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MAL-O-SEN CO INC 401k Plan overview

Plan NameMAL-O-SEN CO INC
Plan identification number 001

MAL-O-SEN CO INC Benefits

401k Plan Type
Plan Features/Benefits

    401k Sponsoring company profile

    MAL-O-SEN CO INC has sponsored the creation of one or more 401k plans.

    Company Name:MAL-O-SEN CO INC
    Employer identification number (EIN):410959636
    NAIC Classification:321210

    Form 5500 Filing Information

    Submission information for form 5500 for 401k plan MAL-O-SEN CO INC

    Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
    0012020-01-01
    0012019-01-01
    0012018-01-01RONALD GEISER
    0012017-01-01RONALD GEISER
    0012016-01-01RONALD GEISER
    0012015-01-01RONALD GEISER
    0012014-01-01RONALD GEISER RONALD GEISER2015-06-04
    0012013-01-01RONALD GEISER RONALD GEISER2014-09-03
    0012012-01-01RONALD GEISER RONALD GEISER2013-07-18
    0012011-01-01RONALD GEISER
    0012009-01-01RONALD GEISER

    Plan Statistics for MAL-O-SEN CO INC

    401k plan membership statisitcs for MAL-O-SEN CO INC

    Measure Date Value
    2020
    Total participants, beginning-of-year2020-01-019
    Total number of active participants reported on line 7a of the Form 55002020-01-017
    Number of retired or separated participants receiving benefits2020-01-012
    Total of all active and inactive participants2020-01-019
    Total participants2020-01-019
    Number of participants with account balances2020-01-019
    2019
    Total participants, beginning-of-year2019-01-017
    Total number of active participants reported on line 7a of the Form 55002019-01-017
    Number of retired or separated participants receiving benefits2019-01-012
    Total of all active and inactive participants2019-01-019
    Total participants2019-01-019
    Number of participants with account balances2019-01-019
    2018
    Total participants, beginning-of-year2018-01-0110
    Total number of active participants reported on line 7a of the Form 55002018-01-017
    Number of retired or separated participants receiving benefits2018-01-012
    Total of all active and inactive participants2018-01-019
    Total participants2018-01-019
    2017
    Total participants, beginning-of-year2017-01-0110
    Total number of active participants reported on line 7a of the Form 55002017-01-017
    Number of retired or separated participants receiving benefits2017-01-012
    Total of all active and inactive participants2017-01-019
    Total participants2017-01-019
    2016
    Total participants, beginning-of-year2016-01-0110
    Total number of active participants reported on line 7a of the Form 55002016-01-015
    Total of all active and inactive participants2016-01-015
    Total participants2016-01-015
    2015
    Total participants, beginning-of-year2015-01-0113
    Total number of active participants reported on line 7a of the Form 55002015-01-0115
    Total of all active and inactive participants2015-01-0115
    Total participants2015-01-0115
    2014
    Total participants, beginning-of-year2014-01-0113
    Total number of active participants reported on line 7a of the Form 55002014-01-0113
    Total of all active and inactive participants2014-01-0113
    Total participants2014-01-0113
    2013
    Total participants, beginning-of-year2013-01-0113
    Total number of active participants reported on line 7a of the Form 55002013-01-0113
    Total of all active and inactive participants2013-01-0113
    Total participants2013-01-0113
    2012
    Total participants, beginning-of-year2012-01-0113
    Total number of active participants reported on line 7a of the Form 55002012-01-0113
    Total of all active and inactive participants2012-01-0113
    Total participants2012-01-0113
    2011
    Total participants, beginning-of-year2011-01-0113
    Total number of active participants reported on line 7a of the Form 55002011-01-0113
    Total of all active and inactive participants2011-01-0113
    Total participants2011-01-0113
    2009
    Total participants, beginning-of-year2009-01-0113
    Total number of active participants reported on line 7a of the Form 55002009-01-0113
    Total of all active and inactive participants2009-01-0113
    Total participants2009-01-0113

    Financial Data on MAL-O-SEN CO INC

    Measure Date Value
    2020
    Total income from all sources2020-12-31$121,516
    Expenses. Total of all expenses incurred2020-12-31$75,108
    Benefits paid (including direct rollovers)2020-12-31$75,000
    Total plan assets at end of year2020-12-31$847,406
    Total plan assets at beginning of year2020-12-31$800,998
    Value of fidelity bond covering the plan2020-12-31$50,000
    Total contributions received or receivable from participants2020-12-31$33,789
    Other income received2020-12-31$78,923
    Net income (gross income less expenses)2020-12-31$46,408
    Net plan assets at end of year (total assets less liabilities)2020-12-31$847,406
    Net plan assets at beginning of year (total assets less liabilities)2020-12-31$800,998
    Total contributions received or receivable from employer(s)2020-12-31$8,804
    Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$108
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
    2019
    Total plan liabilities at end of year2019-12-31$0
    Total plan liabilities at beginning of year2019-12-31$0
    Total income from all sources2019-12-31$104,619
    Expenses. Total of all expenses incurred2019-12-31$112,189
    Benefits paid (including direct rollovers)2019-12-31$112,075
    Total plan assets at end of year2019-12-31$800,999
    Total plan assets at beginning of year2019-12-31$808,569
    Value of fidelity bond covering the plan2019-12-31$50,000
    Total contributions received or receivable from participants2019-12-31$17,544
    Other income received2019-12-31$78,377
    Net income (gross income less expenses)2019-12-31$-7,570
    Net plan assets at end of year (total assets less liabilities)2019-12-31$800,999
    Net plan assets at beginning of year (total assets less liabilities)2019-12-31$808,569
    Total contributions received or receivable from employer(s)2019-12-31$8,698
    Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$114
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
    2018
    Total income from all sources2018-12-31$30,739
    Expenses. Total of all expenses incurred2018-12-31$11,891
    Benefits paid (including direct rollovers)2018-12-31$11,779
    Total plan assets at end of year2018-12-31$808,569
    Total plan assets at beginning of year2018-12-31$789,721
    Value of fidelity bond covering the plan2018-12-31$50,000
    Total contributions received or receivable from participants2018-12-31$20,325
    Other income received2018-12-31$332
    Net income (gross income less expenses)2018-12-31$18,848
    Net plan assets at end of year (total assets less liabilities)2018-12-31$808,569
    Net plan assets at beginning of year (total assets less liabilities)2018-12-31$789,721
    Total contributions received or receivable from employer(s)2018-12-31$10,082
    Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$112
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
    2017
    Total income from all sources2017-12-31$88,989
    Expenses. Total of all expenses incurred2017-12-31$43,088
    Benefits paid (including direct rollovers)2017-12-31$42,964
    Total plan assets at end of year2017-12-31$789,721
    Total plan assets at beginning of year2017-12-31$743,820
    Value of fidelity bond covering the plan2017-12-31$50,000
    Total contributions received or receivable from participants2017-12-31$20,636
    Other income received2017-12-31$58,134
    Net income (gross income less expenses)2017-12-31$45,901
    Net plan assets at end of year (total assets less liabilities)2017-12-31$789,721
    Net plan assets at beginning of year (total assets less liabilities)2017-12-31$743,820
    Total contributions received or receivable from employer(s)2017-12-31$10,219
    Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$124
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
    2016
    Total income from all sources2016-12-31$63,712
    Expenses. Total of all expenses incurred2016-12-31$21,078
    Benefits paid (including direct rollovers)2016-12-31$20,916
    Total plan assets at end of year2016-12-31$821,248
    Total plan assets at beginning of year2016-12-31$778,614
    Value of fidelity bond covering the plan2016-12-31$50,000
    Total contributions received or receivable from participants2016-12-31$24,161
    Other income received2016-12-31$27,663
    Net income (gross income less expenses)2016-12-31$42,634
    Net plan assets at end of year (total assets less liabilities)2016-12-31$821,248
    Net plan assets at beginning of year (total assets less liabilities)2016-12-31$778,614
    Total contributions received or receivable from employer(s)2016-12-31$11,888
    Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$162
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
    2015
    Total income from all sources2015-12-31$52,241
    Expenses. Total of all expenses incurred2015-12-31$10,686
    Benefits paid (including direct rollovers)2015-12-31$10,524
    Total plan assets at end of year2015-12-31$778,614
    Total plan assets at beginning of year2015-12-31$737,059
    Value of fidelity bond covering the plan2015-12-31$50,000
    Total contributions received or receivable from participants2015-12-31$25,762
    Other income received2015-12-31$18,449
    Net income (gross income less expenses)2015-12-31$41,555
    Net plan assets at end of year (total assets less liabilities)2015-12-31$778,614
    Net plan assets at beginning of year (total assets less liabilities)2015-12-31$737,059
    Total contributions received or receivable from employer(s)2015-12-31$8,030
    Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$162
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
    2014
    Total income from all sources2014-12-31$57,269
    Expenses. Total of all expenses incurred2014-12-31$13,689
    Benefits paid (including direct rollovers)2014-12-31$13,160
    Total plan assets at end of year2014-12-31$737,059
    Total plan assets at beginning of year2014-12-31$693,479
    Value of fidelity bond covering the plan2014-12-31$50,000
    Total contributions received or receivable from participants2014-12-31$25,462
    Other income received2014-12-31$27,697
    Net income (gross income less expenses)2014-12-31$43,580
    Net plan assets at end of year (total assets less liabilities)2014-12-31$737,059
    Net plan assets at beginning of year (total assets less liabilities)2014-12-31$693,479
    Total contributions received or receivable from employer(s)2014-12-31$4,110
    Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$529
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
    2013
    Total income from all sources2013-12-31$74,165
    Expenses. Total of all expenses incurred2013-12-31$19,946
    Benefits paid (including direct rollovers)2013-12-31$19,776
    Total plan assets at end of year2013-12-31$693,479
    Total plan assets at beginning of year2013-12-31$639,260
    Value of fidelity bond covering the plan2013-12-31$50,000
    Total contributions received or receivable from participants2013-12-31$25,093
    Other income received2013-12-31$44,681
    Net income (gross income less expenses)2013-12-31$54,219
    Net plan assets at end of year (total assets less liabilities)2013-12-31$693,479
    Net plan assets at beginning of year (total assets less liabilities)2013-12-31$639,260
    Total contributions received or receivable from employer(s)2013-12-31$4,391
    Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$170
    Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
    2012
    Total income from all sources2012-12-31$60,073
    Expenses. Total of all expenses incurred2012-12-31$92,466
    Total plan assets at end of year2012-12-31$639,260
    Total plan assets at beginning of year2012-12-31$671,653
    Value of fidelity bond covering the plan2012-12-31$50,000
    Total contributions received or receivable from participants2012-12-31$21,059
    Other income received2012-12-31$36,390
    Net income (gross income less expenses)2012-12-31$-32,393
    Net plan assets at end of year (total assets less liabilities)2012-12-31$639,260
    Net plan assets at beginning of year (total assets less liabilities)2012-12-31$671,653
    Total contributions received or receivable from employer(s)2012-12-31$2,624
    Value of certain deemed distributions of participant loans2012-12-31$92,337
    Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$129
    2011
    Total income from all sources2011-12-31$30,092
    Expenses. Total of all expenses incurred2011-12-31$7,225
    Total plan assets at end of year2011-12-31$671,653
    Total plan assets at beginning of year2011-12-31$648,786
    Value of fidelity bond covering the plan2011-12-31$50,000
    Total contributions received or receivable from participants2011-12-31$19,241
    Other income received2011-12-31$8,467
    Net income (gross income less expenses)2011-12-31$22,867
    Net plan assets at end of year (total assets less liabilities)2011-12-31$671,653
    Net plan assets at beginning of year (total assets less liabilities)2011-12-31$648,786
    Total contributions received or receivable from employer(s)2011-12-31$2,384
    Value of certain deemed distributions of participant loans2011-12-31$7,134
    Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$91
    2010
    Total income from all sources2010-12-31$40,764
    Expenses. Total of all expenses incurred2010-12-31$11,564
    Total plan assets at end of year2010-12-31$648,786
    Total plan assets at beginning of year2010-12-31$619,586
    Value of fidelity bond covering the plan2010-12-31$50,000
    Total contributions received or receivable from participants2010-12-31$13,818
    Other income received2010-12-31$21,263
    Net income (gross income less expenses)2010-12-31$29,200
    Net plan assets at end of year (total assets less liabilities)2010-12-31$648,786
    Net plan assets at beginning of year (total assets less liabilities)2010-12-31$619,586
    Total contributions received or receivable from employer(s)2010-12-31$5,683
    Value of certain deemed distributions of participant loans2010-12-31$11,448
    Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$116

    Form 5500 Responses

    2020
    2020-01-01Type of plan entitySingle employer plan
    2020-01-01Submission has been amendedNo
    2020-01-01This submission is the final filingNo
    2020-01-01This return/report is a short plan year return/report (less than 12 months)No
    2020-01-01Plan is a collectively bargained planNo
    2020-01-01Plan funding arrangement – InsuranceYes
    2020-01-01Plan funding arrangement – TrustYes
    2020-01-01Plan benefit arrangement – InsuranceYes
    2020-01-01Plan benefit arrangement - TrustYes
    2019
    2019-01-01Type of plan entitySingle employer plan
    2019-01-01Submission has been amendedNo
    2019-01-01This submission is the final filingNo
    2019-01-01This return/report is a short plan year return/report (less than 12 months)No
    2019-01-01Plan is a collectively bargained planNo
    2019-01-01Plan funding arrangement – InsuranceYes
    2019-01-01Plan funding arrangement – TrustYes
    2019-01-01Plan benefit arrangement – InsuranceYes
    2019-01-01Plan benefit arrangement - TrustYes
    2018
    2018-01-01Type of plan entitySingle employer plan
    2018-01-01Submission has been amendedNo
    2018-01-01This submission is the final filingNo
    2018-01-01This return/report is a short plan year return/report (less than 12 months)No
    2018-01-01Plan is a collectively bargained planNo
    2018-01-01Plan funding arrangement – InsuranceYes
    2018-01-01Plan funding arrangement – TrustYes
    2018-01-01Plan benefit arrangement – InsuranceYes
    2018-01-01Plan benefit arrangement - TrustYes
    2017
    2017-01-01Type of plan entitySingle employer plan
    2017-01-01Submission has been amendedNo
    2017-01-01This submission is the final filingNo
    2017-01-01This return/report is a short plan year return/report (less than 12 months)No
    2017-01-01Plan is a collectively bargained planNo
    2017-01-01Plan funding arrangement – InsuranceYes
    2017-01-01Plan funding arrangement – TrustYes
    2017-01-01Plan benefit arrangement – InsuranceYes
    2017-01-01Plan benefit arrangement - TrustYes
    2016
    2016-01-01Type of plan entitySingle employer plan
    2016-01-01Submission has been amendedNo
    2016-01-01This submission is the final filingNo
    2016-01-01This return/report is a short plan year return/report (less than 12 months)No
    2016-01-01Plan is a collectively bargained planNo
    2016-01-01Plan funding arrangement – InsuranceYes
    2016-01-01Plan funding arrangement – TrustYes
    2016-01-01Plan benefit arrangement – InsuranceYes
    2016-01-01Plan benefit arrangement - TrustYes
    2015
    2015-01-01Type of plan entitySingle employer plan
    2015-01-01Submission has been amendedNo
    2015-01-01This submission is the final filingNo
    2015-01-01This return/report is a short plan year return/report (less than 12 months)No
    2015-01-01Plan is a collectively bargained planNo
    2015-01-01Plan funding arrangement – InsuranceYes
    2015-01-01Plan funding arrangement – TrustYes
    2015-01-01Plan benefit arrangement – InsuranceYes
    2015-01-01Plan benefit arrangement - TrustYes
    2014
    2014-01-01Type of plan entitySingle employer plan
    2014-01-01Submission has been amendedNo
    2014-01-01This submission is the final filingNo
    2014-01-01This return/report is a short plan year return/report (less than 12 months)No
    2014-01-01Plan is a collectively bargained planNo
    2014-01-01Plan funding arrangement – InsuranceYes
    2014-01-01Plan funding arrangement – TrustYes
    2014-01-01Plan benefit arrangement – InsuranceYes
    2014-01-01Plan benefit arrangement - TrustYes
    2013
    2013-01-01Type of plan entitySingle employer plan
    2013-01-01Submission has been amendedNo
    2013-01-01This submission is the final filingNo
    2013-01-01This return/report is a short plan year return/report (less than 12 months)No
    2013-01-01Plan is a collectively bargained planNo
    2013-01-01Plan funding arrangement – InsuranceYes
    2013-01-01Plan funding arrangement – TrustYes
    2013-01-01Plan benefit arrangement – InsuranceYes
    2013-01-01Plan benefit arrangement - TrustYes
    2012
    2012-01-01Type of plan entitySingle employer plan
    2012-01-01Submission has been amendedNo
    2012-01-01This submission is the final filingNo
    2012-01-01This return/report is a short plan year return/report (less than 12 months)No
    2012-01-01Plan is a collectively bargained planNo
    2012-01-01Plan funding arrangement – InsuranceYes
    2012-01-01Plan funding arrangement – TrustYes
    2012-01-01Plan benefit arrangement – InsuranceYes
    2012-01-01Plan benefit arrangement - TrustYes
    2011
    2011-01-01Type of plan entitySingle employer plan
    2011-01-01Submission has been amendedNo
    2011-01-01This submission is the final filingNo
    2011-01-01This return/report is a short plan year return/report (less than 12 months)No
    2011-01-01Plan is a collectively bargained planNo
    2011-01-01Plan funding arrangement – InsuranceYes
    2011-01-01Plan funding arrangement – TrustYes
    2011-01-01Plan benefit arrangement – InsuranceYes
    2011-01-01Plan benefit arrangement - TrustYes
    2009
    2009-01-01Type of plan entitySingle employer plan
    2009-01-01Submission has been amendedNo
    2009-01-01This submission is the final filingNo
    2009-01-01This return/report is a short plan year return/report (less than 12 months)No
    2009-01-01Plan is a collectively bargained planNo
    2009-01-01Plan funding arrangement – InsuranceYes
    2009-01-01Plan funding arrangement – TrustYes
    2009-01-01Plan benefit arrangement – InsuranceYes
    2009-01-01Plan benefit arrangement - TrustYes

    Insurance Providers Used on plan

    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered9
    Insurance policy start date2020-01-01
    Insurance policy end date2020-12-31
    Total amount of commissions paid to insurance brokerUSD $650
    Are there contracts with allocated funds for individual policies?0
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Life Insurance Welfare BenefitNo
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Commission paid to Insurance BrokerUSD $650
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered7
    Insurance policy start date2019-01-01
    Insurance policy end date2019-12-31
    Total amount of commissions paid to insurance brokerUSD $561
    Are there contracts with allocated funds for individual policies?0
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Life Insurance Welfare BenefitNo
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Commission paid to Insurance BrokerUSD $561
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered10
    Insurance policy start date2018-01-01
    Insurance policy end date2018-12-31
    Total amount of commissions paid to insurance brokerUSD $615
    Are there contracts with allocated funds for individual policies?0
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Life Insurance Welfare BenefitNo
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    Commission paid to Insurance BrokerUSD $615
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered10
    Insurance policy start date2017-01-01
    Insurance policy end date2017-12-31
    Total amount of commissions paid to insurance brokerUSD $483
    Are there contracts with allocated funds for individual policies?0
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Life Insurance Welfare BenefitNo
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    Commission paid to Insurance BrokerUSD $483
    Insurance broker nameRORY CARDINAL
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered10
    Insurance policy start date2016-01-01
    Insurance policy end date2016-12-31
    Total amount of commissions paid to insurance brokerUSD $555
    Are there contracts with allocated funds for individual policies?No
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Commission paid to Insurance BrokerUSD $555
    Life Insurance Welfare BenefitNo
    Insurance broker organization code?3
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    Insurance broker nameRORY CARDINAL
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered15
    Insurance policy start date2015-01-01
    Insurance policy end date2015-12-31
    Total amount of commissions paid to insurance brokerUSD $544
    Total amount of fees paid to insurance companyUSD $0
    Are there contracts with allocated funds for individual policies?No
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Life Insurance Welfare BenefitNo
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    Commission paid to Insurance BrokerUSD $544
    Insurance broker organization code?3
    Insurance broker nameRORY CARDINAL
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered13
    Insurance policy start date2014-01-01
    Insurance policy end date2014-12-31
    Total amount of commissions paid to insurance brokerUSD $574
    Total amount of fees paid to insurance companyUSD $0
    Are there contracts with allocated funds for individual policies?No
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Life Insurance Welfare BenefitNo
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    Commission paid to Insurance BrokerUSD $233
    Insurance broker organization code?3
    Insurance broker nameALBERIC CARDINAL
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered13
    Insurance policy start date2013-01-01
    Insurance policy end date2013-12-31
    Total amount of commissions paid to insurance brokerUSD $717
    Total amount of fees paid to insurance companyUSD $0
    Are there contracts with allocated funds for individual policies?No
    Are there contracts with allocated funds for group deferred annuity?No
    Are there contracts with allocated funds for types other than group deferred annuity or individual?No
    Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
    Contracts With Unallocated Funds Deposit Administration0
    Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
    Are there contracts with unallocated funds for contracts of type guaranteed investment?No
    Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
    Health Insurance Welfare BenefitNo
    Dental Insurance Welfare BenefitNo
    Vision Insurance Welfare BenefitNo
    Life Insurance Welfare BenefitNo
    Temporary Disability Insurance Welfare BenefitNo
    Long Term Disability Insurance Welfare BenefitNo
    Unemployment Insurance Welfare BenefitNo
    Were dividends or retroactive rate refunds paid in cash?No
    Were dividends or retroactive rate refunds paid as a credit?No
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered13
    Insurance policy start date2012-01-01
    Insurance policy end date2012-12-31
    Total amount of commissions paid to insurance brokerUSD $693
    Total amount of fees paid to insurance companyUSD $0
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered13
    Insurance policy start date2011-01-01
    Insurance policy end date2011-12-31
    Total amount of commissions paid to insurance brokerUSD $689
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
    Policy contract number610720
    Policy instance 1
    Insurance contract or identification number610720
    Number of Individuals Covered13
    Insurance policy start date2010-01-01
    Insurance policy end date2010-12-31
    Total amount of commissions paid to insurance brokerUSD $622
    Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
    Amount paid for insurance broker fees622
    Insurance broker nameAL CARDINAL

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