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LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 401k Plan overview

Plan NameLOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST
Plan identification number 001

LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LOWER SIOUX INDIAN COMMUNITY has sponsored the creation of one or more 401k plans.

Company Name:LOWER SIOUX INDIAN COMMUNITY
Employer identification number (EIN):410991683
NAIC Classification:721120
NAIC Description:Casino Hotels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01ANNE O'KEEFE2020-10-14 JIM KOERNER2020-10-14
0012018-01-01
0012017-01-01JIM KOERNER
0012016-01-01
0012015-01-01
0012014-01-01HELEN HART
0012013-01-01JESSICA CARMONA
0012012-01-01MARK STEWART
0012011-01-01MARK STEWART
0012010-01-01ERIN KIMBELL
0012009-01-01ERIN KIMBELL

Plan Statistics for LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST

Measure Date Value
2022: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01666
Total number of active participants reported on line 7a of the Form 55002022-01-01528
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0163
Total of all active and inactive participants2022-01-01597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01597
Number of participants with account balances2022-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01631
Total number of active participants reported on line 7a of the Form 55002021-01-01529
Number of retired or separated participants receiving benefits2021-01-0110
Number of other retired or separated participants entitled to future benefits2021-01-0154
Total of all active and inactive participants2021-01-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01593
Number of participants with account balances2021-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01687
Total number of active participants reported on line 7a of the Form 55002020-01-01516
Number of retired or separated participants receiving benefits2020-01-0111
Number of other retired or separated participants entitled to future benefits2020-01-011
Total of all active and inactive participants2020-01-01528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01528
Number of participants with account balances2020-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01757
Total number of active participants reported on line 7a of the Form 55002019-01-01596
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-0144
Total of all active and inactive participants2019-01-01646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01646
Number of participants with account balances2019-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0120
2018: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01760
Total number of active participants reported on line 7a of the Form 55002018-01-01636
Number of retired or separated participants receiving benefits2018-01-0119
Number of other retired or separated participants entitled to future benefits2018-01-0121
Total of all active and inactive participants2018-01-01676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01676
Number of participants with account balances2018-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01742
Total number of active participants reported on line 7a of the Form 55002017-01-01714
Number of retired or separated participants receiving benefits2017-01-0128
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-01744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01744
Number of participants with account balances2017-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01727
Total number of active participants reported on line 7a of the Form 55002016-01-01722
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01743
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01743
Number of participants with account balances2016-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01710
Total number of active participants reported on line 7a of the Form 55002015-01-01611
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01639
Number of participants with account balances2015-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01729
Total number of active participants reported on line 7a of the Form 55002014-01-01673
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01689
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01689
Number of participants with account balances2014-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01768
Total number of active participants reported on line 7a of the Form 55002013-01-01665
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-01692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01692
Number of participants with account balances2013-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113
2012: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01797
Total number of active participants reported on line 7a of the Form 55002012-01-01662
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0134
Total of all active and inactive participants2012-01-01697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01698
Number of participants with account balances2012-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01833
Total number of active participants reported on line 7a of the Form 55002011-01-01689
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0121
Total of all active and inactive participants2011-01-01710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01711
Number of participants with account balances2011-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01744
Total number of active participants reported on line 7a of the Form 55002010-01-01716
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0115
Total of all active and inactive participants2010-01-01731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01731
Number of participants with account balances2010-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01700
Total number of active participants reported on line 7a of the Form 55002009-01-01660
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01675
Number of participants with account balances2009-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST

Measure Date Value
2022 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,340
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$6,018
Total income from all sources (including contributions)2022-12-31$-608,863
Total of all expenses incurred2022-12-31$998,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$888,184
Expenses. Certain deemed distributions of participant loans2022-12-31$31,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$804,848
Value of total assets at end of year2022-12-31$7,162,662
Value of total assets at beginning of year2022-12-31$8,774,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$78,784
Total interest from all sources2022-12-31$13,568
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$545,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$545,038
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$590,716
Participant contributions at end of year2022-12-31$247,855
Participant contributions at beginning of year2022-12-31$288,992
Participant contributions at end of year2022-12-31$11,454
Participant contributions at beginning of year2022-12-31$12,323
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$40,295
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$4,260
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$1,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$6,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,607,035
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,161,322
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,768,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,805,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$8,378,766
Interest on participant loans2022-12-31$13,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$89,851
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$90,522
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,972,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$173,837
Employer contributions (assets) at end of year2022-12-31$3,532
Employer contributions (assets) at beginning of year2022-12-31$3,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$888,184
Contract administrator fees2022-12-31$78,784
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2022-12-31411680240
2021 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$6,018
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$7,619
Total income from all sources (including contributions)2021-12-31$1,642,533
Total of all expenses incurred2021-12-31$997,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$845,687
Expenses. Certain deemed distributions of participant loans2021-12-31$68,388
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$643,801
Value of total assets at end of year2021-12-31$8,774,375
Value of total assets at beginning of year2021-12-31$8,130,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$83,219
Total interest from all sources2021-12-31$19,382
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,089,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,089,831
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$489,963
Participant contributions at end of year2021-12-31$288,992
Participant contributions at beginning of year2021-12-31$440,979
Participant contributions at end of year2021-12-31$12,323
Participant contributions at beginning of year2021-12-31$15,043
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$6,018
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$7,619
Other income not declared elsewhere2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$645,239
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,768,357
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,123,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$8,378,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,569,738
Interest on participant loans2021-12-31$19,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$11,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$11,263
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$90,522
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$89,345
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-110,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$153,838
Employer contributions (assets) at end of year2021-12-31$3,772
Employer contributions (assets) at beginning of year2021-12-31$4,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$845,687
Contract administrator fees2021-12-31$83,219
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2021-12-31411680240
2020 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$7,619
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,395
Total income from all sources (including contributions)2020-12-31$1,622,718
Total of all expenses incurred2020-12-31$893,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$767,473
Expenses. Certain deemed distributions of participant loans2020-12-31$48,542
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$581,130
Value of total assets at end of year2020-12-31$8,130,737
Value of total assets at beginning of year2020-12-31$7,394,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$77,020
Total interest from all sources2020-12-31$24,578
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$354,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$354,639
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$436,885
Participant contributions at end of year2020-12-31$440,979
Participant contributions at beginning of year2020-12-31$408,317
Participant contributions at end of year2020-12-31$15,043
Participant contributions at beginning of year2020-12-31$6,920
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$7,619
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$729,683
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,123,118
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,393,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,569,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,831,074
Interest on participant loans2020-12-31$24,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$11,263
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$11,499
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$11,499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$89,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$134,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$662,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$144,245
Employer contributions (assets) at end of year2020-12-31$4,369
Employer contributions (assets) at beginning of year2020-12-31$2,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$767,473
Contract administrator fees2020-12-31$77,020
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2020-12-31411680240
2019 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,395
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,395
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$109,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$109,874
Total income from all sources (including contributions)2019-12-31$1,915,093
Total income from all sources (including contributions)2019-12-31$1,915,093
Total of all expenses incurred2019-12-31$1,001,597
Total of all expenses incurred2019-12-31$1,001,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$938,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$938,636
Value of total corrective distributions2019-12-31$774
Value of total corrective distributions2019-12-31$774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$666,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$666,577
Value of total assets at end of year2019-12-31$7,394,830
Value of total assets at end of year2019-12-31$7,394,830
Value of total assets at beginning of year2019-12-31$6,589,813
Value of total assets at beginning of year2019-12-31$6,589,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$62,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$62,187
Total interest from all sources2019-12-31$21,189
Total interest from all sources2019-12-31$21,189
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$751,797
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$751,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$751,797
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$751,797
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$502,615
Contributions received from participants2019-12-31$502,615
Participant contributions at end of year2019-12-31$408,317
Participant contributions at end of year2019-12-31$408,317
Participant contributions at beginning of year2019-12-31$376,666
Participant contributions at beginning of year2019-12-31$376,666
Participant contributions at end of year2019-12-31$6,920
Participant contributions at end of year2019-12-31$6,920
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$6,121
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$6,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$913,496
Value of net income/loss2019-12-31$913,496
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,393,435
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,393,435
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,479,939
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,479,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$47,149
Investment advisory and management fees2019-12-31$47,149
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,831,074
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,831,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,087,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,087,994
Interest on participant loans2019-12-31$21,189
Interest on participant loans2019-12-31$21,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$11,499
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$11,499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$134,752
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$134,752
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$125,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$125,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$475,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$475,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$163,962
Contributions received in cash from employer2019-12-31$163,962
Employer contributions (assets) at end of year2019-12-31$2,268
Employer contributions (assets) at end of year2019-12-31$2,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$938,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$938,636
Contract administrator fees2019-12-31$15,038
Contract administrator fees2019-12-31$15,038
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$103,753
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$103,753
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SCHECHTER DOKKEN KANTER
Accountancy firm name2019-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2019-12-31411680240
Accountancy firm EIN2019-12-31411680240
2018 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$109,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$488
Total income from all sources (including contributions)2018-12-31$211,326
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$593,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$532,851
Expenses. Certain deemed distributions of participant loans2018-12-31$1,812
Value of total corrective distributions2018-12-31$115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$680,227
Value of total assets at end of year2018-12-31$6,589,813
Value of total assets at beginning of year2018-12-31$6,862,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$59,104
Total interest from all sources2018-12-31$19,328
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$354,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$354,965
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$507,387
Participant contributions at end of year2018-12-31$376,666
Participant contributions at beginning of year2018-12-31$272,777
Participant contributions at beginning of year2018-12-31$8,683
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$16,857
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$6,121
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-382,556
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,479,939
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,862,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$59,104
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,087,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,458,144
Interest on participant loans2018-12-31$19,328
Income. Interest from loans (other than to participants)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$125,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$120,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-843,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$155,983
Employer contributions (assets) at beginning of year2018-12-31$2,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$532,851
Liabilities. Value of benefit claims payable at end of year2018-12-31$103,753
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2018-12-31411680240
2017 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$488
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,216
Total income from all sources (including contributions)2017-12-31$1,640,100
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$521,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$424,177
Expenses. Certain deemed distributions of participant loans2017-12-31$42,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$674,234
Value of total assets at end of year2017-12-31$6,862,983
Value of total assets at beginning of year2017-12-31$5,744,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$53,983
Total interest from all sources2017-12-31$13,214
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$262,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$262,427
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$506,575
Participant contributions at end of year2017-12-31$272,777
Participant contributions at beginning of year2017-12-31$316,483
Participant contributions at end of year2017-12-31$8,683
Participant contributions at beginning of year2017-12-31$9,070
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,884
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,119,034
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,862,495
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,743,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$52,331
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,458,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,304,274
Interest on participant loans2017-12-31$13,214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$120,536
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$111,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$690,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$159,775
Employer contributions (assets) at end of year2017-12-31$2,843
Employer contributions (assets) at beginning of year2017-12-31$2,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$424,177
Contract administrator fees2017-12-31$1,652
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$1,216
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2017-12-31411680240
2016 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,216
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$26,045
Total income from all sources (including contributions)2016-12-31$1,017,998
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$230,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$172,997
Expenses. Certain deemed distributions of participant loans2016-12-31$22,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$597,188
Value of total assets at end of year2016-12-31$5,744,677
Value of total assets at beginning of year2016-12-31$4,982,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$35,557
Total interest from all sources2016-12-31$12,225
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$168,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$168,202
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$456,345
Participant contributions at end of year2016-12-31$316,483
Participant contributions at beginning of year2016-12-31$284,804
Participant contributions at end of year2016-12-31$9,070
Participant contributions at beginning of year2016-12-31$7,498
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$787,406
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,743,461
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,956,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$27,441
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,304,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,584,017
Interest on participant loans2016-12-31$12,225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$111,979
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$103,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$240,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$140,843
Employer contributions (assets) at end of year2016-12-31$2,871
Employer contributions (assets) at beginning of year2016-12-31$2,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$172,997
Contract administrator fees2016-12-31$8,116
Liabilities. Value of benefit claims payable at end of year2016-12-31$1,216
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$26,045
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2016-12-31411680240
2015 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$26,045
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$32,744
Total income from all sources (including contributions)2015-12-31$516,160
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$467,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$383,496
Expenses. Certain deemed distributions of participant loans2015-12-31$51,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$525,227
Value of total assets at end of year2015-12-31$4,982,100
Value of total assets at beginning of year2015-12-31$4,940,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$32,640
Total interest from all sources2015-12-31$11,457
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$273,870
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$273,870
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$410,702
Participant contributions at end of year2015-12-31$284,804
Participant contributions at beginning of year2015-12-31$297,028
Participant contributions at end of year2015-12-31$7,498
Participant contributions at beginning of year2015-12-31$723
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$14,182
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$1,331
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$48,290
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,956,055
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,907,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,584,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,490,785
Interest on participant loans2015-12-31$11,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$103,393
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$151,711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-294,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$100,343
Employer contributions (assets) at end of year2015-12-31$2,388
Employer contributions (assets) at beginning of year2015-12-31$262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$382,165
Contract administrator fees2015-12-31$32,640
Liabilities. Value of benefit claims payable at end of year2015-12-31$26,045
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$32,744
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2015-12-31411680240
2014 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$32,744
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$5,842
Total income from all sources (including contributions)2014-12-31$762,017
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$268,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$232,995
Expenses. Certain deemed distributions of participant loans2014-12-31$1,360
Value of total corrective distributions2014-12-31$1,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$470,393
Value of total assets at end of year2014-12-31$4,940,509
Value of total assets at beginning of year2014-12-31$4,420,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,873
Total interest from all sources2014-12-31$11,535
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$351,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$351,359
Administrative expenses professional fees incurred2014-12-31$32,873
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$354,587
Participant contributions at end of year2014-12-31$297,028
Participant contributions at beginning of year2014-12-31$220,367
Participant contributions at end of year2014-12-31$723
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$115,806
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$5,842
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$493,404
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,907,765
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,414,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,490,785
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,047,798
Interest on participant loans2014-12-31$11,581
Interest earned on other investments2014-12-31$-46
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$151,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$152,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-71,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$262
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$232,995
Liabilities. Value of benefit claims payable at end of year2014-12-31$32,744
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2014-12-31411680240
2013 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,842
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,296
Total income from all sources (including contributions)2013-12-31$1,179,255
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$357,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$319,181
Value of total corrective distributions2013-12-31$5,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$453,571
Value of total assets at end of year2013-12-31$4,420,203
Value of total assets at beginning of year2013-12-31$3,597,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$32,484
Total interest from all sources2013-12-31$9,194
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$26,355
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$326,830
Participant contributions at end of year2013-12-31$220,367
Participant contributions at beginning of year2013-12-31$214,487
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$5,920
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$34,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$5,842
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$821,748
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,414,361
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,592,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,047,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,375,472
Interest on participant loans2013-12-31$9,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$152,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$716,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$91,944
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$2,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$319,181
Contract administrator fees2013-12-31$6,129
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHECHTER, DOKKEN, KANTER
Accountancy firm EIN2013-12-31411690240
2012 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,296
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,638
Total income from all sources (including contributions)2012-12-31$844,704
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$343,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$315,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$441,992
Value of total assets at end of year2012-12-31$3,597,909
Value of total assets at beginning of year2012-12-31$3,096,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$28,515
Total interest from all sources2012-12-31$8,268
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$22,802
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$321,682
Participant contributions at end of year2012-12-31$214,487
Participant contributions at beginning of year2012-12-31$227,290
Participant contributions at end of year2012-12-31$5,920
Participant contributions at beginning of year2012-12-31$5,414
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,079
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,296
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$4,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$501,004
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,592,613
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,091,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,375,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,861,425
Interest on participant loans2012-12-31$8,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$394,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$115,231
Employer contributions (assets) at end of year2012-12-31$2,030
Employer contributions (assets) at beginning of year2012-12-31$2,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$315,185
Contract administrator fees2012-12-31$5,713
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2012-12-31411690240
2011 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,638
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$407,621
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$309,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$282,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$473,807
Value of total assets at end of year2011-12-31$3,096,247
Value of total assets at beginning of year2011-12-31$2,993,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$27,064
Total interest from all sources2011-12-31$9,236
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$5,337
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$328,541
Participant contributions at end of year2011-12-31$227,290
Participant contributions at beginning of year2011-12-31$182,063
Participant contributions at end of year2011-12-31$5,414
Participant contributions at beginning of year2011-12-31$11,073
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$27,945
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$4,638
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$98,177
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,091,609
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,993,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,861,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,796,318
Interest on participant loans2011-12-31$9,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-75,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$117,321
Employer contributions (assets) at end of year2011-12-31$2,118
Employer contributions (assets) at beginning of year2011-12-31$3,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$282,380
Contract administrator fees2011-12-31$21,727
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2011-12-31411680240
2010 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$718,288
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$316,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$293,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$371,867
Value of total assets at end of year2010-12-31$2,993,432
Value of total assets at beginning of year2010-12-31$2,592,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,594
Total interest from all sources2010-12-31$8,957
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$23,594
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$284,931
Participant contributions at end of year2010-12-31$182,063
Participant contributions at beginning of year2010-12-31$152,043
Participant contributions at end of year2010-12-31$11,073
Participant contributions at beginning of year2010-12-31$4,752
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$401,429
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,993,432
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,592,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,796,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,433,594
Interest on participant loans2010-12-31$8,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$337,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$86,797
Employer contributions (assets) at end of year2010-12-31$3,978
Employer contributions (assets) at beginning of year2010-12-31$1,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$293,265
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCHECHTER DOKKEN KANTER
Accountancy firm EIN2010-12-31411680240
2009 : LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST

2022: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LOWER SIOUX INDIAN COMMUNITY 401(K) RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-TP-JV2N
Policy instance 1
Insurance contract or identification numberGAP-TP-JV2N
Number of Individuals Covered271
Total amount of commissions paid to insurance brokerUSD $275
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $275
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-TP-JV2N
Policy instance 1
Insurance contract or identification numberGAP-TP-JV2N
Number of Individuals Covered253
Total amount of commissions paid to insurance brokerUSD $270
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $270
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-TP-JV2N
Policy instance 1
Insurance contract or identification numberGAP-TP-JV2N
Number of Individuals Covered199
Total amount of commissions paid to insurance brokerUSD $297
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $297
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-TP-JV2N
Policy instance 1
Insurance contract or identification numberGAP-TP-JV2N
Number of Individuals Covered258
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $93
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-TP-JV2N
Policy instance 1
Insurance contract or identification numberGAP-TP-JV2N
Number of Individuals Covered271
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $368
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $368
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-TP-JV2N
Policy instance 1
Insurance contract or identification numberGAP-TP-JV2N
Number of Individuals Covered258
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $299
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $299
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameAMERIPRISE FINANCIAL SERVICES

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