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PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NamePERISCOPE INC PROFIT SHARING AND 401(K) PLAN
Plan identification number 001

PERISCOPE INC PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

PERISCOPE INC. has sponsored the creation of one or more 401k plans.

Company Name:PERISCOPE INC.
Employer identification number (EIN):410880908
NAIC Classification:541800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PERISCOPE INC PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01VIRGINIA HINES VIRGINIA HINES2018-07-11
0012015-10-01VIRGINIA HINES VIRGINIA HINES2017-07-13
0012014-10-01VIRGINIA HINES
0012014-10-01VIRGINIA HINES
0012013-10-01VIRGINIA HINES
0012012-10-01VIRGINIA HINES VIRGINIA HINES2014-06-16
0012011-10-01VIRGINIA HINES VIRGINIA HINES2013-07-15
0012009-10-01VIRGINIA HINES
0012008-10-01

Financial Data on PERISCOPE INC PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2019 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2019 401k financial data
Total transfer of assets from this plan2019-12-31$32,488,237
Total income from all sources (including contributions)2019-12-31$2,795,997
Total of all expenses incurred2019-12-31$7,727,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,654,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$516,577
Value of total assets at end of year2019-12-31$0
Value of total assets at beginning of year2019-12-31$37,419,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$72,811
Total interest from all sources2019-12-31$1,395
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$239,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$239,924
Administrative expenses professional fees incurred2019-12-31$345
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$414,966
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$115,536
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$35,385
Other income not declared elsewhere2019-12-31$21,466
Administrative expenses (other) incurred2019-12-31$72,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-4,931,302
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$37,419,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$29,526,571
Interest earned on other investments2019-12-31$1,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$7,777,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,016,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$66,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,654,488
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31REDPATH AND COMPANY LTD
Accountancy firm EIN2019-12-31410975573
Total income from all sources (including contributions)2019-09-30$4,363,625
Total of all expenses incurred2019-09-30$5,865,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$5,864,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$3,164,644
Value of total assets at end of year2019-09-30$37,419,539
Value of total assets at beginning of year2019-09-30$38,921,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$1,055
Total interest from all sources2019-09-30$2,661
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$607,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$607,691
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$1,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$2,248,929
Participant contributions at end of year2019-09-30$115,536
Participant contributions at beginning of year2019-09-30$111,871
Participant contributions at end of year2019-09-30$0
Participant contributions at beginning of year2019-09-30$95,993
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$441,984
Administrative expenses (other) incurred2019-09-30$1,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$-1,501,689
Value of net assets at end of year (total assets less liabilities)2019-09-30$37,419,539
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$38,921,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$29,526,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$30,794,132
Interest on participant loans2019-09-30$5,023
Interest earned on other investments2019-09-30$-2,362
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$7,777,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$7,889,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$588,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$473,731
Employer contributions (assets) at end of year2019-09-30$0
Employer contributions (assets) at beginning of year2019-09-30$29,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$5,864,259
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-09-30No
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30REDPATH AND COMPANY LTD
Accountancy firm EIN2019-09-30410975573
2018 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-09-30$7,497,432
Total of all expenses incurred2018-09-30$5,109,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$5,108,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$3,949,751
Value of total assets at end of year2018-09-30$38,921,228
Value of total assets at beginning of year2018-09-30$36,533,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$1,020
Total interest from all sources2018-09-30$16,531
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$491,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$491,970
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$1,000,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$2,320,359
Participant contributions at end of year2018-09-30$111,871
Participant contributions at beginning of year2018-09-30$176,891
Participant contributions at end of year2018-09-30$95,993
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$1,037,148
Administrative expenses (other) incurred2018-09-30$1,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$2,388,180
Value of net assets at end of year (total assets less liabilities)2018-09-30$38,921,228
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$36,533,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$30,794,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$29,413,503
Interest on participant loans2018-09-30$5,277
Interest earned on other investments2018-09-30$11,254
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$7,889,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$6,942,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$3,039,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$592,244
Employer contributions (assets) at end of year2018-09-30$29,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$5,108,232
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-09-30No
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30REDPATH AND COMPANY LTD
Accountancy firm EIN2018-09-30410975573
2017 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-09-30$8,828,010
Total of all expenses incurred2017-09-30$3,987,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$3,985,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$4,015,237
Value of total assets at end of year2017-09-30$36,533,048
Value of total assets at beginning of year2017-09-30$31,692,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$1,400
Total interest from all sources2017-09-30$12,433
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$504,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$504,671
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$2,306,807
Participant contributions at end of year2017-09-30$176,891
Participant contributions at beginning of year2017-09-30$91,426
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$1,057,194
Administrative expenses (other) incurred2017-09-30$1,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$4,840,794
Value of net assets at end of year (total assets less liabilities)2017-09-30$36,533,048
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$31,692,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$29,413,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$25,399,701
Interest on participant loans2017-09-30$5,200
Interest earned on other investments2017-09-30$7,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$6,942,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$6,201,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$4,295,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$651,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$3,985,816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-09-30No
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30REDPATH AND COMPANY LTD
Accountancy firm EIN2017-09-30410975573
2016 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$5,888,022
Total of all expenses incurred2016-09-30$2,434,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$2,432,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$3,109,207
Value of total assets at end of year2016-09-30$31,692,254
Value of total assets at beginning of year2016-09-30$28,238,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$1,919
Total interest from all sources2016-09-30$8,799
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$466,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$466,654
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$1,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$2,295,178
Participant contributions at end of year2016-09-30$91,426
Participant contributions at beginning of year2016-09-30$150,298
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$161,108
Administrative expenses (other) incurred2016-09-30$1,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$3,453,416
Value of net assets at end of year (total assets less liabilities)2016-09-30$31,692,254
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$28,238,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$25,399,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$22,926,455
Interest on participant loans2016-09-30$5,021
Interest earned on other investments2016-09-30$3,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$6,201,127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$5,162,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$2,303,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$652,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$2,432,687
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-09-30No
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30REDPATH AND COMPANY LTD
Accountancy firm EIN2016-09-30410975573
2015 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$2,583,671
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$2,085,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$2,083,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$3,022,922
Value of total assets at end of year2015-09-30$28,238,838
Value of total assets at beginning of year2015-09-30$27,740,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$1,685
Total interest from all sources2015-09-30$151,303
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Administrative expenses professional fees incurred2015-09-30$1,685
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$1,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$2,208,011
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$83,324
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$140,794
Assets. Loans (other than to participants) at end of year2015-09-30$150,298
Assets. Loans (other than to participants) at beginning of year2015-09-30$135,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$498,368
Value of net assets at end of year (total assets less liabilities)2015-09-30$28,238,838
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$27,740,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$22,926,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$22,553,472
Interest on participant loans2015-09-30$6,381
Interest earned on other investments2015-09-30$144,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$5,162,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$4,940,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-590,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$674,117
Employer contributions (assets) at end of year2015-09-30$0
Employer contributions (assets) at beginning of year2015-09-30$27,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$2,083,618
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30RSM US LLP
Accountancy firm EIN2015-09-30420714325
2014 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$5,429,370
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$807,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$805,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$2,968,705
Value of total assets at end of year2014-09-30$27,740,470
Value of total assets at beginning of year2014-09-30$23,118,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$1,937
Total interest from all sources2014-09-30$141,165
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Administrative expenses professional fees incurred2014-09-30$1,937
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$1,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$2,113,637
Participant contributions at end of year2014-09-30$83,324
Participant contributions at beginning of year2014-09-30$81,560
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$167,035
Assets. Loans (other than to participants) at end of year2014-09-30$135,755
Assets. Loans (other than to participants) at beginning of year2014-09-30$170,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$4,621,602
Value of net assets at end of year (total assets less liabilities)2014-09-30$27,740,470
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$23,118,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$22,553,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$19,082,310
Interest on participant loans2014-09-30$6,764
Interest earned on other investments2014-09-30$134,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$4,940,590
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$3,756,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$2,319,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$688,033
Employer contributions (assets) at end of year2014-09-30$27,329
Employer contributions (assets) at beginning of year2014-09-30$28,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$805,831
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-09-30No
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30MCGLADREY LLP
Accountancy firm EIN2014-09-30420714325
2013 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$6,161,749
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$784,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$781,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$3,104,852
Value of total assets at end of year2013-09-30$23,118,868
Value of total assets at beginning of year2013-09-30$17,741,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$2,450
Total interest from all sources2013-09-30$109,568
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Administrative expenses professional fees incurred2013-09-30$2,450
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$1,000,000
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$1,940,139
Participant contributions at end of year2013-09-30$170,643
Participant contributions at beginning of year2013-09-30$209,948
Participant contributions at end of year2013-09-30$81,560
Participant contributions at beginning of year2013-09-30$62,613
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$553,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$5,377,532
Value of net assets at end of year (total assets less liabilities)2013-09-30$23,118,868
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$17,741,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$19,082,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$14,458,140
Interest on participant loans2013-09-30$7,442
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$102,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$3,756,120
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$2,988,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$2,947,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$610,908
Employer contributions (assets) at end of year2013-09-30$28,235
Employer contributions (assets) at beginning of year2013-09-30$21,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$781,767
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-09-30No
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30MCGLADREY LLP
Accountancy firm EIN2013-09-30420714325
2012 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-09-30$5,140,210
Total of all expenses incurred2012-09-30$281,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$278,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$2,499,330
Value of total assets at end of year2012-09-30$17,741,336
Value of total assets at beginning of year2012-09-30$12,882,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$2,455
Total interest from all sources2012-09-30$86,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$2,455
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$1,000,000
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$1,471,364
Participant contributions at end of year2012-09-30$209,948
Participant contributions at beginning of year2012-09-30$160,724
Participant contributions at end of year2012-09-30$62,613
Participant contributions at beginning of year2012-09-30$46,749
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$544,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$4,858,959
Value of net assets at end of year (total assets less liabilities)2012-09-30$17,741,336
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$12,882,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$14,458,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$9,751,129
Interest on participant loans2012-09-30$8,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$408,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$408,443
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$78,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$2,988,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$2,498,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$2,554,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30Yes
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$483,477
Employer contributions (assets) at end of year2012-09-30$21,913
Employer contributions (assets) at beginning of year2012-09-30$16,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$278,796
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-09-30No
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30MCGLADREY LLP
Accountancy firm EIN2012-09-30420714325
2011 : PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$4,275
Total income from all sources (including contributions)2011-09-30$1,360,914
Total of all expenses incurred2011-09-30$427,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$425,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$1,633,215
Value of total assets at end of year2011-09-30$12,882,377
Value of total assets at beginning of year2011-09-30$11,953,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$1,915
Total interest from all sources2011-09-30$73,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$1,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$1,152,817
Participant contributions at end of year2011-09-30$160,724
Participant contributions at beginning of year2011-09-30$192,154
Participant contributions at end of year2011-09-30$46,749
Participant contributions at beginning of year2011-09-30$41,756
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$141,430
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$4,275
Administrative expenses (other) incurred2011-09-30$1,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$933,599
Value of net assets at end of year (total assets less liabilities)2011-09-30$12,882,377
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$11,948,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$9,751,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$9,408,485
Interest on participant loans2011-09-30$8,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$408,443
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$359,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$359,456
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$65,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$2,498,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$1,937,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-345,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$338,968
Employer contributions (assets) at end of year2011-09-30$16,606
Employer contributions (assets) at beginning of year2011-09-30$14,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$425,400
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-09-30No
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30MCGLADREY &PULLEN LLP
Accountancy firm EIN2011-09-30420714325

Form 5500 Responses for PERISCOPE INC PROFIT SHARING AND 401(K) PLAN

2019: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01This submission is the final filingYes
2019-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: PERISCOPE INC PROFIT SHARING AND 401(K) PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number105239
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number105239
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number105239
Policy instance 1

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