401k Plan data: MOCON, INC. SAVINGS AND RETIREMENT PLAN plan

MOCON, INC. SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	MOCON, INC. SAVINGS AND RETIREMENT PLAN
Plan identification number	001

MOCON, INC. SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MOCON, INC. has sponsored the creation of one or more 401k plans.

Company Name: MOCON, INC.

Employer identification number (EIN): 410903312

NAIC Classification: 334500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOCON, INC. SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 KRISTEN ELL
001 2016-01-01 KRISTEN ELL
001 2015-01-01 KRISTEN ELL
001 2014-01-01 KRISTEN ELL
001 2013-01-01 DARRELL B. LEE
001 2012-01-01 DARRELL B. LEE V.P. DARRELL B. LEE V.P. 2013-09-26
001 2011-01-01 DARRELL B. LEE DARRELL B. LEE 2012-10-04
001 2010-01-01 DARRELL B. LEE
001 2009-01-01 DARRELL B. LEE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	KRISTEN ELL
001	2016-01-01	KRISTEN ELL
001	2015-01-01	KRISTEN ELL
001	2014-01-01	KRISTEN ELL
001	2013-01-01	DARRELL B. LEE
001	2012-01-01	DARRELL B. LEE V.P.	DARRELL B. LEE V.P.	2013-09-26
001	2011-01-01	DARRELL B. LEE	DARRELL B. LEE	2012-10-04
001	2010-01-01	DARRELL B. LEE
001	2009-01-01	DARRELL B. LEE

Plan Statistics for MOCON, INC. SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for MOCON, INC. SAVINGS AND RETIREMENT PLAN

Measure Date Value
2017: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 119
Number of retired or separated participants receiving benefits 2017-01-01 11
Number of other retired or separated participants entitled to future benefits 2017-01-01 28
Total of all active and inactive participants 2017-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 158
Number of participants with account balances 2017-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 163
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 130
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 23
Total of all active and inactive participants 2016-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 156
Number of participants with account balances 2016-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 142
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 161
Number of participants with account balances 2015-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 140
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 20
Total of all active and inactive participants 2014-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 160
Number of participants with account balances 2014-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 129
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 145
Number of participants with account balances 2013-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 128
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 140
Number of participants with account balances 2012-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 125
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 9
Total of all active and inactive participants 2011-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 134
Number of participants with account balances 2011-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 115
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 9
Total of all active and inactive participants 2010-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 124
Number of participants with account balances 2010-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 109
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 124
Number of participants with account balances 2009-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2017: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	119
Number of retired or separated participants receiving benefits	2017-01-01	11
Number of other retired or separated participants entitled to future benefits	2017-01-01	28
Total of all active and inactive participants	2017-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	158
Number of participants with account balances	2017-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	163
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	130
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	23
Total of all active and inactive participants	2016-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	156
Number of participants with account balances	2016-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	142
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	161
Number of participants with account balances	2015-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	140
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	20
Total of all active and inactive participants	2014-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	160
Number of participants with account balances	2014-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	129
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	145
Number of participants with account balances	2013-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	128
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	140
Number of participants with account balances	2012-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	125
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	9
Total of all active and inactive participants	2011-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	134
Number of participants with account balances	2011-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	115
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	9
Total of all active and inactive participants	2010-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	124
Number of participants with account balances	2010-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	109
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	124
Number of participants with account balances	2009-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on MOCON, INC. SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2018 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-11-30	$0
Total transfer of assets from this plan	2018-11-30	$11,154,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-11-30	$28,112
Total income from all sources (including contributions)	2018-11-30	$142,025
Total loss/gain on sale of assets	2018-11-30	$0
Total of all expenses incurred	2018-11-30	$1,795,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-11-30	$1,743,974
Expenses. Certain deemed distributions of participant loans	2018-11-30	$47,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-11-30	$0
Value of total assets at end of year	2018-11-30	$0
Value of total assets at beginning of year	2018-11-30	$12,835,675
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-11-30	$3,973
Total interest from all sources	2018-11-30	$15,425
Total dividends received (eg from common stock, registered investment company shares)	2018-11-30	$106,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-11-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-11-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-11-30	$106,953
Was this plan covered by a fidelity bond	2018-11-30	Yes
Value of fidelity bond cover	2018-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2018-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-11-30	No
Participant contributions at end of year	2018-11-30	$0
Participant contributions at beginning of year	2018-11-30	$296,951
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-11-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-11-30	$28,112
Administrative expenses (other) incurred	2018-11-30	$3,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Value of net income/loss	2018-11-30	$-1,653,515
Value of net assets at end of year (total assets less liabilities)	2018-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-11-30	$12,807,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-11-30	No
Were any leases to which the plan was party in default or uncollectible	2018-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-11-30	$11,312,900
Interest on participant loans	2018-11-30	$15,425
Value of interest in common/collective trusts at end of year	2018-11-30	$0
Value of interest in common/collective trusts at beginning of year	2018-11-30	$1,210,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-11-30	$17,378
Net investment gain or loss from common/collective trusts	2018-11-30	$2,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-11-30	No
Was there a failure to transmit to the plan any participant contributions	2018-11-30	No
Has the plan failed to provide any benefit when due under the plan	2018-11-30	No
Employer contributions (assets) at end of year	2018-11-30	$0
Employer contributions (assets) at beginning of year	2018-11-30	$15,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-11-30	$1,743,974
Did the plan have assets held for investment	2018-11-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-11-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-11-30	Disclaimer
Accountancy firm name	2018-11-30	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2018-11-30	416192096
2017 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$28,112
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$40,551
Total income from all sources (including contributions)	2017-12-31	$3,618,767
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,178,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,139,951
Expenses. Certain deemed distributions of participant loans	2017-12-31	$28,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,190,552
Value of total assets at end of year	2017-12-31	$12,835,675
Value of total assets at beginning of year	2017-12-31	$14,407,924
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$10,569
Total interest from all sources	2017-12-31	$17,209
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$617,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$617,846
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$767,718
Participant contributions at end of year	2017-12-31	$296,951
Participant contributions at beginning of year	2017-12-31	$411,593
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$25,635
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$161,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$28,112
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$40,551
Administrative expenses (other) incurred	2017-12-31	$10,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-1,559,810
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$12,807,563
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$14,367,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$11,312,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$12,958,075
Interest on participant loans	2017-12-31	$17,209
Value of interest in common/collective trusts at end of year	2017-12-31	$1,210,637
Value of interest in common/collective trusts at beginning of year	2017-12-31	$998,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,790,354
Net investment gain or loss from common/collective trusts	2017-12-31	$2,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$261,617
Employer contributions (assets) at end of year	2017-12-31	$15,187
Employer contributions (assets) at beginning of year	2017-12-31	$13,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,139,951
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2017-12-31	416192096
2016 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$40,551
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,037,718
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,566,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,563,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,038,255
Value of total assets at end of year	2016-12-31	$14,407,924
Value of total assets at beginning of year	2016-12-31	$13,896,438
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,544
Total interest from all sources	2016-12-31	$18,216
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$524,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$524,326
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$750,249
Participant contributions at end of year	2016-12-31	$411,593
Participant contributions at beginning of year	2016-12-31	$374,705
Participant contributions at end of year	2016-12-31	$25,635
Participant contributions at beginning of year	2016-12-31	$26,692
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$10,448
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$40,551
Administrative expenses (other) incurred	2016-12-31	$3,544
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$10,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$470,935
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$14,367,373
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,896,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$12,958,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,775,329
Interest on participant loans	2016-12-31	$18,216
Value of interest in common/collective trusts at end of year	2016-12-31	$998,783
Value of interest in common/collective trusts at beginning of year	2016-12-31	$686,936
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$456,311
Net investment gain or loss from common/collective trusts	2016-12-31	$610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$277,558
Employer contributions (assets) at end of year	2016-12-31	$13,838
Employer contributions (assets) at beginning of year	2016-12-31	$22,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,563,239
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2016-12-31	416192096
2015 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,518,722
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,159,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,156,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,458,976
Value of total assets at end of year	2015-12-31	$13,896,438
Value of total assets at beginning of year	2015-12-31	$13,537,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,509
Total interest from all sources	2015-12-31	$19,044
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$660,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$660,999
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$881,738
Participant contributions at end of year	2015-12-31	$374,705
Participant contributions at beginning of year	2015-12-31	$334,025
Participant contributions at end of year	2015-12-31	$26,692
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$302,085
Administrative expenses (other) incurred	2015-12-31	$3,509
Total non interest bearing cash at end of year	2015-12-31	$10,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$358,983
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,896,438
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,537,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,775,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,027,572
Interest on participant loans	2015-12-31	$19,044
Value of interest in common/collective trusts at end of year	2015-12-31	$686,936
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,162,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-620,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$275,153
Employer contributions (assets) at end of year	2015-12-31	$22,776
Employer contributions (assets) at beginning of year	2015-12-31	$12,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,156,230
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2015-12-31	416192096
2014 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,141,013
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,081,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,074,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$995,348
Value of total assets at end of year	2014-12-31	$13,537,455
Value of total assets at beginning of year	2014-12-31	$13,477,824
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$6,876
Total interest from all sources	2014-12-31	$15,261
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,124,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,124,978
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$765,423
Participant contributions at end of year	2014-12-31	$334,025
Participant contributions at beginning of year	2014-12-31	$287,820
Participant contributions at beginning of year	2014-12-31	$32,900
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$161,595
Administrative expenses (other) incurred	2014-12-31	$6,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$59,631
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,537,455
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,477,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,027,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,591,477
Interest on participant loans	2014-12-31	$15,261
Value of interest in common/collective trusts at end of year	2014-12-31	$1,162,959
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,385,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,918
Net investment gain or loss from common/collective trusts	2014-12-31	$3,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$229,925
Employer contributions (assets) at end of year	2014-12-31	$12,899
Employer contributions (assets) at beginning of year	2014-12-31	$18,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,074,506
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2014-12-31	416192096
2013 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,557,733
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$931,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$928,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,122,527
Value of total assets at end of year	2013-12-31	$13,477,824
Value of total assets at beginning of year	2013-12-31	$10,851,418
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,087
Total interest from all sources	2013-12-31	$11,418
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$735,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$735,431
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$797,115
Participant contributions at end of year	2013-12-31	$287,820
Participant contributions at beginning of year	2013-12-31	$165,190
Participant contributions at end of year	2013-12-31	$32,900
Participant contributions at beginning of year	2013-12-31	$31,894
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$94,163
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$161,595
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$3,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,626,406
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,477,824
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,851,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,591,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$9,664,952
Interest on participant loans	2013-12-31	$11,418
Value of interest in common/collective trusts at end of year	2013-12-31	$1,385,342
Value of interest in common/collective trusts at beginning of year	2013-12-31	$975,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,688,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$231,249
Employer contributions (assets) at end of year	2013-12-31	$18,690
Employer contributions (assets) at beginning of year	2013-12-31	$13,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$928,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2013-12-31	416192096
2012 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,065,174
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$162,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$160,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$964,751
Value of total assets at end of year	2012-12-31	$10,851,418
Value of total assets at beginning of year	2012-12-31	$8,948,604
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,386
Total interest from all sources	2012-12-31	$8,657
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$285,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$285,199
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$740,866
Participant contributions at end of year	2012-12-31	$165,190
Participant contributions at beginning of year	2012-12-31	$178,678
Participant contributions at end of year	2012-12-31	$31,894
Participant contributions at beginning of year	2012-12-31	$29,670
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$2,856
Other income not declared elsewhere	2012-12-31	$7,123
Administrative expenses (other) incurred	2012-12-31	$1,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,902,814
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,851,418
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,948,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$9,664,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,835,466
Interest on participant loans	2012-12-31	$8,657
Value of interest in common/collective trusts at end of year	2012-12-31	$975,421
Value of interest in common/collective trusts at beginning of year	2012-12-31	$890,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$799,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$221,029
Employer contributions (assets) at end of year	2012-12-31	$13,961
Employer contributions (assets) at beginning of year	2012-12-31	$14,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$160,974
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2012-12-31	416192096
2011 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$803,302
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$186,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$185,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$957,726
Value of total assets at end of year	2011-12-31	$8,948,604
Value of total assets at beginning of year	2011-12-31	$8,332,010
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$790
Total interest from all sources	2011-12-31	$10,411
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$225,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$225,285
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$716,666
Participant contributions at end of year	2011-12-31	$178,678
Participant contributions at beginning of year	2011-12-31	$186,855
Participant contributions at end of year	2011-12-31	$29,670
Participant contributions at beginning of year	2011-12-31	$27,133
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$24,270
Total non interest bearing cash at beginning of year	2011-12-31	$8,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$616,594
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,948,604
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,332,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,835,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,284,745
Interest on participant loans	2011-12-31	$10,411
Value of interest in common/collective trusts at end of year	2011-12-31	$890,429
Value of interest in common/collective trusts at beginning of year	2011-12-31	$811,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-390,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$216,790
Employer contributions (assets) at end of year	2011-12-31	$14,361
Employer contributions (assets) at beginning of year	2011-12-31	$13,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$185,918
Contract administrator fees	2011-12-31	$790
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DS & B, LTD.
Accountancy firm EIN	2011-12-31	411475695
2010 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,584,738
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$480,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$478,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$825,892
Value of total assets at end of year	2010-12-31	$8,332,010
Value of total assets at beginning of year	2010-12-31	$7,227,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,425
Total interest from all sources	2010-12-31	$13,830
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$129,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$129,643
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$629,794
Participant contributions at end of year	2010-12-31	$186,855
Participant contributions at beginning of year	2010-12-31	$178,692
Participant contributions at end of year	2010-12-31	$27,133
Participant contributions at beginning of year	2010-12-31	$45,778
Total non interest bearing cash at end of year	2010-12-31	$8,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,104,715
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,332,010
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,227,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,284,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,209,408
Interest on participant loans	2010-12-31	$13,830
Value of interest in common/collective trusts at end of year	2010-12-31	$811,498
Value of interest in common/collective trusts at beginning of year	2010-12-31	$772,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$615,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$196,098
Employer contributions (assets) at end of year	2010-12-31	$13,779
Employer contributions (assets) at beginning of year	2010-12-31	$20,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$478,598
Contract administrator fees	2010-12-31	$1,425
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DS & B, LTD.
Accountancy firm EIN	2010-12-31	411475695
2009 : MOCON, INC. SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for MOCON, INC. SAVINGS AND RETIREMENT PLAN

2017: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: MOCON, INC. SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	MOCON, INC.
Employer identification number (EIN):	410903312
NAIC Classification:	334500