
Number of participants with account balances2020-01-011,450
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0132
2019: LAKEVIEW HEALTH 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,490
Total number of active participants reported on line 7a of the Form 55002019-01-011,214
Number of retired or separated participants receiving benefits2019-01-0112
Number of other retired or separated participants entitled to future benefits2019-01-01310
Total of all active and inactive participants2019-01-011,536
Total participants2019-01-011,536
Number of participants with account balances2019-01-011,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0125
2018: LAKEVIEW HEALTH 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,730
Total number of active participants reported on line 7a of the Form 55002018-01-011,179
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-01370
Total of all active and inactive participants2018-01-011,557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,557
Number of participants with account balances2018-01-011,490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: LAKEVIEW HEALTH 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,652
Total number of active participants reported on line 7a of the Form 55002017-01-011,730
Number of retired or separated participants receiving benefits2017-01-0113
Number of other retired or separated participants entitled to future benefits2017-01-01613
Total of all active and inactive participants2017-01-012,356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-012,361
Number of participants with account balances2017-01-011,730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0137
2016: LAKEVIEW HEALTH 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,988
Total number of active participants reported on line 7a of the Form 55002016-01-011,589
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-01537
Total of all active and inactive participants2016-01-012,134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-012,142
Number of participants with account balances2016-01-011,589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0132
2015: LAKEVIEW HEALTH 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,498
Total number of active participants reported on line 7a of the Form 55002015-01-011,503
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-01470
Total of all active and inactive participants2015-01-011,981
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-011,988
Number of participants with account balances2015-01-011,503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0164
2014: LAKEVIEW HEALTH 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,437
Total number of active participants reported on line 7a of the Form 55002014-01-011,115
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-01372
Total of all active and inactive participants2014-01-011,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-011,498
Number of participants with account balances2014-01-011,412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0152
2013: LAKEVIEW HEALTH 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,342
Total number of active participants reported on line 7a of the Form 55002013-01-011,158
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01273
Total of all active and inactive participants2013-01-011,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-011,437
Number of participants with account balances2013-01-011,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0132
2012: LAKEVIEW HEALTH 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01850
Total number of active participants reported on line 7a of the Form 55002012-01-011,118
Number of other retired or separated participants entitled to future benefits2012-01-01222
Total of all active and inactive participants2012-01-011,340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-011,342
Number of participants with account balances2012-01-011,213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: LAKEVIEW HEALTH 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01829
Total number of active participants reported on line 7a of the Form 55002011-01-01706
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01143
Total of all active and inactive participants2011-01-01849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01850
Number of participants with account balances2011-01-01714
2010: LAKEVIEW HEALTH 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01822
Total number of active participants reported on line 7a of the Form 55002010-01-01718
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01111
Total of all active and inactive participants2010-01-01829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01829
Number of participants with account balances2010-01-01678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: LAKEVIEW HEALTH 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01840
Total number of active participants reported on line 7a of the Form 55002009-01-01742
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0180
Total of all active and inactive participants2009-01-01822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01822
Number of participants with account balances2009-01-01700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on LAKEVIEW HEALTH 401(K) PLAN

Measure Date Value
2022 : LAKEVIEW HEALTH 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-8,572,300
Total of all expenses incurred2022-12-31$10,342,323
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,271,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,384,444
Value of total assets at end of year2022-12-31$91,583,195
Value of total assets at beginning of year2022-12-31$110,497,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$70,475
Total interest from all sources2022-12-31$42,909
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,295,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,295,719
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,784,400
Participant contributions at end of year2022-12-31$981,602
Participant contributions at beginning of year2022-12-31$823,759
Participant contributions at end of year2022-12-31$49,800
Assets. Other investments not covered elsewhere at end of year2022-12-31$845,893
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,244,417
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$702,203
Administrative expenses (other) incurred2022-12-31$70,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,914,623
Value of net assets at end of year (total assets less liabilities)2022-12-31$91,583,195
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$110,497,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$13,959,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,593,188
Interest on participant loans2022-12-31$42,909
Value of interest in common/collective trusts at end of year2022-12-31$73,951,354
Value of interest in common/collective trusts at beginning of year2022-12-31$79,189,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$3,591
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$540
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$540
Net investment gain or loss from common/collective trusts2022-12-31$-20,295,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,897,841
Employer contributions (assets) at end of year2022-12-31$1,791,030
Employer contributions (assets) at beginning of year2022-12-31$1,646,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,271,848
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : LAKEVIEW HEALTH 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$23,208,213
Total of all expenses incurred2021-12-31$8,257,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,192,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,965,451
Value of total assets at end of year2021-12-31$110,497,818
Value of total assets at beginning of year2021-12-31$95,546,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$65,147
Total interest from all sources2021-12-31$45,356
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,375,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,375,433
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,977,438
Participant contributions at end of year2021-12-31$823,759
Participant contributions at beginning of year2021-12-31$796,982
Participant contributions at beginning of year2021-12-31$151,264
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,244,417
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,046,795
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,398,255
Administrative expenses (other) incurred2021-12-31$65,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$14,951,012
Value of net assets at end of year (total assets less liabilities)2021-12-31$110,497,818
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$95,546,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$27,593,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$24,956,952
Interest on participant loans2021-12-31$45,356
Value of interest in common/collective trusts at end of year2021-12-31$79,189,241
Value of interest in common/collective trusts at beginning of year2021-12-31$67,055,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$540
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$11,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$11,401
Net investment gain or loss from common/collective trusts2021-12-31$10,821,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,589,758
Employer contributions (assets) at end of year2021-12-31$1,646,673
Employer contributions (assets) at beginning of year2021-12-31$1,528,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,192,054
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : LAKEVIEW HEALTH 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$22,377,916
Total of all expenses incurred2020-12-31$9,495,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,432,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,243,410
Value of total assets at end of year2020-12-31$95,546,806
Value of total assets at beginning of year2020-12-31$82,664,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$62,830
Total interest from all sources2020-12-31$36,521
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,008,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,008,160
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,424,008
Participant contributions at end of year2020-12-31$796,982
Participant contributions at beginning of year2020-12-31$696,004
Participant contributions at end of year2020-12-31$151,264
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,046,795
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$576,384
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,377,141
Administrative expenses (other) incurred2020-12-31$62,830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,882,314
Value of net assets at end of year (total assets less liabilities)2020-12-31$95,546,806
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$82,664,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$24,956,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,713,518
Interest on participant loans2020-12-31$36,521
Value of interest in common/collective trusts at end of year2020-12-31$67,055,387
Value of interest in common/collective trusts at beginning of year2020-12-31$56,188,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$11,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$121,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$121,196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,133,840
Net investment gain or loss from common/collective trusts2020-12-31$7,955,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,442,261
Employer contributions (assets) at end of year2020-12-31$1,528,025
Employer contributions (assets) at beginning of year2020-12-31$1,368,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,432,772
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : LAKEVIEW HEALTH 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$23,181,508
Total of all expenses incurred2019-12-31$9,986,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,924,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,801,635
Value of total assets at end of year2019-12-31$82,664,492
Value of total assets at beginning of year2019-12-31$69,469,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$62,154
Total interest from all sources2019-12-31$40,521
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,130,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,130,861
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,175,863
Participant contributions at end of year2019-12-31$696,004
Participant contributions at beginning of year2019-12-31$828,444
Assets. Other investments not covered elsewhere at end of year2019-12-31$576,384
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$461,607
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,315,695
Administrative expenses (other) incurred2019-12-31$62,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,194,793
Value of net assets at end of year (total assets less liabilities)2019-12-31$82,664,492
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$69,469,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,713,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,354,775
Interest on participant loans2019-12-31$40,521
Value of interest in common/collective trusts at end of year2019-12-31$56,188,459
Value of interest in common/collective trusts at beginning of year2019-12-31$42,521,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$121,196
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$13,490
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$13,490
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,725,523
Net investment gain or loss from common/collective trusts2019-12-31$8,482,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,310,077
Employer contributions (assets) at end of year2019-12-31$1,368,931
Employer contributions (assets) at beginning of year2019-12-31$1,289,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,924,561
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : LAKEVIEW HEALTH 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$4,471,067
Total of all expenses incurred2018-12-31$7,849,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,794,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,988,088
Value of total assets at end of year2018-12-31$69,469,699
Value of total assets at beginning of year2018-12-31$72,847,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$54,872
Total interest from all sources2018-12-31$31,338
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,901,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,901,181
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,662,546
Participant contributions at end of year2018-12-31$828,444
Participant contributions at beginning of year2018-12-31$755,404
Assets. Other investments not covered elsewhere at end of year2018-12-31$461,607
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$192,124
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,239,170
Administrative expenses (other) incurred2018-12-31$54,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,378,134
Value of net assets at end of year (total assets less liabilities)2018-12-31$69,469,699
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$72,847,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,354,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$67,656,646
Interest on participant loans2018-12-31$31,338
Value of interest in common/collective trusts at end of year2018-12-31$42,521,595
Value of interest in common/collective trusts at beginning of year2018-12-31$2,981,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$13,490
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$125,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,449,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,086,372
Employer contributions (assets) at end of year2018-12-31$1,289,788
Employer contributions (assets) at beginning of year2018-12-31$1,136,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,794,329
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : LAKEVIEW HEALTH 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$17,495,463
Total of all expenses incurred2017-12-31$5,959,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,783,232
Expenses. Certain deemed distributions of participant loans2017-12-31$112,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,690,580
Value of total assets at end of year2017-12-31$72,847,833
Value of total assets at beginning of year2017-12-31$61,311,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$63,410
Total interest from all sources2017-12-31$11,172
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,134,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,134,965
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,316,055
Participant contributions at end of year2017-12-31$755,404
Participant contributions at beginning of year2017-12-31$655,176
Assets. Other investments not covered elsewhere at end of year2017-12-31$192,124
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$108,842
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$477,606
Administrative expenses (other) incurred2017-12-31$63,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,536,299
Value of net assets at end of year (total assets less liabilities)2017-12-31$72,847,833
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$61,311,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$67,656,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$56,582,268
Interest on participant loans2017-12-31$11,172
Value of interest in common/collective trusts at end of year2017-12-31$2,981,059
Value of interest in common/collective trusts at beginning of year2017-12-31$2,852,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$125,646
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$205,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,658,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,896,919
Employer contributions (assets) at end of year2017-12-31$1,136,954
Employer contributions (assets) at beginning of year2017-12-31$907,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,783,232
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : LAKEVIEW HEALTH 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$10,544,361
Total of all expenses incurred2016-12-31$30,813,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$30,708,756
Expenses. Certain deemed distributions of participant loans2016-12-31$48,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,765,831
Value of total assets at end of year2016-12-31$61,311,534
Value of total assets at beginning of year2016-12-31$81,580,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$55,787
Total interest from all sources2016-12-31$9,465
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,102,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,102,601
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,690,657
Participant contributions at end of year2016-12-31$655,176
Participant contributions at beginning of year2016-12-31$676,884
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$13,029
Assets. Other investments not covered elsewhere at end of year2016-12-31$108,842
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$197,681
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$413,905
Administrative expenses (other) incurred2016-12-31$55,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-20,268,712
Value of net assets at end of year (total assets less liabilities)2016-12-31$61,311,534
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$81,580,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$56,582,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$75,104,861
Interest on participant loans2016-12-31$9,465
Value of interest in common/collective trusts at end of year2016-12-31$2,852,466
Value of interest in common/collective trusts at beginning of year2016-12-31$4,228,534
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$205,522
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$90,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,666,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,661,269
Employer contributions (assets) at end of year2016-12-31$907,260
Employer contributions (assets) at beginning of year2016-12-31$1,268,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$30,708,756
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : LAKEVIEW HEALTH 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$7,536,256
Total of all expenses incurred2015-12-31$7,097,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,925,763
Expenses. Certain deemed distributions of participant loans2015-12-31$109,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,104,865
Value of total assets at end of year2015-12-31$81,580,246
Value of total assets at beginning of year2015-12-31$81,141,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$62,720
Total interest from all sources2015-12-31$7,555
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,190,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,190,141
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,450,092
Participant contributions at end of year2015-12-31$676,884
Participant contributions at beginning of year2015-12-31$514,665
Participant contributions at end of year2015-12-31$13,029
Participant contributions at beginning of year2015-12-31$2,896
Assets. Other investments not covered elsewhere at end of year2015-12-31$197,681
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$144,136
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$243,171
Administrative expenses (other) incurred2015-12-31$62,720
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$50,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$438,517
Value of net assets at end of year (total assets less liabilities)2015-12-31$81,580,246
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$81,141,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$75,104,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$75,363,903
Interest on participant loans2015-12-31$7,555
Value of interest in common/collective trusts at end of year2015-12-31$4,228,534
Value of interest in common/collective trusts at beginning of year2015-12-31$4,815,168
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$90,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$141,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,766,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,411,602
Employer contributions (assets) at end of year2015-12-31$1,268,774
Employer contributions (assets) at beginning of year2015-12-31$109,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,925,763
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : LAKEVIEW HEALTH 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$11,564,540
Total of all expenses incurred2014-12-31$8,660,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,618,147
Expenses. Certain deemed distributions of participant loans2014-12-31$42,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,083,124
Value of total assets at end of year2014-12-31$81,141,729
Value of total assets at beginning of year2014-12-31$78,238,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$257
Total interest from all sources2014-12-31$9,034
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,361,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,361,477
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,805,016
Participant contributions at end of year2014-12-31$514,665
Participant contributions at beginning of year2014-12-31$522,190
Participant contributions at end of year2014-12-31$2,896
Participant contributions at beginning of year2014-12-31$63,261
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$15,324
Administrative expenses (other) incurred2014-12-31$257
Total non interest bearing cash at end of year2014-12-31$50,372
Total non interest bearing cash at beginning of year2014-12-31$50,629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,903,727
Value of net assets at end of year (total assets less liabilities)2014-12-31$81,141,729
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$78,238,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$75,363,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$71,899,217
Interest on participant loans2014-12-31$9,034
Value of interest in common/collective trusts at end of year2014-12-31$4,815,168
Value of interest in common/collective trusts at beginning of year2014-12-31$5,476,375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$141,553
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$46,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,050,468
Net investment gain or loss from common/collective trusts2014-12-31$60,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$144,136
Assets. Invements in employer securities at beginning of year2014-12-31$138,188
Contributions received in cash from employer2014-12-31$2,278,108
Employer contributions (assets) at end of year2014-12-31$109,036
Employer contributions (assets) at beginning of year2014-12-31$26,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,618,147
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG, LLP.
Accountancy firm EIN2014-12-31135665207
2013 : LAKEVIEW HEALTH 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$20,328,775
Total of all expenses incurred2013-12-31$4,909,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,865,259
Expenses. Certain deemed distributions of participant loans2013-12-31$44,024
Value of total corrective distributions2013-12-31$184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,507,857
Value of total assets at end of year2013-12-31$78,238,002
Value of total assets at beginning of year2013-12-31$62,819,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$385
Total interest from all sources2013-12-31$6,342
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,189,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,189,560
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$150,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,592,516
Participant contributions at end of year2013-12-31$522,190
Participant contributions at beginning of year2013-12-31$320,739
Participant contributions at end of year2013-12-31$63,261
Participant contributions at beginning of year2013-12-31$56,075
Assets. Other investments not covered elsewhere at end of year2013-12-31$15,324
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$16,706
Other income not declared elsewhere2013-12-31$-1,382
Administrative expenses (other) incurred2013-12-31$385
Total non interest bearing cash at end of year2013-12-31$50,629
Total non interest bearing cash at beginning of year2013-12-31$50,629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,418,923
Value of net assets at end of year (total assets less liabilities)2013-12-31$78,238,002
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$62,819,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$71,899,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$57,503,886
Interest on participant loans2013-12-31$6,025
Interest earned on other investments2013-12-31$317
Value of interest in common/collective trusts at end of year2013-12-31$5,476,375
Value of interest in common/collective trusts at beginning of year2013-12-31$4,730,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$46,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$12,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,553,813
Net investment gain or loss from common/collective trusts2013-12-31$72,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$138,188
Assets. Invements in employer securities at beginning of year2013-12-31$117,371
Contributions received in cash from employer2013-12-31$1,915,341
Employer contributions (assets) at end of year2013-12-31$26,422
Employer contributions (assets) at beginning of year2013-12-31$10,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,865,259
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG, LLP.
Accountancy firm EIN2013-12-31135665207
2012 : LAKEVIEW HEALTH 401(K) PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$42,382,768
Total income from all sources (including contributions)2012-12-31$8,316,847
Total of all expenses incurred2012-12-31$4,335,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,321,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,158,028
Value of total assets at end of year2012-12-31$62,819,079
Value of total assets at beginning of year2012-12-31$16,455,295
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,417
Total interest from all sources2012-12-31$4,638
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,155,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,155,776
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,379,913
Participant contributions at end of year2012-12-31$320,739
Participant contributions at beginning of year2012-12-31$260,663
Participant contributions at end of year2012-12-31$56,075
Participant contributions at beginning of year2012-12-31$41,711
Assets. Other investments not covered elsewhere at end of year2012-12-31$16,706
Other income not declared elsewhere2012-12-31$1,004
Administrative expenses (other) incurred2012-12-31$14,417
Total non interest bearing cash at end of year2012-12-31$50,629
Total non interest bearing cash at beginning of year2012-12-31$47,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,981,016
Value of net assets at end of year (total assets less liabilities)2012-12-31$62,819,079
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,455,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$57,503,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,913,487
Interest on participant loans2012-12-31$4,638
Value of interest in common/collective trusts at end of year2012-12-31$4,730,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$12,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,068,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,938,088
Net investment gain or loss from common/collective trusts2012-12-31$59,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$117,371
Contributions received in cash from employer2012-12-31$778,115
Employer contributions (assets) at end of year2012-12-31$10,351
Employer contributions (assets) at beginning of year2012-12-31$123,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,321,414
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG, LLP
Accountancy firm EIN2012-12-31135665207
2011 : LAKEVIEW HEALTH 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$2,857,562
Total of all expenses incurred2011-12-31$603,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$602,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,080,287
Value of total assets at end of year2011-12-31$16,455,295
Value of total assets at beginning of year2011-12-31$14,201,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,113
Total interest from all sources2011-12-31$3,410
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$289,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$289,856
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,411,923
Participant contributions at end of year2011-12-31$260,663
Participant contributions at beginning of year2011-12-31$202,846
Participant contributions at end of year2011-12-31$41,711
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$80,392
Administrative expenses (other) incurred2011-12-31$1,113
Total non interest bearing cash at end of year2011-12-31$47,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,253,729
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,455,295
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,201,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,913,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,868,000
Interest on participant loans2011-12-31$3,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,068,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,050,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-515,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$668,364
Employer contributions (assets) at end of year2011-12-31$123,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$602,720
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135665207
2010 : LAKEVIEW HEALTH 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$3,705,161
Total of all expenses incurred2010-12-31$626,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$595,121
Expenses. Certain deemed distributions of participant loans2010-12-31$25,455
Value of total corrective distributions2010-12-31$5,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,177,235
Value of total assets at end of year2010-12-31$14,201,566
Value of total assets at beginning of year2010-12-31$11,122,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$127
Total interest from all sources2010-12-31$27,916
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$237,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$237,773
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,025,683
Participant contributions at end of year2010-12-31$202,846
Participant contributions at beginning of year2010-12-31$143,945
Assets. Other investments not covered elsewhere at end of year2010-12-31$80,392
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$72,160
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$45,919
Other income not declared elsewhere2010-12-31$8,233
Administrative expenses (other) incurred2010-12-31$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,078,846
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,201,566
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,122,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,868,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,079,306
Interest on participant loans2010-12-31$3,211
Interest earned on other investments2010-12-31$24,705
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,050,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$827,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,254,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$105,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$595,121
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LARSONALLEN LLP
Accountancy firm EIN2010-12-31410746749
2009 : LAKEVIEW HEALTH 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LAKEVIEW HEALTH 401(K) PLAN

2022: LAKEVIEW HEALTH 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LAKEVIEW HEALTH 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LAKEVIEW HEALTH 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LAKEVIEW HEALTH 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LAKEVIEW HEALTH 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LAKEVIEW HEALTH 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LAKEVIEW HEALTH 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LAKEVIEW HEALTH 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LAKEVIEW HEALTH 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LAKEVIEW HEALTH 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LAKEVIEW HEALTH 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LAKEVIEW HEALTH 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LAKEVIEW HEALTH 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LAKEVIEW HEALTH 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-10-12
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered1730
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameKMS FINANCIAL SERVICES, INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered1503
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameKMS FINANCIAL SERVICES, INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered1412
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameKMS FINANCIAL SERVICES, INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered1251
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameKMS FINANCIAL SERVICES, INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered1213
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $542
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $542
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES, INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered714
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,403
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080275
Policy instance 1
Insurance contract or identification numberTT080275
Number of Individuals Covered700
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,100
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,100
Insurance broker organization code?3
Insurance broker nameKMS FINANCIAL SERVICES, INC.

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