SOUTHERN-WEST FUNERAL HOMES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN
401k plan membership statisitcs for SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2011: SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-07-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-07-01 | 12 |
| Number of retired or separated participants receiving benefits | 2011-07-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2011-07-01 | 2 |
| Total of all active and inactive participants | 2011-07-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-07-01 | 0 |
| Total participants | 2011-07-01 | 15 |
| Number of participants with account balances | 2011-07-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-07-01 | 1 |
| 2009: SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-07-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-07-01 | 9 |
| Number of retired or separated participants receiving benefits | 2009-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-07-01 | 2 |
| Total of all active and inactive participants | 2009-07-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-07-01 | 0 |
| Total participants | 2009-07-01 | 11 |
| Number of participants with account balances | 2009-07-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-07-01 | 1 |
| Measure | Date | Value |
|---|
| 2012 : SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-06-30 | $182,593 |
| Expenses. Total of all expenses incurred | 2012-06-30 | $90,936 |
| Benefits paid (including direct rollovers) | 2012-06-30 | $90,936 |
| Total plan assets at end of year | 2012-06-30 | $2,775,946 |
| Total plan assets at beginning of year | 2012-06-30 | $2,684,289 |
| Value of fidelity bond covering the plan | 2012-06-30 | $1,000,000 |
| Total contributions received or receivable from participants | 2012-06-30 | $23,983 |
| Other income received | 2012-06-30 | $140,740 |
| Net income (gross income less expenses) | 2012-06-30 | $91,657 |
| Net plan assets at end of year (total assets less liabilities) | 2012-06-30 | $2,775,946 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-06-30 | $2,684,289 |
| Total contributions received or receivable from employer(s) | 2012-06-30 | $17,870 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
| 2011 : SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-06-30 | $372,274 |
| Expenses. Total of all expenses incurred | 2011-06-30 | $92,665 |
| Benefits paid (including direct rollovers) | 2011-06-30 | $92,665 |
| Total plan assets at end of year | 2011-06-30 | $2,684,289 |
| Total plan assets at beginning of year | 2011-06-30 | $2,404,680 |
| Value of fidelity bond covering the plan | 2011-06-30 | $1,000,000 |
| Total contributions received or receivable from participants | 2011-06-30 | $51,559 |
| Other income received | 2011-06-30 | $270,414 |
| Net income (gross income less expenses) | 2011-06-30 | $279,609 |
| Net plan assets at end of year (total assets less liabilities) | 2011-06-30 | $2,684,289 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-06-30 | $2,404,680 |
| Total contributions received or receivable from employer(s) | 2011-06-30 | $50,301 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
| 2010 : SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-06-30 | $0 |
| 2009 : SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2009 401k financial data |
|---|
| Total income from all sources | 2009-06-30 | $66,214 |
| Expenses. Total of all expenses incurred | 2009-06-30 | $0 |
| Total plan assets at end of year | 2009-06-30 | $2,091,216 |
| Total plan assets at beginning of year | 2009-06-30 | $2,025,002 |
| Value of fidelity bond covering the plan | 2009-06-30 | $1,000,000 |
| Total contributions received or receivable from participants | 2009-06-30 | $35,607 |
| Other income received | 2009-06-30 | $-17,518 |
| Net income (gross income less expenses) | 2009-06-30 | $66,214 |
| Net plan assets at end of year (total assets less liabilities) | 2009-06-30 | $2,091,216 |
| Net plan assets at beginning of year (total assets less liabilities) | 2009-06-30 | $2,025,002 |
| Total contributions received or receivable from employer(s) | 2009-06-30 | $48,125 |
| 2011: SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2011 form 5500 responses |
|---|
| 2011-07-01 | Type of plan entity | Single employer plan |
| 2011-07-01 | Submission has been amended | No |
| 2011-07-01 | This submission is the final filing | No |
| 2011-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-07-01 | Plan is a collectively bargained plan | No |
| 2011-07-01 | Plan funding arrangement – Insurance | Yes |
| 2011-07-01 | Plan funding arrangement – Trust | Yes |
| 2011-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-07-01 | Plan benefit arrangement - Trust | Yes |
| 2009: SOUTHERN-WEST FUNERAL HOMES, INC 401K RETIREMENT SAVINGS PLAN 2009 form 5500 responses |
|---|
| 2009-07-01 | Type of plan entity | Single employer plan |
| 2009-07-01 | Submission has been amended | Yes |
| 2009-07-01 | This submission is the final filing | No |
| 2009-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-07-01 | Plan is a collectively bargained plan | No |
| 2009-07-01 | Plan funding arrangement – Insurance | Yes |
| 2009-07-01 | Plan funding arrangement – Trust | Yes |
| 2009-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-07-01 | Plan benefit arrangement - Trust | Yes |
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 90043 |
| Policy instance | 1 |
| Insurance contract or identification number | 90043 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | GH3819 |
| Policy instance | 2 |
| Insurance contract or identification number | GH3819 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Total amount of commissions paid to insurance broker | USD $8,997 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 90043 |
| Policy instance | 1 |
| Insurance contract or identification number | 90043 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2010-07-01 | | Insurance policy end date | 2011-06-30 | | Total amount of commissions paid to insurance broker | USD $114 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $114 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES MORGAN |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 90043 |
| Policy instance | 1 |
| Insurance contract or identification number | 90043 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2008-07-01 | | Insurance policy end date | 2009-06-30 | | Total amount of commissions paid to insurance broker | USD $296 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $296 | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES MORGAN |
|
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